董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| J. Wayne Hutchens | 男 | Independent Director | 79 | 17.20万美元 | 未持股 | 2023-08-23 |
| Jerry R. Raio | 男 | director | 59 | 未披露 | 未持股 | 2023-08-23 |
| John K. Carter | 男 | Independent Director | 62 | 18.94万美元 | 未持股 | 2023-08-23 |
| David M. Swanson | 男 | Independent Director | 66 | 18.81万美元 | 未持股 | 2023-08-23 |
| Patrick W. Galley | 男 | Chairman and President and Chief Executive Officer | 48 | 未披露 | 未持股 | 2023-08-23 |
| Jerry Raio | 男 | Director | 58 | 14.41万美元 | 未持股 | 2023-08-23 |
| Lisa B. Mougin | -- | Independent Director | 51 | 未披露 | 未持股 | 2023-08-23 |
| Jerry R. Raio | -- | director | 59 | 未披露 | 未持股 | 2023-08-23 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Patrick W. Galley | 男 | Chairman and President and Chief Executive Officer | 48 | 未披露 | 未持股 | 2023-08-23 |
| Jonathan M. Mohrhardt | -- | Chief Financial Officer, Treasurer | 49 | 未披露 | 未持股 | 2023-08-23 |
| Marcus L. Collins | -- | Chief Compliance Officer and Secretary | 55 | 未披露 | 未持股 | 2023-08-23 |
董事简历
中英对照 | 中文 | 英文- J. Wayne Hutchens
-
J.Wayne Hutchens目前已经退休。Hutchens先生是丹佛自然与科学博物馆2000年至今的受托人，AMG National Trust Bank的董事（2012年6月至今）和科罗拉多州Children’；s Hospital Colorado的受托人（2012年5月至今）。在担任这些职位之前，Hutchens先生在银行业工作了29年，退任Chase Bank Colorado的董事长。阿尔卑斯山系列信托（9只基金）（2012年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
J. Wayne Hutchens,Currently retired. Mr. Hutchens is Trustee of the Denver Museum of Nature and Science 2000 to present; Director of AMG National Trust Bank (June 2012 to present) and Trustee of Children's Hospital Colorado (May 2012 to 2020). - J.Wayne Hutchens目前已经退休。Hutchens先生是丹佛自然与科学博物馆2000年至今的受托人，AMG National Trust Bank的董事（2012年6月至今）和科罗拉多州Children’；s Hospital Colorado的受托人（2012年5月至今）。在担任这些职位之前，Hutchens先生在银行业工作了29年，退任Chase Bank Colorado的董事长。阿尔卑斯山系列信托（9只基金）（2012年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
- J. Wayne Hutchens,Currently retired. Mr. Hutchens is Trustee of the Denver Museum of Nature and Science 2000 to present; Director of AMG National Trust Bank (June 2012 to present) and Trustee of Children's Hospital Colorado (May 2012 to 2020).
- Jerry R. Raio
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Jerry R.Raio，自2018年起担任ClickIPO资本市场主管；Arbor Lane Advisors，Inc.总裁（自2018年起）；富国证券有限责任公司董事总经理兼零售起源主管（2005年至2018年）。Rivernorth Opportunities Fund，Inc.（1只基金）（2019年至今）；RiverNorth Flexible Municipal IncomeFund，Inc.1基金（2020年至今）。
Jerry R. Raio, Head of Capital Markets, ClickIPO since 2018; President, Arbor Lane Advisors, Inc. (since 2018); Managing Director, Head of Retail Origination, Wells Fargo Securities, LLC (2005 to 2018). RiverNorth Opportunities Fund, Inc. (1 fund)(2019 to present);RiverNorth Flexible Municipal Income Fund, Inc. 1 fund (2020 to present). - Jerry R.Raio，自2018年起担任ClickIPO资本市场主管；Arbor Lane Advisors，Inc.总裁（自2018年起）；富国证券有限责任公司董事总经理兼零售起源主管（2005年至2018年）。Rivernorth Opportunities Fund，Inc.（1只基金）（2019年至今）；RiverNorth Flexible Municipal IncomeFund，Inc.1基金（2020年至今）。
- Jerry R. Raio, Head of Capital Markets, ClickIPO since 2018; President, Arbor Lane Advisors, Inc. (since 2018); Managing Director, Head of Retail Origination, Wells Fargo Securities, LLC (2005 to 2018). RiverNorth Opportunities Fund, Inc. (1 fund)(2019 to present);RiverNorth Flexible Municipal Income Fund, Inc. 1 fund (2020 to present).
- John K. Carter
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JohnK.Carter，JohnK.Carter律师事务所合伙人，P.A.Carter Reymann Law，P.A.，一家普通律师事务所和公司律师事务所（2015年至今）；圣彼得堡（一家金融服务咨询和招聘公司）全球招聘公司管理合伙人（2012年至2015年）。Carillon共同基金（14只基金）（2016年至今）；Rivernorth Specialty Finance Corporation（1只基金）（2016年至今）；RiverNorth/DoubleLineStrategic OpportunityFund，Inc.（1只基金）（2016年至今）；Rivernorth基金（3只基金）（2013年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；Rivernorth投机性市政收入基金，Inc.（1只基金）（2018年至今）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
John K. Carter, Partner, Law Office of John K. Carter, P.A. dba Carter Reymann Law, P.A. a general practice and corporate law firm (2015 to present); Managing Partner, Global Recruiters of St. Petersburg (a financial services consulting and recruiting firm) (2012 to 2015). Carillon Mutual Funds (14 funds) (2016 to present); RiverNorth Specialty Finance Corporation (1 fund) (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (1 fund) (2016 to present); RiverNorth Funds (3 funds) (2013 to present); RiverNorth Opportunities Fund, Inc. (1 fund)(2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 Fund). - JohnK.Carter，JohnK.Carter律师事务所合伙人，P.A.Carter Reymann Law，P.A.，一家普通律师事务所和公司律师事务所（2015年至今）；圣彼得堡（一家金融服务咨询和招聘公司）全球招聘公司管理合伙人（2012年至2015年）。Carillon共同基金（14只基金）（2016年至今）；Rivernorth Specialty Finance Corporation（1只基金）（2016年至今）；RiverNorth/DoubleLineStrategic OpportunityFund，Inc.（1只基金）（2016年至今）；Rivernorth基金（3只基金）（2013年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；Rivernorth投机性市政收入基金，Inc.（1只基金）（2018年至今）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
- John K. Carter, Partner, Law Office of John K. Carter, P.A. dba Carter Reymann Law, P.A. a general practice and corporate law firm (2015 to present); Managing Partner, Global Recruiters of St. Petersburg (a financial services consulting and recruiting firm) (2012 to 2015). Carillon Mutual Funds (14 funds) (2016 to present); RiverNorth Specialty Finance Corporation (1 fund) (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (1 fund) (2016 to present); RiverNorth Funds (3 funds) (2013 to present); RiverNorth Opportunities Fund, Inc. (1 fund)(2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 Fund).
- David M. Swanson
-
DavidM.Swanson，Swandog Strategic Marketing的创始人兼管理合伙人（2006年以来）。管理投资组合系列28只基金（2011年至今）；阿尔卑斯山可变投资信托基金受托人（9只基金）（2006年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；Rivernorth管理期限市政收入基金，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
David M. Swanson, Founder & Managing Partner of SwanDog Strategic Marketing since 2006. Managed Portfolio Series 28 funds (2011 to present); Trustee, ALPS Variable Investment Trust (9 funds) (2006 to present); RiverNorth Opportunities Fund, Inc. (1 fund)(2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 Fund). - DavidM.Swanson，Swandog Strategic Marketing的创始人兼管理合伙人（2006年以来）。管理投资组合系列28只基金（2011年至今）；阿尔卑斯山可变投资信托基金受托人（9只基金）（2006年至今）；Rivernorth Opportunities Fund，Inc.（1只基金）（2013年至今）；RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；Rivernorth管理期限市政收入基金，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
- David M. Swanson, Founder & Managing Partner of SwanDog Strategic Marketing since 2006. Managed Portfolio Series 28 funds (2011 to present); Trustee, ALPS Variable Investment Trust (9 funds) (2006 to present); RiverNorth Opportunities Fund, Inc. (1 fund)(2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 Fund).
- Patrick W. Galley
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Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
Patrick W. Galley, Chief Investment Officer and Chief Executive Officer, RiverNorth Capital Management, LLC 2004 to present; Board of Managers of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and Board of Directors RiverNorth Holdings, Co. (since 2010). RiverNorth Specialty Finance Corp (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (2016 to present); RiverNorth Funds (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present). - Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
- Patrick W. Galley, Chief Investment Officer and Chief Executive Officer, RiverNorth Capital Management, LLC 2004 to present; Board of Managers of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and Board of Directors RiverNorth Holdings, Co. (since 2010). RiverNorth Specialty Finance Corp (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (2016 to present); RiverNorth Funds (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).
- Jerry Raio
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富国银行（Wells Fargo）董事总经理兼零售起源主管Jerry Raio，2005年至2018年。RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；RiverNorth/DoubleLineStrategic OpportunityFund，Inc.（1只基金）（2018年至今）；Rivernorth Specialty Finance Corporation（2018年至今）（1只基金）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
Jerry Raio, Managing Director- Head of Retail Origination, Wells Fargo 2005 to 2018. RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (1 fund) (2018 to present); RiverNorth Specialty Finance Corporation (2018 to present)(1 fund); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 fund). - 富国银行（Wells Fargo）董事总经理兼零售起源主管Jerry Raio，2005年至2018年。RiverNorth Opportunistic Municipal IncomeFund，Inc.（1只基金）（2018年至今）；RiverNorth/DoubleLineStrategic OpportunityFund，Inc.（1只基金）（2018年至今）；Rivernorth Specialty Finance Corporation（2018年至今）（1只基金）；RiverNorth Managed Duration Municipal IncomeFund，Inc.（2019年至今）（1只基金）；RiverNorth Flexible Municipal IncomeFund，Inc.（2020年至今）（1只基金）。
- Jerry Raio, Managing Director- Head of Retail Origination, Wells Fargo 2005 to 2018. RiverNorth Opportunistic Municipal Income Fund, Inc. (1 fund) (2018 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (1 fund) (2018 to present); RiverNorth Specialty Finance Corporation (2018 to present)(1 fund); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present)(1 fund); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present)(1 fund).
- Lisa B. Mougin
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Lisa B. Mougin，Capital Sisters International（非盈利）首席投资官（2023年至今）；TIFIN（金融科技软件公司）总裁兼首席运营官（2020年至2022年）；ALPS Fund Services，LLC高级副总裁（1998年至2017年）。
Lisa B. Mougin,Chief Investment Officer of Capital Sisters International (a non-profit) (2023 to present); President & Chief Operating Officer of TIFIN (a fintech software company) (2020 to 2022); Senior Vice President of ALPS Fund Services, LLC (1998 to 2017). - Lisa B. Mougin，Capital Sisters International（非盈利）首席投资官（2023年至今）；TIFIN（金融科技软件公司）总裁兼首席运营官（2020年至2022年）；ALPS Fund Services，LLC高级副总裁（1998年至2017年）。
- Lisa B. Mougin,Chief Investment Officer of Capital Sisters International (a non-profit) (2023 to present); President & Chief Operating Officer of TIFIN (a fintech software company) (2020 to 2022); Senior Vice President of ALPS Fund Services, LLC (1998 to 2017).
- Jerry R. Raio
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Jerry R. Raio，Arbor Lane Advisors，Inc.总裁（自2018年起）；FLX Distribution咨询委员会成员（2020年至今）；Quantify Crypto（2021年至今）；ETF Action（2022年至今）；Qudos Technologies（2019年至2022年）；ClickIPO资本市场主管（2018-2019年）；富国银行证券有限责任公司董事总经理兼零售业务主管（2005年至2018年）。
Jerry R. Raio,President, Arbor Lane Advisors, Inc. (Since 2018); Advisory Board Member of each of FLX Distribution, (2020 to present); Quantify Crypto (2021 to present); ETF Action (2022 to present); Qudos Technologies (2019 to 2022); Head of Capital Markets, ClickIPO (2018-2019); Managing Director, Head of Retail Origination, Wells Fargo Securities, LLC (2005 to 2018). - Jerry R. Raio，Arbor Lane Advisors，Inc.总裁（自2018年起）；FLX Distribution咨询委员会成员（2020年至今）；Quantify Crypto（2021年至今）；ETF Action（2022年至今）；Qudos Technologies（2019年至2022年）；ClickIPO资本市场主管（2018-2019年）；富国银行证券有限责任公司董事总经理兼零售业务主管（2005年至2018年）。
- Jerry R. Raio,President, Arbor Lane Advisors, Inc. (Since 2018); Advisory Board Member of each of FLX Distribution, (2020 to present); Quantify Crypto (2021 to present); ETF Action (2022 to present); Qudos Technologies (2019 to 2022); Head of Capital Markets, ClickIPO (2018-2019); Managing Director, Head of Retail Origination, Wells Fargo Securities, LLC (2005 to 2018).
高管简历
中英对照 | 中文 | 英文- Patrick W. Galley
Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
Patrick W. Galley, Chief Investment Officer and Chief Executive Officer, RiverNorth Capital Management, LLC 2004 to present; Board of Managers of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and Board of Directors RiverNorth Holdings, Co. (since 2010). RiverNorth Specialty Finance Corp (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (2016 to present); RiverNorth Funds (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).- Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
- Patrick W. Galley, Chief Investment Officer and Chief Executive Officer, RiverNorth Capital Management, LLC 2004 to present; Board of Managers of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and Board of Directors RiverNorth Holdings, Co. (since 2010). RiverNorth Specialty Finance Corp (2016 to present); RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (2016 to present); RiverNorth Funds (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).
- Jonathan M. Mohrhardt
JonathanM.Mohrhardt，Rivernorth Capital Management LLC2019年至今；Rivernorth Capital Management LLC首席运营官（2011年至今）。
Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).- JonathanM.Mohrhardt，Rivernorth Capital Management LLC2019年至今；Rivernorth Capital Management LLC首席运营官（2011年至今）。
- Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).
- Marcus L. Collins
MarcusL.Collins，Rivernorth Capital Management，LLC总法律顾问，2012年至今；Rivernorth Capital Management，LLC首席合规官（2012年至今）。
Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).- MarcusL.Collins，Rivernorth Capital Management，LLC总法律顾问，2012年至今；Rivernorth Capital Management，LLC首席合规官（2012年至今）。
- Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).