股本结构
单位:万股
公告日期 | 2024-03-13 | 2024-03-13 | 2023-11-09 | 2023-11-13 | 2023-08-14 | 2023-08-14 |
---|---|---|---|---|---|---|
证券总股本 | 1779.63 | 1537.36 | 1435.53 | 1422.22 | 1190.05 | 1142.33 |
普通股本 | 1779.63 | 1537.36 | 1435.53 | 1422.22 | 1190.05 | 1142.33 |
优先股 | 未披露 | 4.35 | 未披露 | 4.76 | 未披露 | 5.00 |
其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
变动日期 | 2024-03-04 | 2023-12-31 | 2023-10-23 | 2023-09-30 | 2023-08-07 | 2023-06-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
---|---|---|---|---|
2024-03-13 | 1779.63 | 未披露 | 定期报告 | 2024-03-04 |
2024-03-13 | 1537.36 | 4.35 |
更多>>
From December 31, 2022 to December 31, 2023
Issuance of common shares for the settlement of liabilities
Exercise of stock options
Issuance of common shares for conversion of preferred shares
Issuance of common shares pursuant to the vesting of restricted stock units
Exercise of warrants
|
2023-12-31 |
2023-11-09 | 1435.53 | 未披露 | 定期报告 | 2023-10-23 |
2023-11-13 | 1422.22 | 4.76 |
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From June 30, 2023 to September 30, 2023
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of common shares for conversion of preferred shares
Issuance of common shares for the settlement of liabilities
Exercise of stock options
|
2023-09-30 |
2023-08-14 | 1190.05 | 未披露 | 定期报告 | 2023-08-07 |
2023-08-14 | 1142.33 | 5.00 |
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From March 31, 2023 to June 30, 2023
Exercise of stock options
Issuance of common shares for conversion of preferred shares
Issuance of common shares for vested restricted stock units, net of shares withheld for income taxes
|
2023-06-30 |
2023-06-28 | 1103.81 | 未披露 |
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Sphere 3D Corp. announced that it has effected a share consolidation (also known as a reverse stock split) of its common shares on a 1-for-7 basis, which was previously approved by shareholders on June 23, 2023.
|
2023-06-29 |
2023-05-17 | 7726.66 | 5.15 | 定期报告 | 2023-05-04 |
2023-05-11 | 7394.47 | 5.48 |
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From January 1, 2023 to March 31, 2023
Issuance of common shares for conversion of preferred shares
Issuance of common shares pursuant to the vesting of restricted stock units
|
2023-03-31 |
2023-03-31 | 7392.90 | 未披露 | 定期报告 | 2023-03-22 |
2023-03-31 | 6863.11 | 6.00 |
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From December 31, 2021 to December 31, 2022
Issuance of common shares for the purchase of intangible assets
Issuance of common shares and warrants for the settlement of liabilities
Issuance of common shares for vested restricted stock units, net of shares withheld for income taxes
|
2022-12-31 |
2022-11-18 | 6860.71 | 未披露 | 定期报告 | 2022-11-08 |
2022-11-10 | 6710.61 | 9.60 | 定期报告 | 2022-09-30 |
2022-08-12 | 6650.58 | 9.60 | 定期报告 | 2022-06-30 |
2022-05-16 | 6451.64 | 9.60 | 定期报告 | 2022-03-31 |
2022-03-31 | 6451.74 | 未披露 | 定期报告 | 2022-03-22 |
2022-03-31 | 6356.64 | 9.60 |
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From January 1, 2021 to December 31, 2021
Issuance of common shares for conversion of preferred shares
Issuance of preferred shares, net
Issuance of common shares and warrants, net
Acquisition of intangible asset
Issuance of common shares for the settlement of liabilities
Issuance of common shares for conversion of convertible debt
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of warrants for settlement of liabilities
Exercise of warrants
Exercise of stock options
Share-based compensation
|
2021-12-31 |
2021-12-01 | 6303.29 | 未披露 | 定期报告 | 2021-11-19 |
2021-11-15 | 5920.88 | 0.10 |
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From June 30, 2021 to September 30, 2021
Issuance of preferred shares, net
Issuance of common shares for conversion of preferred shares
Issuance of common shares, net
Acquisition of intangible asset
Issuance of common shares for the settlement of liabilities
Exercise of warrants
Exercise of stock options
|
2021-09-30 |
2021-09-07 | 3620.93 | 未披露 | 定期报告 | 2021-09-01 |
2021-05-27 | 1975.08 | 未披露 |
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1.Common Shares Offered 5,600,000 shares.
2.The above discussion and table are based on 13,450,820 common shares outstanding as of May 24, 2021.
3.Maxim Group LLC has exercised its option to purchase an additional 700,000 common shares.
|
2021-05-27 |
2021-05-12 | 1345.08 | 685.94 | 定期报告 | 2021-05-07 |
2021-04-27 | 1252.39 | 685.99 | 定期报告 | 2021-04-23 |
2021-04-09 | 1178.07 | 未披露 | 定期报告 | 2021-04-01 |
2021-05-14 | 1173.07 | 686.05 |
更多>>
From January 1, 2021 to March 31, 2021
Issuance of common shares for conversion of preferred shares
Issuance of common shares
Issuance of common shares for the settlement of liabilities
Exercise of warrants
|
2021-03-31 |
2021-03-26 | 1165.87 | 693.22 | 定期报告 | 2021-03-24 |
2021-04-09 | 786.72 | 935.58 |
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from December 31, 2019 to December 31, 2020
Issuance of common shares for conversion of preferred shares
Issuance of common shares
Acquisition of intangible asset
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Issuance of common shares pursuant to the vesting of restricted stock units
Exercise of warrants
Exercise of stock options
Issuance of preferred shares
|
2020-12-31 |
2020-11-16 | 786.72 | 未披露 | 定期报告 | 2020-11-10 |
2020-11-16 | 759.72 | 935.58 |
更多>>
From June 30, 2020 to September 30, 2020
Issuance of preferred shares
Issuance of common shares
Issuance of common shares for conversion of preferred shares
Acquisition of intangible asset
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Exercise of stock options
|
2020-09-30 |
2020-08-14 | 695.83 | 未披露 | 定期报告 | 2020-08-10 |
2020-08-14 | 555.74 | 968.78 |
更多>>
From March 31, 2020 to June 30, 2020
Issuance of preferred shares, net
Issuance of common shares for conversion of preferred shares
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Exercise of stock options
|
2020-06-30 |
2020-06-25 | 552.74 | 968.78 | 定期报告 | 2020-06-19 |
2020-05-20 | 467.49 | 1013.78 | 定期报告 | 2020-05-15 |
2020-05-14 | 459.74 | 未披露 | 定期报告 | 2020-05-06 |
2020-06-24 | 401.68 | 844.38 |
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From January 1, 2020 to March 31, 2020
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards for the settlement of liabilities
|
2020-03-31 |
2020-05-14 | 385.01 | 844.38 |
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From December 31, 2018 to December 31, 2019
Issuance of subscription agreements for payment of liabilities
Issuance of common shares for cash
Issuance of common shares for settlement of related party debt and interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
Issuance of Series B preferred shares
Issuance of Series C preferred shares
Issuance of preferred shares dividends
|
2019-12-31 |
2019-12-06 | 375.81 | 未披露 | 定期报告 | 2019-11-19 |
2019-11-14 | 367.91 | 未披露 | 定期报告 | 2019-11-08 |
2019-11-14 | 296.38 | 584.38 |
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From June 30, 2019 to September 30, 2019
Issuance of common shares
Issuance of common shares for the settlement of related party debt
Issuance of common shares pursuant to the vesting of restricted stock units
|
2019-09-30 |
2019-08-14 | 254.34 | 未披露 | 定期报告 | 2019-08-08 |
2019-08-14 | 230.31 | 未披露 |
更多>>
from March 31, 2019 to June 30, 2019
Issuance of common shares pursuant to the vesting of restricted stock units
|
2019-06-30 |
2019-05-15 | 230.01 | 未披露 |
更多>>
from January 1, 2019 to March 31, 2019
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
|
2019-03-31 |
2019-04-01 | 225.81 | 未披露 | 定期报告 | 2019-03-20 |
2019-04-01 | 221.91 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Issuance of common shares and warrants for cash, net
Exercise of warrants
Issuance of common shares for warrant exchange
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
|
2018-12-31 |
2018-11-28 | 196.40 | 未披露 | 定期报告 | 2018-11-14 |
2018-11-07 | 193.24 | 未披露 |
更多>>
On November 5, 2018, the Sphere 3D Corp. (the “Company”) filed Articles of Amendment to effectuate a share consolidation (the “Share Consolidation”) of its issued and outstanding common shares on a 1-for-8 basis. The Share Consolidation became effective on November 5, 2018. Following the Share Consolidation, every eight (8) issued and outstanding common shares of the Company will be automatically combined and converted into one (1) issued and outstanding common share. No fractional shares will be issued in connection with Share Consolidation. If the Share Consolidation results in a fractional share, the number of new common shares issued will be rounded to the nearest whole share (with one half being rounded upward). The par value and other terms of the Company’s common shares were not affected by the Share Consolidation.
|
2018-11-06 |
2018-09-27 | 1545.79 | 未披露 | 定期报告 | 2018-09-17 |
2018-08-14 | 1530.05 | 未披露 | 定期报告 | 2018-08-03 |
2018-08-14 | 1525.00 | 未披露 | 定期报告 | 2018-06-30 |
2018-05-10 | 1374.87 | 未披露 | 定期报告 | 2018-05-01 |
2018-04-26 | 1326.02 | 未披露 | 定期报告 | 2018-04-23 |
2018-04-26 | 949.80 | 未披露 | 定期报告 | 2018-04-10 |
2018-05-10 | 942.80 | 未披露 | 定期报告 | 2018-03-31 |
2018-03-21 | 905.14 | 未披露 | 定期报告 | 2018-03-16 |
2018-03-21 | 711.60 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of common shares and warrants for cash, net
Issuance of common shares for warrant exchange
Issuance of common shares for acquisition
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
|
2017-12-31 |
2017-11-13 | 669.83 | 未披露 | 定期报告 | 2017-10-23 |
2017-11-13 | 665.10 | 未披露 | 定期报告 | 2017-09-30 |
2017-08-24 | 659.68 | 未披露 | 定期报告 | 2017-08-22 |
2017-08-15 | 599.66 | 未披露 | 定期报告 | 2017-07-31 |
2017-07-11 | 416.64 | 未披露 |
更多>>
Sphere 3D Corp.today announced that it has effected the previously approved share consolidation (also known as a reverse stock split) of its common shares on a 1-for-25 basis.The Company's common shares will begin trading on a post-consolidation basis on the NASDAQ Capital Market, as of the opening of trading on July 12, 2017.
|
2017-07-12 |
2017-06-27 | 10416.06 | 未披露 | 定期报告 | 2017-06-07 |
2017-04-28 | 10288.08 | 未披露 | 定期报告 | 2017-04-24 |
2017-03-31 | 6656.52 | 未披露 |
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From December 31, 2015 to December 31, 2016
Issuance of common shares for cash
Issuance of common shares for investment purchase
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
|
2016-12-31 |
2016-11-14 | 5188.30 | 未披露 |
更多>>
From December 31, 2015 to September 30, 2016
Issued on exercise of warrants
Issued on release of restricted stock
Issued for settlement of liabilities
Issued for private placements
|
2016-09-30 |
2016-08-12 | 5119.23 | 未披露 | 定期报告 | 2016-07-27 |
2016-08-12 | 5102.50 | 未披露 |
更多>>
From December 31, 2015 to June 30, 2016
Issued on exercise of warrants
Issued on release of restricted stock
Issued for settlement of liabilities
Issued for private placements
|
2016-06-30 |
2016-04-13 | 4906.95 | 未披露 | 定期报告 | 2016-04-06 |
2016-05-13 | 4900.40 | 未披露 |
更多>>
from December 31, 2015 to March 31, 2016
Issued for private placements
Issued on release of restricted stock units
Issued on exercise of warrants
|
2016-03-31 |
2016-03-30 | 4519.83 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Issuance of common shares and warrants,net of issuance costs
Issuance of common shares for asset acquisition
Issuance of common shares for settlement of related party interest expense
Exercise of warrants
Exercise of stock options
Issuance of restricted stock
|
2015-12-31 |
2015-12-15 | 4333.30 | 未披露 | 定期报告 | 2015-12-07 |
2015-11-16 | 4101.17 | 未披露 |
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from December 31, 2014 to September 30, 2015
Issued for private placements
Issued for acquisition
Issued on release of restricted stock units
Issued on exercise of options
Issued on exercise of warrants
Issued for payment of related party debt interest
|
2015-09-30 |
2015-08-28 | 3958.41 | 未披露 | 定期报告 | 2015-08-24 |
2015-08-14 | 3957.14 | 未披露 | 定期报告 | 2015-08-13 |
2015-08-13 | 3729.00 | 未披露 |
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from December 31, 2014 to June 30, 2015
Issued for private placements
Issued on release of restricted stock units
Issued on exercise of options
Issued on exercise of warrants
Issued for payment of related party debt interest
|
2015-06-30 |
2015-05-15 | 3511.40 | 未披露 |
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from December 31, 2014 to March 31, 2015
Issued on release of restricted stock units
Issued on exercise of options
|
2015-03-31 |
2015-03-31 | 3455.39 | 未披露 |
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from December 31, 2013 to December 31, 2014
Issuance of common shares for VDI technology
Issuance of common shares
Issuance of common shares for acquisition
Issuance of common shares for conversion of convertible notes
Shares returned for related party loan payment
Exercise of warrants
Exercise of stock options
Share-based payments
|
2014-12-31 |
2014-11-06 | 2488.11 | 未披露 | 定期报告 | 2014-10-16 |
2014-12-01 | 2364.35 | 未披露 |
更多>>
from December 31, 2013 to September 30, 2014
Issuance of common shares on acquisition of intangible assets
Issued on exercise of warrants
Issued on exercise of options
Issued on satisfaction of debenture interest
Issued for future services
|
2014-09-30 |
2014-09-12 | 2356.30 | 未披露 | 定期报告 | 2014-09-03 |
2014-08-29 | 2341.43 | 未披露 |
更多>>
from December 31, 2013 to June 30, 2014
Issuance of common shares on acquisition of intangible assets
Exercise of warrants
Exercise of options
|
2014-06-30 |
From December 31, 2022 to December 31, 2023
Issuance of common shares for the settlement of liabilities
Exercise of stock options
Issuance of common shares for conversion of preferred shares
Issuance of common shares pursuant to the vesting of restricted stock units
Exercise of warrants
From June 30, 2023 to September 30, 2023
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of common shares for conversion of preferred shares
Issuance of common shares for the settlement of liabilities
Exercise of stock options
From March 31, 2023 to June 30, 2023
Exercise of stock options
Issuance of common shares for conversion of preferred shares
Issuance of common shares for vested restricted stock units, net of shares withheld for income taxes
Sphere 3D Corp. announced that it has effected a share consolidation (also known as a reverse stock split) of its common shares on a 1-for-7 basis, which was previously approved by shareholders on June 23, 2023.
From January 1, 2023 to March 31, 2023
Issuance of common shares for conversion of preferred shares
Issuance of common shares pursuant to the vesting of restricted stock units
From December 31, 2021 to December 31, 2022
Issuance of common shares for the purchase of intangible assets
Issuance of common shares and warrants for the settlement of liabilities
Issuance of common shares for vested restricted stock units, net of shares withheld for income taxes
From January 1, 2021 to December 31, 2021
Issuance of common shares for conversion of preferred shares
Issuance of preferred shares, net
Issuance of common shares and warrants, net
Acquisition of intangible asset
Issuance of common shares for the settlement of liabilities
Issuance of common shares for conversion of convertible debt
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of warrants for settlement of liabilities
Exercise of warrants
Exercise of stock options
Share-based compensation
From June 30, 2021 to September 30, 2021
Issuance of preferred shares, net
Issuance of common shares for conversion of preferred shares
Issuance of common shares, net
Acquisition of intangible asset
Issuance of common shares for the settlement of liabilities
Exercise of warrants
Exercise of stock options
1.Common Shares Offered 5,600,000 shares.
2.The above discussion and table are based on 13,450,820 common shares outstanding as of May 24, 2021.
3.Maxim Group LLC has exercised its option to purchase an additional 700,000 common shares.
From January 1, 2021 to March 31, 2021
Issuance of common shares for conversion of preferred shares
Issuance of common shares
Issuance of common shares for the settlement of liabilities
Exercise of warrants
from December 31, 2019 to December 31, 2020
Issuance of common shares for conversion of preferred shares
Issuance of common shares
Acquisition of intangible asset
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Issuance of common shares pursuant to the vesting of restricted stock units
Exercise of warrants
Exercise of stock options
Issuance of preferred shares
From June 30, 2020 to September 30, 2020
Issuance of preferred shares
Issuance of common shares
Issuance of common shares for conversion of preferred shares
Acquisition of intangible asset
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Exercise of stock options
From March 31, 2020 to June 30, 2020
Issuance of preferred shares, net
Issuance of common shares for conversion of preferred shares
Issuance of common shares for conversion of convertible debt
Issuance of common shares for the settlement of liabilities
Exercise of stock options
From January 1, 2020 to March 31, 2020
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards for the settlement of liabilities
From December 31, 2018 to December 31, 2019
Issuance of subscription agreements for payment of liabilities
Issuance of common shares for cash
Issuance of common shares for settlement of related party debt and interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
Issuance of Series B preferred shares
Issuance of Series C preferred shares
Issuance of preferred shares dividends
From June 30, 2019 to September 30, 2019
Issuance of common shares
Issuance of common shares for the settlement of related party debt
Issuance of common shares pursuant to the vesting of restricted stock units
from March 31, 2019 to June 30, 2019
Issuance of common shares pursuant to the vesting of restricted stock units
from January 1, 2019 to March 31, 2019
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
from December 31, 2017 to December 31, 2018
Issuance of common shares and warrants for cash, net
Exercise of warrants
Issuance of common shares for warrant exchange
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
On November 5, 2018, the Sphere 3D Corp. (the “Company”) filed Articles of Amendment to effectuate a share consolidation (the “Share Consolidation”) of its issued and outstanding common shares on a 1-for-8 basis. The Share Consolidation became effective on November 5, 2018. Following the Share Consolidation, every eight (8) issued and outstanding common shares of the Company will be automatically combined and converted into one (1) issued and outstanding common share. No fractional shares will be issued in connection with Share Consolidation. If the Share Consolidation results in a fractional share, the number of new common shares issued will be rounded to the nearest whole share (with one half being rounded upward). The par value and other terms of the Company’s common shares were not affected by the Share Consolidation.
from December 31, 2016 to December 31, 2017
Issuance of common shares and warrants for cash, net
Issuance of common shares for warrant exchange
Issuance of common shares for acquisition
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
Sphere 3D Corp.today announced that it has effected the previously approved share consolidation (also known as a reverse stock split) of its common shares on a 1-for-25 basis.The Company's common shares will begin trading on a post-consolidation basis on the NASDAQ Capital Market, as of the opening of trading on July 12, 2017.
From December 31, 2015 to December 31, 2016
Issuance of common shares for cash
Issuance of common shares for investment purchase
Issuance of common shares for settlement of related party interest expense
Issuance of common shares pursuant to the vesting of restricted stock units
Issuance of restricted stock awards
From December 31, 2015 to September 30, 2016
Issued on exercise of warrants
Issued on release of restricted stock
Issued for settlement of liabilities
Issued for private placements
From December 31, 2015 to June 30, 2016
Issued on exercise of warrants
Issued on release of restricted stock
Issued for settlement of liabilities
Issued for private placements
from December 31, 2015 to March 31, 2016
Issued for private placements
Issued on release of restricted stock units
Issued on exercise of warrants
from December 31, 2014 to December 31, 2015
Issuance of common shares and warrants,net of issuance costs
Issuance of common shares for asset acquisition
Issuance of common shares for settlement of related party interest expense
Exercise of warrants
Exercise of stock options
Issuance of restricted stock
from December 31, 2014 to September 30, 2015
Issued for private placements
Issued for acquisition
Issued on release of restricted stock units
Issued on exercise of options
Issued on exercise of warrants
Issued for payment of related party debt interest
from December 31, 2014 to June 30, 2015
Issued for private placements
Issued on release of restricted stock units
Issued on exercise of options
Issued on exercise of warrants
Issued for payment of related party debt interest
from December 31, 2014 to March 31, 2015
Issued on release of restricted stock units
Issued on exercise of options
from December 31, 2013 to December 31, 2014
Issuance of common shares for VDI technology
Issuance of common shares
Issuance of common shares for acquisition
Issuance of common shares for conversion of convertible notes
Shares returned for related party loan payment
Exercise of warrants
Exercise of stock options
Share-based payments
from December 31, 2013 to September 30, 2014
Issuance of common shares on acquisition of intangible assets
Issued on exercise of warrants
Issued on exercise of options
Issued on satisfaction of debenture interest
Issued for future services
from December 31, 2013 to June 30, 2014
Issuance of common shares on acquisition of intangible assets
Exercise of warrants
Exercise of options