股本结构
单位：万股
| 公告日期 | 2021-08-10 | 2021-06-10 | 2021-06-10 | 2021-02-08 | 2021-02-03 | 2020-11-12 |
|---|---|---|---|---|---|---|
| 证券总股本 | 17220.69 | 17220.69 | 17220.06 | 17042.71 | 13042.71 | 13017.24 |
| 普通股本 | 17220.69 | 17220.69 | 17220.06 | 17042.71 | 13042.71 | 13017.24 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2021-06-30 | 2021-06-07 | 2021-03-31 | 2021-02-08 | 2021-01-27 | 2020-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2021-08-10 | 17220.69 | 未披露 |
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From April 1, 2021 to June 30, 2021
Proceeds from the exercise of stock options
|
2021-06-30 |
| 2021-06-10 | 17220.69 | 未披露 | 定期报告 | 2021-06-07 |
| 2021-06-10 | 17220.06 | 未披露 |
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From March 31, 2020 To March 31, 2021
Issuance of common stock from securities purchase agreement, net of associated expenses of $6,228,135
Issuance of common stock from at-the-market financing facility, net of associated expenses of $318,425
Proceeds from the exercise of stock options
Warrant to share exchange
|
2021-03-31 |
| 2021-02-08 | 17042.71 | 未披露 |
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1.Common Stock Offered 40,000,000 shares.
2.The number of shares of common stock outstanding after this offering is based on 130,427,089 shares of common stock outstanding as of January 27, 2021.
|
2021-02-08 |
| 2021-02-03 | 13042.71 | 未披露 | 定期报告 | 2021-01-27 |
| 2020-11-12 | 13017.24 | 未披露 |
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From June 30, 2020 to September 30, 2020
Issuance of common stock from at-the-market financing facility, net of associated expenses of $166,918
|
2020-09-30 |
| 2020-08-12 | 12688.17 | 未披露 | 定期报告 | 2020-08-05 |
| 2020-07-10 | 12661.04 | 未披露 | 定期报告 | 2020-07-01 |
| 2020-05-22 | 12331.23 | 未披露 |
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from March 31, 2019 to March 31, 2020
Issuance of common stock from underwritten registered offering, net of associated expenses of $111,227 and warrants of $7,283,601
Cashless exercise of warrants
Issuance of common stock from at-the-market financing facility, net of associated expenses of $221,103
Issuance of common stock from securities purchase agreement, net of associated expenses of $142,281
|
2020-03-31 |
| 2020-02-05 | 12283.95 | 未披露 | 定期报告 | 2020-01-28 |
| 2020-02-05 | 11253.39 | 未披露 |
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from September 30, 2019 to December 31, 2019
Issuance of common stock from at-the-market financing facility, net of associated expenses of $165,157
|
2019-12-31 |
| 2019-08-08 | 11195.09 | 未披露 |
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From April 1, 2019 to June 30, 2019
Issuance of common stock from underwritten registered offering, net of associated expenses of $111,227
Cashless exercise of warrants
|
2019-06-30 |
| 2019-06-12 | 11195.09 | 未披露 | 定期报告 | 2019-06-04 |
| 2019-06-12 | 10394.60 | 未披露 |
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From March 31, 2018 to March 31, 2019
Issuance of common stock from at-the-market financing facility, net of associated expenses of $175,306
Exercise of options
Cashless exercise of warrants
|
2019-03-31 |
| 2019-02-20 | 10343.85 | 未披露 | 定期报告 | 2019-02-15 |
| 2019-02-11 | 10334.20 | 未披露 | 定期报告 | 2019-02-07 |
| 2019-02-11 | 10319.04 | 未披露 |
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From April 1, 2018 to December 31, 2018
Issuance of common stock from at-the-market financing facility, net of associated expenses of $125,327
Exercise of options
Cashless exercise of warrants
|
2018-12-31 |
| 2018-12-31 | 10319.04 | 未披露 | 定期报告 | 2018-12-21 |
| 2018-11-05 | 10300.64 | 未披露 | 定期报告 | 2018-10-31 |
| 2018-11-05 | 10272.38 | 未披露 |
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From April 1, 2018 to September 30, 2018
Issuance of common stock from at-the-market financing facility, net of associated expenses of $103,237
|
2018-09-30 |
| 2018-06-13 | 10122.65 | 未披露 |
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From March 31, 2017 to March 31, 2018
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Issuance of common stock from at-the-market financing facility, net of issuance costs of $327,939
Issuance of common stock in public offering for cash, net of associated expenses of $1,547,972
Proceeds from collection of stock subscription receivable
Issuance of common stock upon exercise of options and warrants
Retirement and cancellation of shares of common stock
|
2018-03-31 |
| 2018-02-07 | 9090.24 | 未披露 | 定期报告 | 2018-02-05 |
| 2018-02-07 | 9080.07 | 未披露 |
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From April 1, 2017 to December 31, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Issuance of common stock from at-the-market financing facility, net of issuance costs of $177,900
Proceeds from collection of stock subscription receivable
Retirement and cancellation of shares of common stock
|
2017-12-31 |
| 2017-08-10 | 8932.11 | 未披露 |
更多>>
From April 1, 2017 to June 30, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Proceeds from collection of stock subscription receivable
Retirement and cancellation of shares of common stock
|
2017-06-30 |
| 2017-06-12 | 8934.11 | 未披露 | 定期报告 | 2017-05-26 |
| 2017-06-12 | 8819.26 | 未披露 |
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From April 1, 2016 to March 31, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses
Issuance of common stock in private placement offering in exchange for stock subscription receivable
Issuance of common stock and warrants in private placement offering for cash, net of associated expense
Issuance of common stock for services
Issuance of stock to Scientific Advisory Board members
|
2017-03-31 |
From April 1, 2021 to June 30, 2021
Proceeds from the exercise of stock options
From March 31, 2020 To March 31, 2021
Issuance of common stock from securities purchase agreement, net of associated expenses of $6,228,135
Issuance of common stock from at-the-market financing facility, net of associated expenses of $318,425
Proceeds from the exercise of stock options
Warrant to share exchange
1.Common Stock Offered 40,000,000 shares.
2.The number of shares of common stock outstanding after this offering is based on 130,427,089 shares of common stock outstanding as of January 27, 2021.
From June 30, 2020 to September 30, 2020
Issuance of common stock from at-the-market financing facility, net of associated expenses of $166,918
from March 31, 2019 to March 31, 2020
Issuance of common stock from underwritten registered offering, net of associated expenses of $111,227 and warrants of $7,283,601
Cashless exercise of warrants
Issuance of common stock from at-the-market financing facility, net of associated expenses of $221,103
Issuance of common stock from securities purchase agreement, net of associated expenses of $142,281
from September 30, 2019 to December 31, 2019
Issuance of common stock from at-the-market financing facility, net of associated expenses of $165,157
From April 1, 2019 to June 30, 2019
Issuance of common stock from underwritten registered offering, net of associated expenses of $111,227
Cashless exercise of warrants
From March 31, 2018 to March 31, 2019
Issuance of common stock from at-the-market financing facility, net of associated expenses of $175,306
Exercise of options
Cashless exercise of warrants
From April 1, 2018 to December 31, 2018
Issuance of common stock from at-the-market financing facility, net of associated expenses of $125,327
Exercise of options
Cashless exercise of warrants
From April 1, 2018 to September 30, 2018
Issuance of common stock from at-the-market financing facility, net of associated expenses of $103,237
From March 31, 2017 to March 31, 2018
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Issuance of common stock from at-the-market financing facility, net of issuance costs of $327,939
Issuance of common stock in public offering for cash, net of associated expenses of $1,547,972
Proceeds from collection of stock subscription receivable
Issuance of common stock upon exercise of options and warrants
Retirement and cancellation of shares of common stock
From April 1, 2017 to December 31, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Issuance of common stock from at-the-market financing facility, net of issuance costs of $177,900
Proceeds from collection of stock subscription receivable
Retirement and cancellation of shares of common stock
From April 1, 2017 to June 30, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses of $130,300
Proceeds from collection of stock subscription receivable
Retirement and cancellation of shares of common stock
From April 1, 2016 to March 31, 2017
Issuance of common stock and warrants in private placement offering for cash, net of associated expenses
Issuance of common stock in private placement offering in exchange for stock subscription receivable
Issuance of common stock and warrants in private placement offering for cash, net of associated expense
Issuance of common stock for services
Issuance of stock to Scientific Advisory Board members