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股本结构

单位：万股
公告日期 2024-04-16 2024-04-16 2024-03-28 2024-03-28 2023-11-08 2023-11-08
证券总股本 11317.94 11267.49 11195.39 10788.01 10781.15 10777.18
普通股本 11317.94 11267.49 11195.39 10788.01 10781.15 10777.18
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-04-05 2024-03-28 2024-03-22 2023-12-31 2023-11-03 2023-09-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-04-16 11317.94 未披露 定期报告 2024-04-05
2024-04-16 11267.49 未披露 定期报告 2024-03-28
2024-03-28 11195.39 未披露 定期报告 2024-03-22
2024-03-28 10788.01 未披露
更多>>
From December 31, 2022 to December 31, 2023 Common stock issued for public offering, net of $1,713 transaction costs Common stock issued for Yulho agreement, net of $372 transaction costs RSUs issued for consulting services Common stock issued for class action settlement Common stock issued for employee stock purchase plan sales Common stock issued for director fees and other director incentives Common stock issued for ATM share sales, net of $119 transaction costs Common stock issued to employees and directors, includes RSUs vesting and withholdings to satisfy tax withholdings on RSUs vesting
2023-12-31
2023-11-08 10781.15 未披露 定期报告 2023-11-03
2023-11-08 10777.18 未披露
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From June 30, 2023 to September 30, 2023 Common stock issued for public offering, net of $1,713 transaction costs Common stock issued for Yulho agreement, net of $372 transaction costs Common stock issued for ATM share sales, net of $31 transaction costs Common stock issued for director fees Common stock issued to employees and directors, includes RSUs vesting and withholdings to satisfy tax withholdings on RSUs vesting
2023-09-30
2023-07-21 10350.33 未披露
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Common stock offered 4,545,455 shares by the company
2023-08-04
2023-08-09 10318.49 未披露 定期报告 2023-08-03
2023-07-20 9895.78 未披露
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Common stock offered 15,820,000 shares by the company
2023-07-21
2023-08-09 8350.75 未披露
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From March 31, 2023 to June 30, 2023 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $25 transaction costs Common stock issued for director fees
2023-06-30
2023-05-04 8313.78 未披露 定期报告 2023-04-27
2023-05-04 8318.08 未披露
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From December 31, 2022 to March 31, 2023 Common stock issued for consulting services Common stock issued to employees and directors, includes RSUs vesting Common stock withheld to satisfy tax withholdings on RSUs vesting Common stock issued for employee stock purchase plan sales Common stock issued for class action settlement Common stock issued for ATM share sales, net of $62 transaction costs Common stock issued for director fees
2023-03-31
2023-04-05 8236.72 未披露 定期报告 2023-03-20
2023-03-09 8134.12 未披露 定期报告 2023-02-17
2023-03-09 7948.18 未披露
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From December 31, 2021 to December 31, 2022 Common stock issued upon RSU vesting Common stock issued for directors fees Common stock issued for consulting services Common stock issued for ATM share sales, net of $250 transaction costs
2022-12-31
2022-11-03 7838.67 未披露 定期报告 2022-10-28
2022-11-03 7806.55 未披露
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From June 30, 2022 to September 30, 2022 RSUs issued for consulting services Common stock issued for ATM share sales, net of $33 transaction costs Common stock issued to employees and directors, includes RSUs vesting
2022-09-30
2022-07-21 7694.96 未披露 定期报告 2022-07-15
2022-07-21 7577.28 未披露
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From March 31, 2022 to June 30, 2022 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $22 transaction costs
2022-06-30
2022-04-28 7497.33 未披露 定期报告 2022-04-22
2022-04-25 7488.01 未披露 定期报告 2022-04-11
2022-04-28 7493.42 未披露
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From December 31, 2021 to March 31, 2022 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $121 transaction costs
2022-03-31
2022-02-24 7131.38 未披露 定期报告 2022-02-21
2022-02-24 7041.66 未披露
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From December 31, 2020 to December 31, 2021 Common stock issued upon RSU vesting Common stock issued upon exercise of employee stock options Common stock issued upon warrant exercise Common stock issued for consulting services Common stock issued for ATM share sales, net of $339 transaction costs Common stock issued related to LINICO investment
2021-12-31
2021-11-04 6983.05 未披露 定期报告 2021-10-29
2021-11-04 6982.37 未披露
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From June 30, 2021 to September 30, 2021 Common stock issued to employees and directors, includes RSUs vesting
2021-09-30
2021-07-29 6945.75 未披露 定期报告 2021-07-26
2021-07-29 6860.73 未披露
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From March 31, 2021 to June 30, 2021 Common stock issued to employees, includes RSUs vesting Common stock issued upon exercise of employee stock options Common stock issued for ATM share sales, net of $67 transaction costs
2021-06-30
2021-04-29 6804.28 未披露 定期报告 2021-04-22
2021-04-09 6776.62 未披露 定期报告 2021-04-06
2021-04-29 6775.53 未披露
更多>>
from December 31, 2020 to March 31, 2021 Common stock issued to employees, includes RSUs vesting Common stock issued upon exercise of employee stock options Common stock issued upon warrant exercise Common stock issued for ATM share sales, net of $244 transaction costs Common stock issued related to LiNiCo investment
2021-03-31
2021-02-25 6713.97 未披露 定期报告 2021-02-22
2021-02-17 6718.80 未披露
更多>>
1.Common stock offered by the company 375,000 shares. 2.The number of shares of common stock outstanding as of September 30, 2020 is 61,117,926.
2021-02-17
2021-02-25 6446.11 未披露
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From December 31, 2019 to December 31, 2020 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued for ATM share sales, net of $216 transaction costs
2020-12-31
2020-10-22 6117.56 未披露 定期报告 2020-10-19
2020-10-22 6111.79 未披露
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From June 30, 2020 to September 30, 2020 Common stock issued to employees, includes RSUs vesting
2020-09-30
2020-08-04 6094.65 未披露 定期报告 2020-07-27
2020-08-04 6027.41 未披露
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From March 31, 2020 to June 30, 2020 Common stock issued to employees, includes RSUs vesting
2020-06-30
2020-04-16 6001.17 未披露 定期报告 2020-04-07
2020-04-30 5983.69 未披露
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From December 31, 2019 to March 31, 2020 Common stock issued to employees, includes RSUs vesting Common stock issued for consulting services
2020-03-31
2020-03-11 5976.77 未披露 定期报告 2020-03-10
2020-03-11 5799.78 未披露
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from December 31, 2018 to December 31, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in January 2019 public offering, net of $739 transaction costs Common stock issued in May 2019 public offering, net of $1,683 transaction costs
2019-12-31
2019-11-12 5738.66 未披露 定期报告 2019-11-11
2019-11-12 5729.29 未披露
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from June 30, 2019 to September 30, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services
2019-09-30
2019-07-31 5696.34 未披露 定期报告 2019-07-24
2019-07-31 5688.99 未披露
更多>>
from March 31, 2019 to June 30,2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in May 2019 public offering, net of $1,683 offering costs
2019-06-30
2019-05-14 5572.77 未披露 定期报告 2019-05-14
2019-05-09 4476.69 未披露 定期报告 2019-05-06
2019-04-22 4475.13 未披露 定期报告 2019-04-17
2019-04-22 4473.96 未披露 定期报告 2019-04-10
2019-05-09 4472.77 未披露
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from December 31, 2018 to March 31, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in January 2019 public offering, net of $739 offering costs
2019-03-31
2019-03-04 4435.97 未披露 定期报告 2019-02-28
2019-02-28 4435.49 未披露 定期报告 2019-02-26
2019-03-04 4435.97 未披露 定期报告 2019-02-22
2019-02-28 3893.24 未披露
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from December 31, 2017 to November 6, 2018 Common stock issued under Officers and Directors Purchase Plan Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in overallotment related to December 2017 Public Offering, net of $10 transaction cost Common stock issued for cash in June 2018 Public Offering, net of $2,096 transaction cost
2018-11-06
2018-08-08 3877.97 未披露 定期报告 2018-06-30
2018-03-15 2869.42 未披露 定期报告 2018-03-09
2018-03-15 2755.41 未披露
更多>>
from December 31, 2016 to December 31, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued under Officers and Directors Purchase Plan Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Limited Common stock issued in December 2017 public offering, net of $1,256 transaction cost
2017-12-31
2017-11-09 2040.25 未披露 定期报告 2017-11-06
2017-11-09 2040.08 未披露
更多>>
From December 31, 2016 to September 30, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued under Officers and Directors Purchase Plan Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Limited
2017-09-30
2017-08-09 2016.55 未披露 定期报告 2017-08-04
2017-08-09 2015.26 未披露
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From December 31, 2016 to June 30, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Ltd.
2017-06-30
2017-05-12 2014.26 未披露 定期报告 2017-05-11
2017-05-10 2014.16 未披露 定期报告 2017-05-08
2017-05-10 1996.04 未披露
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from December 31, 2016 to March 31, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued for cash in February 2017 from Johnson Controls, net of $67 transaction cost
2017-03-31
2017-02-27 1933.72 未披露 定期报告 2017-02-21
2017-02-14 1921.03 未披露 定期报告 2017-02-10
2017-03-02 1787.87 未披露
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from December 31, 2015 to November 23, 2016 Cashless exercise of warrant Exercise of options to purchase common stock Common stock issued in May 2016 Private Placement, net of $345 offering costs Common stock issued for cash in May 2016 from Interstate Battery, net of $629 allocated transaction cost Common stock issued in November 2016 public offering, net of $1,688 offering costs
2016-11-23
2016-11-07 1557.87 未披露
更多>>
from December 31, 2015 to September 30, 2016 Cashless exercise of warrant Exercise of options to purchase common stock Common stock issued in May 2016 Private Placement, net of $345 offering costs Common stock issued for cash from Interstate Battery, net of $629 allocated transaction cost
2016-09-30
2016-08-10 1557.42 未披露
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from December 31, 2015 to June 30, 2016 Cashless exercise of warrant Common stock issued in May 2016 Private Placement, net of $345,000 offering costs Common stock issued for cash from Interstate Battery, net of $663,000 allocated transaction cost
2016-06-30
2016-03-28 1413.74 未披露
更多>>
from December 31, 2014 to December 31, 2015 Common stock issued upon initial public offering ("IPO"), net of offering costs Common stock issued for over allotment of the IPO, net of offering costs Conversion of convertible notes and accrued interest upon completion of the IPO Stock issued for consulting services On June 25, 2015, the Company effected a 1-for-1.10 reverse split of its outstanding shares of common stock, whereby each outstanding share of common stock was converted into 0.91 shares of common stock of the Company.
2015-12-31
2015-09-14 1411.74 未披露 定期报告 2015-09-14
2015-07-31 1342.54 未披露
更多>>
On June 25, 2015, the Company effected a 1-for-1.10 reverse split of its outstanding shares of common stock, whereby each outstanding share of common stock was converted into 0.91 shares of common stock of the Company.
2015-07-31
2015-06-25 436.36 未披露 定期报告 2015-03-31
2015-06-09 480.00 未披露 定期报告 2014-12-31
From December 31, 2022 to December 31, 2023 Common stock issued for public offering, net of $1,713 transaction costs Common stock issued for Yulho agreement, net of $372 transaction costs RSUs issued for consulting services Common stock issued for class action settlement Common stock issued for employee stock purchase plan sales Common stock issued for director fees and other director incentives Common stock issued for ATM share sales, net of $119 transaction costs Common stock issued to employees and directors, includes RSUs vesting and withholdings to satisfy tax withholdings on RSUs vesting
From June 30, 2023 to September 30, 2023 Common stock issued for public offering, net of $1,713 transaction costs Common stock issued for Yulho agreement, net of $372 transaction costs Common stock issued for ATM share sales, net of $31 transaction costs Common stock issued for director fees Common stock issued to employees and directors, includes RSUs vesting and withholdings to satisfy tax withholdings on RSUs vesting
Common stock offered 4,545,455 shares by the company
Common stock offered 15,820,000 shares by the company
From March 31, 2023 to June 30, 2023 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $25 transaction costs Common stock issued for director fees
From December 31, 2022 to March 31, 2023 Common stock issued for consulting services Common stock issued to employees and directors, includes RSUs vesting Common stock withheld to satisfy tax withholdings on RSUs vesting Common stock issued for employee stock purchase plan sales Common stock issued for class action settlement Common stock issued for ATM share sales, net of $62 transaction costs Common stock issued for director fees
From December 31, 2021 to December 31, 2022 Common stock issued upon RSU vesting Common stock issued for directors fees Common stock issued for consulting services Common stock issued for ATM share sales, net of $250 transaction costs
From June 30, 2022 to September 30, 2022 RSUs issued for consulting services Common stock issued for ATM share sales, net of $33 transaction costs Common stock issued to employees and directors, includes RSUs vesting
From March 31, 2022 to June 30, 2022 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $22 transaction costs
From December 31, 2021 to March 31, 2022 Common stock issued to employees and directors, includes RSUs vesting Common stock issued for ATM share sales, net of $121 transaction costs
From December 31, 2020 to December 31, 2021 Common stock issued upon RSU vesting Common stock issued upon exercise of employee stock options Common stock issued upon warrant exercise Common stock issued for consulting services Common stock issued for ATM share sales, net of $339 transaction costs Common stock issued related to LINICO investment
From June 30, 2021 to September 30, 2021 Common stock issued to employees and directors, includes RSUs vesting
From March 31, 2021 to June 30, 2021 Common stock issued to employees, includes RSUs vesting Common stock issued upon exercise of employee stock options Common stock issued for ATM share sales, net of $67 transaction costs
from December 31, 2020 to March 31, 2021 Common stock issued to employees, includes RSUs vesting Common stock issued upon exercise of employee stock options Common stock issued upon warrant exercise Common stock issued for ATM share sales, net of $244 transaction costs Common stock issued related to LiNiCo investment
1.Common stock offered by the company 375,000 shares. 2.The number of shares of common stock outstanding as of September 30, 2020 is 61,117,926.
From December 31, 2019 to December 31, 2020 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued for ATM share sales, net of $216 transaction costs
From June 30, 2020 to September 30, 2020 Common stock issued to employees, includes RSUs vesting
From March 31, 2020 to June 30, 2020 Common stock issued to employees, includes RSUs vesting
From December 31, 2019 to March 31, 2020 Common stock issued to employees, includes RSUs vesting Common stock issued for consulting services
from December 31, 2018 to December 31, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in January 2019 public offering, net of $739 transaction costs Common stock issued in May 2019 public offering, net of $1,683 transaction costs
from June 30, 2019 to September 30, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services
from March 31, 2019 to June 30,2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in May 2019 public offering, net of $1,683 offering costs
from December 31, 2018 to March 31, 2019 Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in January 2019 public offering, net of $739 offering costs
from December 31, 2017 to November 6, 2018 Common stock issued under Officers and Directors Purchase Plan Common stock issued upon RSU vesting Common stock issued for consulting services Common stock issued in overallotment related to December 2017 Public Offering, net of $10 transaction cost Common stock issued for cash in June 2018 Public Offering, net of $2,096 transaction cost
from December 31, 2016 to December 31, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued under Officers and Directors Purchase Plan Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Limited Common stock issued in December 2017 public offering, net of $1,256 transaction cost
From December 31, 2016 to September 30, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued under Officers and Directors Purchase Plan Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Limited
From December 31, 2016 to June 30, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued for cash in February 2017 from Johnson Controls, net of $167 transaction cost Common stock issued for purchase of Ebonex IPR Ltd.
from December 31, 2016 to March 31, 2017 Cashless exercise of warrants Exercise of warrants to purchase common stock Exercise of options to purchase common stock Common stock issued for cash in February 2017 from Johnson Controls, net of $67 transaction cost
from December 31, 2015 to November 23, 2016 Cashless exercise of warrant Exercise of options to purchase common stock Common stock issued in May 2016 Private Placement, net of $345 offering costs Common stock issued for cash in May 2016 from Interstate Battery, net of $629 allocated transaction cost Common stock issued in November 2016 public offering, net of $1,688 offering costs
from December 31, 2015 to September 30, 2016 Cashless exercise of warrant Exercise of options to purchase common stock Common stock issued in May 2016 Private Placement, net of $345 offering costs Common stock issued for cash from Interstate Battery, net of $629 allocated transaction cost
from December 31, 2015 to June 30, 2016 Cashless exercise of warrant Common stock issued in May 2016 Private Placement, net of $345,000 offering costs Common stock issued for cash from Interstate Battery, net of $663,000 allocated transaction cost
from December 31, 2014 to December 31, 2015 Common stock issued upon initial public offering ("IPO"), net of offering costs Common stock issued for over allotment of the IPO, net of offering costs Conversion of convertible notes and accrued interest upon completion of the IPO Stock issued for consulting services On June 25, 2015, the Company effected a 1-for-1.10 reverse split of its outstanding shares of common stock, whereby each outstanding share of common stock was converted into 0.91 shares of common stock of the Company.
On June 25, 2015, the Company effected a 1-for-1.10 reverse split of its outstanding shares of common stock, whereby each outstanding share of common stock was converted into 0.91 shares of common stock of the Company.