股本结构
单位：万股
| 公告日期 | 2024-03-07 | 2024-03-07 | 2023-11-03 | 2023-11-03 | 2023-08-03 | 2023-08-03 |
|---|---|---|---|---|---|---|
| 证券总股本 | 5889.58 | 5919.60 | 5882.21 | 5918.73 | 5859.59 | 5880.12 |
| 普通股本 | 5889.58 | 5919.60 | 5882.21 | 5918.73 | 5859.59 | 5880.12 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-03-05 | 2023-12-31 | 2023-11-01 | 2023-09-30 | 2023-08-01 | 2023-06-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-03-07 | 5889.58 | 未披露 | 定期报告 | 2024-03-05 |
| 2024-03-07 | 5919.60 | 未披露 |
更多>>
From December 31,2022 to December 31,2023
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
Common stock withheld for tax obligations on option exercise
|
2023-12-31 |
| 2023-11-03 | 5882.21 | 未披露 | 定期报告 | 2023-11-01 |
| 2023-11-03 | 5918.73 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Issuance of common stock, employee stock purchase plan
Common stock withheld for tax obligations on option exercise
Issuance of common stock, exercise of stock options
Issuance of common stock, vested restricted stock awards
|
2023-09-30 |
| 2023-08-03 | 5859.59 | 未披露 | 定期报告 | 2023-08-01 |
| 2023-08-03 | 5880.12 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Issuance of common stock, exercise of stock options
|
2023-06-30 |
| 2023-05-04 | 5857.64 | 未披露 | 定期报告 | 2023-05-02 |
| 2023-05-04 | 5879.16 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
|
2023-03-31 |
| 2023-03-09 | 5857.64 | 未披露 | 定期报告 | 2023-03-07 |
| 2022-11-10 | 5856.01 | 未披露 |
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From June 30, 2022 to September 30, 2022
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
|
2022-09-30 |
| 2022-08-05 | 5832.31 | 未披露 | 定期报告 | 2022-08-02 |
| 2022-08-05 | 5830.15 | 未披露 | 定期报告 | 2022-06-30 |
| 2022-05-05 | 5830.15 | 未披露 |
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From December 31, 2021 to March 31, 2022
Release of restrictions on Helio founders’ shares
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
|
2022-03-31 |
| 2022-03-17 | 5809.90 | 未披露 | 定期报告 | 2022-03-15 |
| 2022-03-17 | 5808.12 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
Issuance of common stock in connection with Helio Vision, Inc. acquisition milestone
|
2021-12-31 |
| 2021-10-28 | 5809.21 | 未披露 | 定期报告 | 2021-10-26 |
| 2021-10-28 | 5804.54 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
|
2021-09-30 |
| 2021-08-05 | 5786.40 | 未披露 | 定期报告 | 2021-08-03 |
| 2021-08-05 | 5799.73 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
|
2021-06-30 |
| 2021-05-06 | 5763.12 | 未披露 | 定期报告 | 2021-05-04 |
| 2021-05-03 | 4882.03 | 未披露 |
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1.Common stock to be offered by the company 10,000,000 shares.
2.The number of shares of common stock that will be outstanding after this offering as shown above is based on 38,820,347 shares of common stock outstanding as of December 31, 2020.
|
2021-05-03 |
| 2021-04-14 | 4754.38 | 未披露 | 定期报告 | 2021-04-12 |
| 2021-05-06 | 4765.10 | 未披露 |
更多>>
from December 31, 2020 to March 31, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock in connection with Helio Vision, Inc. acquisition milestone
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
|
2021-03-31 |
| 2021-03-11 | 4724.68 | 未披露 | 定期报告 | 2021-03-08 |
| 2021-01-19 | 4547.38 | 未披露 |
更多>>
1.Common stock to be offered by the company 6,842,106 shares.
2.The number of shares of common stock outstanding is based on 38,631,709 shares of common stock outstanding as of September 30, 2020.
|
2021-01-19 |
| 2021-03-11 | 3866.75 | 未披露 |
更多>>
from December 31, 2019 to December 31, 2020
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
|
2020-12-31 |
| 2020-11-05 | 3882.03 | 未披露 | 定期报告 | 2020-11-03 |
| 2020-11-05 | 3863.17 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
|
2020-09-30 |
| 2020-08-06 | 3863.31 | 未披露 | 定期报告 | 2020-08-04 |
| 2020-08-06 | 3299.73 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Release of restrictions on Helio founders’shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, vested restricted stock awards
|
2020-06-30 |
| 2020-05-07 | 2979.11 | 未披露 | 定期报告 | 2020-05-05 |
| 2020-04-27 | 2967.04 | 未披露 | 定期报告 | 2020-04-13 |
| 2020-05-07 | 2950.68 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Release of restrictions on Helio founders’shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
|
2020-03-31 |
| 2020-03-12 | 2966.21 | 未披露 | 定期报告 | 2020-03-10 |
| 2020-03-12 | 2865.68 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Issuance of common stock, acquisition of Helio Vision, Inc.
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, ESPP
Issuance of common stock, vested restricted stock awards
|
2019-12-31 |
| 2019-11-07 | 2795.29 | 未披露 | 定期报告 | 2019-11-07 |
| 2019-11-07 | 2715.18 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Issuance of common stock, acquisition of Helio Vision, Inc.
Issuance of common stock, employee stock purchase plan
|
2019-09-30 |
| 2019-08-09 | 2757.82 | 未披露 | 定期报告 | 2019-08-09 |
| 2019-08-09 | 2698.69 | 未披露 |
更多>>
From December 31, 2018 to June 30, 2019
Issuance of common stock in connection with Helio Vision, Inc. acquisition
Issuance of common stock, net of issuance costs
Issuance of common stock, employee stock purchase plan
Issuance of common stock for vested restricted stock units
|
2019-06-30 |
| 2019-05-10 | 2749.06 | 未披露 | 定期报告 | 2019-04-08 |
| 2019-05-10 | 2691.04 | 未披露 |
更多>>
From December 31, 2018 to March 31, 2019
Issuance of common stock in connection with Helio Vision, Inc. acquisition
Issuance of common stock, net of issuance costs
|
2019-03-31 |
| 2019-03-08 | 2739.54 | 未披露 | 定期报告 | 2019-03-08 |
| 2019-03-08 | 2624.44 | 未披露 |
更多>>
From December 31,2017 to December 31,2018
Issuance of common stock, net of issuance costs
Issuance of common stock, ESPP
Issuance of common stock, RSUs
Issuance of common stock,warrants exercised
|
2018-12-31 |
| 2018-11-14 | 2624.44 | 未披露 | 定期报告 | 2018-11-14 |
| 2018-11-14 | 2098.93 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-09 | 2097.49 | 未披露 | 定期报告 | 2018-08-09 |
| 2018-08-09 | 2084.22 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-05-15 | 2010.94 | 未披露 | 定期报告 | 2018-05-15 |
| 2018-05-15 | 1966.49 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-03-29 | 1966.49 | 未披露 | 定期报告 | 2018-03-29 |
| 2018-03-29 | 1913.76 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of common stock, net of issuance costs of $2,784,000
Issuance of common stock, Employee Stock Purchase Plan
Issuance of common stock, Restricted Stock Units
|
2017-12-31 |
| 2017-11-09 | 1911.77 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-07 | 1515.02 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-03-30 | 1513.19 | 未披露 | 定期报告 | 2017-03-30 |
| 2017-03-30 | 1257.63 | 未披露 |
更多>>
From December 31, 2015 to December 31, 2016
Issuance of common stock, net of issuance costs of $240,000
Issuance of common stock, upon exercise of stock options
|
2016-12-31 |
| 2016-11-14 | 1257.63 | 未披露 | 定期报告 | 2016-11-14 |
| 2016-11-14 | 1256.86 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-10 | 1247.25 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-03-30 | 971.25 | 未披露 |
更多>>
From December 31, 2014 to June 30, 2015
Issuance of common stock, net of issuance costs
|
2015-06-30 |
| 2015-05-14 | 959.00 | 未披露 | 定期报告 | 2015-05-13 |
| 2015-05-14 | 689.00 | 未披露 |
更多>>
from December 31, 2014 to March 31, 2015
Issuance of common stock, net of issuance costs
|
2015-03-31 |
| 2015-03-23 | 689.00 | 未披露 | 定期报告 | 2015-03-15 |
| 2014-08-07 | 556.54 | 未披露 |
更多>>
From December 31, 2013 to June 30, 2014
Accretion of discounts and issuance costs on preferred stock
Issuance of common stock, net of issuance costs
Conversion of Preferred
Net exercise of warrants
Conversion feature on convertible promissory note
|
2014-06-30 |
| 2014-06-11 | 556.54 | 未披露 | 定期报告 | 2014-06-10 |
| 2014-05-02 | 547.02 | 未披露 |
更多>>
The automatic conversion of all outstanding shares of our Series A convertible preferred stock into 2,326,118 shares of our common stock immediately prior to the closing of the offering.
The automatic conversion of all outstanding shares of our Series B convertible preferred stock into 1,316,681 shares of our common stock immediately prior to the closing of the offering.
A one-for-12 reverse stock split of our common stock effected on May 1, 2014.
|
2014-05-02 |
| 2014-06-11 | 32.74 | 229.71 | 定期报告 | 2014-03-31 |
| 2014-01-06 | 392.84 | 2756.49 |
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from December 31, 2012 to September 30, 2013
Issuance of Series B preferred stock, net of issuance costs and warrant liability
Issuance of restricted stock awards
|
2013-09-30 |
From December 31,2022 to December 31,2023
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
Common stock withheld for tax obligations on option exercise
From June 30, 2023 to September 30, 2023
Issuance of common stock, employee stock purchase plan
Common stock withheld for tax obligations on option exercise
Issuance of common stock, exercise of stock options
Issuance of common stock, vested restricted stock awards
From March 31, 2023 to June 30, 2023
Issuance of common stock, exercise of stock options
From December 31, 2022 to March 31, 2023
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
From June 30, 2022 to September 30, 2022
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
From December 31, 2021 to March 31, 2022
Release of restrictions on Helio founders’ shares
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
From December 31, 2020 to December 31, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
Issuance of common stock in connection with Helio Vision, Inc. acquisition milestone
From June 30, 2021 to September 30, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
From March 31, 2021 to June 30, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
1.Common stock to be offered by the company 10,000,000 shares.
2.The number of shares of common stock that will be outstanding after this offering as shown above is based on 38,820,347 shares of common stock outstanding as of December 31, 2020.
from December 31, 2020 to March 31, 2021
Release of restrictions on Helio founders’ shares
Issuance of common stock in connection with Helio Vision, Inc. acquisition milestone
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
1.Common stock to be offered by the company 6,842,106 shares.
2.The number of shares of common stock outstanding is based on 38,631,709 shares of common stock outstanding as of September 30, 2020.
from December 31, 2019 to December 31, 2020
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
From June 30, 2020 to September 30, 2020
Release of restrictions on Helio founders’ shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
From March 31, 2020 to June 30, 2020
Release of restrictions on Helio founders’shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, vested restricted stock awards
From December 31, 2019 to March 31, 2020
Release of restrictions on Helio founders’shares
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, employee stock purchase plan
Issuance of common stock, vested restricted stock awards
from December 31, 2018 to December 31, 2019
Issuance of common stock, acquisition of Helio Vision, Inc.
Issuance of common stock, net of issuance costs
Issuance of common stock, exercise of stock options
Issuance of common stock, ESPP
Issuance of common stock, vested restricted stock awards
from June 30, 2019 to September 30, 2019
Issuance of common stock, acquisition of Helio Vision, Inc.
Issuance of common stock, employee stock purchase plan
From December 31, 2018 to June 30, 2019
Issuance of common stock in connection with Helio Vision, Inc. acquisition
Issuance of common stock, net of issuance costs
Issuance of common stock, employee stock purchase plan
Issuance of common stock for vested restricted stock units
From December 31, 2018 to March 31, 2019
Issuance of common stock in connection with Helio Vision, Inc. acquisition
Issuance of common stock, net of issuance costs
From December 31,2017 to December 31,2018
Issuance of common stock, net of issuance costs
Issuance of common stock, ESPP
Issuance of common stock, RSUs
Issuance of common stock,warrants exercised
from December 31, 2016 to December 31, 2017
Issuance of common stock, net of issuance costs of $2,784,000
Issuance of common stock, Employee Stock Purchase Plan
Issuance of common stock, Restricted Stock Units
From December 31, 2015 to December 31, 2016
Issuance of common stock, net of issuance costs of $240,000
Issuance of common stock, upon exercise of stock options
From December 31, 2014 to June 30, 2015
Issuance of common stock, net of issuance costs
from December 31, 2014 to March 31, 2015
Issuance of common stock, net of issuance costs
From December 31, 2013 to June 30, 2014
Accretion of discounts and issuance costs on preferred stock
Issuance of common stock, net of issuance costs
Conversion of Preferred
Net exercise of warrants
Conversion feature on convertible promissory note
The automatic conversion of all outstanding shares of our Series A convertible preferred stock into 2,326,118 shares of our common stock immediately prior to the closing of the offering.
The automatic conversion of all outstanding shares of our Series B convertible preferred stock into 1,316,681 shares of our common stock immediately prior to the closing of the offering.
A one-for-12 reverse stock split of our common stock effected on May 1, 2014.
from December 31, 2012 to September 30, 2013
Issuance of Series B preferred stock, net of issuance costs and warrant liability
Issuance of restricted stock awards