股本结构
单位:万股
公告日期 | 2024-02-29 | 2023-11-09 | 2023-08-14 | 2023-05-25 | 2023-05-09 | 2023-05-09 |
---|---|---|---|---|---|---|
证券总股本 | 3425.19 | 2116.58 | 2110.58 | 2104.08 | 1804.08 | 1793.04 |
普通股本 | 3425.19 | 2116.58 | 2110.58 | 2104.08 | 1804.08 | 1793.04 |
优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
变动日期 | 2024-03-04 | 2023-09-30 | 2023-06-30 | 2023-05-30 | 2023-05-09 | 2023-03-31 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
---|---|---|---|---|
2024-02-29 | 3425.19 | 未披露 |
更多>>
Common stock offered 13,086,151 shares by the company
|
2024-03-04 |
2023-11-09 | 2116.58 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Shares issued as settlement with trade vendor
|
2023-09-30 |
2023-08-14 | 2110.58 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Shares issued - May 2023 private placement
Restricted stock unit settlements withheld and retired to treasury
Shares issued on exercise of warrants
Restricted stock unit settlements
|
2023-06-30 |
2023-05-25 | 2104.08 | 未披露 |
更多>>
Common Stock Offered by the company 3,000,000 shares
|
2023-05-30 |
2023-05-09 | 1804.08 | 未披露 | 定期报告 | 2023-05-09 |
2023-05-09 | 1793.04 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Shares issued on exercise of warrants
|
2023-03-31 |
2023-03-16 | 1793.04 | 未披露 | 定期报告 | 2023-03-16 |
2023-03-16 | 1789.70 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Shares issued on exercise of warrants
Shares issued from purchase agreement with Virtu
Shares issued as settlement with trade vendor
Restricted stock unit settlements
Restricted stock unit settlements withheld and retired to treasury
Shares issued under employee share purchase plan
Shares issued - November 2022 private placement
|
2022-12-31 |
2022-11-14 | 971.07 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Shares issued under employee share purchase plan
|
2022-09-30 |
2022-08-11 | 968.19 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Shares issued from purchase agreement with Virtu
Restricted stock unit settlements
Restricted stock unit settlements withheld and retired to treasury
|
2022-06-30 |
2022-05-12 | 968.19 | 未披露 | 定期报告 | 2022-05-12 |
2022-04-21 | 947.51 | 未披露 | 定期报告 | 2022-04-01 |
2022-05-12 | 947.36 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Shares issued on exercise of warrants
Shares issued from purchase agreement with Virtu
Shares issued as settlement with trade vendor
|
2022-03-31 |
2022-03-10 | 946.08 | 未披露 | 定期报告 | 2022-03-10 |
2021-11-09 | 945.35 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Shares issued on exercise of warrants
Restricted stock unit settlements
|
2021-09-30 |
2021-08-12 | 945.22 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Shares issued on exercise of warrants
Shares issued as settlement with trade vendor
|
2021-06-30 |
2021-05-27 | 900.71 | 未披露 |
更多>>
1.Common stock offered 2,857,143 shares.
2.The number of shares of common stock to be outstanding after this offering is based on 6,149,917 shares of common stock outstanding as of March 31, 2021.
|
2021-05-27 |
2021-05-13 | 616.44 | 未披露 | 定期报告 | 2021-05-13 |
2021-05-13 | 614.99 | 未披露 |
更多>>
From December 31, 2020 to March 31, 2021
Shares issued on exercise of warrants
Shares issued as settlement with trade vendor
|
2021-03-31 |
2021-03-11 | 614.99 | 未披露 | 定期报告 | 2021-03-11 |
2021-03-11 | 611.17 | 未披露 |
更多>>
from December 31, 2019 to December 31, 2020
Shares issued on exercise of warrants
Shares issued - April 2020 Private placement
Shares issued - July 2020 Registered direct offering
Shares issued - August 2020 Public offering
Shares issued - December 2020 Public offering
Restricted stock unit settlements
Shares issued on conversion of Series B preferred shares
Adjustment of fractional shares on reverse stock split
|
2020-12-31 |
2020-12-07 | 576.64 | 未披露 |
更多>>
1.Common stock offered 2,150,000 shares.
2.The number of shares of common stock to be outstanding after this offering is based on 3,616,414 shares of common stock outstanding as of September 30, 2020.
|
2020-12-07 |
2020-11-12 | 361.77 | 未披露 | 定期报告 | 2020-11-12 |
2020-11-12 | 361.64 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Shares issued - July 2020 Registered Direct Offering
Shares issued - August 2020 Public Offering
Shares issued on exercise of warrants
Restricted stock unit settlements
Adjustment of fractional shares on reverse stock split
|
2020-09-30 |
2020-08-06 | 358.72 | 未披露 | 定期报告 | 2020-08-06 |
2020-07-30 | 229.93 | 未披露 |
更多>>
The Company’s board of directors has determined to set the reverse stock split ratio at 1-for-20. The effective date of the reverse stock split is July 31, 2020, and the shares will begin trading on a split-adjusted basis on July 31, 2020.
|
2020-07-31 |
2020-07-01 | 4598.69 | 未披露 |
更多>>
1.Common Stock Offered by the company 14,634,146 shares.
2.The number of shares of common stock to be outstanding after this offering in the table above is based on 31,352,764 shares of common stock outstanding as of March 31, 2020.
|
2020-07-01 |
2020-05-14 | 3751.54 | 未披露 | 定期报告 | 2020-05-14 |
2020-05-14 | 3135.28 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Shares issued on conversion of Series B preferred shares
|
2020-03-31 |
2020-05-14 | 3751.54 | 未披露 | 定期报告 | 2020-03-14 |
2020-03-13 | 3135.28 | 未披露 | 定期报告 | 2020-03-13 |
2020-03-13 | 2948.52 | 0.11 |
更多>>
from December 31, 2018 to December 31, 2019
Restricted stock unit settlements
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued - December 2019 public offering
Shares issued on exercise of warrants
Shares issued on conversion of Series A preferred shares
Shares issued on conversion of Series B preferred shares
|
2019-12-31 |
2019-12-20 | 2068.03 | 0.63 |
更多>>
On December 19, 2019, the Company issued and sold (i) 12,577,504 shares of Common Stock (which includes 3,000,000 shares of Common Stock sold pursuant to the exercise of the Overallotment Option), (ii) 6,256 shares of Series B Preferred Stock and (iii) 23,000,000 Warrants (which includes 3,000,000 Warrants sold pursuant to the exercise of the Overallotment Option) pursuant to the Registration Statement and the Underwriting Agreement.
|
2019-12-19 |
2019-11-06 | 835.28 | 未披露 | 定期报告 | 2019-11-06 |
2019-11-06 | 810.28 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Restricted stock unit settlements
|
2019-09-30 |
2019-08-08 | 809.78 | 未披露 |
更多>>
from March 31, 2019 to June 30, 2019
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued on exercise of warrants
Shares issued on conversion of preferred shares
|
2019-06-30 |
2019-05-15 | 686.60 | 未披露 | 定期报告 | 2019-05-15 |
2019-05-15 | 672.12 | 0.06 |
更多>>
from December 31, 2018 to March 31, 2019
Restricted stock unit settlements
|
2019-03-31 |
2019-03-14 | 672.12 | 未披露 | 定期报告 | 2019-03-14 |
2019-03-14 | 672.11 | 0.06 |
更多>>
from December 31, 2017 to December 31, 2018
Restricted stock unit settlements
Adjustment of fractional shares on reverse stock split
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued - June 2018 public offering
Shares issued - October 2018 registered direct offering
Shares issued on exercise of warrants
Shares issued on conversion of preferred shares
|
2018-12-31 |
2018-11-07 | 672.11 | 未披露 | 定期报告 | 2018-11-07 |
2018-11-07 | 490.11 | 0.07 | 定期报告 | 2018-09-30 |
2018-08-16 | 455.10 | 未披露 | 定期报告 | 2018-07-30 |
2018-08-08 | 423.85 | 0.33 | 定期报告 | 2018-06-30 |
2018-05-24 | 129.08 | 未披露 |
更多>>
Achieve Life Sciences, Inc. (NASDAQ:ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced a reverse stock split of its shares of common stock at a ratio of 1-for-10. The reverse stock split will become effective on May 23, 2018, and shares will begin trading on the split-adjusted basis on the Nasdaq Capital Market under the Company's existing trading symbol "ACHV" at market open on May 24, 2018. The new CUSIP number following the reverse stock split will be 004468203.
|
2018-05-24 |
2018-05-09 | 1290.79 | 未披露 | 定期报告 | 2018-05-09 |
2018-03-01 | 1274.79 | 未披露 | 定期报告 | 2018-03-01 |
2018-03-01 | 1194.79 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Settlement of stockholder loans with related parties
Shares issued on subscription
Shares held by OncoGenex Shareholders
Shares issued on conversion of Achieve common shares
Shares cancelled on conversion of Achieve common shares
Restricted Stock Unit Settlements
Restricted Stock Unit Settlements withheld and retired to treasury
Shares issues - Lincoln Park Capital
|
2017-12-31 |
2017-11-09 | 1194.77 | 未披露 | 定期报告 | 2017-11-09 |
2017-11-09 | 1148.28 | 未披露 | 定期报告 | 2017-09-30 |
2017-09-21 | 1094.68 | 未披露 | 定期报告 | 2017-08-31 |
2016-03-09 | 2981.30 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Stock option exercises
Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements withheld and retired to treasury
Shares issues - Lincoln Park Capital
|
2015-12-31 |
2015-11-12 | 2980.43 | 未披露 | 定期报告 | 2015-11-12 |
2015-11-12 | 2979.89 | 未披露 | 定期报告 | 2015-09-30 |
2015-08-13 | 2979.18 | 未披露 | 定期报告 | 2015-08-13 |
2015-08-13 | 2443.37 | 未披露 | 定期报告 | 2015-06-30 |
2015-05-14 | 2376.26 | 未披露 | 定期报告 | 2015-05-14 |
2015-03-26 | 2267.91 | 未披露 | 定期报告 | 2015-03-26 |
2015-03-26 | 2262.14 | 未披露 |
更多>>
from December 31, 2013 to December 31, 2014
Stock option exercises
Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements withheld and retired to treasury
Shares issued - ATM Financing
Shares issued in July 2014 Financing
Warrant Exercises
|
2014-12-31 |
2014-10-30 | 2128.09 | 未披露 | 定期报告 | 2014-09-30 |
2014-08-07 | 2113.70 | 未披露 | 定期报告 | 2014-08-07 |
2014-08-07 | 1557.72 | 未披露 | 定期报告 | 2014-06-30 |
2014-04-30 | 1475.32 | 未披露 | 定期报告 | 2014-03-31 |
2014-03-11 | 1471.86 | 未披露 | 定期报告 | 2014-03-11 |
2014-03-11 | 1470.79 | 未披露 |
更多>>
from December 31, 2012 to December 31, 2013
Stock option exercises
Restricted Stock Unit Settlements
|
2013-12-31 |
2013-11-07 | 1470.76 | 未披露 | 定期报告 | 2013-11-07 |
2013-11-07 | 1470.63 | 未披露 | 定期报告 | 2013-09-30 |
2013-08-08 | 1468.04 | 未披露 | 定期报告 | 2013-06-30 |
2013-05-02 | 1467.04 | 未披露 | 定期报告 | 2013-05-02 |
2013-04-22 | 1467.00 | 未披露 | 定期报告 | 2013-03-28 |
2013-03-07 | 1465.88 | 未披露 | 定期报告 | 2013-03-07 |
2013-03-07 | 1465.69 | 未披露 |
更多>>
from December 31, 2011 to November 7,2012
Shares issued in March 2012 financing
Stock option exercises
|
2012-11-07 |
2012-11-08 | 1465.64 | 未披露 | 定期报告 | 2012-09-30 |
2012-08-02 | 1457.35 | 未披露 | 定期报告 | 2012-06-30 |
2012-05-03 | 1453.99 | 未披露 | 定期报告 | 2012-03-31 |
2012-03-08 | 975.01 | 未披露 | 定期报告 | 2012-03-08 |
2012-03-08 | 974.98 | 未披露 |
更多>>
from December 31, 2010 to December 31, 2011
Stock option exercises
|
2011-12-31 |
2011-11-03 | 974.84 | 未披露 | 定期报告 | 2011-09-30 |
2011-08-04 | 972.55 | 未披露 | 定期报告 | 2011-08-01 |
2011-05-09 | 971.83 | 未披露 | 定期报告 | 2011-03-31 |
2011-03-10 | 971.45 | 未披露 | 定期报告 | 2011-03-04 |
2011-03-10 | 969.36 | 未披露 |
更多>>
from dec 31 2009 to dec 31 2010
Shares issued in October 2010 financing
Stock option exercises
|
2010-12-31 |
2010-11-04 | 965.86 | 未披露 | 定期报告 | 2010-11-01 |
2010-11-04 | 648.05 | 未披露 | 定期报告 | 2010-09-30 |
2010-08-05 | 644.42 | 未披露 | 定期报告 | 2010-08-01 |
2010-08-05 | 644.17 | 未披露 | 定期报告 | 2010-06-30 |
2010-05-06 | 637.55 | 未披露 | 定期报告 | 2010-03-31 |
2010-03-08 | 633.37 | 未披露 | 定期报告 | 2010-03-04 |
2010-03-08 | 632.40 | 未披露 |
更多>>
from December 31, 2008 to December 31, 2009
Shares issued in July 2009 financing
Shares issued in Teva share purchase agreement
Stock option exercises
|
2009-12-31 |
2009-03-11 | 554.41 | 未披露 |
更多>>
from December 31, 2007 to December 31, 2008
Shares held by Sonus shareholders
Shares issued in exchange for convertible debentures
Shares issued in exchange for preferred shares
Escrow shares released on achievement of milestones
Stock option exercises
Issuance of common stock under employee benefit plans
On August 12, 2008, OncoGenex Technologies’ stockholders approved the Arrangement described above and on August 19, 2008, Sonus stockholders approved the Arrangement, an one-for-eighteen reverse stock split of its common stock, and a reduction of Sonus’ authorized capital from 75,000,000 common shares to 11,019,930 common shares.
|
2008-12-31 |
2008-03-14 | 3704.83 | 未披露 |
更多>>
from December 31, 2006 to December 31, 2007
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
|
2007-12-31 |
2007-03-16 | 3685.40 | 未披露 |
更多>>
from December 31, 2005 to December 31, 2006
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock (net of offering costs of $2,079,549)
|
2006-12-31 |
2006-03-16 | 3056.57 | 未披露 |
更多>>
from December 31, 2004 to December 31, 2005
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock and common stock warrants (net of offering costs of $1,180,669)
|
2005-12-31 |
2005-03-23 | 2135.28 | 未披露 |
更多>>
from December 31, 2003 to December 31, 2004
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock (net of offering costs of $777,096)
|
2004-12-31 |
2004-03-12 | 1795.75 | 未披露 |
更多>>
from December 31, 2002 to December 31, 2003
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock and common stock warrants (net of offering costs of $1,082,977)
|
2003-12-31 |
2003-03-10 | 1369.15 | 未披露 |
更多>>
from December 31, 2001 to December 31, 2002
Issuance of common stock (net of offering costs of $1,293,100)
|
2002-12-31 |
2002-03-05 | 1165.08 | 未披露 |
更多>>
from December 31, 2000 to December 31, 2001
Issuance of common stock (net of offering costs of $478,380)
|
2001-12-31 |
2001-03-07 | 960.35 | 未披露 |
更多>>
from December 31, 1999 to December 31, 2000
Issuance of common stock
|
2000-12-31 |
2000-02-29 | 899.00 | 未披露 |
更多>>
from December 31, 1998 to December 31, 1999
Issuance of common stock
|
1999-12-31 |
1999-03-25 | 863.22 | 未披露 |
更多>>
from December 31, 1997 to December 31, 1998
Issuance of common stock
|
1998-12-31 |
1998-03-31 | 861.14 | 未披露 |
更多>>
from December 31, 1996 to December 31, 1997
Issuance of common stock
|
1997-12-31 |
1997-03-19 | 853.09 | 未披露 |
更多>>
from December 31, 1995 to December 31, 1996
Issuance of common stock
|
1996-12-31 |
1997-03-19 | 844.81 | 未披露 |
更多>>
from December 31, 1994 to December 31, 1995
Initial public offering of common stock net of offering costs of $2,476,938
Conversion of redeemable preferred stock into common stock
Conversion of refundable option fees into common stock
Conversion of convertible subordinated debenture into common stock
Issuance of common stock
Repurchase of common stock
|
1995-12-31 |
Common stock offered 13,086,151 shares by the company
From June 30, 2023 to September 30, 2023
Shares issued as settlement with trade vendor
From March 31, 2023 to June 30, 2023
Shares issued - May 2023 private placement
Restricted stock unit settlements withheld and retired to treasury
Shares issued on exercise of warrants
Restricted stock unit settlements
Common Stock Offered by the company 3,000,000 shares
From December 31, 2022 to March 31, 2023
Shares issued on exercise of warrants
From December 31, 2021 to December 31, 2022
Shares issued on exercise of warrants
Shares issued from purchase agreement with Virtu
Shares issued as settlement with trade vendor
Restricted stock unit settlements
Restricted stock unit settlements withheld and retired to treasury
Shares issued under employee share purchase plan
Shares issued - November 2022 private placement
From June 30, 2022 to September 30, 2022
Shares issued under employee share purchase plan
From March 31, 2022 to June 30, 2022
Shares issued from purchase agreement with Virtu
Restricted stock unit settlements
Restricted stock unit settlements withheld and retired to treasury
From December 31, 2021 to March 31, 2022
Shares issued on exercise of warrants
Shares issued from purchase agreement with Virtu
Shares issued as settlement with trade vendor
From June 30, 2021 to September 30, 2021
Shares issued on exercise of warrants
Restricted stock unit settlements
From March 31, 2021 to June 30, 2021
Shares issued on exercise of warrants
Shares issued as settlement with trade vendor
1.Common stock offered 2,857,143 shares.
2.The number of shares of common stock to be outstanding after this offering is based on 6,149,917 shares of common stock outstanding as of March 31, 2021.
From December 31, 2020 to March 31, 2021
Shares issued on exercise of warrants
Shares issued as settlement with trade vendor
from December 31, 2019 to December 31, 2020
Shares issued on exercise of warrants
Shares issued - April 2020 Private placement
Shares issued - July 2020 Registered direct offering
Shares issued - August 2020 Public offering
Shares issued - December 2020 Public offering
Restricted stock unit settlements
Shares issued on conversion of Series B preferred shares
Adjustment of fractional shares on reverse stock split
1.Common stock offered 2,150,000 shares.
2.The number of shares of common stock to be outstanding after this offering is based on 3,616,414 shares of common stock outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020
Shares issued - July 2020 Registered Direct Offering
Shares issued - August 2020 Public Offering
Shares issued on exercise of warrants
Restricted stock unit settlements
Adjustment of fractional shares on reverse stock split
The Company’s board of directors has determined to set the reverse stock split ratio at 1-for-20. The effective date of the reverse stock split is July 31, 2020, and the shares will begin trading on a split-adjusted basis on July 31, 2020.
1.Common Stock Offered by the company 14,634,146 shares.
2.The number of shares of common stock to be outstanding after this offering in the table above is based on 31,352,764 shares of common stock outstanding as of March 31, 2020.
From December 31, 2019 to March 31, 2020
Shares issued on conversion of Series B preferred shares
from December 31, 2018 to December 31, 2019
Restricted stock unit settlements
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued - December 2019 public offering
Shares issued on exercise of warrants
Shares issued on conversion of Series A preferred shares
Shares issued on conversion of Series B preferred shares
On December 19, 2019, the Company issued and sold (i) 12,577,504 shares of Common Stock (which includes 3,000,000 shares of Common Stock sold pursuant to the exercise of the Overallotment Option), (ii) 6,256 shares of Series B Preferred Stock and (iii) 23,000,000 Warrants (which includes 3,000,000 Warrants sold pursuant to the exercise of the Overallotment Option) pursuant to the Registration Statement and the Underwriting Agreement.
from June 30, 2019 to September 30, 2019
Restricted stock unit settlements
from March 31, 2019 to June 30, 2019
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued on exercise of warrants
Shares issued on conversion of preferred shares
from December 31, 2018 to March 31, 2019
Restricted stock unit settlements
from December 31, 2017 to December 31, 2018
Restricted stock unit settlements
Adjustment of fractional shares on reverse stock split
Shares issued - from purchase agreement with Lincoln Park Capital
Shares issued - June 2018 public offering
Shares issued - October 2018 registered direct offering
Shares issued on exercise of warrants
Shares issued on conversion of preferred shares
Achieve Life Sciences, Inc. (NASDAQ:ACHV), a clinical-stage pharmaceutical company committed to the global development and commercialization of cytisine for smoking cessation, today announced a reverse stock split of its shares of common stock at a ratio of 1-for-10. The reverse stock split will become effective on May 23, 2018, and shares will begin trading on the split-adjusted basis on the Nasdaq Capital Market under the Company's existing trading symbol "ACHV" at market open on May 24, 2018. The new CUSIP number following the reverse stock split will be 004468203.
from December 31, 2016 to December 31, 2017
Settlement of stockholder loans with related parties
Shares issued on subscription
Shares held by OncoGenex Shareholders
Shares issued on conversion of Achieve common shares
Shares cancelled on conversion of Achieve common shares
Restricted Stock Unit Settlements
Restricted Stock Unit Settlements withheld and retired to treasury
Shares issues - Lincoln Park Capital
from December 31, 2014 to December 31, 2015
Stock option exercises
Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements withheld and retired to treasury
Shares issues - Lincoln Park Capital
from December 31, 2013 to December 31, 2014
Stock option exercises
Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements
Performance Restricted Stock Unit Settlements withheld and retired to treasury
Shares issued - ATM Financing
Shares issued in July 2014 Financing
Warrant Exercises
from December 31, 2012 to December 31, 2013
Stock option exercises
Restricted Stock Unit Settlements
from December 31, 2011 to November 7,2012
Shares issued in March 2012 financing
Stock option exercises
from December 31, 2010 to December 31, 2011
Stock option exercises
from dec 31 2009 to dec 31 2010
Shares issued in October 2010 financing
Stock option exercises
from December 31, 2008 to December 31, 2009
Shares issued in July 2009 financing
Shares issued in Teva share purchase agreement
Stock option exercises
from December 31, 2007 to December 31, 2008
Shares held by Sonus shareholders
Shares issued in exchange for convertible debentures
Shares issued in exchange for preferred shares
Escrow shares released on achievement of milestones
Stock option exercises
Issuance of common stock under employee benefit plans
On August 12, 2008, OncoGenex Technologies’ stockholders approved the Arrangement described above and on August 19, 2008, Sonus stockholders approved the Arrangement, an one-for-eighteen reverse stock split of its common stock, and a reduction of Sonus’ authorized capital from 75,000,000 common shares to 11,019,930 common shares.
from December 31, 2006 to December 31, 2007
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
from December 31, 2005 to December 31, 2006
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock (net of offering costs of $2,079,549)
from December 31, 2004 to December 31, 2005
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock and common stock warrants (net of offering costs of $1,180,669)
from December 31, 2003 to December 31, 2004
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock (net of offering costs of $777,096)
from December 31, 2002 to December 31, 2003
Issuance of common stock under employee benefit plans
Exercise of common stock warrants
Issuance of common stock and common stock warrants (net of offering costs of $1,082,977)
from December 31, 2001 to December 31, 2002
Issuance of common stock (net of offering costs of $1,293,100)
from December 31, 2000 to December 31, 2001
Issuance of common stock (net of offering costs of $478,380)
from December 31, 1999 to December 31, 2000
Issuance of common stock
from December 31, 1998 to December 31, 1999
Issuance of common stock
from December 31, 1997 to December 31, 1998
Issuance of common stock
from December 31, 1996 to December 31, 1997
Issuance of common stock
from December 31, 1995 to December 31, 1996
Issuance of common stock
from December 31, 1994 to December 31, 1995
Initial public offering of common stock net of offering costs of $2,476,938
Conversion of redeemable preferred stock into common stock
Conversion of refundable option fees into common stock
Conversion of convertible subordinated debenture into common stock
Issuance of common stock
Repurchase of common stock