股本结构
单位：万股
| 公告日期 | 2021-11-04 | 2021-11-04 | 2021-10-04 | 2021-09-08 | 2021-08-05 | 2021-08-05 |
|---|---|---|---|---|---|---|
| 证券总股本 | 17852.11 | 17649.00 | 17624.23 | 17333.18 | 17235.04 | 17198.59 |
| 普通股本 | 17852.11 | 17649.00 | 17624.23 | 17333.18 | 17235.04 | 17198.59 |
| 优先股 | 未披露 | 2.87 | 未披露 | 2.87 | 未披露 | 2.87 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2021-11-01 | 2021-09-30 | 2021-09-27 | 2021-08-31 | 2021-08-02 | 2021-06-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2021-11-04 | 17852.11 | 未披露 | 定期报告 | 2021-11-01 |
| 2021-11-04 | 17649.00 | 2.87 |
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From July 1, 2021 to September 30, 2021
Common stock issued for option and warrant exercises
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
|
2021-09-30 |
| 2021-10-04 | 17624.23 | 未披露 | 定期报告 | 2021-09-27 |
| 2021-09-08 | 17333.18 | 2.87 | 定期报告 | 2021-08-31 |
| 2021-08-05 | 17235.04 | 未披露 | 定期报告 | 2021-08-02 |
| 2021-08-05 | 17198.59 | 2.87 |
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From April 1, 2021 to June 30, 2021
Common stock issued under ESPP plan
Common stock issued for option exercises
|
2021-06-30 |
| 2021-05-06 | 17197.39 | 未披露 | 定期报告 | 2021-05-03 |
| 2021-05-06 | 17181.69 | 2.87 |
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From December 31, 2020 To March 31, 2021
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
|
2021-03-31 |
| 2021-03-04 | 17181.69 | 未披露 | 定期报告 | 2021-03-01 |
| 2021-03-04 | 17153.00 | 2.87 |
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From December 31,2019 to December 31,2020
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for warrant exercises
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
|
2020-12-31 |
| 2020-11-05 | 17151.29 | 未披露 | 定期报告 | 2020-11-02 |
| 2020-11-05 | 17122.06 | 2.87 |
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From July 1, 2020 to September 30, 2020
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
|
2020-09-30 |
| 2020-08-06 | 17113.71 | 未披露 | 定期报告 | 2020-08-03 |
| 2020-08-06 | 17109.71 | 2.87 |
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From April 1, 2020 to June 30, 2020
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for option exercises
|
2020-06-30 |
| 2020-05-07 | 16002.63 | 未披露 | 定期报告 | 2020-05-04 |
| 2020-05-07 | 15983.08 | 2.87 |
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From December 31, 2019 to March 31, 2020
Common stock issued for warrant exercises
Common stock issued for option exercises
|
2020-03-31 |
| 2020-04-02 | 15983.08 | 未披露 | 定期报告 | 2020-03-16 |
| 2020-03-05 | 15976.31 | 未披露 | 定期报告 | 2020-03-02 |
| 2020-03-05 | 15976.00 | 2.87 |
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from December 31, 2018 to December 31, 2019
Common stock issued upon conversion of convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for warrant exercises
Common stock issued for stock option exercises
|
2019-12-31 |
| 2019-11-18 | 15563.45 | 未披露 | 定期报告 | 2019-11-18 |
| 2019-11-07 | 12969.09 | 未披露 | 定期报告 | 2019-11-04 |
| 2019-08-05 | 12963.45 | 2.87 |
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from March 31, 2019 to June 30,2019
Common stock issued upon conversion of convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
|
2019-06-30 |
| 2019-05-09 | 12947.99 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-05-09 | 12690.95 | 3.00 |
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from December 31, 2018 to March 31, 2019
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued in public offering, net
|
2019-03-31 |
| 2019-03-07 | 12690.95 | 未披露 | 定期报告 | 2019-03-01 |
| 2019-03-07 | 11313.08 | 3.00 |
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from December 31, 2017 to December 31, 2018
Common stock issued in public offering, net
Common stock issued for warrant exercises
Common stock issued under ESPP plan
|
2018-12-31 |
| 2018-11-09 | 11313.08 | 未披露 | 定期报告 | 2018-11-05 |
| 2018-08-09 | 11310.18 | 3.00 |
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From December 31, 2017 to June 30, 2018
Common stock issued in public offering, net
Common stock issued for warrant exercises
Common stock issued under ESPP plan
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
|
2018-06-30 |
| 2018-05-08 | 7879.47 | 未披露 | 定期报告 | 2018-05-04 |
| 2018-05-08 | 7865.21 | 3.00 |
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from December 31, 2017 to March 31, 2018
Common stock issued for warrant exercises
|
2018-03-31 |
| 2018-03-06 | 7865.21 | 未披露 | 定期报告 | 2018-03-02 |
| 2018-03-06 | 7864.40 | 3.00 |
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from December 31, 2016 to December 31, 2017
Common stock issued for warrant exercises
Common stock issued under ESPP plan
Common stock issued in private placement, net
Common stock and warrants issued in public offering, net
|
2017-12-31 |
| 2017-11-09 | 7864.33 | 未披露 | 定期报告 | 2017-11-06 |
| 2017-11-09 | 7412.15 | 3.00 |
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from December 31, 2016 to September 30, 2017
Common stock issued in private placement, net
Common stock and warrants issued in public offering, net
|
2017-09-30 |
| 2017-05-15 | 5184.65 | 3.00 |
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from December 31, 2016 to March 31, 2017
Common stock issued in private placement, net
|
2017-03-31 |
| 2017-03-22 | 5184.65 | 未披露 | 定期报告 | 2017-03-15 |
| 2016-11-09 | 4507.87 | 3.00 |
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from December 31, 2015 to September 30, 2016
Issuance of Class E units to settle obligation
Equity raised through issuance of Class E units, net
Corporate conversion to common stock
Issuance of Class A units to settle obligation
Issuance of Class A units related to option exercises
Conversion of convertible debt to convertible preferred stock
Issuance of common stock to settle obligation
Common stock issued in initial public offering, net of commissions and underwriting discounts
Conversion of convertible debt to common stock
|
2016-09-30 |
| 2016-09-07 | 4507.87 | 未披露 | 定期报告 | 2016-08-31 |
| 2016-07-27 | 4487.03 | 未披露 |
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1. the completion of our Corporate Conversion, as a result of which all outstanding units of Kadmon Holdings, LLC will be converted into 19,585,865 shares of common stock of Kadmon Holdings, Inc., warrants of Kadmon Holdings, LLC will be converted into the right to purchase shares of common stock of Kadmon Holdings, Inc. and options of Kadmon Holdings, LLC will be converted into options to purchase shares of common stock of Kadmon Holdings, Inc., in each case, based on the initial public offering price of $12.00 per share and a 1-for-6.5 reverse split;
2. Common stock offered by us 6,250,000 shares
3. the mandatory conversion of all of our outstanding indebtedness under the Second-Lien Convert, resulting in the issuance of 13,515,833 shares of our common stock based on the initial public offering price of $12.00 per share.
|
2016-07-27 |
| 2016-09-07 | 6496.98 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-06-10 | 6332.06 | 未披露 |
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from December 31, 2015 to March 31, 2016
Issuance of Class A units related to option exercises
|
2016-03-31 |
From July 1, 2021 to September 30, 2021
Common stock issued for option and warrant exercises
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
From April 1, 2021 to June 30, 2021
Common stock issued under ESPP plan
Common stock issued for option exercises
From December 31, 2020 To March 31, 2021
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
From December 31,2019 to December 31,2020
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for warrant exercises
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
From July 1, 2020 to September 30, 2020
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued for option exercises
From April 1, 2020 to June 30, 2020
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for option exercises
From December 31, 2019 to March 31, 2020
Common stock issued for warrant exercises
Common stock issued for option exercises
from December 31, 2018 to December 31, 2019
Common stock issued upon conversion of convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
Common stock issued for warrant exercises
Common stock issued for stock option exercises
from March 31, 2019 to June 30,2019
Common stock issued upon conversion of convertible preferred stock
Common stock issued in public offering, net
Common stock issued under ESPP plan
from December 31, 2018 to March 31, 2019
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
Common stock issued in public offering, net
from December 31, 2017 to December 31, 2018
Common stock issued in public offering, net
Common stock issued for warrant exercises
Common stock issued under ESPP plan
From December 31, 2017 to June 30, 2018
Common stock issued in public offering, net
Common stock issued for warrant exercises
Common stock issued under ESPP plan
Beneficial conversion feature on convertible preferred stock
Accretion of dividends on convertible preferred stock
from December 31, 2017 to March 31, 2018
Common stock issued for warrant exercises
from December 31, 2016 to December 31, 2017
Common stock issued for warrant exercises
Common stock issued under ESPP plan
Common stock issued in private placement, net
Common stock and warrants issued in public offering, net
from December 31, 2016 to September 30, 2017
Common stock issued in private placement, net
Common stock and warrants issued in public offering, net
from December 31, 2016 to March 31, 2017
Common stock issued in private placement, net
from December 31, 2015 to September 30, 2016
Issuance of Class E units to settle obligation
Equity raised through issuance of Class E units, net
Corporate conversion to common stock
Issuance of Class A units to settle obligation
Issuance of Class A units related to option exercises
Conversion of convertible debt to convertible preferred stock
Issuance of common stock to settle obligation
Common stock issued in initial public offering, net of commissions and underwriting discounts
Conversion of convertible debt to common stock
1. the completion of our Corporate Conversion, as a result of which all outstanding units of Kadmon Holdings, LLC will be converted into 19,585,865 shares of common stock of Kadmon Holdings, Inc., warrants of Kadmon Holdings, LLC will be converted into the right to purchase shares of common stock of Kadmon Holdings, Inc. and options of Kadmon Holdings, LLC will be converted into options to purchase shares of common stock of Kadmon Holdings, Inc., in each case, based on the initial public offering price of $12.00 per share and a 1-for-6.5 reverse split;
2. Common stock offered by us 6,250,000 shares
3. the mandatory conversion of all of our outstanding indebtedness under the Second-Lien Convert, resulting in the issuance of 13,515,833 shares of our common stock based on the initial public offering price of $12.00 per share.
from December 31, 2015 to March 31, 2016
Issuance of Class A units related to option exercises