DXTR

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from June 30, 2016 to September 30, 2017 Conversion of convertible preferred stock Series B for common shares Common stock issued upon exercise of common stock warrants: Cash proceeds Common stock issued under the 2016 ESPP

from June 30, 2016 to June 30, 2017 Sale of convertible preferred stock Series B and commons stock warrants, net of issuance costs of $1.3 million Stockholders' equity (deficit):Series B for common shares Conversion of convertible preferred stock Series A for common shares Common stock issued upon exercise of common stock warrants

On May 16, 2017, the Company announced the closing of the Offering for gross proceeds of $8 million, prior to deducting underwriting discounts and commissions and offering expenses payable by the Company. On or prior to May 17, 2017, certain holders of the Company’s Series A convertible preferred stock and Series B convertible preferred stock elected to convert shares of the Series A convertible preferred stock and Series B convertible preferred stock into shares of the Company’s Common Stock.

From June 30, 2015 to June 30, 2016 Issuance of common stock upon release of restricted share units On February 16, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Amendment”) to effect a one-for-ten reverse stock split of its outstanding common stock, effective as of February 17, 2016.

On February 16, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Amendment”) to effect a one-for-ten reverse stock split of its outstanding common stock, effective as of February 17, 2016.

On February 16, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Amendment”) to effect a one-for-ten reverse stock split of its outstanding common stock, effective as of February 17, 2016

On February 16, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Amendment”) to effect a one-for-ten reverse stock split of its outstanding common stock, effective as of February 17, 2016.

On February 16, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Amendment”) to effect a one-for-ten reverse stock split of its outstanding common stock, effective as of February 17, 2016.

from June 30, 2014 to June 30, 2015 Issuance of common stock upon release of restricted share units

from June 30, 2013 to June 30, 2014 Issuance of common stock upon release of restricted share units Sale of common stock, net of issuance costs of $2.3 million Sale of preferred stock, net of issuance costs of $1.0 million Sale of common stock, MLV net of issuance costs $51,000

from June 30, 2013 to December 31, 2013 Issuance of common stock upon release of restricted share units Sale of common stock, MLV net of financing costs $53,000

from June 30, 2012 to June 30, 2013 Issuance of common stock upon exercise of employee stock options for cash and cash received from shareholders’ notes receivable Issuance of common stock upon release of restricted share units Sale of common stock, Wedbush net of financing costs of $1.0 million Sale of common stock, Aspire returned commitment shares Sale of common stock, MLV net of financing costs $25,000

from June 30, 2011 to June 30, 2012 Issuance of common stock upon exercise of employee stock options for cash Issuance of common stock upon release of restricted share units Sale of common stock, net of financing costs of $1.2 million

from June 30, 2009 to June 30, 2010 Issuance of common stock upon exercise of employee stock options for cash Issuance of common stock upon release of restricted share units Cancellation of restricted stock awards, net of issuance of shares Sale of common stock, net of financing costs of $280

from June 30, 2008 to June 30, 2009 Issuance of common stock upon exercise of employee stock options for cash Cancellation of restricted stock awards, net of issuance of shares

from June 30, 2007 to June 30, 2008 Issuance of common stock upon exercise of employee stock options for cash Sale of common stock, net of financing costs of $1,481 Issuance of common stock for settlement of patent litigation Issuance of shares pursuant to net exercise of warrants Issuance of restricted stock awards

from June 30, 2006 to June 30, 2007 Issuance of common stock upon exercise of employee stock options for cash Common stock issued to related-party for cancellation of notes Payable Sale of common stock, net of financing costs of $932

from June 30, 2005 to June 30, 2006 Issuance of common stock upon exercise of employee stock options for cash Repurchase of common stock Conversion of preferred stock to common stock Repayment of stockholders’ notes with common stock Issuance of common stock to preferred stockholders in connection with the automatic conversion upon the initial public offering Issuance of common stock upon Initial public offering, net of offering expenses Issuance of common stock to a director for services Issuance of restricted stock award On December 12, 2005 the Board of Directors approved, and on January 6, 2006 the stockholders approved, a one-for-three reverse split of the Company’s issued or outstanding shares of common stock and preferred stock and, on January 9, 2006 the Company filed an amended and restated certificate of incorporation effecting the reverse split.

from June 30, 2004 to June 30, 2005 Issuance of common stock upon exercise of employee stock options for cash