股本结构
单位：万股
| 公告日期 | 2024-03-19 | 2024-03-19 | 2023-12-22 | 2023-11-13 | 2023-08-10 | 2023-08-10 |
|---|---|---|---|---|---|---|
| 证券总股本 | 220.00 | 3340.00 | 3341.27 | 2981.04 | 2981.04 | 2978.93 |
| 普通股本 | 220.00 | 3340.00 | 3341.27 | 2981.04 | 2981.04 | 2978.93 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-03-22 | 2024-03-19 | 2023-12-26 | 2023-09-30 | 2023-08-01 | 2023-06-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-03-19 | 220.00 | 未披露 |
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1-for-15 reverse stock split
|
2024-03-22 |
| 2024-03-19 | 3340.00 | 未披露 | 定期报告 | 2024-03-19 |
| 2023-12-22 | 3341.27 | 未披露 |
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Common stock offered 3,602,253 shares by the company
|
2023-12-26 |
| 2023-11-13 | 2981.04 | 未披露 |
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From June 30, 2023 to September 30, 2023
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2023-09-30 |
| 2023-08-10 | 2981.04 | 未披露 | 定期报告 | 2023-08-01 |
| 2023-08-10 | 2978.93 | 未披露 |
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From March 31, 2023 to June 30, 2023
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
Issuance of common stock with equity purchase agreement
|
2023-06-30 |
| 2023-05-10 | 2967.55 | 未披露 | 定期报告 | 2023-05-01 |
| 2023-05-10 | 2960.03 | 未披露 |
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From December 31, 2022 to March 31, 2023
Common stock issued for license rights
Issuance of common stock with equity purchase agreement
|
2023-03-31 |
| 2023-04-03 | 2952.51 | 未披露 | 定期报告 | 2023-03-27 |
| 2022-11-10 | 2862.78 | 未披露 |
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From June 30, 2022 to September 30, 2022
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2022-09-30 |
| 2022-08-12 | 2860.67 | 未披露 |
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From March 31, 2022 to June 30, 2022
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2022-06-30 |
| 2022-03-24 | 2857.83 | 未披露 |
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From December 31, 2020 to December 31, 2021
Issued for cash - sale of common stock in Q1 2021, net of issuance costs of $6,159
Reverse stock split
Issuance of common stock with equity purchase agreement, net of issuance costs of $403
Issuance of common stock in connection with Consulting Agreement
Warrants exercised
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2021-12-31 |
| 2021-11-10 | 2857.71 | 未披露 |
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From June 30, 2021 to September 30, 2021
Issuance of common stock in connection with Consulting Agreement
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2021-09-30 |
| 2021-08-11 | 2855.22 | 未披露 |
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From March 31, 2021 to June 30, 2021
Issuance of common stock in connection with equity purchase agreement, net of issuance costs of $403
Subscription of common stock in connection with Consulting Agreement
|
2021-06-30 |
| 2021-06-25 | 2844.47 | 未披露 | 定期报告 | 2021-06-24 |
| 2021-05-12 | 2844.44 | 未披露 |
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From December 31, 2020 to March 31, 2021
Issuance of common stock, net of issuance costs of $6,159
Reverse stock split
Warrants exercised
|
2021-03-31 |
| 2021-03-24 | 2844.44 | 未披露 | 定期报告 | 2021-03-11 |
| 2021-02-05 | 2627.90 | 未披露 |
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1.Common stock offered by the company 14,273,684 shares.
2.The number of shares of common stock expected to be outstanding after this offering is based on 12,005,337 shares of common stock outstanding as of February 2, 2021.
|
2021-02-05 |
| 2021-02-02 | 1200.53 | 未披露 | 定期报告 | 2021-02-02 |
| 2021-01-29 | 1200.00 | 未披露 |
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On January 29, 2021, the Company issued a press release to announce that today announced that it filed a certificate of amendment to its certificate of incorporation with the Secretary of State of the State of Delaware to effect a 1-for-6 reverse stock split of its common stock.As a result of the reverse stock split, the number of shares of common stock outstanding will be reduced from approximately 72.0 million shares to approximately 12.0 million shares, and the number of authorized shares of common stock will remain at 100 million shares.
|
2021-02-01 |
| 2020-11-12 | 6246.46 | 未披露 | 定期报告 | 2020-11-05 |
| 2020-11-12 | 6176.42 | 未披露 |
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From June 30, 2020 to September 30, 2020
Issued for cash-sale of common stock, net of issuance costs of $135,000
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
|
2020-09-30 |
| 2020-08-12 | 6170.43 | 未披露 | 定期报告 | 2020-08-07 |
| 2020-08-12 | 6040.32 | 未披露 |
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From March 31, 2020 to June 30, 2020
Issued for cash - sale of common stock, net of issuance costs of $336
Warrants exercised
|
2020-06-30 |
| 2020-05-11 | 6040.32 | 未披露 | 定期报告 | 2020-05-06 |
| 2020-05-11 | 5322.77 | 未披露 |
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From December 31, 2019 to February 10, 2020
Issued for cash - sale of common stock, net of issuance costs of $709
|
2020-02-10 |
| 2019-11-12 | 4572.77 | 未披露 |
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From June 30, 2019 to September 30, 2019
Issued to Lincoln Park - sale of common stock, net of issuance costs of $59
Common stock issued for license rights
|
2019-09-30 |
| 2019-08-16 | 4519.70 | 未披露 |
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From March 31, 2019 to June 30, 2019
Issued for cash - sale of common stock, net of issuance costs of $302
Warrants exercised
|
2019-06-30 |
| 2019-05-13 | 4519.20 | 未披露 | 定期报告 | 2019-05-10 |
| 2019-04-25 | 4375.90 | 未披露 | 定期报告 | 2019-04-25 |
| 2019-04-16 | 3438.40 | 未披露 | 定期报告 | 2019-04-01 |
| 2019-05-13 | 3440.90 | 未披露 |
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From December 31, 2018 to March 31, 2019
Issued for cash - sale of common stock, net of issuance costs of $617
Issued to Lincoln Park - sale of common stock
Stock options exercised
|
2019-03-31 |
| 2019-02-21 | 2852.87 | 未披露 |
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From December 31, 2017 to December 31, 2018
Warrants exercised
Issued for cash - sale of common stock in February 2018, net of issuance costs of $809
Issued for cash - sale of common stock in June 2018, net of issuance costs of $232
Issued to Lincoln Park - sale of common stock, net of issuance costs of $380
Stock options exercised
|
2018-12-31 |
| 2018-11-13 | 2712.95 | 未披露 | 定期报告 | 2018-11-09 |
| 2018-10-15 | 2710.45 | 未披露 | 定期报告 | 2018-10-04 |
| 2018-08-10 | 2686.15 | 未披露 |
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From December 31, 2017 to June 30, 2018
Warrants exercised
Issued for cash - sale of common stock, net of issuance costs of $809
Isused for cash - sale of common stock, net of issuance costs of $232
|
2018-06-30 |
| 2018-05-14 | 2576.89 | 未披露 |
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From December 31, 2017 to March 31, 2018
Warrants exercised
Issued for cash - sale of common stock, net of issuance costs of $809
|
2018-03-31 |
| 2018-03-28 | 2576.89 | 未披露 | 定期报告 | 2018-03-16 |
| 2018-03-28 | 2146.91 | 未披露 |
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from December 31, 2016 to December 31, 2017
Issued for cash - sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised, net of issuance costs of $73
Issued for cash - sale of common stock in ATM offering, net of issuance costs of $166
Issued for convertible debt
Issued for settlement of service
|
2017-12-31 |
| 2017-11-13 | 2113.61 | 未披露 | 定期报告 | 2017-11-01 |
| 2017-11-13 | 2082.22 | 未披露 |
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from December 31, 2016 to September 30, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised, net of issuance costs of $80
Issued for cash - sale of common stock in ATM offering, net of issuance costs of $47
Issued for convertible debt
Issued for settlement of service
|
2017-09-30 |
| 2017-08-11 | 2026.19 | 未披露 | 定期报告 | 2017-08-01 |
| 2017-07-24 | 2022.59 | 未披露 | 定期报告 | 2017-07-19 |
| 2017-08-11 | 2016.49 | 未披露 |
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from December 31, 2016 to June 30, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised
Issued for convertible debt
Issued for settlement of service
|
2017-06-30 |
| 2017-04-28 | 1775.69 | 未披露 | 定期报告 | 2017-04-26 |
| 2017-05-12 | 1775.69 | 未披露 |
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from December 31, 2016 to March 31, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised
Issued for convertible debt
Issued for settlement of service
|
2017-03-31 |
| 2017-04-03 | 1717.69 | 未披露 | 定期报告 | 2017-03-24 |
| 2017-02-28 | 1587.49 | 未披露 | 定期报告 | 2017-02-14 |
| 2017-01-18 | 1216.49 | 未披露 | 定期报告 | 2017-01-17 |
| 2017-04-03 | 1216.49 | 未披露 |
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from December 31, 2015 to December 31, 2016
Private issuance @ $3.00 / share
Issued for Moleculin acquisition
Issued for technology
Issued for cash - IPO, net of stock issuance costs of $1,150, 736
Stock granted for services
Issued for convertible debt
|
2016-12-31 |
| 2016-11-21 | 1205.48 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-15 | 1125.48 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-06-16 | 1122.84 | 未披露 | 定期报告 | 2016-06-13 |
| 2016-06-02 | 1427.39 | 未披露 | 定期报告 | 2016-06-02 |
| 2016-06-16 | 678.98 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-02-01 | 666.10 | 未披露 |
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From July 28, 2015 to September 30, 2015
Issuance of shares for cash
Shares issued for licenses used for research and development
|
2015-09-30 |
1-for-15 reverse stock split
Common stock offered 3,602,253 shares by the company
From June 30, 2023 to September 30, 2023
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From March 31, 2023 to June 30, 2023
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
Issuance of common stock with equity purchase agreement
From December 31, 2022 to March 31, 2023
Common stock issued for license rights
Issuance of common stock with equity purchase agreement
From June 30, 2022 to September 30, 2022
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From March 31, 2022 to June 30, 2022
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From December 31, 2020 to December 31, 2021
Issued for cash - sale of common stock in Q1 2021, net of issuance costs of $6,159
Reverse stock split
Issuance of common stock with equity purchase agreement, net of issuance costs of $403
Issuance of common stock in connection with Consulting Agreement
Warrants exercised
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From June 30, 2021 to September 30, 2021
Issuance of common stock in connection with Consulting Agreement
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From March 31, 2021 to June 30, 2021
Issuance of common stock in connection with equity purchase agreement, net of issuance costs of $403
Subscription of common stock in connection with Consulting Agreement
From December 31, 2020 to March 31, 2021
Issuance of common stock, net of issuance costs of $6,159
Reverse stock split
Warrants exercised
1.Common stock offered by the company 14,273,684 shares.
2.The number of shares of common stock expected to be outstanding after this offering is based on 12,005,337 shares of common stock outstanding as of February 2, 2021.
On January 29, 2021, the Company issued a press release to announce that today announced that it filed a certificate of amendment to its certificate of incorporation with the Secretary of State of the State of Delaware to effect a 1-for-6 reverse stock split of its common stock.As a result of the reverse stock split, the number of shares of common stock outstanding will be reduced from approximately 72.0 million shares to approximately 12.0 million shares, and the number of authorized shares of common stock will remain at 100 million shares.
From June 30, 2020 to September 30, 2020
Issued for cash-sale of common stock, net of issuance costs of $135,000
Common stock issued upon vesting of restricted stock units (net of shares withheld for payment of tax liability)
From March 31, 2020 to June 30, 2020
Issued for cash - sale of common stock, net of issuance costs of $336
Warrants exercised
From December 31, 2019 to February 10, 2020
Issued for cash - sale of common stock, net of issuance costs of $709
From June 30, 2019 to September 30, 2019
Issued to Lincoln Park - sale of common stock, net of issuance costs of $59
Common stock issued for license rights
From March 31, 2019 to June 30, 2019
Issued for cash - sale of common stock, net of issuance costs of $302
Warrants exercised
From December 31, 2018 to March 31, 2019
Issued for cash - sale of common stock, net of issuance costs of $617
Issued to Lincoln Park - sale of common stock
Stock options exercised
From December 31, 2017 to December 31, 2018
Warrants exercised
Issued for cash - sale of common stock in February 2018, net of issuance costs of $809
Issued for cash - sale of common stock in June 2018, net of issuance costs of $232
Issued to Lincoln Park - sale of common stock, net of issuance costs of $380
Stock options exercised
From December 31, 2017 to June 30, 2018
Warrants exercised
Issued for cash - sale of common stock, net of issuance costs of $809
Isused for cash - sale of common stock, net of issuance costs of $232
From December 31, 2017 to March 31, 2018
Warrants exercised
Issued for cash - sale of common stock, net of issuance costs of $809
from December 31, 2016 to December 31, 2017
Issued for cash - sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised, net of issuance costs of $73
Issued for cash - sale of common stock in ATM offering, net of issuance costs of $166
Issued for convertible debt
Issued for settlement of service
from December 31, 2016 to September 30, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised, net of issuance costs of $80
Issued for cash - sale of common stock in ATM offering, net of issuance costs of $47
Issued for convertible debt
Issued for settlement of service
from December 31, 2016 to June 30, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised
Issued for convertible debt
Issued for settlement of service
from December 31, 2016 to March 31, 2017
Issued for cash – sale of units at $1.35 per unit, net of stock issuance costs of $550
Warrants exercised
Issued for convertible debt
Issued for settlement of service
from December 31, 2015 to December 31, 2016
Private issuance @ $3.00 / share
Issued for Moleculin acquisition
Issued for technology
Issued for cash - IPO, net of stock issuance costs of $1,150, 736
Stock granted for services
Issued for convertible debt
From July 28, 2015 to September 30, 2015
Issuance of shares for cash
Shares issued for licenses used for research and development