股本结构
单位：万股
| 公告日期 | 2020-11-06 | 2020-11-06 | 2020-08-17 | 2020-08-17 | 2020-05-11 | 2020-05-11 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3472.51 | 3450.34 | 3447.96 | 3446.34 | 3427.28 | 3426.63 |
| 普通股本 | 3472.51 | 3450.34 | 3447.96 | 3446.34 | 3427.28 | 3426.63 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2020-11-04 | 2020-09-30 | 2020-08-12 | 2020-06-30 | 2020-05-06 | 2020-03-31 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2020-11-06 | 3472.51 | 未披露 | 定期报告 | 2020-11-04 |
| 2020-11-06 | 3450.34 | 未披露 |
更多>>
From July 1, 2020 to September 30, 2020
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units,net of withholdings
|
2020-09-30 |
| 2020-08-17 | 3447.96 | 未披露 | 定期报告 | 2020-08-12 |
| 2020-08-17 | 3446.34 | 未披露 |
更多>>
From April 1, 2020 to June 30, 2020
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
|
2020-06-30 |
| 2020-05-11 | 3427.28 | 未披露 | 定期报告 | 2020-05-06 |
| 2020-04-29 | 3427.00 | 未披露 | 定期报告 | 2020-04-06 |
| 2020-05-11 | 3426.63 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Net shares issued in connection with the vesting of restricted stock units, net of withholdings
|
2020-03-31 |
| 2020-03-06 | 3426.57 | 未披露 | 定期报告 | 2020-03-02 |
| 2020-03-06 | 3399.91 | 未披露 |
更多>>
From December 31, 2018 to December 31, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
Repurchase of common stock pursuant to the share repurchase program
|
2019-12-31 |
| 2019-11-01 | 3391.58 | 未披露 | 定期报告 | 2019-10-28 |
| 2019-11-01 | 3391.55 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
|
2019-09-30 |
| 2019-08-07 | 3390.07 | 未披露 | 定期报告 | 2019-08-01 |
| 2019-08-07 | 3390.00 | 未披露 |
更多>>
From March 31, 2019 to June 30, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
|
2019-06-30 |
| 2019-05-08 | 3376.69 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-05-08 | 3374.68 | 未披露 |
更多>>
From December 31, 2018 to March 31, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
|
2019-03-31 |
| 2019-04-15 | 3374.68 | 未披露 | 定期报告 | 2019-03-29 |
| 2019-03-01 | 3471.31 | 未披露 | 定期报告 | 2019-02-25 |
| 2019-03-01 | 3460.68 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
|
2018-12-31 |
| 2018-12-21 | 3460.68 | 未披露 | 定期报告 | 2018-12-18 |
| 2018-11-02 | 3453.57 | 未披露 | 定期报告 | 2018-10-29 |
| 2018-11-02 | 3452.30 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-03 | 3447.28 | 未披露 | 定期报告 | 2018-07-30 |
| 2018-08-03 | 3439.01 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-05-04 | 3432.66 | 未披露 | 定期报告 | 2018-05-01 |
| 2018-04-25 | 3432.40 | 未披露 | 定期报告 | 2018-04-10 |
| 2018-05-04 | 3432.22 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-03-01 | 3408.89 | 未披露 | 定期报告 | 2018-02-27 |
| 2018-03-01 | 3408.31 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Shares issued in connection with Endoceutics License Agreement
Repurchase and retirement of common stock pursuant to the 2016 Share Repurchase Program
Issuance of common stock under employee stock purchase plan
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
|
2017-12-31 |
| 2017-11-06 | 3537.43 | 未披露 | 定期报告 | 2017-10-31 |
| 2017-11-06 | 3536.91 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-04 | 3528.84 | 未披露 | 定期报告 | 2017-07-31 |
| 2017-08-04 | 3527.34 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-05-03 | 3504.54 | 未披露 | 定期报告 | 2017-04-28 |
| 2017-04-20 | 3444.54 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-02-21 | 3433.94 | 未披露 | 定期报告 | 2017-02-13 |
| 2017-02-21 | 3433.61 | 未披露 |
更多>>
from December 31, 2015 to December 31, 2016
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
Repurchase of common stock pursuant to the 2016 Share Repurchase Program
Issuance of common stock under employee stock purchase plan
|
2016-12-31 |
| 2016-11-04 | 3420.97 | 未披露 | 定期报告 | 2016-10-31 |
| 2016-11-04 | 3420.92 | 未披露 | 定期报告 | 2016-09-30 |
| 2016-08-09 | 3415.40 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-05-05 | 3457.89 | 未披露 | 定期报告 | 2016-05-02 |
| 2016-05-05 | 3456.86 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-02-24 | 3474.87 | 未披露 | 定期报告 | 2016-02-12 |
| 2016-02-24 | 3473.31 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Shares issued in connection with financings, net of issuance costs of $24.7 million
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
|
2015-12-31 |
| 2015-11-06 | 3470.39 | 未披露 | 定期报告 | 2015-11-02 |
| 2015-11-06 | 3470.38 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-07-27 | 3092.58 | 未披露 | 定期报告 | 2015-07-22 |
| 2015-07-27 | 3086.80 | 未披露 | 定期报告 | 2015-06-30 |
| 2015-05-06 | 3053.26 | 未披露 | 定期报告 | 2015-05-01 |
| 2015-05-06 | 3053.16 | 未披露 | 定期报告 | 2015-03-31 |
| 2015-04-16 | 3052.93 | 未披露 | 定期报告 | 2015-03-27 |
| 2015-02-10 | 2561.99 | 未披露 | 定期报告 | 2015-02-09 |
| 2015-02-18 | 2561.60 | 未披露 | 定期报告 | 2015-02-04 |
| 2015-02-18 | 2559.96 | 未披露 |
更多>>
from December 31,2013 to December 31,2014
Net shares issued in connection with the acquisition of Lumara Health
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
|
2014-12-31 |
| 2014-11-07 | 2209.48 | 未披露 | 定期报告 | 2014-10-31 |
| 2014-11-07 | 2202.62 | 未披露 | 定期报告 | 2014-09-30 |
| 2014-08-05 | 2195.82 | 未披露 | 定期报告 | 2014-07-31 |
| 2014-08-05 | 2195.63 | 未披露 | 定期报告 | 2014-06-30 |
| 2014-05-05 | 2191.51 | 未披露 | 定期报告 | 2014-04-29 |
| 2014-05-05 | 2187.72 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-02-10 | 2180.00 | 未披露 | 定期报告 | 2014-02-03 |
| 2014-02-10 | 2177.26 | 未披露 |
更多>>
from December 31,2012 to December 31,2013
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
|
2013-12-31 |
| 2013-11-06 | 2173.64 | 未披露 | 定期报告 | 2013-10-31 |
| 2013-11-06 | 2173.57 | 未披露 | 定期报告 | 2013-09-30 |
| 2013-08-07 | 2168.74 | 未披露 | 定期报告 | 2013-07-31 |
| 2013-08-07 | 2165.29 | 未披露 | 定期报告 | 2013-06-30 |
| 2013-05-06 | 2157.50 | 未披露 | 定期报告 | 2013-04-25 |
| 2013-04-19 | 2155.44 | 未披露 | 定期报告 | 2013-03-28 |
| 2013-03-04 | 2154.19 | 未披露 | 定期报告 | 2013-02-15 |
| 2013-03-04 | 2150.68 | 未披露 |
更多>>
from December 31, 2011 to December 31, 2012
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
|
2012-12-31 |
| 2012-11-07 | 2141.53 | 未披露 | 定期报告 | 2012-10-31 |
| 2012-11-07 | 2141.43 | 未披露 | 定期报告 | 2012-09-30 |
| 2012-08-07 | 2139.02 | 未披露 | 定期报告 | 2012-06-30 |
| 2012-05-03 | 2135.84 | 未披露 | 定期报告 | 2012-03-31 |
| 2012-03-08 | 2134.92 | 未披露 | 定期报告 | 2012-02-16 |
| 2012-03-08 | 2130.64 | 未披露 |
更多>>
from December 31, 2010 to December 31, 2011
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
|
2011-12-31 |
| 2011-11-08 | 2120.30 | 未披露 | 定期报告 | 2011-09-30 |
| 2011-08-05 | 2118.54 | 未披露 | 定期报告 | 2011-07-29 |
| 2011-08-05 | 2118.21 | 未披露 | 定期报告 | 2011-06-30 |
| 2011-05-09 | 2115.99 | 未披露 | 定期报告 | 2011-03-31 |
| 2011-02-25 | 2113.74 | 未披露 |
更多>>
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
Shares issued in connection with financing, net of financing costs of $8.1 million
|
2010-12-31 |
| 2010-11-08 | 2111.63 | 未披露 | 定期报告 | 2010-09-30 |
| 2010-08-05 | 2105.05 | 未披露 | 定期报告 | 2010-08-02 |
| 2010-08-05 | 2104.49 | 未披露 | 定期报告 | 2010-06-30 |
| 2010-05-06 | 2101.15 | 未披露 | 定期报告 | 2010-05-03 |
| 2010-05-06 | 2099.33 | 未披露 | 定期报告 | 2010-03-31 |
| 2010-02-26 | 2098.78 | 未披露 | 定期报告 | 2010-02-16 |
| 2010-02-26 | 1736.27 | 未披露 |
更多>>
from December 31, 2008 to December 31, 2009
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
|
2009-12-31 |
| 2009-02-27 | 1702.25 | 未披露 | 定期报告 | 2009-02-16 |
| 2009-02-27 | 1701.82 | 未披露 |
更多>>
from December 31, 2007 to December 31, 2008
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
|
2008-12-31 |
| 2008-02-27 | 1698.19 | 未披露 | 定期报告 | 2008-02-15 |
| 2008-02-27 | 1694.57 | 未披露 |
更多>>
from December 31, 2006 to December 31, 2007
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with a financing, net of financing costs of $0.2 million
Shares issued in connection with employee stock purchase plan
|
2007-12-31 |
| 2008-02-27 | 1406.57 | 未披露 |
更多>>
from September 30, 2006 to December 31, 2006
Net shares issued in connection with the exercise of stock options
Shares issued in connection with a financing, net of financing costs of $0.3 million
|
2006-12-31 |
| 2006-12-01 | 1194.17 | 未披露 | 定期报告 | 2006-11-15 |
| 2006-12-01 | 1194.05 | 未披露 |
更多>>
from September 30, 2005 to September 30, 2006
Net shares issued in connection with the exercise of stock options
Shares issued in connection with the financing, net of financing costs of $2,207,657
Shares issued in connection with employee stock purchase plan
Net shares issued in connection with the exercise of warrants
|
2006-09-30 |
| 2005-12-14 | 991.02 | 未披露 | 定期报告 | 2005-12-12 |
| 2005-12-14 | 987.84 | 未披露 |
更多>>
from September 30, 2004 to September 30, 2005
Net shares issued in connection with the exercise of stock options
Shares and warrants issued in connection with the financing
Shares issued in connection with employee stock purchase plan
|
2005-09-30 |
| 2004-12-13 | 799.21 | 未披露 | 定期报告 | 2004-12-08 |
| 2004-12-13 | 794.99 | 未披露 |
更多>>
from September 30, 2003 to September 30, 2004
Net shares issued in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
|
2004-09-30 |
| 2003-12-12 | 777.51 | 未披露 | 定期报告 | 2003-12-09 |
| 2003-12-12 | 775.81 | 未披露 |
更多>>
from September 30, 2002 to September 30, 2003
Shares issued in connection with the exercise of stock options
Shares and warrants issued in connection with the financing
Shares issued in connection with employee stock purchase plan
|
2003-09-30 |
| 2002-12-13 | 665.76 | 未披露 | 定期报告 | 2002-12-10 |
| 2002-12-13 | 664.46 | 未披露 |
更多>>
from September 30, 2001 to September 30, 2002
Shares issued in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
|
2002-09-30 |
| 2001-12-14 | 663.39 | 未披露 |
更多>>
from September 30, 2000 to September 30, 2001
Shares issued in connection with employee stock purchase plan
Common shares repurchased
|
2001-09-30 |
| 2000-12-19 | 677.39 | 未披露 |
更多>>
from September 30, 1999 to September 30, 2000
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
|
2000-09-30 |
| 1999-12-17 | 675.20 | 未披露 |
更多>>
from September 30, 1998 to September 30, 1999
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase pla
Common shares repurchased
|
1999-09-30 |
| 1998-12-23 | 676.77 | 未披露 | 定期报告 | 1998-12-07 |
| 1998-12-23 | 676.74 | 未披露 |
更多>>
from September 30, 1997 to September 30, 1998
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
|
1998-09-30 |
| 1997-12-22 | 672.95 | 未披露 | 定期报告 | 1997-12-08 |
| 1997-12-22 | 674.06 | 未披露 |
更多>>
from September 30, 1996 to September 30, 1997
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
|
1997-09-30 |
| 1996-12-23 | 679.63 | 未披露 | 定期报告 | 1996-12-16 |
| 1996-12-23 | 676.16 | 未披露 |
更多>>
from September 30, 1995 to September 30, 1996
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
|
1996-09-30 |
| 1995-12-22 | 675.43 | 未披露 | 定期报告 | 1995-12-08 |
| 1995-12-22 | 675.34 | 未披露 |
更多>>
from September 30, 1994 to September 30, 1995
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
|
1995-09-30 |
From July 1, 2020 to September 30, 2020
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units,net of withholdings
From April 1, 2020 to June 30, 2020
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
From December 31, 2019 to March 31, 2020
Net shares issued in connection with the vesting of restricted stock units, net of withholdings
From December 31, 2018 to December 31, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
Repurchase of common stock pursuant to the share repurchase program
from June 30, 2019 to September 30, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
From March 31, 2019 to June 30, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
From December 31, 2018 to March 31, 2019
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
from December 31, 2017 to December 31, 2018
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
Issuance of common stock under employee stock purchase plan
from December 31, 2016 to December 31, 2017
Shares issued in connection with Endoceutics License Agreement
Repurchase and retirement of common stock pursuant to the 2016 Share Repurchase Program
Issuance of common stock under employee stock purchase plan
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units, net of withholdings
from December 31, 2015 to December 31, 2016
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
Repurchase of common stock pursuant to the 2016 Share Repurchase Program
Issuance of common stock under employee stock purchase plan
from December 31, 2014 to December 31, 2015
Shares issued in connection with financings, net of issuance costs of $24.7 million
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
from December 31,2013 to December 31,2014
Net shares issued in connection with the acquisition of Lumara Health
Net shares issued in connection with the exercise of stock options and vesting of restricted stock units
from December 31,2012 to December 31,2013
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
from December 31, 2011 to December 31, 2012
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
from December 31, 2010 to December 31, 2011
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
Shares issued in connection with financing, net of financing costs of $8.1 million
from December 31, 2008 to December 31, 2009
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
from December 31, 2007 to December 31, 2008
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with employee stock purchase plan
from December 31, 2006 to December 31, 2007
Net shares issued in connection with the exercise of stock options and restricted stock units
Shares issued in connection with a financing, net of financing costs of $0.2 million
Shares issued in connection with employee stock purchase plan
from September 30, 2006 to December 31, 2006
Net shares issued in connection with the exercise of stock options
Shares issued in connection with a financing, net of financing costs of $0.3 million
from September 30, 2005 to September 30, 2006
Net shares issued in connection with the exercise of stock options
Shares issued in connection with the financing, net of financing costs of $2,207,657
Shares issued in connection with employee stock purchase plan
Net shares issued in connection with the exercise of warrants
from September 30, 2004 to September 30, 2005
Net shares issued in connection with the exercise of stock options
Shares and warrants issued in connection with the financing
Shares issued in connection with employee stock purchase plan
from September 30, 2003 to September 30, 2004
Net shares issued in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
from September 30, 2002 to September 30, 2003
Shares issued in connection with the exercise of stock options
Shares and warrants issued in connection with the financing
Shares issued in connection with employee stock purchase plan
from September 30, 2001 to September 30, 2002
Shares issued in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
from September 30, 2000 to September 30, 2001
Shares issued in connection with employee stock purchase plan
Common shares repurchased
from September 30, 1999 to September 30, 2000
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
from September 30, 1998 to September 30, 1999
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase pla
Common shares repurchased
from September 30, 1997 to September 30, 1998
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
from September 30, 1996 to September 30, 1997
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
from September 30, 1995 to September 30, 1996
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan
Common shares repurchased
from September 30, 1994 to September 30, 1995
Shares issued in connection with the exercise of stock options
Shares surrendered in connection with the exercise of stock options
Shares issued in connection with employee stock purchase plan