股本结构
单位：万股
| 公告日期 | 2026-08-07 | 2026-08-05 | 2026-08-07 | 2026-05-08 | 2026-04-30 | 2026-05-08 |
|---|---|---|---|---|---|---|
| 证券总股本 | 7756.85 | 7756.76 | 7757.70 | 7748.60 | 7749.16 | 7794.70 |
| 普通股本 | 7756.85 | 7756.76 | 7757.70 | 7748.60 | 7749.16 | 7794.70 |
| 优先股 | 未披露 | 未披露 | 92.70 | 未披露 | 92.69 | 92.70 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2026-08-06 | 2026-08-04 | 2026-06-30 | 2026-05-07 | 2026-04-28 | 2026-03-31 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2026-08-07 | 7756.85 | 未披露 | 定期报告 | 2026-08-06 |
| 2026-08-05 | 7756.76 | 未披露 | 定期报告 | 2026-08-04 |
| 2026-08-07 | 7757.70 | 92.70 |
更多>>
From March 31,2026 to June 30,2026
Restricted stock issued to employees and directors, net of cancellations and tax
|
2026-06-30 |
| 2026-05-08 | 7748.60 | 未披露 | 定期报告 | 2026-05-07 |
| 2026-04-30 | 7749.16 | 92.69 | 定期报告 | 2026-04-28 |
| 2026-05-08 | 7794.70 | 92.70 |
更多>>
From January 1, 2026 to March 31, 2026
Restricted stock issued to employees and directors, net of cancellations and tax
|
2026-03-31 |
| 2026-03-13 | 7729.34 | 未披露 | 定期报告 | 2026-03-12 |
| 2026-03-13 | 7730.79 | 92.69 |
更多>>
From December 31, 2024 to December 31, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
|
2025-12-31 |
| 2025-11-07 | 7734.34 | 未披露 | 定期报告 | 2025-11-06 |
| 2025-11-07 | 7734.30 | 92.70 |
更多>>
From June 30, 2025 to September 30, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
|
2025-09-30 |
| 2025-08-08 | 7739.77 | 未披露 | 定期报告 | 2025-08-07 |
| 2025-08-08 | 7720.19 | 92.70 |
更多>>
From March 31, 2025 to June 30, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
|
2025-06-30 |
| 2025-05-09 | 7721.02 | 未披露 | 定期报告 | 2025-05-08 |
| 2025-04-30 | 7721.11 | 92.69 | 定期报告 | 2025-04-28 |
| 2025-05-07 | 7649.80 | 92.70 | 定期报告 | 2025-03-31 |
| 2025-03-13 | 7661.11 | 未披露 | 定期报告 | 2025-03-12 |
| 2025-03-13 | 7656.60 | 92.69 |
更多>>
From December 31,2023 to December 31,2024
Restricted stock issued to employees and directors, net of cancellations and tax
|
2024-12-31 |
| 2024-11-08 | 7664.70 | 未披露 | 定期报告 | 2024-11-07 |
| 2024-11-08 | 7662.60 | 92.70 |
更多>>
From June 30,2024 to September 30,2024
Restricted stock cancellations and tax, net of issuances to employees and directors
|
2024-09-30 |
| 2024-08-08 | 7648.71 | 未披露 | 定期报告 | 2024-08-07 |
| 2024-08-08 | 7664.60 | 92.70 |
更多>>
From March 31, 2024 to June 30, 2024
Restricted stock cancellations and tax, net of issuances to employees and directors
|
2024-06-30 |
| 2024-04-26 | 7662.97 | 92.69 | 定期报告 | 2024-04-22 |
| 2024-05-06 | 7701.90 | 92.70 | 定期报告 | 2024-03-31 |
| 2024-03-14 | 7569.80 | 未披露 | 定期报告 | 2024-03-12 |
| 2024-03-14 | 7570.40 | 92.69 |
更多>>
From December 31, 2022 to December 31, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
|
2023-12-31 |
| 2023-11-08 | 7614.00 | 未披露 | 定期报告 | 2023-11-07 |
| 2023-11-08 | 7611.60 | 92.70 |
更多>>
From June 30, 2023 to September 30, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
|
2023-09-30 |
| 2023-08-08 | 7591.23 | 未披露 | 定期报告 | 2023-08-07 |
| 2023-08-08 | 7592.40 | 92.70 |
更多>>
From March 31, 2023 to June 30, 2023
Restricted stock issued to employees and directors, net of cancellations and taxStock repurchases
|
2023-06-30 |
| 2023-06-23 | 7608.36 | 92.69 | 定期报告 | 2023-06-22 |
| 2023-04-28 | 7610.57 | 92.69 | 定期报告 | 2023-04-24 |
| 2023-05-09 | 7618.80 | 92.70 |
更多>>
From January 1, 2023 to March 31, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
|
2023-03-31 |
| 2023-03-14 | 7514.54 | 未披露 | 定期报告 | 2023-03-13 |
| 2022-12-13 | 7515.54 | 92.69 | 定期报告 | 2022-12-12 |
| 2022-11-29 | 7524.76 | 92.69 | 定期报告 | 2022-11-28 |
| 2022-11-09 | 7395.70 | 未披露 | 定期报告 | 2022-11-04 |
| 2022-11-09 | 7395.70 | 92.70 |
更多>>
From June 30, 2022 to September 30, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
|
2022-09-30 |
| 2022-08-09 | 7418.06 | 未披露 | 定期报告 | 2022-08-05 |
| 2022-08-09 | 7418.90 | 92.70 |
更多>>
From March 31, 2022 to June 30, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
|
2022-06-30 |
| 2022-05-10 | 7407.52 | 未披露 | 定期报告 | 2022-05-06 |
| 2022-05-02 | 7407.61 | 92.69 | 定期报告 | 2022-04-27 |
| 2022-05-10 | 7441.20 | 92.70 |
更多>>
From January 1, 2022 to March 31, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
Shares issued for Eagle Alcohol acquisition
|
2022-03-31 |
| 2022-03-15 | 7372.74 | 未披露 | 定期报告 | 2022-03-11 |
| 2022-03-15 | 7277.86 | 92.69 |
更多>>
From December 31, 2020 to December 31, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
Common stock issuances
|
2021-12-31 |
| 2021-11-12 | 7280.04 | 未披露 | 定期报告 | 2021-11-11 |
| 2021-11-12 | 7280.10 | 92.70 |
更多>>
From June 30, 2021 to September 30, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
|
2021-09-30 |
| 2021-08-10 | 7280.75 | 未披露 | 定期报告 | 2021-08-09 |
| 2021-08-10 | 7281.20 | 92.70 |
更多>>
From March 31, 2021 to June 30, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
|
2021-06-30 |
| 2021-05-17 | 7270.77 | 未披露 | 定期报告 | 2021-05-14 |
| 2021-04-27 | 7270.86 | 92.69 | 定期报告 | 2021-04-20 |
| 2021-05-17 | 7316.10 | 92.70 |
更多>>
From January 1,2021 To March 31, 2021
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Stock option exercises
|
2021-03-31 |
| 2021-03-26 | 7316.87 | 未披露 | 定期报告 | 2021-03-25 |
| 2021-03-26 | 7248.79 | 92.69 |
更多>>
from December 31, 2019 to December 31, 2020
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Common stock issuances
Warrant exercises
Common stock issuances ATM
|
2020-12-31 |
| 2020-11-20 | 7232.14 | 92.69 | 定期报告 | 2020-11-19 |
| 2020-11-16 | 6849.50 | 未披露 | 定期报告 | 2020-11-13 |
| 2020-10-28 | 6849.59 | 未披露 |
更多>>
1.Common stock offered by the company 5,075,000 shares.
2.The number of shares of common stock shown above to be outstanding after this offering is based on the 63,482,832 shares outstanding as of September 30, 2020.
|
2020-10-28 |
| 2020-11-16 | 6348.37 | 92.69 |
更多>>
From June 30, 2020 to September 30, 2020
Stock-based compensation expense-restricted stock issued to employees and directors, net of cancellations and tax
Issuance of common stock
Warrant exercise
|
2020-09-30 |
| 2020-09-25 | 6349.80 | 92.69 | 定期报告 | 2020-09-23 |
| 2020-08-13 | 5698.61 | 未披露 | 定期报告 | 2020-08-12 |
| 2020-07-20 | 5548.23 | 92.69 | 定期报告 | 2020-07-15 |
| 2020-08-13 | 5548.30 | 92.70 |
更多>>
From March 31, 2020 to June 30, 2020
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
|
2020-06-30 |
| 2020-06-25 | 5548.62 | 92.69 | 定期报告 | 2020-06-22 |
| 2020-06-04 | 5548.89 | 92.69 | 定期报告 | 2020-06-01 |
| 2020-05-14 | 5549.41 | 未披露 | 定期报告 | 2020-05-13 |
| 2020-04-29 | 5549.68 | 未披露 | 定期报告 | 2020-04-28 |
| 2020-05-14 | 5589.10 | 92.70 |
更多>>
From January 1, 2020 to March 31, 2020
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Issuances of common stock
|
2020-03-31 |
| 2020-03-30 | 5589.39 | 未披露 | 定期报告 | 2020-03-27 |
| 2020-02-03 | 5592.95 | 未披露 | 定期报告 | 2020-01-30 |
| 2020-03-30 | 5550.90 | 92.70 |
更多>>
From December 31, 2018 to December 31, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Senior Notes Amendment: Stock Issuance
Common stock issuances ATM
|
2019-12-31 |
| 2019-11-12 | 4977.74 | 未披露 | 定期报告 | 2019-11-11 |
| 2019-11-12 | 4978.40 | 92.70 |
更多>>
from June 30, 2019 to September 30, 2019
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
|
2019-09-30 |
| 2019-09-13 | 4976.16 | 92.69 | 定期报告 | 2019-09-10 |
| 2019-08-07 | 4977.23 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-07 | 4983.90 | 92.70 |
更多>>
From March 31, 2019 to June 30, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
|
2019-06-30 |
| 2019-05-03 | 4986.84 | 未披露 | 定期报告 | 2019-05-02 |
| 2019-04-29 | 4987.15 | 未披露 | 定期报告 | 2019-04-26 |
| 2019-05-03 | 4888.50 | 92.70 |
更多>>
from January 1, 2019 to March 31, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Issuances of common stock
|
2019-03-31 |
| 2019-03-18 | 4889.13 | 未披露 | 定期报告 | 2019-03-14 |
| 2019-03-18 | 4577.23 | 92.69 |
更多>>
from December 31, 2017 to December 31, 2018
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Common stock issuances
|
2018-12-31 |
| 2018-11-02 | 4571.71 | 未披露 | 定期报告 | 2018-11-01 |
| 2018-11-02 | 4494.70 | 92.70 | 定期报告 | 2018-09-30 |
| 2018-08-09 | 4495.53 | 未披露 | 定期报告 | 2018-08-08 |
| 2018-08-09 | 4496.10 | 92.70 | 定期报告 | 2018-06-30 |
| 2018-04-25 | 4381.09 | 92.69 | 定期报告 | 2018-04-20 |
| 2018-05-10 | 4395.50 | 92.70 | 定期报告 | 2018-03-31 |
| 2018-03-15 | 4396.01 | 未披露 | 定期报告 | 2018-03-14 |
| 2018-03-15 | 4398.59 | 92.69 |
更多>>
from December 31, 2016 to December 31, 2017
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant and option exercises
|
2017-12-31 |
| 2017-11-09 | 4397.17 | 未披露 | 定期报告 | 2017-11-08 |
| 2017-11-09 | 4397.20 | 92.70 | 定期报告 | 2017-09-30 |
| 2017-08-09 | 4397.21 | 未披露 | 定期报告 | 2017-08-08 |
| 2017-08-02 | 4391.00 | 92.70 | 定期报告 | 2017-06-30 |
| 2017-06-02 | 4370.24 | 92.69 | 定期报告 | 2017-06-01 |
| 2017-05-10 | 4370.88 | 未披露 | 定期报告 | 2017-05-09 |
| 2017-04-25 | 4370.92 | 92.69 | 定期报告 | 2017-04-20 |
| 2017-04-13 | 4382.73 | 92.69 | 定期报告 | 2017-04-12 |
| 2017-05-10 | 4382.70 | 92.70 | 定期报告 | 2017-03-31 |
| 2017-03-15 | 4335.14 | 未披露 | 定期报告 | 2017-03-15 |
| 2017-03-15 | 4331.24 | 92.69 |
更多>>
From December 31, 2015 to December 31, 2016
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant exercises
|
2016-12-31 |
| 2016-11-02 | 4317.40 | 92.70 | 定期报告 | 2016-09-30 |
| 2016-08-05 | 4315.75 | 92.69 | 定期报告 | 2016-06-30 |
| 2016-05-09 | 4281.34 | 未披露 | 定期报告 | 2016-05-09 |
| 2016-04-22 | 4281.58 | 92.69 | 定期报告 | 2016-04-20 |
| 2016-05-09 | 4289.19 | 92.69 | 定期报告 | 2016-03-31 |
| 2016-03-15 | 4252.31 | 未披露 | 定期报告 | 2016-03-14 |
| 2016-03-15 | 4251.51 | 92.69 |
更多>>
from December 31, 2014 to December 31, 2015
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant exercises
Shares issued in Aventine acquisition
|
2015-12-31 |
| 2015-11-06 | 4251.88 | 未披露 | 定期报告 | 2015-11-06 |
| 2015-11-06 | 4252.58 | 92.69 | 定期报告 | 2015-09-30 |
| 2015-08-10 | 4252.08 | 未披露 |
更多>>
On July 1, 2015, the Company issued an aggregate of 17,759,193 shares of common stock and non-voting common stock for 100% of the outstanding shares of common stock of Aventine.
|
2015-08-10 |
| 2015-08-10 | 2469.42 | 92.69 | 定期报告 | 2015-06-30 |
| 2015-05-11 | 2465.84 | 未披露 | 定期报告 | 2015-05-11 |
| 2015-04-21 | 2471.50 | 92.69 | 定期报告 | 2015-04-16 |
| 2015-04-13 | 2465.84 | 未披露 | 定期报告 | 2015-04-13 |
| 2015-04-02 | 2471.50 | 92.69 | 定期报告 | 2015-03-31 |
| 2015-03-16 | 2551.12 | 未披露 | 定期报告 | 2015-03-13 |
| 2015-03-16 | 2449.95 | 92.69 |
更多>>
from December 31, 2013 to December 31, 2014
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Issuance of common stock
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
|
2014-12-31 |
| 2014-11-12 | 2448.46 | 未披露 | 定期报告 | 2014-11-11 |
| 2014-11-12 | 2432.89 | 92.69 | 定期报告 | 2014-09-30 |
| 2014-08-14 | 2390.81 | 未披露 | 定期报告 | 2014-08-13 |
| 2014-08-14 | 2123.48 | 92.69 | 定期报告 | 2014-06-30 |
| 2014-05-09 | 2014.51 | 未披露 | 定期报告 | 2014-05-08 |
| 2014-04-18 | 2007.84 | 92.69 | 定期报告 | 2014-04-15 |
| 2014-04-02 | 1796.03 | 未披露 | 定期报告 | 2014-04-01 |
| 2014-05-09 | 1801.40 | 92.69 | 定期报告 | 2014-03-31 |
| 2014-03-31 | 1801.40 | 未披露 | 定期报告 | 2014-03-28 |
| 2014-03-31 | 1612.63 | 92.69 |
更多>>
from December 31, 2012 to December 31, 2013
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on convertible notes
Shares issued on senior notes
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
|
2013-12-31 |
| 2013-11-12 | 1554.01 | 未披露 | 定期报告 | 2013-11-08 |
| 2013-11-12 | 1473.71 | 92.69 | 定期报告 | 2013-09-30 |
| 2013-08-07 | 1191.85 | 92.69 | 定期报告 | 2013-06-30 |
| 2013-06-28 | 1185.28 | 92.69 | 定期报告 | 2013-06-26 |
| 2013-05-15 | 1086.15 | 未披露 |
更多>>
On May 10, 2013, Pacific Ethanol, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment, in the form of Exhibit 3.1 attached hereto (the “Certificate of Amendment”), amending Article IV of its Certificate of Incorporation to effect a one-for-fifteen reverse split of its common stock. The Certificate of Amendment became effective at 12:01 a.m. Eastern Time on May 14, 2013.
|
2013-05-14 |
| 2013-04-22 | 15970.83 | 未披露 | 定期报告 | 2013-04-19 |
| 2013-04-01 | 15743.74 | 未披露 | 定期报告 | 2013-03-29 |
| 2013-03-21 | 15321.35 | 92.69 | 定期报告 | 2013-03-19 |
| 2013-02-08 | 14920.36 | 92.69 | 定期报告 | 2013-02-06 |
| 2013-04-01 | 14684.11 | 92.69 |
更多>>
from December 31, 2011 to December 31, 2012
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on equity offerings
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
|
2012-12-31 |
| 2012-10-18 | 14467.24 | 92.69 | 定期报告 | 2012-10-15 |
| 2012-11-14 | 14471.09 | 92.69 | 定期报告 | 2012-09-30 |
| 2012-08-14 | 11480.12 | 未披露 | 定期报告 | 2012-08-13 |
| 2012-08-14 | 8680.20 | 92.69 | 定期报告 | 2012-06-30 |
| 2012-05-10 | 8680.40 | 92.70 | 定期报告 | 2012-03-31 |
| 2012-03-08 | 8680.39 | 未披露 | 定期报告 | 2012-03-07 |
| 2012-03-08 | 8663.17 | 92.69 |
更多>>
from December 31, 2010 to December 31, 2011
Conversion of preferred stock to common stock
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on Convertible Notes
Shares issued in private placement
Warrant exercises
On June 8, 2011, the Company effected a one-for-seven reverse stock split.
|
2011-12-31 |
| 2011-11-04 | 7710.01 | 未披露 | 定期报告 | 2011-11-03 |
| 2011-11-04 | 4862.40 | 92.69 | 定期报告 | 2011-09-30 |
| 2011-08-11 | 2574.34 | 未披露 | 定期报告 | 2011-08-09 |
| 2011-08-11 | 1951.10 | 92.69 |
更多>>
On June 8, 2011, the Company effected a one-for-seven reverse stock split.
|
2011-06-30 |
| 2011-08-11 | 1723.22 | 未披露 |
更多>>
On June 8, 2011, the Company effected a one-for-seven reverse stock split. All share and per share information has been restated to retroactively show the effect of this stock split.
|
2011-06-08 |
| 2011-05-13 | 12062.57 | 未披露 | 定期报告 | 2011-05-11 |
| 2011-05-13 | 10843.08 | 92.69 | 定期报告 | 2011-03-31 |
| 2011-03-31 | 9042.70 | 145.59 |
更多>>
from December 31, 2009 to December 31, 2010
Stock-based compensation expense – restricted stock to employees and directors, net of cancellations
Conversion of preferred stock to common stock
Shares issued in debt extinguishments
|
2010-12-31 |
| 2010-11-15 | 8922.90 | 未披露 | 定期报告 | 2010-11-12 |
| 2010-11-15 | 8297.14 | 220.36 | 定期报告 | 2010-09-30 |
| 2010-08-16 | 8290.07 | 未披露 | 定期报告 | 2010-08-13 |
| 2010-08-16 | 8234.07 | 234.62 | 定期报告 | 2010-06-30 |
| 2010-03-31 | 6150.35 | 未披露 | 定期报告 | 2010-03-23 |
| 2010-03-31 | 5746.96 | 234.62 |
更多>>
from December 31, 2008 to December 31, 2009
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
|
2009-12-31 |
| 2009-03-31 | 5775.03 | 234.62 |
更多>>
from January 1, 2008 to December 31, 2008
Issuance of preferred stock, net of offering costs of $156
Conversion of preferred stock to common stock
Issuance of common, net of offering costs of $62
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
|
2008-12-31 |
| 2008-03-27 | 4067.45 | 未披露 | 定期报告 | 2008-03-24 |
| 2008-03-27 | 4060.62 | 531.56 |
更多>>
from January 1, 2007 to December 31, 2007
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
Stock issued for exercise of warrants for cash
Stock issued for exercise of stock options for cash
Beneficial conversion feature on issuance of preferred stock and preferred dividends declared
|
2007-12-31 |
| 2007-03-12 | 4028.52 | 未披露 | 定期报告 | 2007-03-07 |
| 2007-03-12 | 4026.90 | 525.00 |
更多>>
from January 1, 2006 to December 31, 2006
Issuance of preferred stock, net of offering costs of $1,434
Issuance of common stock for private investment in public equity, net of offering costs of $7,381
Exercise of warrants and Accessity options
Share-based compensation expense - restricted stock to employees and directors
Common stock issued for purchase of 42% interest in Front Range
Stock issued for exercise of warrants for cash
Stock issued in cashless exercise of warrants
Stock issued for exercise of stock options for cash
|
2006-12-31 |
| 2004-03-30 | 223.74 | 未披露 |
更多>>
from December 31, 2002 to March 26, 2004
Exercise of stock options
Shares tendered upon exercise of stock options
On January 7, 2004, upon approval by our common stock shareholders at the
December 15, 2003 Annual Shareholders Meeting, we effected a one-for-five share
reverse common stock split.
|
2004-03-26 |
| 2004-01-06 | 217.38 | 未披露 |
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1:5 stock split
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2004-01-07 |
| 2003-03-31 | 1086.91 | 0.10 |
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from December 31, 2001 to DECEMBER 31, 2002
Shares tendered upon exercise of stock options
Issuance of preferred stock
Treasury shares purchased
|
2002-12-31 |
From March 31,2026 to June 30,2026
Restricted stock issued to employees and directors, net of cancellations and tax
From January 1, 2026 to March 31, 2026
Restricted stock issued to employees and directors, net of cancellations and tax
From December 31, 2024 to December 31, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
From June 30, 2025 to September 30, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
From March 31, 2025 to June 30, 2025
Restricted stock issued to employees and directors, net of cancellations and tax
From December 31,2023 to December 31,2024
Restricted stock issued to employees and directors, net of cancellations and tax
From June 30,2024 to September 30,2024
Restricted stock cancellations and tax, net of issuances to employees and directors
From March 31, 2024 to June 30, 2024
Restricted stock cancellations and tax, net of issuances to employees and directors
From December 31, 2022 to December 31, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
From June 30, 2023 to September 30, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
From March 31, 2023 to June 30, 2023
Restricted stock issued to employees and directors, net of cancellations and taxStock repurchases
From January 1, 2023 to March 31, 2023
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
From June 30, 2022 to September 30, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
Stock repurchases
From March 31, 2022 to June 30, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
From January 1, 2022 to March 31, 2022
Restricted stock issued to employees and directors, net of cancellations and tax
Shares issued for Eagle Alcohol acquisition
From December 31, 2020 to December 31, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
Common stock issuances
From June 30, 2021 to September 30, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
From March 31, 2021 to June 30, 2021
Restricted stock issued to employees and directors, net of cancellations and tax
From January 1,2021 To March 31, 2021
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Stock option exercises
from December 31, 2019 to December 31, 2020
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Common stock issuances
Warrant exercises
Common stock issuances ATM
1.Common stock offered by the company 5,075,000 shares.
2.The number of shares of common stock shown above to be outstanding after this offering is based on the 63,482,832 shares outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020
Stock-based compensation expense-restricted stock issued to employees and directors, net of cancellations and tax
Issuance of common stock
Warrant exercise
From March 31, 2020 to June 30, 2020
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
From January 1, 2020 to March 31, 2020
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Issuances of common stock
From December 31, 2018 to December 31, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Senior Notes Amendment: Stock Issuance
Common stock issuances ATM
from June 30, 2019 to September 30, 2019
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
From March 31, 2019 to June 30, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
from January 1, 2019 to March 31, 2019
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Issuances of common stock
from December 31, 2017 to December 31, 2018
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Common stock issuances
from December 31, 2016 to December 31, 2017
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant and option exercises
From December 31, 2015 to December 31, 2016
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant exercises
from December 31, 2014 to December 31, 2015
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations and tax
Warrant exercises
Shares issued in Aventine acquisition
On July 1, 2015, the Company issued an aggregate of 17,759,193 shares of common stock and non-voting common stock for 100% of the outstanding shares of common stock of Aventine.
from December 31, 2013 to December 31, 2014
Stock-based compensation expense – restricted stock issued to employees and directors, net of cancellations and tax
Issuance of common stock
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
from December 31, 2012 to December 31, 2013
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on convertible notes
Shares issued on senior notes
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
On May 10, 2013, Pacific Ethanol, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment, in the form of Exhibit 3.1 attached hereto (the “Certificate of Amendment”), amending Article IV of its Certificate of Incorporation to effect a one-for-fifteen reverse split of its common stock. The Certificate of Amendment became effective at 12:01 a.m. Eastern Time on May 14, 2013.
from December 31, 2011 to December 31, 2012
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on equity offerings
Warrant exercises
Shares issued as payment of prior unpaid Series B preferred dividends
from December 31, 2010 to December 31, 2011
Conversion of preferred stock to common stock
Stock-based compensation expense – restricted stock and options to employees and directors, net of cancellations
Shares issued on Convertible Notes
Shares issued in private placement
Warrant exercises
On June 8, 2011, the Company effected a one-for-seven reverse stock split.
On June 8, 2011, the Company effected a one-for-seven reverse stock split.
On June 8, 2011, the Company effected a one-for-seven reverse stock split. All share and per share information has been restated to retroactively show the effect of this stock split.
from December 31, 2009 to December 31, 2010
Stock-based compensation expense – restricted stock to employees and directors, net of cancellations
Conversion of preferred stock to common stock
Shares issued in debt extinguishments
from December 31, 2008 to December 31, 2009
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
from January 1, 2008 to December 31, 2008
Issuance of preferred stock, net of offering costs of $156
Conversion of preferred stock to common stock
Issuance of common, net of offering costs of $62
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
from January 1, 2007 to December 31, 2007
Share-based compensation expense – restricted stock to employees and directors, net of cancellations
Stock issued for exercise of warrants for cash
Stock issued for exercise of stock options for cash
Beneficial conversion feature on issuance of preferred stock and preferred dividends declared
from January 1, 2006 to December 31, 2006
Issuance of preferred stock, net of offering costs of $1,434
Issuance of common stock for private investment in public equity, net of offering costs of $7,381
Exercise of warrants and Accessity options
Share-based compensation expense - restricted stock to employees and directors
Common stock issued for purchase of 42% interest in Front Range
Stock issued for exercise of warrants for cash
Stock issued in cashless exercise of warrants
Stock issued for exercise of stock options for cash
from December 31, 2002 to March 26, 2004
Exercise of stock options
Shares tendered upon exercise of stock options
On January 7, 2004, upon approval by our common stock shareholders at the
December 15, 2003 Annual Shareholders Meeting, we effected a one-for-five share
reverse common stock split.
1:5 stock split
from December 31, 2001 to DECEMBER 31, 2002
Shares tendered upon exercise of stock options
Issuance of preferred stock
Treasury shares purchased