董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Marcus E. Pennington | 男 | Director | 36 | 8.61万美元 | 未持股 | 2023-05-01 |
| Jerry Albright | 男 | Director | 64 | 未披露 | 未持股 | 2023-05-01 |
| Robert K. Hatcher | 男 | Chairman | 60 | 11.43万美元 | 未持股 | 2023-05-01 |
| Laurie L. Dotter | 女 | Director | 62 | 11.72万美元 | 未持股 | 2023-05-01 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Yvette Heinrichson | 女 | Chief Financial Officer | -- | 69.43万美元 | 未持股 | 2023-05-01 |
| Joe D. Staggs | 男 | Chief Executive Officer | -- | 149.03万美元 | 未持股 | 2023-05-01 |
董事简历
中英对照 | 中文 | 英文- Marcus E. Pennington
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Marcus E.Pennington被Carlson Capital推荐为董事会成员，并于2021年5月被任命为董事会成员。Pennington先生是Carlson Capital的董事，自2011年以来，他在该公司的投资团队工作。在Carlson Capital，Pennington先生管理一个股权相对价值投资组合，并担任公司风险委员会和估值委员会的成员。在加入Carlson Capital之前，Pennington先生是德克萨斯州教师退休系统投资部门的副参谋长，并在美国财政部经济政策办公室工作。他获得Texas A&M University的金融和经济学学士学位，在那里他以优异成绩毕业。
Marcus E. Pennington was recommended for appointment to the Board by Carlson Capital and was appointed to the Board in May 2021. Mr. Pennington is a Director at Carlson Capital where he has worked on the investment team since 2011. At Carlson Capital, Mr. Pennington manages an equity relative value portfolio and serves as a member of the firm's risk committee and valuation committee. Prior to Carlson Capital, Mr. Pennington was the Deputy Chief of Staff in the investment division of the Teacher Retirement System of Texas and worked at the U.S. Treasury Department's Office of Economic Policy. Mr. Pennington received a BBA in Finance and Economics from Texas A&M University, where he graduated Magna Cum Laude. - Marcus E.Pennington被Carlson Capital推荐为董事会成员，并于2021年5月被任命为董事会成员。Pennington先生是Carlson Capital的董事，自2011年以来，他在该公司的投资团队工作。在Carlson Capital，Pennington先生管理一个股权相对价值投资组合，并担任公司风险委员会和估值委员会的成员。在加入Carlson Capital之前，Pennington先生是德克萨斯州教师退休系统投资部门的副参谋长，并在美国财政部经济政策办公室工作。他获得Texas A&M University的金融和经济学学士学位，在那里他以优异成绩毕业。
- Marcus E. Pennington was recommended for appointment to the Board by Carlson Capital and was appointed to the Board in May 2021. Mr. Pennington is a Director at Carlson Capital where he has worked on the investment team since 2011. At Carlson Capital, Mr. Pennington manages an equity relative value portfolio and serves as a member of the firm's risk committee and valuation committee. Prior to Carlson Capital, Mr. Pennington was the Deputy Chief of Staff in the investment division of the Teacher Retirement System of Texas and worked at the U.S. Treasury Department's Office of Economic Policy. Mr. Pennington received a BBA in Finance and Economics from Texas A&M University, where he graduated Magna Cum Laude.
- Jerry Albright
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Jerry Albright，自2019年2月起担任ADIM，LLC（“ADIM”）的管理合伙人，ADIM，LLC是一家专门为董事会制定协议、政策和实践的投资管理公司。此外，奥尔布赖特先生在德克萨斯州教师退休系统（“TRS”）担任了近三十年的多重职务，直到2020年5月退休，包括担任TRS投资部门的副首席投资官、首席运营官、投资运营总监，最近担任该部门的首席投资官，他从2017年年中开始担任该职务，直至退休。在加入TRS之前，奥尔布赖特先生是德克萨斯州一家多银行控股公司的执行副总裁和董事会成员，此外还在两家附属银行的董事会担任董事。奥尔布赖特此前还曾在得克萨斯农工大学金融系顾问委员会任职。奥尔布赖特先生拥有得克萨斯农工大学经济学学士学位。
Jerry Albright,has served as a managing partner of ADIM, LLC ("ADIM"), an investment management firm specializing in establishing protocols, policies, and practices for boards of directors, since February 2019. In addition, Mr. Albright held multiple roles at the Teacher Retirement System of Texas ("TRS") for nearly three decades until his retirement in May 2020, including as TRS Investment Division's Deputy Chief Investment Officer, Chief Operating Officer, Director of Investment Operations and, most recently, as its Chief Investment Officer, in which capacity he served from mid-2017 until his retirement. Prior to joining TRS, Mr. Albright was the Executive Vice President and a member of the board of directors of a multi-bank holding company in Texas, in addition to serving as a director on the board of two affiliated banks. Mr. Albright has also previously served on the Advisory Board of the Finance Department at Texas A&M University. Mr. Albright holds a bachelor's degree in economics from Texas A&M University. - Jerry Albright，自2019年2月起担任ADIM，LLC（“ADIM”）的管理合伙人，ADIM，LLC是一家专门为董事会制定协议、政策和实践的投资管理公司。此外，奥尔布赖特先生在德克萨斯州教师退休系统（“TRS”）担任了近三十年的多重职务，直到2020年5月退休，包括担任TRS投资部门的副首席投资官、首席运营官、投资运营总监，最近担任该部门的首席投资官，他从2017年年中开始担任该职务，直至退休。在加入TRS之前，奥尔布赖特先生是德克萨斯州一家多银行控股公司的执行副总裁和董事会成员，此外还在两家附属银行的董事会担任董事。奥尔布赖特此前还曾在得克萨斯农工大学金融系顾问委员会任职。奥尔布赖特先生拥有得克萨斯农工大学经济学学士学位。
- Jerry Albright,has served as a managing partner of ADIM, LLC ("ADIM"), an investment management firm specializing in establishing protocols, policies, and practices for boards of directors, since February 2019. In addition, Mr. Albright held multiple roles at the Teacher Retirement System of Texas ("TRS") for nearly three decades until his retirement in May 2020, including as TRS Investment Division's Deputy Chief Investment Officer, Chief Operating Officer, Director of Investment Operations and, most recently, as its Chief Investment Officer, in which capacity he served from mid-2017 until his retirement. Prior to joining TRS, Mr. Albright was the Executive Vice President and a member of the board of directors of a multi-bank holding company in Texas, in addition to serving as a director on the board of two affiliated banks. Mr. Albright has also previously served on the Advisory Board of the Finance Department at Texas A&M University. Mr. Albright holds a bachelor's degree in economics from Texas A&M University.
- Robert K. Hatcher
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Robert K. Hatcher，自2022年10月起担任Equitime Capital LLC董事长兼首席执行官。他在2020年2月至2022年10月期间担任Avalon Advisors LLC的执行主席。他还担任各种咨询职务，包括自2022年11月起担任Ecliptic Capital高级顾问，自2022年10月起担任Qenta，Inc.咨询委员会成员。从2001年到2019年，Hatcher先生还担任Cockrell Interests，LLC的总裁兼首席执行官。他还曾在Pinto Investment Partners LP和Pinto Trust Company担任总裁兼首席执行官，并担任PTV Healthcare Capital和Pinto America Growth Fund的财务咨询委员会主席。在任职于Cockrell Interests，LLC之前，Hatcher先生创立了Citywest Ventures并担任董事总经理。他还担任Aranzazu营的董事会和执行委员会成员。Hatcher先生曾担任莱斯大学琼斯商学院的兼职教授，并且是世界总统组织和首席执行官组织的成员。Hatcher先生拥有杜兰大学的工商管理硕士和法学博士学位，以及南方卫理公会大学的学士学位。
Robert K. Hatcher,has served as Chairman and CEO of Equitime Capital LLC since October 2022. He served as the Executive Chairman of Avalon Advisors LLC from February 2020 until October 2022. He also serves in various advisory capacities, including as a Senior Advisor at Ecliptic Capital since November 2022 and a member of the Advisory Board at Qenta, Inc. since October 2022. From 2001 to 2019, Mr. Hatcher also served as the President and Chief Executive Officer of Cockrell Interests, LLC. He also served as President and CEO at Pinto Investment Partners LP and Pinto Trust Company and as Chairman of the Finance Advisory Committee for PTV Healthcare Capital and Pinto America Growth Fund. Prior to his position at Cockrell Interests, LLC, Mr. Hatcher founded and served as Managing Director of Citywest Ventures. He also serves on the Board and Executive Committee of Camp Aranzazu. Mr. Hatcher served as an Adjunct Professor at the Jones Graduate School of Business at Rice University and is a member of World Presidents' Organization and Chief Executives Organization. Mr. Hatcher holds an M.B.A. and J.D. from Tulane University, as well as a B.B.A. from Southern Methodist University. - Robert K. Hatcher，自2022年10月起担任Equitime Capital LLC董事长兼首席执行官。他在2020年2月至2022年10月期间担任Avalon Advisors LLC的执行主席。他还担任各种咨询职务，包括自2022年11月起担任Ecliptic Capital高级顾问，自2022年10月起担任Qenta，Inc.咨询委员会成员。从2001年到2019年，Hatcher先生还担任Cockrell Interests，LLC的总裁兼首席执行官。他还曾在Pinto Investment Partners LP和Pinto Trust Company担任总裁兼首席执行官，并担任PTV Healthcare Capital和Pinto America Growth Fund的财务咨询委员会主席。在任职于Cockrell Interests，LLC之前，Hatcher先生创立了Citywest Ventures并担任董事总经理。他还担任Aranzazu营的董事会和执行委员会成员。Hatcher先生曾担任莱斯大学琼斯商学院的兼职教授，并且是世界总统组织和首席执行官组织的成员。Hatcher先生拥有杜兰大学的工商管理硕士和法学博士学位，以及南方卫理公会大学的学士学位。
- Robert K. Hatcher,has served as Chairman and CEO of Equitime Capital LLC since October 2022. He served as the Executive Chairman of Avalon Advisors LLC from February 2020 until October 2022. He also serves in various advisory capacities, including as a Senior Advisor at Ecliptic Capital since November 2022 and a member of the Advisory Board at Qenta, Inc. since October 2022. From 2001 to 2019, Mr. Hatcher also served as the President and Chief Executive Officer of Cockrell Interests, LLC. He also served as President and CEO at Pinto Investment Partners LP and Pinto Trust Company and as Chairman of the Finance Advisory Committee for PTV Healthcare Capital and Pinto America Growth Fund. Prior to his position at Cockrell Interests, LLC, Mr. Hatcher founded and served as Managing Director of Citywest Ventures. He also serves on the Board and Executive Committee of Camp Aranzazu. Mr. Hatcher served as an Adjunct Professor at the Jones Graduate School of Business at Rice University and is a member of World Presidents' Organization and Chief Executives Organization. Mr. Hatcher holds an M.B.A. and J.D. from Tulane University, as well as a B.B.A. from Southern Methodist University.
- Laurie L. Dotter
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Laurie L. Dotter，现任Transwestern Investment Group的总裁，作为美国和国际机构、私人财富客户的受托人，通过具体的投资策略来满足他们的房地产投资要求。2011年担任该职之前，她是Transwestern Investment Group的顾问。1998年直到2010年初，他是私营房地产投资公司 Hunt Realty Investments的总裁，建立了多元化的投资组合，有直接的房地产投资，也有通过房地产经营合伙企业的相关投资。她是Texas Treasury Safekeeping Trust Company审计长投资顾问委员会的成员，该机构管理着30亿美元募捐资金；她还曾担任Plan Sponsor Council of the National Pension Real Estate Association的副主席。1993-1998，她担任Teacher Retirement System of Texas的房地产投资总监，负责公共养老金20亿美元的房地产股票和商业贷款组合。职业生涯早期，她曾在Coopers & Lybrand的审计部门工作了3年，在财务咨询服务部工作了4年，主要从事财务机构和房地产相关的事务。她在Texas A&M University获得会计方向的工商管理学士学位，是得克萨斯州的注册会计师。
Laurie L. Dotter is the President of Transwestern Investment Group “Transwestern”, serving as a fiduciary to institutional and private wealth clients, both in the United States and abroad, on specific investment strategies to meet their real estate investment objectives. Prior to assuming this role in 2011 she was a consultant to Transwestern. From 1998 through early 2010 Ms. Dotter served as Senior Vice President of Hunt Realty Investments, a privately owned real estate investment company, establishing a diverse portfolio of both direct real estate investments and investments through real estate operating partnerships. Ms. Dotter serves on the Texas Comptroller’s Investment Advisory Board for the Texas Treasury Safekeeping Trust Company, which manages more than $3 billion in endowment funds, and she formerly served as the Vice Chairman of the Plan Sponsor Council of the National Pension Real Estate Association. From 1993 to 1998 Ms. Dotter served as director of Real Estate Investment for the Teacher Retirement System of Texas where she was responsible for the public pension fund’s $2 billion real estate equity and commercial mortgage portfolio. Early in her career, Ms. Dotter worked for three years in the audit division and for four years in the financial consulting services group of Coopers & Lybrand, with primary assignments in financial institutions and real estate. Ms. Dotter received a B.B.A. in Accounting from Texas A&M University and is a Certified Public Accountant in the State of Texas. - Laurie L. Dotter，现任Transwestern Investment Group的总裁，作为美国和国际机构、私人财富客户的受托人，通过具体的投资策略来满足他们的房地产投资要求。2011年担任该职之前，她是Transwestern Investment Group的顾问。1998年直到2010年初，他是私营房地产投资公司 Hunt Realty Investments的总裁，建立了多元化的投资组合，有直接的房地产投资，也有通过房地产经营合伙企业的相关投资。她是Texas Treasury Safekeeping Trust Company审计长投资顾问委员会的成员，该机构管理着30亿美元募捐资金；她还曾担任Plan Sponsor Council of the National Pension Real Estate Association的副主席。1993-1998，她担任Teacher Retirement System of Texas的房地产投资总监，负责公共养老金20亿美元的房地产股票和商业贷款组合。职业生涯早期，她曾在Coopers & Lybrand的审计部门工作了3年，在财务咨询服务部工作了4年，主要从事财务机构和房地产相关的事务。她在Texas A&M University获得会计方向的工商管理学士学位，是得克萨斯州的注册会计师。
- Laurie L. Dotter is the President of Transwestern Investment Group “Transwestern”, serving as a fiduciary to institutional and private wealth clients, both in the United States and abroad, on specific investment strategies to meet their real estate investment objectives. Prior to assuming this role in 2011 she was a consultant to Transwestern. From 1998 through early 2010 Ms. Dotter served as Senior Vice President of Hunt Realty Investments, a privately owned real estate investment company, establishing a diverse portfolio of both direct real estate investments and investments through real estate operating partnerships. Ms. Dotter serves on the Texas Comptroller’s Investment Advisory Board for the Texas Treasury Safekeeping Trust Company, which manages more than $3 billion in endowment funds, and she formerly served as the Vice Chairman of the Plan Sponsor Council of the National Pension Real Estate Association. From 1993 to 1998 Ms. Dotter served as director of Real Estate Investment for the Teacher Retirement System of Texas where she was responsible for the public pension fund’s $2 billion real estate equity and commercial mortgage portfolio. Early in her career, Ms. Dotter worked for three years in the audit division and for four years in the financial consulting services group of Coopers & Lybrand, with primary assignments in financial institutions and real estate. Ms. Dotter received a B.B.A. in Accounting from Texas A&M University and is a Certified Public Accountant in the State of Texas.
高管简历
中英对照 | 中文 | 英文- Yvette Heinrichson
Yvette Heinrichson，自2022年10月3日起担任SWK Holdings Corporation首席财务官。Heinrichson女士于2016年1月加入公司担任控制人，于2020年5月被任命为首席会计官。在加入公司之前，Heinrichson女士为包括医疗保健/生物科学、技术、房地产和制造业在内的多个行业的初创公司和跨国上市公司提供技术GAAP会计、SEC财务报告、SOX实施和流程改进。她的经历还包括关键参与IPO和其他后续公开发行、并购尽职调查和并购后整合。Heinrichson女士的职业生涯始于德勤，担任大型加速申报人的税务专业人士和财务报表审计员。她拥有旧金山州立大学工商管理学士学位，以及注册欺诈审查员（CFE）认证，是在加利福尼亚州注册的注册会计师（CPA）。
Yvette Heinrichson,has been serving as Swk Holdings Corporation Chief Financial Officer since October 3, 2022. Ms. Heinrichson joined the Company as Controller in January 2016 and was appointed Chief Accounting Officer in May 2020. Prior to joining the Company, Ms. Heinrichson provided technical GAAP accounting, SEC financial reporting, SOX implementation and process improvement for a number of start-up and multinational public companies in industries including healthcare/bioscience, technology, real estate and manufacturing. Her experience also includes key participation in IPO and other subsequent public offerings, M&A due diligence and post-merger integration. Ms. Heinrichson began her career at Deloitte as a tax professional and financial statement auditor of large accelerated filers. She holds a B.S. in Business Administration from San Francisco State University, as well as the Certified Fraud Examiner (CFE) certification, and is a Certified Public Accountant (CPA) registered in the state of California.- Yvette Heinrichson，自2022年10月3日起担任SWK Holdings Corporation首席财务官。Heinrichson女士于2016年1月加入公司担任控制人，于2020年5月被任命为首席会计官。在加入公司之前，Heinrichson女士为包括医疗保健/生物科学、技术、房地产和制造业在内的多个行业的初创公司和跨国上市公司提供技术GAAP会计、SEC财务报告、SOX实施和流程改进。她的经历还包括关键参与IPO和其他后续公开发行、并购尽职调查和并购后整合。Heinrichson女士的职业生涯始于德勤，担任大型加速申报人的税务专业人士和财务报表审计员。她拥有旧金山州立大学工商管理学士学位，以及注册欺诈审查员（CFE）认证，是在加利福尼亚州注册的注册会计师（CPA）。
- Yvette Heinrichson,has been serving as Swk Holdings Corporation Chief Financial Officer since October 3, 2022. Ms. Heinrichson joined the Company as Controller in January 2016 and was appointed Chief Accounting Officer in May 2020. Prior to joining the Company, Ms. Heinrichson provided technical GAAP accounting, SEC financial reporting, SOX implementation and process improvement for a number of start-up and multinational public companies in industries including healthcare/bioscience, technology, real estate and manufacturing. Her experience also includes key participation in IPO and other subsequent public offerings, M&A due diligence and post-merger integration. Ms. Heinrichson began her career at Deloitte as a tax professional and financial statement auditor of large accelerated filers. She holds a B.S. in Business Administration from San Francisco State University, as well as the Certified Fraud Examiner (CFE) certification, and is a Certified Public Accountant (CPA) registered in the state of California.
- Joe D. Staggs
Joe D. Staggs，自2023年1月1日起担任SWK Holdings Corporation首席执行官。Staggs先生于2015年8月加入公司，担任高级分析师。他于2020年1月晋升为董事总经理，之后于2022年9月被任命为总裁兼临时首席执行官。在加入公司之前，Staggs先生是Annandale Capital的投资副总裁。在加入Annandale之前，他是总部位于达拉斯的对冲基金Alistair Capital的第一位员工。斯塔格斯此前与他人共同创立了PBS资本，这是一家投资于医药特许权使用费和医疗保健股票的投资管理公司。在加入PBS之前，他是HIGHLAND CAPITAL的高级投资组合分析师，曾在该公司的医疗保健多策略和公共股本集团任职。在Highland任职期间，斯塔格斯在八名分析师中排名第一。Staggs先生的职业生涯始于Raymond James，在那里他担任覆盖医疗保健公司的高级股票研究助理，在所有研究助理中排名前四分之一。他是沃尔顿学者，并在阿肯色大学的院长名单上，在那里他获得了金融学学士学位。Staggs先生已获得SWK Holdings Corporation e特许金融分析师称号的权利。
Joe D. Staggs,has been serving as Swk Holdings Corporation Chief Executive Officer since January 1, 2023. Mr. Staggs joined the Company as a Senior Analyst in August 2015. He was promoted to Managing Director in January 2020 before being named President and Interim CEO in September 2022. Prior to joining the Company, Mr. Staggs was Vice President of Investments at Annandale Capital. Prior to joining Annandale, he was the first employee at Alistair Capital, a Dallas-based hedge fund. Mr. Staggs previously co-founded PBS Capital, an investment management business investing in pharmaceutical royalties and healthcare equities. Prior to joining PBS, he was a Senior Portfolio Analyst at Highland Capital where he worked on the firm's healthcare multi-strategy and public equity groups. While at Highland, Mr. Staggs was ranked first out of a class of eight analysts. Mr. Staggs began his career at Raymond James where he was a Senior Equity Research Associate covering healthcare companies and was ranked in the top quartile of all research associates. He was a Walton Scholar and on the Dean's List at the University of Arkansas, where he graduated with a B.A. in Finance. Mr. Staggs has earned the right to Swk Holdings Corporation e the Chartered Financial Analyst designation.- Joe D. Staggs，自2023年1月1日起担任SWK Holdings Corporation首席执行官。Staggs先生于2015年8月加入公司，担任高级分析师。他于2020年1月晋升为董事总经理，之后于2022年9月被任命为总裁兼临时首席执行官。在加入公司之前，Staggs先生是Annandale Capital的投资副总裁。在加入Annandale之前，他是总部位于达拉斯的对冲基金Alistair Capital的第一位员工。斯塔格斯此前与他人共同创立了PBS资本，这是一家投资于医药特许权使用费和医疗保健股票的投资管理公司。在加入PBS之前，他是HIGHLAND CAPITAL的高级投资组合分析师，曾在该公司的医疗保健多策略和公共股本集团任职。在Highland任职期间，斯塔格斯在八名分析师中排名第一。Staggs先生的职业生涯始于Raymond James，在那里他担任覆盖医疗保健公司的高级股票研究助理，在所有研究助理中排名前四分之一。他是沃尔顿学者，并在阿肯色大学的院长名单上，在那里他获得了金融学学士学位。Staggs先生已获得SWK Holdings Corporation e特许金融分析师称号的权利。
- Joe D. Staggs,has been serving as Swk Holdings Corporation Chief Executive Officer since January 1, 2023. Mr. Staggs joined the Company as a Senior Analyst in August 2015. He was promoted to Managing Director in January 2020 before being named President and Interim CEO in September 2022. Prior to joining the Company, Mr. Staggs was Vice President of Investments at Annandale Capital. Prior to joining Annandale, he was the first employee at Alistair Capital, a Dallas-based hedge fund. Mr. Staggs previously co-founded PBS Capital, an investment management business investing in pharmaceutical royalties and healthcare equities. Prior to joining PBS, he was a Senior Portfolio Analyst at Highland Capital where he worked on the firm's healthcare multi-strategy and public equity groups. While at Highland, Mr. Staggs was ranked first out of a class of eight analysts. Mr. Staggs began his career at Raymond James where he was a Senior Equity Research Associate covering healthcare companies and was ranked in the top quartile of all research associates. He was a Walton Scholar and on the Dean's List at the University of Arkansas, where he graduated with a B.A. in Finance. Mr. Staggs has earned the right to Swk Holdings Corporation e the Chartered Financial Analyst designation.