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向上 向下

股本结构

单位:万股
公告日期 2024-02-28 2024-02-28 2023-11-09 2023-11-09 2023-08-08 2023-08-08
证券总股本 13995.31 13950.58 11879.02 11873.04 9440.42 9430.84
普通股本 13995.31 13950.58 11879.02 11873.04 9440.42 9430.84
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-02-23 2023-12-31 2023-10-31 2023-09-30 2023-07-31 2023-06-30
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2024-02-28 13995.31 未披露 定期报告 2024-02-23
2024-02-28 13950.58 未披露
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From December 31, 2022 to December 31, 2023 Issuance of common stock, net of issuance costs of $6,171 Stock issued under incentive programs
2023-12-31
2023-11-09 11879.02 未披露 定期报告 2023-10-31
2023-11-09 11873.04 未披露
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From June 30, 2023 to September 30, 2023 Stock issued under incentive programs Issuance of common stock, net of issuance costs $3,063
2023-09-30
2023-08-08 9440.42 未披露 定期报告 2023-07-31
2023-08-08 9430.84 未披露
更多>>
From March 31, 2023 to June 30, 2023 Stock issued under incentive programs Issuance of common stock, net of issuance costs $861
2023-06-30
2023-05-09 8630.51 未披露 定期报告 2023-04-30
2023-04-28 8630.44 未披露 定期报告 2023-04-18
2023-05-09 8629.15 未披露
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From December 31, 2022 to March 31, 2023 Stock issued under incentive programs
2023-03-31
2023-02-28 8617.32 未披露 定期报告 2023-02-21
2023-02-28 8603.99 未披露
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From December 31, 2021 to December 31, 2022 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,216
2022-12-31
2022-12-19 8597.90 未披露
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Common stock offered 6,500,000 shares by the company
2022-12-20
2022-12-19 7947.90 未披露
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In connection with the Common Stock Offering, the Company granted the Underwriters a 30-day option to purchase up to an additional 975,000 shares of Common Stock at the public offering price, less underwriting discounts and commissions, which was exercised in full by the Underwriters on December 16, 2022.
2022-12-16
2022-11-09 7850.40 未披露 定期报告 2022-10-31
2022-11-09 7847.68 未披露
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From June 30, 2022 to September 30, 2022 Stock issued under incentive programs
2022-09-30
2022-08-09 7821.51 未披露 定期报告 2022-07-31
2022-08-09 7816.69 未披露
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From March 31, 2022 to June 30, 2022 Stock issued under incentive programs
2022-06-30
2022-05-10 7813.46 未披露 定期报告 2022-04-30
2022-05-02 7812.95 未披露 定期报告 2022-04-19
2022-05-10 7812.30 未披露
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From December 31, 2021 to March 31, 2022 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $2311
2022-03-31
2022-03-01 7628.30 未披露 定期报告 2022-02-21
2022-03-01 7584.12 未披露
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From December 31, 2020 to December 31, 2021 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,292,000
2021-12-31
2021-11-05 7560.81 未披露 定期报告 2021-10-31
2021-11-05 7541.58 未披露
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From June 30, 2021 to September 30, 2021 Stock issued under incentive programs
2021-09-30
2021-08-05 7448.42 未披露 定期报告 2021-07-31
2021-08-05 7424.83 未披露
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From March 31, 2021 To June 30, 2021 Stock issued under incentive programs
2021-06-30
2021-05-10 7409.44 未披露 定期报告 2021-04-30
2021-04-30 7409.13 未披露 定期报告 2021-04-27
2021-05-03 7408.00 未披露 定期报告 2021-04-19
2021-05-10 7447.06 未披露
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From December 31, 2020 To March 31, 2021 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,292
2021-03-31
2021-03-01 7385.89 未披露 定期报告 2021-02-24
2021-03-01 7095.37 未披露
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From December 31, 2019 to December 31, 2020 Conversion of preferred stock Stock issued under incentive programs Issuance of common stock, net of issuance costs of $11,416
2020-12-31
2020-11-10 6366.00 未披露 定期报告 2020-10-31
2020-11-10 6292.75 43.89
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From June 30, 2020 to September 30, 2020 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $725
2020-09-30
2020-08-10 6127.81 未披露 定期报告 2020-07-31
2020-08-10 6121.12 43.89
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From March 31, 2020 to June 30, 2020 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $2,647
2020-06-30
2020-05-13 5795.86 未披露 定期报告 2020-04-29
2020-04-29 5794.26 未披露 定期报告 2020-04-17
2020-05-11 5385.49 未披露
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From December 31, 2019 to March 31, 2020 Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $2,498
2020-03-31
2020-03-11 5152.88 未披露 定期报告 2020-03-06
2020-03-11 3235.24 未披露
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from December 31, 2018 to December 31, 2019 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,655 Fractional shares purchased in stock split
2019-12-31
2019-12-31 3212.26 未披露 定期报告 2019-12-26
2019-11-07 2657.74 未披露 定期报告 2019-10-31
2019-11-07 2552.86 未披露
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from June 30, 2019 to September 30, 2019 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $161
2019-09-30
2019-08-07 2392.23 未披露 定期报告 2019-07-31
2019-08-07 2347.26 未披露
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From March 31, 2019 to June 30, 2019 Fractional shares purchased in stock split
2019-06-30
2019-05-09 2347.27 未披露
更多>>
Novavax, Inc. (Nasdaq:NVAX) announced it will effect a one-for-twenty reverse stock split of its issued and outstanding common stock. Stockholders of Novavax approved an amendment to Novavax' Second Amended and Restated Certificate of Incorporation (the Amended Certificate) to effect the reverse stock split at a Special Meeting of Stockholders held on May 8, 2019. The reverse stock split is intended to give Novavax greater flexibility in considering and planning for future potential business needs and to increase the per share trading price of the Novavax' common stock to enable Novavax to satisfy the minimum price requirement for continued listing on the Nasdaq Global Select Market. Pursuant to the Amended Certificate, the reverse stock split will be effective at 12:01 a.m., Eastern Time, on May 10, 2019. Novavax expects that upon the opening of trading on May 10, 2019, its common stock will trade on the Nasdaq Global Select Market on a split-adjusted basis under the current trading symbol "NVAX" and the new CUSIP number 670002 401.
2019-05-10
2019-05-02 46945.39 未披露
更多>>
from December 31, 2018 to March 25, 2019 Exercise of stock options/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,115
2019-03-25
2019-03-18 44134.42 未披露 定期报告 2019-03-12
2019-03-18 38445.06 未披露
更多>>
from December 31, 2017 to December 31, 2018 Exercise of stock options/Purchases under ESPP Restricted stock cancelled Issuance of common stock, net of issuance costs of $4,265
2018-12-31
2018-11-07 38285.01 未披露 定期报告 2018-10-31
2018-11-07 38273.06 未披露 定期报告 2018-09-30
2018-08-08 38259.18 未披露 定期报告 2018-08-03
2018-08-08 38168.40 未披露 定期报告 2018-06-30
2018-05-09 38167.49 未披露 定期报告 2018-04-30
2018-04-30 38163.74 未披露 定期报告 2018-04-18
2018-05-09 34674.90 未披露 定期报告 2018-03-31
2018-03-14 34374.21 未披露 定期报告 2018-03-09
2018-03-14 32322.94 未披露
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from December 31, 2016 to December 21, 2017 Exercise of stock options/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,065
2017-12-21
2017-11-07 31361.62 未披露 定期报告 2017-10-31
2017-11-07 31018.06 未披露 定期报告 2017-09-30
2017-08-08 29418.33 未披露 定期报告 2017-07-31
2017-08-08 28991.90 未披露 定期报告 2017-06-30
2017-05-08 28261.39 未披露 定期报告 2017-03-31
2017-02-27 27194.70 未披露 定期报告 2017-02-23
2017-02-27 27124.60 未披露
更多>>
From December 31, 2015 to December 23, 2016 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation
2016-12-23
2016-11-09 27124.60 未披露 定期报告 2016-10-31
2016-11-09 27123.85 未披露 定期报告 2016-09-30
2016-08-09 27118.77 未披露 定期报告 2016-07-31
2016-08-09 27087.95 未披露 定期报告 2016-06-30
2016-05-05 27078.29 未披露 定期报告 2016-04-30
2016-04-20 27077.87 未披露 定期报告 2016-04-13
2016-05-05 27077.10 未披露 定期报告 2016-03-31
2016-02-29 27030.54 未披露 定期报告 2016-02-24
2016-02-29 26997.12 未披露
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From December 31, 2014 to December 31, 2015 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation Issuance of common stock, net of issuance costs of $11,912
2015-12-31
2015-11-09 26985.84 未披露 定期报告 2015-10-31
2015-11-09 26981.91 未披露 定期报告 2015-09-30
2015-08-10 26964.05 未披露 定期报告 2015-07-31
2015-08-10 26864.00 未披露 定期报告 2015-06-30
2015-05-07 26802.99 未披露 定期报告 2015-04-30
2015-04-30 26796.72 未披露 定期报告 2015-04-20
2015-05-07 26792.65 未披露 定期报告 2015-03-31
2015-02-27 23937.98 未披露 定期报告 2015-02-23
2015-02-27 23883.19 未披露
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from December 31, 2013 to December 31, 2014 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation Issuance of common stock, net of issuance costs of $7,105
2014-12-31
2014-11-06 23847.80 未披露 定期报告 2014-10-31
2014-11-06 23845.85 未披露 定期报告 2014-09-30
2014-08-07 23841.26 未披露 定期报告 2014-07-31
2014-08-07 23812.01 未披露 定期报告 2014-06-30
2014-05-08 20927.57 未披露 定期报告 2014-04-30
2014-04-30 20925.78 未披露 定期报告 2014-04-16
2014-05-08 20925.59 未披露 定期报告 2014-03-31
2014-03-12 20905.68 未披露 定期报告 2014-03-06
2014-01-24 20867.31 未披露 定期报告 2014-01-23
2014-03-12 20865.53 未披露
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from December 31, 2012 to December 31, 2013 Exercise of stock options Issuance of common stock, net of issuance costs of $6,067
2013-12-31
2013-11-12 20851.07 未披露 定期报告 2013-10-31
2013-11-12 20850.97 未披露 定期报告 2013-09-30
2013-08-08 15271.83 未披露 定期报告 2013-07-30
2013-08-08 15270.96 未披露 定期报告 2013-06-30
2013-05-09 15246.40 未披露 定期报告 2013-04-30
2013-04-30 15125.98 未披露 定期报告 2013-04-16
2013-05-09 15170.02 未披露 定期报告 2013-03-31
2013-03-12 14794.48 未披露 定期报告 2013-03-04
2013-03-12 14794.33 未披露
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from December 31, 2011 to December 31, 2012 Exercise of stock options Issuance of common stock, net of issuance costs of $365
2012-12-31
2012-11-09 14794.14 未披露 定期报告 2012-10-31
2012-11-09 13554.82 未披露 定期报告 2012-09-30
2012-08-09 13367.59 未披露 定期报告 2012-07-31
2012-08-09 13215.22 未披露 定期报告 2012-06-30
2012-05-09 12215.07 未披露 定期报告 2012-04-30
2012-05-09 12211.33 未披露 定期报告 2012-03-31
2012-03-14 12157.12 未披露 定期报告 2012-03-08
2012-03-14 11702.54 未披露
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from December 31, 2010 to December 31, 2011 Exercise of stock options Restricted stock issued as compensation Cancellation of common stock issued to former directors Issuance of common stock under ATM, net of issuance costs of $246
2011-12-31
2011-11-08 11497.18 未披露 定期报告 2011-10-31
2011-11-08 11493.23 未披露 定期报告 2011-09-30
2011-08-09 11512.11 未披露 定期报告 2011-07-31
2011-08-09 11466.97 未披露 定期报告 2011-06-30
2011-05-10 11210.03 未披露 定期报告 2011-04-30
2011-03-28 11157.03 未披露 定期报告 2011-03-22
2011-03-28 11103.66 未披露
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from dec 31 2009 to dec 31 2010 Exercise of stock options Restricted stock issued as compensation Restricted stock cancelled Issuance of common stock under ATM, net of issuance costs of $468
2010-12-31
2010-11-08 11110.14 未披露 定期报告 2010-10-31
2010-11-08 11064.47 未披露 定期报告 2010-09-30
2010-08-06 10735.79 未披露 定期报告 2010-07-31
2010-08-06 10184.68 未披露 定期报告 2010-06-30
2010-05-10 10048.85 未披露 定期报告 2010-04-30
2010-05-10 10028.65 未披露 定期报告 2010-03-31
2010-03-16 10027.80 未披露 定期报告 2010-03-11
2010-03-16 10026.25 未披露
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from December 31, 2008 to December 31, 2009 Exercise of stock options Restricted stock issued as compensation Issuance of common stock to Cadila, net of issuance costs of $406 Issuance of common stock to Rovi, net of issuance costs of $23 Conversion of convertible debt Issuance of common stock under ATM, net of issuance costs of $682 Issuance of common stock, net of issuance costs of $1,631
2009-12-31
2009-03-31 6885.51 未披露 定期报告 2009-03-23
2009-03-31 6876.46 未披露
更多>>
from December 31, 2007 to December 31, 2008 Exercise of stock options Issuance of common stock, net of issuance costs of $420
2008-12-31
2008-03-17 6196.21 未披露 定期报告 2008-03-17
2008-03-17 6194.99 未披露
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from December 31, 2006 to December 31, 2007 Exercise of stock options Restricted stock issued as compensation
2007-12-31
2007-03-16 6184.51 未披露 定期报告 2007-02-28
2007-03-16 6179.11 未披露
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from December 31, 2005 to December 31, 2006 Exercise of stock options Conversion of convertible debt Restricted stock issued as compensation Sales of common stock
2006-12-31
2006-03-06 5473.43 未披露 定期报告 2006-02-28
2006-03-06 5000.56 未披露
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from December 31, 2004 to December 31, 2005 Exercise of stock options Issuance of common stock for prior services Restricted stock issued as compensation Conversion of convertible debt Sales of common stock
2005-12-31
2005-03-15 3980.44 未披露 定期报告 2005-02-28
2005-03-15 3955.39 未披露
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from December 31, 2003 to December 31, 2004 Exercise of stock options Shares issued for King Transaction Sale of common stock
2004-12-31
2004-03-15 3471.91 未披露 定期报告 2004-02-27
2004-03-15 3471.83 未披露
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from December 31, 2002 to December 31, 2003 Exercise of stock options Shares retired Sales of common stock Shares issued to King and other non-cash expense
2003-12-31
2003-03-28 2972.21 未披露 定期报告 2003-03-14
2003-03-28 2497.21 未披露
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from December 31, 2001 to December 31, 2002 Exercise of stock options and warrants Shares issued to Fielding shareholders Shares issued to King Shares issued to 401K plan
2002-12-31
2002-03-15 2391.53 未披露 定期报告 2002-03-08
2002-03-15 2329.46 未披露
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from December 31, 2000 to December 31, 2001 Exercise of stock options and warrants
2001-12-31
2001-03-29 2224.75 未披露 定期报告 2001-03-16
2001-03-29 2210.41 未披露
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from December 31, 1999 to December 31, 2000 Private sale of common stock, net Stock issued for acquisition Exercise of stock options and warrants
2000-12-31
2001-03-29 2224.75 未披露 定期报告 2000-10-31
2000-03-09 1810.07 未披露 定期报告 2000-03-03
2000-03-09 1516.72 未披露
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from December 31, 1998 to December 31, 1999 Private sale of common stock Offering costs Exercise of stock options
1999-12-31
1999-04-15 1325.31 未披露 定期报告 1999-03-31
1999-04-15 1325.31 未披露
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from DECEMBER 31, 1997 to DECEMBER 31, 1998 Company contribution to employee 401(k) plan Conversion of preferred stock Dividend on preferred stock Exercise of stock options
1998-12-31
1998-03-31 1206.04 未披露 定期报告 1998-03-20
1998-03-31 1201.20 未披露
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from December 31, 1996 to December 31, 1997 Company contribution to Employee 401k plan Private sale of common stock, net Exercise of stock options
1997-12-31
1997-03-21 1188.82 未披露 定期报告 1997-03-20
1997-03-21 1066.07 未披露
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from December 31,1995 to December 31,1996 Private sale of common stock,net Exercise of stock options
1996-12-31
From December 31, 2022 to December 31, 2023 Issuance of common stock, net of issuance costs of $6,171 Stock issued under incentive programs
From June 30, 2023 to September 30, 2023 Stock issued under incentive programs Issuance of common stock, net of issuance costs $3,063
From March 31, 2023 to June 30, 2023 Stock issued under incentive programs Issuance of common stock, net of issuance costs $861
From December 31, 2022 to March 31, 2023 Stock issued under incentive programs
From December 31, 2021 to December 31, 2022 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,216
Common stock offered 6,500,000 shares by the company
In connection with the Common Stock Offering, the Company granted the Underwriters a 30-day option to purchase up to an additional 975,000 shares of Common Stock at the public offering price, less underwriting discounts and commissions, which was exercised in full by the Underwriters on December 16, 2022.
From June 30, 2022 to September 30, 2022 Stock issued under incentive programs
From March 31, 2022 to June 30, 2022 Stock issued under incentive programs
From December 31, 2021 to March 31, 2022 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $2311
From December 31, 2020 to December 31, 2021 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,292,000
From June 30, 2021 to September 30, 2021 Stock issued under incentive programs
From March 31, 2021 To June 30, 2021 Stock issued under incentive programs
From December 31, 2020 To March 31, 2021 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $7,292
From December 31, 2019 to December 31, 2020 Conversion of preferred stock Stock issued under incentive programs Issuance of common stock, net of issuance costs of $11,416
From June 30, 2020 to September 30, 2020 Stock issued under incentive programs Issuance of common stock, net of issuance costs of $725
From March 31, 2020 to June 30, 2020 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $2,647
From December 31, 2019 to March 31, 2020 Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $2,498
from December 31, 2018 to December 31, 2019 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,655 Fractional shares purchased in stock split
from June 30, 2019 to September 30, 2019 Exercise of stock options/Vesting of RSUs/Purchases under ESPP Issuance of common stock, net of issuance costs of $161
From March 31, 2019 to June 30, 2019 Fractional shares purchased in stock split
Novavax, Inc. (Nasdaq:NVAX) announced it will effect a one-for-twenty reverse stock split of its issued and outstanding common stock. Stockholders of Novavax approved an amendment to Novavax' Second Amended and Restated Certificate of Incorporation (the Amended Certificate) to effect the reverse stock split at a Special Meeting of Stockholders held on May 8, 2019. The reverse stock split is intended to give Novavax greater flexibility in considering and planning for future potential business needs and to increase the per share trading price of the Novavax' common stock to enable Novavax to satisfy the minimum price requirement for continued listing on the Nasdaq Global Select Market. Pursuant to the Amended Certificate, the reverse stock split will be effective at 12:01 a.m., Eastern Time, on May 10, 2019. Novavax expects that upon the opening of trading on May 10, 2019, its common stock will trade on the Nasdaq Global Select Market on a split-adjusted basis under the current trading symbol "NVAX" and the new CUSIP number 670002 401.
from December 31, 2018 to March 25, 2019 Exercise of stock options/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,115
from December 31, 2017 to December 31, 2018 Exercise of stock options/Purchases under ESPP Restricted stock cancelled Issuance of common stock, net of issuance costs of $4,265
from December 31, 2016 to December 21, 2017 Exercise of stock options/Purchases under ESPP Issuance of common stock, net of issuance costs of $1,065
From December 31, 2015 to December 23, 2016 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation
From December 31, 2014 to December 31, 2015 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation Issuance of common stock, net of issuance costs of $11,912
from December 31, 2013 to December 31, 2014 Exercise of stock options/Purchase under ESPP Restricted stock issued as compensation Issuance of common stock, net of issuance costs of $7,105
from December 31, 2012 to December 31, 2013 Exercise of stock options Issuance of common stock, net of issuance costs of $6,067
from December 31, 2011 to December 31, 2012 Exercise of stock options Issuance of common stock, net of issuance costs of $365
from December 31, 2010 to December 31, 2011 Exercise of stock options Restricted stock issued as compensation Cancellation of common stock issued to former directors Issuance of common stock under ATM, net of issuance costs of $246
from dec 31 2009 to dec 31 2010 Exercise of stock options Restricted stock issued as compensation Restricted stock cancelled Issuance of common stock under ATM, net of issuance costs of $468
from December 31, 2008 to December 31, 2009 Exercise of stock options Restricted stock issued as compensation Issuance of common stock to Cadila, net of issuance costs of $406 Issuance of common stock to Rovi, net of issuance costs of $23 Conversion of convertible debt Issuance of common stock under ATM, net of issuance costs of $682 Issuance of common stock, net of issuance costs of $1,631
from December 31, 2007 to December 31, 2008 Exercise of stock options Issuance of common stock, net of issuance costs of $420
from December 31, 2006 to December 31, 2007 Exercise of stock options Restricted stock issued as compensation
from December 31, 2005 to December 31, 2006 Exercise of stock options Conversion of convertible debt Restricted stock issued as compensation Sales of common stock
from December 31, 2004 to December 31, 2005 Exercise of stock options Issuance of common stock for prior services Restricted stock issued as compensation Conversion of convertible debt Sales of common stock
from December 31, 2003 to December 31, 2004 Exercise of stock options Shares issued for King Transaction Sale of common stock
from December 31, 2002 to December 31, 2003 Exercise of stock options Shares retired Sales of common stock Shares issued to King and other non-cash expense
from December 31, 2001 to December 31, 2002 Exercise of stock options and warrants Shares issued to Fielding shareholders Shares issued to King Shares issued to 401K plan
from December 31, 2000 to December 31, 2001 Exercise of stock options and warrants
from December 31, 1999 to December 31, 2000 Private sale of common stock, net Stock issued for acquisition Exercise of stock options and warrants
from December 31, 1998 to December 31, 1999 Private sale of common stock Offering costs Exercise of stock options
from DECEMBER 31, 1997 to DECEMBER 31, 1998 Company contribution to employee 401(k) plan Conversion of preferred stock Dividend on preferred stock Exercise of stock options
from December 31, 1996 to December 31, 1997 Company contribution to Employee 401k plan Private sale of common stock, net Exercise of stock options
from December 31,1995 to December 31,1996 Private sale of common stock,net Exercise of stock options