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股本结构

单位：万股
公告日期 2023-11-13 2023-11-13 2023-08-28 2023-08-28 2023-08-14 2023-08-14
证券总股本 5678.41 4893.44 4429.67 4428.09 4428.84 4098.09
普通股本 5678.41 4893.44 4429.67 4428.09 4428.84 4098.09
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2023-11-13 2023-09-30 2023-08-18 2023-08-15 2023-08-11 2023-06-30
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2023-11-13 5678.41 未披露 定期报告 2023-11-13
2023-11-13 4893.44 未披露
更多>>
From June 30, 2023 to September 30, 2023 Tax withholdings related to net share settlements of equity awards Registered direct sale of common stock pursuant to S-3 registration statement, net Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
2023-09-30
2023-08-28 4429.67 未披露 定期报告 2023-08-18
2023-08-28 4428.09 未披露 定期报告 2023-08-15
2023-08-14 4428.84 未披露 定期报告 2023-08-11
2023-08-14 4098.09 未披露
更多>>
From March 31, 2023 to June 30, 2023 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net Tax withholdings related to net share settlements of equity awards Registered direct sale of common stock pursuant to S-3 registration statement, net
2023-06-30
2023-05-23 3686.44 未披露 定期报告 2023-05-22
2023-05-23 3556.60 未披露
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From December 31, 2022 to March 31, 2023 Tax withholdings related to net share settlements of equity awards Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
2023-03-31
2023-03-10 3541.71 未披露 定期报告 2023-03-10
2023-03-10 3537.50 未披露
更多>>
From December 31, 2021 to December 31, 2022 Tax withholdings related to net share settlements of equity awards Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
2022-12-31
2022-11-08 3518.79 未披露 定期报告 2022-11-08
2022-11-08 3516.16 未披露
更多>>
From June 30, 2022 to September 30, 2022 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net Tax withholdings related to net share settlements of equity awards
2022-09-30
2022-08-09 3294.07 未披露 定期报告 2022-08-09
2022-08-09 3293.48 未披露
更多>>
From March 31, 2022 to June 30, 2022 Issuance of common stock under terms of restricted stock grants Tax withholdings related to net share settlements of equity awards Sales of common stock pursuant to S-3 registration statement, net
2022-06-30
2022-06-01 3292.90 未披露 定期报告 2022-05-27
2022-04-29 3285.65 未披露 定期报告 2022-04-18
2022-05-16 3207.33 未披露
更多>>
From December 31, 2021 to March 31, 2022 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
2022-03-31
2022-03-11 2930.38 未披露 定期报告 2022-03-11
2022-03-11 2919.38 未披露
更多>>
From December 31, 2020 to December 31, 2021 Issuance of common stock for cashless exercise of options Sales of common stock pursuant to S-3 registration statement, net
2021-12-31
2021-11-12 2908.36 未披露 定期报告 2021-11-10
2021-11-12 2704.93 未披露
更多>>
From June 30, 2021 to September 30, 2021 Issuance of common stock for cashless exercise of options
2021-09-30
2021-05-14 2704.77 未披露
更多>>
From December 31, 2020 to March 31, 2021 Sales of common stock pursuant to S-3 registration statement, net
2021-03-31
2021-03-26 2704.77 未披露 定期报告 2021-03-24
2021-03-26 2383.53 未披露
更多>>
from December 31, 2019 to December 31, 2020 Issuance of common stock under terms of restricted stock grants Issuance of common stock for cashless exercise of options Sales of common stock pursuant to S-3 registration statement, net
2020-12-31
2020-05-07 1662.90 未披露
更多>>
From December 31, 2019 to March 30, 2020 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement
2020-03-30
2020-03-30 680.57 未披露
更多>>
From December 31, 2018 to December 31, 2019 Issuance of common stock under terms of restricted stock grants Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock as fees paid for the extension of maturity date of debt Sales of common stock pursuant to S-3 registration statement Rounding shares due to reverse split
2019-12-31
2019-10-31 528.13 未披露 定期报告 2019-10-31
2019-10-31 472.48 未披露
更多>>
From June 30, 2019 to September 30, 2019 Rounding shares due to reverse split Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement
2019-09-30
2019-08-29 466.58 未披露
更多>>
The reverse stock split will reduce the number of shares of common stock issued and outstanding from 32,660,496 to 4,665,786 plus any shares to be issued in exchange for fractional interests. The number of authorized shares of common stock (200,000,000) will not be changed by the reverse stock split.
2019-08-30
2019-08-02 3065.27 未披露 定期报告 2019-08-01
2019-08-02 2826.57 未披露
更多>>
From March 31, 2019 to June 30, 2019 Issuance of common stock for conversion of promissory notes plus accrued interest Issuance of common stock under terms of restricted stock grants Issuance of common stock as fees paid for the extension of maturity date of debt Sales of common stock pursuant to S-3 registration statement
2019-06-30
2019-06-24 2774.68 未披露 定期报告 2019-06-21
2019-06-04 2655.24 未披露 定期报告 2019-06-04
2019-05-21 2665.68 未披露 定期报告 2019-05-17
2019-05-14 2665.68 未披露 定期报告 2019-05-14
2019-05-14 2615.24 未披露
更多>>
From December 31, 2018 to March 31, 2019 Issuance of common stock under terms of restricted stock grants
2019-03-31
2019-03-29 2615.24 未披露 定期报告 2019-03-29
2019-03-29 2611.08 未披露
更多>>
From December 31, 2017 to December 31, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options Issuance of common stock for conversion of promissory notes, plus accrued interest
2018-12-31
2018-11-07 2609.69 未披露 定期报告 2018-11-07
2018-11-07 2606.91 未披露
更多>>
From December 31, 2017 to September 30, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options Issuance of common stock for conversion of promissory notes, plus accrued interest
2018-09-30
2018-07-10 2569.22 未披露 定期报告 2018-07-02
2018-08-08 2567.83 未披露
更多>>
From December 31, 2017 to June 30, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options
2018-06-30
2018-05-15 2565.05 未披露 定期报告 2018-05-15
2018-03-28 2315.09 150.60
更多>>
from December 31, 2016 to December 31, 2017 Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants Issuance of common stock for services
2017-12-31
2017-08-10 2245.57 150.60
更多>>
From December 31, 2016 to June 30, 2017 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants Issuance of common stock for services Stock based compensation
2017-06-30
2017-05-11 2244.07 150.60
更多>>
from December 31, 2016 to March 31, 2017 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants
2017-03-31
2017-03-29 2244.07 未披露 定期报告 2017-03-28
2016-08-10 2085.39 150.60
更多>>
from December 31, 2015 to June 30, 2016 Issuance of common stock for conversion of promissory notes, plus accrued interest Stock based compensation
2016-06-30
2016-05-18 2085.39 未披露 定期报告 2016-05-13
2016-05-11 1976.28 150.60
更多>>
from December 31, 2015 to March 31, 2016 Issuance of common stock for conversion of promissory notes, plus accrued interest
2016-03-31
2016-03-14 1976.28 未披露
更多>>
During March 2016, all of the convertible note holders from the Sunworks United acquisition converted their remaining $750 aggregate convertible notes into 1,442,309 shares of Common Stock.
2016-03-11
2016-03-14 1832.05 150.60
更多>>
from December 31, 2014 to December 31, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Issuance of common stock for cashless exercise of options Rounding shares due to reverse split Issuance of preferred stock for Plan B acquisition On February 25, 2015, the Company effected a 26:1 reverse stock split on its shares of common stock (with related adjustments to its outstanding options and warrants).
2015-12-31
2016-02-11 1778.85 150.60
更多>>
from December 31, 2014 to September 30, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Issuance of common stock for cashless exercise of options Rounding shares due to reverse split
2015-09-30
2015-08-06 1773.48 未披露
更多>>
From December 31, 2014 to June 30, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Rounding shares due to reverse split
2015-06-30
2015-05-15 1771.93 未披露 定期报告 2015-05-11
2015-05-15 1771.93 未披露
更多>>
From December 31, 2014 to March 31, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Rounding shares due to reverse split
2015-03-31
2015-03-31 1770.23 未披露
更多>>
On February 25, 2015, the Company effected a 26:1 reverse stock split on its shares of common stock (with related adjustments to its outstanding options and warrants).
2015-03-26
2015-03-23 1469.93 0.44 定期报告 2015-03-02
2015-03-31 1401.63 未披露
更多>>
From December 31, 2013 to December 31, 2014 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of stock options Issuance of common stock for cashless exercise of warrants Issuance of restricted common stock for services Issuance of common stock for services Issuance of common stock for commitment fee
2014-12-31
2015-03-05 36428.92 未披露 定期报告 2014-12-22
From June 30, 2023 to September 30, 2023 Tax withholdings related to net share settlements of equity awards Registered direct sale of common stock pursuant to S-3 registration statement, net Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
From March 31, 2023 to June 30, 2023 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net Tax withholdings related to net share settlements of equity awards Registered direct sale of common stock pursuant to S-3 registration statement, net
From December 31, 2022 to March 31, 2023 Tax withholdings related to net share settlements of equity awards Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
From December 31, 2021 to December 31, 2022 Tax withholdings related to net share settlements of equity awards Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
From June 30, 2022 to September 30, 2022 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net Tax withholdings related to net share settlements of equity awards
From March 31, 2022 to June 30, 2022 Issuance of common stock under terms of restricted stock grants Tax withholdings related to net share settlements of equity awards Sales of common stock pursuant to S-3 registration statement, net
From December 31, 2021 to March 31, 2022 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement, net
From December 31, 2020 to December 31, 2021 Issuance of common stock for cashless exercise of options Sales of common stock pursuant to S-3 registration statement, net
From June 30, 2021 to September 30, 2021 Issuance of common stock for cashless exercise of options
From December 31, 2020 to March 31, 2021 Sales of common stock pursuant to S-3 registration statement, net
from December 31, 2019 to December 31, 2020 Issuance of common stock under terms of restricted stock grants Issuance of common stock for cashless exercise of options Sales of common stock pursuant to S-3 registration statement, net
From December 31, 2019 to March 30, 2020 Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement
From December 31, 2018 to December 31, 2019 Issuance of common stock under terms of restricted stock grants Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock as fees paid for the extension of maturity date of debt Sales of common stock pursuant to S-3 registration statement Rounding shares due to reverse split
From June 30, 2019 to September 30, 2019 Rounding shares due to reverse split Issuance of common stock under terms of restricted stock grants Sales of common stock pursuant to S-3 registration statement
The reverse stock split will reduce the number of shares of common stock issued and outstanding from 32,660,496 to 4,665,786 plus any shares to be issued in exchange for fractional interests. The number of authorized shares of common stock (200,000,000) will not be changed by the reverse stock split.
From March 31, 2019 to June 30, 2019 Issuance of common stock for conversion of promissory notes plus accrued interest Issuance of common stock under terms of restricted stock grants Issuance of common stock as fees paid for the extension of maturity date of debt Sales of common stock pursuant to S-3 registration statement
From December 31, 2018 to March 31, 2019 Issuance of common stock under terms of restricted stock grants
From December 31, 2017 to December 31, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options Issuance of common stock for conversion of promissory notes, plus accrued interest
From December 31, 2017 to September 30, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options Issuance of common stock for conversion of promissory notes, plus accrued interest
From December 31, 2017 to June 30, 2018 Conversion of preferred stock to common stock Issuance of common stock under terms of restricted stock grants Issuance of common stock for exercise of options
from December 31, 2016 to December 31, 2017 Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants Issuance of common stock for services
From December 31, 2016 to June 30, 2017 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants Issuance of common stock for services Stock based compensation
from December 31, 2016 to March 31, 2017 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of options Issuance of common stock under terms of restricted stock grants
from December 31, 2015 to June 30, 2016 Issuance of common stock for conversion of promissory notes, plus accrued interest Stock based compensation
from December 31, 2015 to March 31, 2016 Issuance of common stock for conversion of promissory notes, plus accrued interest
During March 2016, all of the convertible note holders from the Sunworks United acquisition converted their remaining $750 aggregate convertible notes into 1,442,309 shares of Common Stock.
from December 31, 2014 to December 31, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Issuance of common stock for cashless exercise of options Rounding shares due to reverse split Issuance of preferred stock for Plan B acquisition On February 25, 2015, the Company effected a 26:1 reverse stock split on its shares of common stock (with related adjustments to its outstanding options and warrants).
from December 31, 2014 to September 30, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Issuance of common stock for cashless exercise of options Rounding shares due to reverse split
From December 31, 2014 to June 30, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Issuance of common stock for exercise of warrants Rounding shares due to reverse split
From December 31, 2014 to March 31, 2015 Issuance of common stock for cash Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for services at fair value Issuance of common stock for commitment fee Rounding shares due to reverse split
On February 25, 2015, the Company effected a 26:1 reverse stock split on its shares of common stock (with related adjustments to its outstanding options and warrants).
From December 31, 2013 to December 31, 2014 Issuance of common stock for conversion of promissory notes, plus accrued interest Issuance of common stock for cashless exercise of stock options Issuance of common stock for cashless exercise of warrants Issuance of restricted common stock for services Issuance of common stock for services Issuance of common stock for commitment fee