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股本结构

单位:万股
公告日期 2024-02-29 2024-02-29 2023-11-17 2023-11-09 2023-11-09 2023-08-09
证券总股本 4530.00 4516.72 4504.75 4403.13 4383.14 4349.01
普通股本 4530.00 4516.72 4504.75 4403.13 4383.14 4349.01
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-02-22 2023-12-31 2023-11-14 2023-11-01 2023-09-30 2023-08-01
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2024-02-29 4530.00 未披露 定期报告 2024-02-22
2024-02-29 4516.72 未披露
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From December 31,2022 to December 31,2023 Stock issued as consideration for SciSafe earnout Stock option exercises Stock issued – on vested RSA units Settlement of Global Cooling escrow Common stock shares issued
2023-12-31
2023-11-17 4504.75 未披露 定期报告 2023-11-14
2023-11-09 4403.13 未披露 定期报告 2023-11-01
2023-11-09 4383.14 未披露
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From June 30, 2023 to September 30, 2023 Stock issued – on vested RSAs Stock option exercises
2023-09-30
2023-08-09 4349.01 未披露 定期报告 2023-08-01
2023-08-09 4344.23 未披露
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From March 31, 2023 to June 30, 2023 Stock option exercises Stock issued – on vested RSAs Contingent consideration shares issued Settlement of Global Cooling escrow
2023-06-30
2023-06-06 4348.69 未披露 定期报告 2023-05-24
2023-05-11 4345.63 未披露 定期报告 2023-05-01
2023-05-11 4329.00 未披露
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From December 31, 2022 to March 31, 2023 Stock issued – on vested RSAs Stock option exercises
2023-03-31
2023-03-31 4321.20 未披露 定期报告 2023-03-21
2023-03-31 4283.22 未披露
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From December 31, 2021 to December 31, 2022 Stock option exercises Stock issued as consideration for SciSafe earnout Stock issued – on vested RSAs
2022-12-31
2022-11-09 4276.60 未披露 定期报告 2022-11-07
2022-11-09 4270.60 未披露
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From June 30, 2022 to September 30, 2022 Stock issued – on vested RSAs Stock option exercises
2022-09-30
2022-09-12 4268.44 未披露 定期报告 2022-09-07
2022-08-09 4260.50 未披露 定期报告 2022-08-01
2022-08-09 4253.67 未披露
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From March 31, 2022 to June 30, 2022 Stock option exercises Stock issued – on vested RSAs Contingent consideration shares issued
2022-06-30
2022-05-10 4240.97 未披露 定期报告 2022-05-06
2022-04-29 4239.42 未披露 定期报告 2022-04-12
2022-05-10 4233.11 未披露
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From December 31, 2021 to March 31, 2022 Stock option exercises Stock issued – on vested RSAs
2022-03-31
2022-03-31 4209.50 未披露 定期报告 2022-03-16
2022-03-31 4181.75 未披露
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From December 31, 2020 to December 31, 2021 Stock issued as consideration in GCI acquisition Stock issued as consideration in Sexton acquisition Stock option exercises Cashless exercise of 79,100 warrants Stock issued – on vested RSAs
2021-12-31
2021-11-15 4164.69 未披露 定期报告 2021-11-09
2021-11-15 4144.42 未披露
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From June 30, 2021 to September 30, 2021 Stock issued as consideration in Sexton acquisition Stock option exercises Stock issued – on vested RSAs
2021-09-30
2021-09-01 4078.85 未披露 定期报告 2021-09-01
2021-08-16 4069.98 未披露 定期报告 2021-08-09
2021-08-16 4056.07 未披露
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From March 31, 2021 to June 30, 2021 Stock issued as consideration in GCI acquisition Stock option exercises Stock issued – on vested RSUs
2021-06-30
2021-05-17 4039.02 未披露 定期报告 2021-05-12
2021-05-19 4036.60 未披露 定期报告 2021-05-03
2021-04-30 3371.89 未披露 定期报告 2021-04-23
2021-05-17 3363.42 未披露
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From December 31, 2020 to March 31, 2021 Stock option exercises Stock issued – on vested RSUs Cashless exercises of 79,100 warrants
2021-03-31
2021-03-31 3340.14 未披露 定期报告 2021-03-19
2021-03-31 3303.91 未披露
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From December 31, 2019 to December 31, 2020 Sale of common stock, net of costs Common stock issued for services Shares issued in acquisitions Stock option exercises Stock issued – on vested RSUs Cashless exercises of 3,871,405 warrants Warrant exercises
2020-12-31
2020-11-09 3273.59 未披露 定期报告 2020-11-06
2020-11-09 3213.12 未披露
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From June 30, 2020 to September 30, 2020 Sale of common stock, net of costs Common stock issued for services Stock option exercises Warrant exercises Stock issued-on vested RSUs
2020-09-30
2020-08-10 3200.16 未披露 定期报告 2020-08-05
2020-07-07 3115.74 未披露
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1.Common stock offered by the company 5,175,000 shares of common stock. 2.The number of shares of common stock to be outstanding immediately after this offering is based on 25,982,367 shares outstanding as of June 29, 2020.
2020-07-07
2020-08-10 2598.24 未披露
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From March 31, 2020 to June 30, 2020 Sale of common stock, net of fees Stock option exercises Cashless exercises of 3,871,405 warrants Warrant exercises Stock issued – on vested RSUs
2020-06-30
2020-07-01 2598.24 未披露 定期报告 2020-06-29
2020-06-18 2596.32 未披露 定期报告 2020-06-12
2020-05-29 2599.30 未披露 定期报告 2020-05-26
2020-05-15 2399.95 未披露 定期报告 2020-05-14
2020-05-29 2121.27 未披露 定期报告 2020-05-12
2020-05-29 2114.88 未披露
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From December 31, 2019 to March 31, 2020 Stock option exercises Warrant exercises Stock issued – on vested RSUs
2020-03-31
2020-05-15 2082.55 未披露
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from December 31, 2018 to December 31, 2019 Shares issued in acquisitions Stock option exercises Warrant exercises Stock issued – on vested RSUs
2019-12-31
2019-11-12 2045.22 未披露 定期报告 2019-11-07
2019-11-12 2034.48 未披露
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from June 30, 2019 to September 19, 2019 Shares Issued as consideration in SAVSU Acquisition Stock option/warrant exercises Stock issued – on vested RSUs
2019-09-19
2019-08-09 1900.28 未披露 定期报告 2019-08-06
2019-08-09 1889.86 未披露
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from March 31, 2019 to June 30, 2019 Stock option/warrant exercises Stock issued – on vested RSUs
2019-06-30
2019-05-09 1879.94 未披露 定期报告 2019-05-01
2019-04-30 1873.14 未披露 定期报告 2019-04-15
2019-05-09 1871.71 未披露
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from December 31, 2018 to March 31, 2019 Stock option/warrant exercises Stock issued – on vested RSUs
2019-03-31
2019-03-15 1865.17 未披露 定期报告 2019-03-08
2019-03-15 1854.74 未披露
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from December 31, 2017 to December 31, 2018 Stock issued for private equity transaction – Casdin Capital, net of legal fees of $85 Stock option/warrant exercises Stock issued – on vested RSUs Stock issued for services
2018-12-31
2018-11-08 1849.98 未披露 定期报告 2018-11-07
2018-11-08 1823.74 0.32 定期报告 2018-09-30
2018-08-09 1789.03 未披露 定期报告 2018-08-09
2018-08-09 1646.17 未披露 定期报告 2018-08-07
2018-08-09 1610.75 0.32 定期报告 2018-06-30
2018-05-11 1510.47 未披露 定期报告 2018-05-08
2018-03-21 1414.54 0.43 定期报告 2018-03-20
2018-03-09 1412.10 未披露 定期报告 2018-02-28
2018-03-09 1402.14 0.43
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from December 31, 2016 to December 31, 2017 Series A preferred stock issued on conversion of related party note and accrued interest on June 30, 2017, net of stock issuance costs of $9,303 Stock option/warrant exercises Stock issued – on vested RSUs Stock issued for services
2017-12-31
2017-11-09 1363.05 未披露 定期报告 2017-11-02
2017-11-09 1333.33 0.43 定期报告 2017-09-30
2017-08-11 1322.80 未披露 定期报告 2017-08-09
2017-08-11 1321.00 0.43 定期报告 2017-06-30
2017-05-12 1303.66 未披露 定期报告 2017-05-09
2017-05-12 1301.65 未披露 定期报告 2017-03-31
2017-03-15 1300.04 未披露 定期报告 2017-03-07
2017-03-15 1286.38 未披露
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from December 31, 2015 to December 31, 2016 Stock options/warrant exercises Stock Issued – on vested RSUs Stock Issued for Services
2016-12-31
2016-11-10 1287.79 未披露 定期报告 2016-11-09
2016-11-10 1276.85 未披露 定期报告 2016-09-30
2016-08-11 1288.32 未披露 定期报告 2016-08-09
2016-08-11 1260.71 未披露 定期报告 2016-06-30
2016-05-16 1269.30 未披露 定期报告 2016-05-11
2016-05-16 1250.84 未披露 定期报告 2016-03-31
2016-02-25 1244.84 未披露
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from December 31, 2014 to December 31, 2015 Stock options/warrant exercises
2015-12-31
2015-11-12 1224.41 未披露 定期报告 2015-11-10
2015-11-12 1217.27 未披露 定期报告 2015-09-30
2015-05-07 1215.49 未披露 定期报告 2015-04-30
2015-05-07 1210.71 未披露 定期报告 2015-03-31
2015-03-12 1210.50 未披露 定期报告 2015-01-31
2015-03-12 1208.49 未披露
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from December 31, 2013 to October 31, 2014 Stock issued for services Stock option exercises Stock issued in connection with public registered stock offering March 25, 2014, net of transaction costs Stock issued in connection with conversion of outstanding notes and interest on March 25, 2014, net of unamortized deferred financing costs of $101,852
2014-10-31
2014-11-06 1205.36 未披露 定期报告 2014-09-30
2014-06-20 1202.73 未披露 定期报告 2014-06-13
2014-04-30 1200.75 未披露
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There was a reverse stock split effective January 29, 2014.
2014-04-30
2014-05-08 1194.16 未披露
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On January 17, 2014, our Board of Directors approved an amendment to our certificate of incorporation to effect a reverse stock split by a ratio of 1 for 14, with no reduction in the number of shares of common stock that were previously authorized in our certificate of incorporation. The reverse stock split was effective on January 29, 2014. Unless otherwise noted, all share and per share data in this annual report give effect to the 1-for-14 reverse stock split of our common stock.
2014-03-31
2014-03-03 502.99 未披露
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from December 31,2012 to December 31,2013 Stock option/warrant exercises Issuance of stock upon vesting of restricted stock units
2013-12-31
From December 31,2022 to December 31,2023 Stock issued as consideration for SciSafe earnout Stock option exercises Stock issued – on vested RSA units Settlement of Global Cooling escrow Common stock shares issued
From June 30, 2023 to September 30, 2023 Stock issued – on vested RSAs Stock option exercises
From March 31, 2023 to June 30, 2023 Stock option exercises Stock issued – on vested RSAs Contingent consideration shares issued Settlement of Global Cooling escrow
From December 31, 2022 to March 31, 2023 Stock issued – on vested RSAs Stock option exercises
From December 31, 2021 to December 31, 2022 Stock option exercises Stock issued as consideration for SciSafe earnout Stock issued – on vested RSAs
From June 30, 2022 to September 30, 2022 Stock issued – on vested RSAs Stock option exercises
From March 31, 2022 to June 30, 2022 Stock option exercises Stock issued – on vested RSAs Contingent consideration shares issued
From December 31, 2021 to March 31, 2022 Stock option exercises Stock issued – on vested RSAs
From December 31, 2020 to December 31, 2021 Stock issued as consideration in GCI acquisition Stock issued as consideration in Sexton acquisition Stock option exercises Cashless exercise of 79,100 warrants Stock issued – on vested RSAs
From June 30, 2021 to September 30, 2021 Stock issued as consideration in Sexton acquisition Stock option exercises Stock issued – on vested RSAs
From March 31, 2021 to June 30, 2021 Stock issued as consideration in GCI acquisition Stock option exercises Stock issued – on vested RSUs
From December 31, 2020 to March 31, 2021 Stock option exercises Stock issued – on vested RSUs Cashless exercises of 79,100 warrants
From December 31, 2019 to December 31, 2020 Sale of common stock, net of costs Common stock issued for services Shares issued in acquisitions Stock option exercises Stock issued – on vested RSUs Cashless exercises of 3,871,405 warrants Warrant exercises
From June 30, 2020 to September 30, 2020 Sale of common stock, net of costs Common stock issued for services Stock option exercises Warrant exercises Stock issued-on vested RSUs
1.Common stock offered by the company 5,175,000 shares of common stock. 2.The number of shares of common stock to be outstanding immediately after this offering is based on 25,982,367 shares outstanding as of June 29, 2020.
From March 31, 2020 to June 30, 2020 Sale of common stock, net of fees Stock option exercises Cashless exercises of 3,871,405 warrants Warrant exercises Stock issued – on vested RSUs
From December 31, 2019 to March 31, 2020 Stock option exercises Warrant exercises Stock issued – on vested RSUs
from December 31, 2018 to December 31, 2019 Shares issued in acquisitions Stock option exercises Warrant exercises Stock issued – on vested RSUs
from June 30, 2019 to September 19, 2019 Shares Issued as consideration in SAVSU Acquisition Stock option/warrant exercises Stock issued – on vested RSUs
from March 31, 2019 to June 30, 2019 Stock option/warrant exercises Stock issued – on vested RSUs
from December 31, 2018 to March 31, 2019 Stock option/warrant exercises Stock issued – on vested RSUs
from December 31, 2017 to December 31, 2018 Stock issued for private equity transaction – Casdin Capital, net of legal fees of $85 Stock option/warrant exercises Stock issued – on vested RSUs Stock issued for services
from December 31, 2016 to December 31, 2017 Series A preferred stock issued on conversion of related party note and accrued interest on June 30, 2017, net of stock issuance costs of $9,303 Stock option/warrant exercises Stock issued – on vested RSUs Stock issued for services
from December 31, 2015 to December 31, 2016 Stock options/warrant exercises Stock Issued – on vested RSUs Stock Issued for Services
from December 31, 2014 to December 31, 2015 Stock options/warrant exercises
from December 31, 2013 to October 31, 2014 Stock issued for services Stock option exercises Stock issued in connection with public registered stock offering March 25, 2014, net of transaction costs Stock issued in connection with conversion of outstanding notes and interest on March 25, 2014, net of unamortized deferred financing costs of $101,852
There was a reverse stock split effective January 29, 2014.
On January 17, 2014, our Board of Directors approved an amendment to our certificate of incorporation to effect a reverse stock split by a ratio of 1 for 14, with no reduction in the number of shares of common stock that were previously authorized in our certificate of incorporation. The reverse stock split was effective on January 29, 2014. Unless otherwise noted, all share and per share data in this annual report give effect to the 1-for-14 reverse stock split of our common stock.
from December 31,2012 to December 31,2013 Stock option/warrant exercises Issuance of stock upon vesting of restricted stock units