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股本结构

单位：万股
公告日期 2024-02-08 2024-02-08 2023-12-15 2023-11-13 2023-10-30 2023-11-13
证券总股本 1560.74 1368.43 1368.43 1367.93 1367.79 517.93
普通股本 1560.74 1368.43 1368.43 1367.93 1367.79 517.93
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-02-07 2023-12-31 2023-12-14 2023-11-09 2023-10-30 2023-09-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-02-08 1560.74 未披露 定期报告 2024-02-07
2024-02-08 1368.43 未披露
更多>>
From September 30,2023 to December 31,2023 Proceeds from October 30, 2023 offering, net of offering expenses Employee stock-based compensation expenses
2023-12-31
2023-12-15 1368.43 未披露 定期报告 2023-12-14
2023-11-13 1367.93 未披露 定期报告 2023-11-09
2023-10-30 1367.79 未披露
更多>>
Common stock offered 8,500,000 shares by the company
2023-10-30
2023-11-13 517.93 未披露
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From June 30, 2023 to September 30, 2023 Employee stock-based compensation expenses
2023-09-30
2023-10-13 517.79 未披露 定期报告 2023-09-12
2023-08-10 514.28 未披露 定期报告 2023-08-10
2023-07-27 515.92 未披露 定期报告 2023-07-21
2023-08-10 514.16 未披露
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From March 31, 2023 to June 30, 2023 Employee stock-based compensation expenses
2023-06-30
2023-06-21 494.16 未披露 定期报告 2023-06-16
2023-06-21 493.36 未披露
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From March 31, 2022 to March 31, 2023 Shares issued in connection with ATM, net of transaction costs Stock based compensation related to issuance of common stock restricted stock grants
2023-03-31
2023-02-14 464.92 未披露 定期报告 2023-02-10
2023-02-14 310.97 未披露
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From September 30, 2022 to December 31, 2022 Stock based compensation related to issuance of restricted common stock
2022-12-31
2022-12-23 310.60 未披露 定期报告 2022-12-21
2022-11-14 310.30 未披露
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From June 30, 2022 to September 30, 2022 Stock based compensation related to issuance of restricted common stock
2022-09-30
2022-07-13 310.09 未披露
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From March 31, 2021 to March 31, 2022 Shares issued in connection with ATM, net of transaction costs Shares issued in connection with exercise of stock options Shares issued in connection with exercise of common stock warrants Stock based compensation related to issuance of common stock restricted stock grants
2022-03-31
2022-02-11 309.77 未披露 定期报告 2022-02-11
2022-02-11 309.93 未披露
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From September 30, 2021 to December 31, 2021 Shares issued in connection with ATM, net of transaction costs
2021-12-31
2021-11-15 309.77 未披露 定期报告 2021-11-12
2021-11-15 300.47 未披露
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From June 30, 2021 to September 30, 2021 Issuance of common stock in connection with ATM, net of transaction costs Issuance of common stock due to options exercises Issuance of common stock due to warrants exercises
2021-09-30
2021-09-03 269.51 未披露 定期报告 2021-09-01
2021-07-30 209.24 未披露 定期报告 2021-07-29
2021-07-14 209.12 未披露 定期报告 2021-07-12
2021-07-14 209.29 未披露
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From March 31, 2020 To March 31, 2021 Shares issued with conversion of C shares Shares issued in connection with exercise of stock options Shares issued in connection with vesting of restricted stock Shares issued in connection with exercise of common stock warrants
2021-03-31
2021-02-16 207.74 未披露 定期报告 2021-02-11
2021-02-16 207.91 未披露
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From September 30, 2020 to December 31,2020 Issuance of common stock due to options exercises Stock based compensation related to common stock restricted stock grants Issuance of common stock due to warrant exercises
2020-12-31
2020-12-23 207.54 未披露 定期报告 2020-12-22
2020-11-17 204.31 未披露 定期报告 2020-11-09
2020-11-20 204.14 未披露
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From June 30, 2020 to September 30, 2020 Issuance of common stock due to options exercises
2020-09-30
2020-08-14 202.03 未披露 定期报告 2020-08-12
2020-07-10 196.91 未披露 定期报告 2020-07-07
2020-08-14 196.70 未披露
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From March 31, 2020 to June 30, 2020 Conversion of Series C convertible preferred stock into common stock Stock based compensation related to common stock restricted stock grants Issuance of common stock due to warrant exercises
2020-06-30
2020-02-14 177.75 0.0002
更多>>
From September 30, 2019 to December 31, 2019 Issuance of common stock in connection with November 29, 2019 offering, net of offering costs Reclassification of stock liability to equity Stock based compensation related to common stock restricted stock grants
2019-12-31
2019-11-14 132.97 未披露 定期报告 2019-11-14
2019-11-14 131.80 0.0002
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From June 30, 2019 to September 30, 2019 Stock based compensation related to common stock restricted stock grants
2019-09-30
2019-07-29 132.97 未披露 定期报告 2019-07-25
2019-08-13 131.72 0.0002
更多>>
from March 31, 2019 to June 30, 2019 Stock based compensation related to common stock restricted stock grants
2019-06-30
2019-07-01 132.89 未披露 定期报告 2019-06-28
2019-07-01 131.63 0.0002
更多>>
from March 31, 2018 to June 20, 2019 Rounding adjustment related to 1-for-9 common stock split, effected June 19, 2019 Issuance of common stock in connection with December 8, 2017 At Market Issuance Sales Agreement, net of commissions, expenses and other offering costs Issuance of common stock and common stock purchase warrants in connection with December 8, 2017 At Market Issuance Sales Agreement, net of commissions, expenses and other offering costs Conversion of Series B convertible preferred stock into common stock Issuance of common stock for service fees Stock based compensation related to issuance of common stock restricted stock grants Sonoma's common stock outstanding will change from 12 million to approximately 1.3 million. Proportional adjustments will be made to Sonoma's stock options, warrants, and equity-compensation plans.The reverse stock split will have no effect on the Company's authorized shares.
2019-06-20
2019-02-14 1197.23 0.0002 定期报告 2018-12-31
2018-11-08 659.26 未披露 定期报告 2018-10-29
2018-11-08 647.96 未披露 定期报告 2018-09-30
2018-08-08 645.72 未披露 定期报告 2018-08-07
2018-07-27 645.05 未披露 定期报告 2018-07-16
2018-08-08 643.27 未披露 定期报告 2018-06-30
2018-06-26 642.12 未披露 定期报告 2018-06-21
2018-06-26 617.17 未披露
更多>>
From March 31, 2017 to March 31, 2018 Issuance of common stock in connection with December 8, 2017 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with March 6, 2018 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock upon exercise of common stock purchase warrants Issuance of common stock upon exercise of common stock options Issuance of common stock for settlement of service fees Stock based compensation related to issuance of common stock restricted stock grants
2018-03-31
2018-02-14 473.22 未披露 定期报告 2018-02-09
2018-02-14 463.75 未披露 定期报告 2017-12-31
2017-11-14 432.38 未披露 定期报告 2017-09-30
2017-08-08 430.80 未披露 定期报告 2017-08-08
2017-07-27 430.15 未披露 定期报告 2017-07-14
2017-08-08 430.71 未披露 定期报告 2017-06-30
2017-06-28 430.01 未披露 定期报告 2017-06-26
2017-06-28 428.93 未披露
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from March 31, 2016 to March 31, 2017 Adjustment due to 5:1 reverse stock-split on June 24, 2016 Issuance of common stock upon exercise of common stock purchase warrants Issuance of common stock upon exercise of common stock options Issuance of common stock for settlement of service fees Stock based compensation related to issuance of common stock restricted stock grants
2017-03-31
2017-02-17 426.28 未披露 定期报告 2017-02-15
2017-02-09 425.78 未披露 定期报告 2016-12-31
2016-02-04 1734.20 未披露 定期报告 2015-12-31
2015-11-05 1641.58 未披露 定期报告 2015-09-30
2015-08-07 1568.16 未披露 定期报告 2015-06-30
2015-06-16 1504.51 未披露
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from March 31, 2014 to March 31, 2015 Issuance of common stock in connection with At-the-Market issuances of common stock, net of commissions, expenses and other offering costs Issuance of common stock and common stock purchase warrants in connection with January 26, 2015 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock for settlement of service fee payables
2015-03-31
2015-02-12 866.06 未披露 定期报告 2014-12-31
2014-11-13 858.54 未披露 定期报告 2014-09-30
2014-08-07 846.01 未披露 定期报告 2014-06-30
2014-06-30 816.01 未披露
更多>>
from March 31, 2013 to March 31, 2014 Issuance of common stock in connection with December 9, 2013 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with February 26, 2014 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with the exercise of common stock purchase warrants Issuance of common stock in connection with the cashless exercise of common stock purchase warrants Issuance of common stock for services
2014-03-31
2014-02-13 723.91 未披露 定期报告 2013-12-31
2013-11-19 664.48 未披露 定期报告 2013-11-15
2013-11-19 663.37 未披露 定期报告 2013-09-30
2013-08-14 662.56 未披露 定期报告 2013-06-30
2013-06-25 658.32 未披露
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From March 31, 2012 to April 2, 2013 Issuance of common stock in connection with April 22, 2012 closing of offering, net of commissions, expenses and other offering costs Conversion of convertible preferred stock issued on April 22, 2012 into common stock Issuance of common stock in connection with March 12, 2013 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock for services Issuance of common stock to settle obligations Fair value of common stock issued in connection with stock purchase agreement All common shares and per share amounts contained in the consolidated financial statements have been retroactively adjusted to reflect a 1 for 7 reverse stock split, effective April 1, 2013.
2013-04-02
2013-02-05 3736.99 未披露 定期报告 2013-01-24
2013-02-13 3733.99 未披露 定期报告 2012-12-31
2012-11-08 3708.99 未披露 定期报告 2012-11-02
2012-11-01 3276.89 未披露 定期报告 2012-09-30
2012-07-27 3255.37 未披露 定期报告 2012-07-23
2012-06-21 3247.90 未披露 定期报告 2012-06-06
2012-06-21 2900.79 未披露
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from March 31, 2011 to March 31, 2012 Issuance of common stock in connection with December 28, 2011 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock in connection with exercise of stock purchase warrants Issuance of common stock for services
2012-03-31
2012-02-02 2885.57 未披露 定期报告 2011-12-31
2011-11-03 2690.22 未披露 定期报告 2011-11-03
2011-11-03 2685.72 未披露 定期报告 2011-09-30
2011-08-04 2679.33 未披露 定期报告 2011-08-04
2011-08-04 2675.04 未披露 定期报告 2011-06-30
2011-06-03 2668.63 未披露 定期报告 2011-06-02
2011-06-03 2657.63 未披露
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from March 31, 2010 to March 31, 2011 Issuance of common stock in connection with exercise of stock options Issuance of common stock for accounts payable obligations Issuance of common stock for services
2011-03-31
2011-02-04 2648.69 未披露 定期报告 2011-02-03
2011-02-04 2646.37 未披露 定期报告 2010-12-31
2010-11-04 2641.94 未披露 定期报告 2010-11-04
2010-11-04 2638.44 未披露 定期报告 2010-09-30
2010-08-05 2627.75 未披露 定期报告 2010-06-30
2010-06-08 2624.19 未披露 定期报告 2010-06-07
2010-06-08 2616.14 未披露
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from March 31, 2009 to March 31, 2010 Issuance of common stock in connection with June 1, 2009 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with July 30, 2009 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock purchase warrants Issuance of common stock in connection with exercise of stock options Issuance of common stock for accounts payable obligations Issuance of common stock for services Issuance of restricted stock units from the 2006 Stock Incentive Plan
2010-03-31
2010-02-11 2492.82 未披露 定期报告 2010-02-11
2010-02-11 2490.26 未披露 定期报告 2009-12-31
2008-06-13 1590.56 未披露
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from March 31, 2007 to March 31, 2008 Issuance of common stock in connection with August 13, 2007 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with March 31, 2008 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock in connection with exercise of warrants
2008-03-31
2007-06-20 1184.44 未披露
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from March 31, 2006 to March 31, 2007 Conversion of convertible preferred stock into common stock at the closing of the IPO on January 30, 2007 Issuance of common stock in connection with IPO and exercise of over-allotment, net of discounts, commissions, expenses and other offering costs Issuance of common stock in connection with exercise of warrants Issuance of common stock in connection with services rendered Common stock dividend paid to Series A convertible preferred stockholders
2007-03-31
From September 30,2023 to December 31,2023 Proceeds from October 30, 2023 offering, net of offering expenses Employee stock-based compensation expenses
Common stock offered 8,500,000 shares by the company
From June 30, 2023 to September 30, 2023 Employee stock-based compensation expenses
From March 31, 2023 to June 30, 2023 Employee stock-based compensation expenses
From March 31, 2022 to March 31, 2023 Shares issued in connection with ATM, net of transaction costs Stock based compensation related to issuance of common stock restricted stock grants
From September 30, 2022 to December 31, 2022 Stock based compensation related to issuance of restricted common stock
From June 30, 2022 to September 30, 2022 Stock based compensation related to issuance of restricted common stock
From March 31, 2021 to March 31, 2022 Shares issued in connection with ATM, net of transaction costs Shares issued in connection with exercise of stock options Shares issued in connection with exercise of common stock warrants Stock based compensation related to issuance of common stock restricted stock grants
From September 30, 2021 to December 31, 2021 Shares issued in connection with ATM, net of transaction costs
From June 30, 2021 to September 30, 2021 Issuance of common stock in connection with ATM, net of transaction costs Issuance of common stock due to options exercises Issuance of common stock due to warrants exercises
From March 31, 2020 To March 31, 2021 Shares issued with conversion of C shares Shares issued in connection with exercise of stock options Shares issued in connection with vesting of restricted stock Shares issued in connection with exercise of common stock warrants
From September 30, 2020 to December 31,2020 Issuance of common stock due to options exercises Stock based compensation related to common stock restricted stock grants Issuance of common stock due to warrant exercises
From June 30, 2020 to September 30, 2020 Issuance of common stock due to options exercises
From March 31, 2020 to June 30, 2020 Conversion of Series C convertible preferred stock into common stock Stock based compensation related to common stock restricted stock grants Issuance of common stock due to warrant exercises
From September 30, 2019 to December 31, 2019 Issuance of common stock in connection with November 29, 2019 offering, net of offering costs Reclassification of stock liability to equity Stock based compensation related to common stock restricted stock grants
From June 30, 2019 to September 30, 2019 Stock based compensation related to common stock restricted stock grants
from March 31, 2019 to June 30, 2019 Stock based compensation related to common stock restricted stock grants
from March 31, 2018 to June 20, 2019 Rounding adjustment related to 1-for-9 common stock split, effected June 19, 2019 Issuance of common stock in connection with December 8, 2017 At Market Issuance Sales Agreement, net of commissions, expenses and other offering costs Issuance of common stock and common stock purchase warrants in connection with December 8, 2017 At Market Issuance Sales Agreement, net of commissions, expenses and other offering costs Conversion of Series B convertible preferred stock into common stock Issuance of common stock for service fees Stock based compensation related to issuance of common stock restricted stock grants Sonoma's common stock outstanding will change from 12 million to approximately 1.3 million. Proportional adjustments will be made to Sonoma's stock options, warrants, and equity-compensation plans.The reverse stock split will have no effect on the Company's authorized shares.
From March 31, 2017 to March 31, 2018 Issuance of common stock in connection with December 8, 2017 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with March 6, 2018 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock upon exercise of common stock purchase warrants Issuance of common stock upon exercise of common stock options Issuance of common stock for settlement of service fees Stock based compensation related to issuance of common stock restricted stock grants
from March 31, 2016 to March 31, 2017 Adjustment due to 5:1 reverse stock-split on June 24, 2016 Issuance of common stock upon exercise of common stock purchase warrants Issuance of common stock upon exercise of common stock options Issuance of common stock for settlement of service fees Stock based compensation related to issuance of common stock restricted stock grants
from March 31, 2014 to March 31, 2015 Issuance of common stock in connection with At-the-Market issuances of common stock, net of commissions, expenses and other offering costs Issuance of common stock and common stock purchase warrants in connection with January 26, 2015 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock for settlement of service fee payables
from March 31, 2013 to March 31, 2014 Issuance of common stock in connection with December 9, 2013 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with February 26, 2014 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with the exercise of common stock purchase warrants Issuance of common stock in connection with the cashless exercise of common stock purchase warrants Issuance of common stock for services
From March 31, 2012 to April 2, 2013 Issuance of common stock in connection with April 22, 2012 closing of offering, net of commissions, expenses and other offering costs Conversion of convertible preferred stock issued on April 22, 2012 into common stock Issuance of common stock in connection with March 12, 2013 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock for services Issuance of common stock to settle obligations Fair value of common stock issued in connection with stock purchase agreement All common shares and per share amounts contained in the consolidated financial statements have been retroactively adjusted to reflect a 1 for 7 reverse stock split, effective April 1, 2013.
from March 31, 2011 to March 31, 2012 Issuance of common stock in connection with December 28, 2011 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock in connection with exercise of stock purchase warrants Issuance of common stock for services
from March 31, 2010 to March 31, 2011 Issuance of common stock in connection with exercise of stock options Issuance of common stock for accounts payable obligations Issuance of common stock for services
from March 31, 2009 to March 31, 2010 Issuance of common stock in connection with June 1, 2009 closing of offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with July 30, 2009 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock purchase warrants Issuance of common stock in connection with exercise of stock options Issuance of common stock for accounts payable obligations Issuance of common stock for services Issuance of restricted stock units from the 2006 Stock Incentive Plan
from March 31, 2007 to March 31, 2008 Issuance of common stock in connection with August 13, 2007 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with March 31, 2008 offering, net of commissions, expenses and other offering costs Issuance of common stock in connection with exercise of stock options Issuance of common stock in connection with exercise of warrants
from March 31, 2006 to March 31, 2007 Conversion of convertible preferred stock into common stock at the closing of the IPO on January 30, 2007 Issuance of common stock in connection with IPO and exercise of over-allotment, net of discounts, commissions, expenses and other offering costs Issuance of common stock in connection with exercise of warrants Issuance of common stock in connection with services rendered Common stock dividend paid to Series A convertible preferred stockholders