股本结构
单位：万股
| 公告日期 | 2024-04-29 | 2024-03-26 | 2024-01-26 | 2024-01-26 | 2023-12-04 | 2023-11-09 |
|---|---|---|---|---|---|---|
| 证券总股本 | 1625.21 | 1571.77 | 1286.47 | 795.24 | 794.24 | 781.69 |
| 普通股本 | 1625.21 | 1571.77 | 1286.47 | 795.24 | 794.24 | 781.69 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-04-29 | 2024-03-26 | 2024-01-30 | 2024-01-25 | 2023-11-30 | 2023-11-09 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-04-29 | 1625.21 | 未披露 | 定期报告 | 2024-04-29 |
| 2024-03-26 | 1571.77 | 未披露 | 定期报告 | 2024-03-26 |
| 2024-01-26 | 1286.47 | 未披露 |
更多>>
Common stock offered 4,912,280 shares by the company
|
2024-01-30 |
| 2024-01-26 | 795.24 | 未披露 | 定期报告 | 2024-01-25 |
| 2023-12-04 | 794.24 | 未披露 | 定期报告 | 2023-11-30 |
| 2023-11-09 | 781.69 | 未披露 | 定期报告 | 2023-11-09 |
| 2023-11-09 | 754.28 | 未披露 | 定期报告 | 2023-09-30 |
| 2023-08-10 | 651.92 | 未披露 | 定期报告 | 2023-08-10 |
| 2023-08-10 | 637.60 | 未披露 | 定期报告 | 2023-06-30 |
| 2023-07-06 | 629.95 | 未披露 | 定期报告 | 2023-06-12 |
| 2023-06-05 | 624.36 | 未披露 |
更多>>
As a result of the Reverse Stock Split, every 15 common shares issued and outstanding will be automatically combined and converted into one issued and outstanding common share. The Company will not issue any fractional shares in connection with the Reverse Stock Split.
|
2023-06-06 |
| 2023-05-08 | 9365.37 | 未披露 | 定期报告 | 2023-05-08 |
| 2023-05-08 | 9300.53 | 未披露 |
更多>>
From December 31, 2022 to March 21, 2023
Common shares issued in exchange for RSUs
Common shares issued under the 2022 ATM Facility
Common shares issued under the ESPP plan
|
2023-03-21 |
| 2023-03-24 | 9236.73 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Common shares issued under the October 2022 ATM
Common shares issued under the May 2020 ATM
Common shares issued upon exercise of stock options
Common shares issued under the ESPP plan
|
2022-12-31 |
| 2022-11-01 | 9229.47 | 未披露 |
更多>>
From December 31, 2021 to August 2, 2022
Common shares issued under the 2020 ATM Facility
Common shares issued upon exercise of stock options
Common shares issued under the ESPP plan
|
2022-08-02 |
| 2022-08-02 | 9225.72 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Common shares issued upon exercise of stock options
|
2022-06-30 |
| 2022-03-22 | 9222.92 | 未披露 | 定期报告 | 2022-03-22 |
| 2022-03-22 | 9221.50 | 未披露 |
更多>>
from December 31, 2020 to December 31, 2021
Common shares issued upon exercise of stock options
Common shares issued pursuant to the Hanmi licensing fees
Common shares issued under the May 2020 ATM
|
2021-12-31 |
| 2021-08-03 | 8894.87 | 未披露 |
更多>>
from December 31, 2020 to June 30, 2021
Common shares issued upon exercise of stock options
|
2021-06-30 |
| 2021-04-21 | 8894.32 | 未披露 | 定期报告 | 2021-04-19 |
| 2021-05-04 | 8892.02 | 未披露 |
更多>>
from December 31, 2020 to March 31, 2021
Common shares issued upon exercise of stock options
|
2021-03-31 |
| 2021-03-23 | 8888.52 | 未披露 | 定期报告 | 2021-03-23 |
| 2021-03-23 | 8888.17 | 未披露 |
更多>>
from December 31, 2019 to December 31, 2020
Common shares issued pursuant to public offering
Common shares issued on redemption of restricted share units
Common shares issued upon exercise of stock options
|
2020-12-31 |
| 2020-11-10 | 8886.17 | 未披露 |
更多>>
From December 31, 2019 to September 30, 2020
Common shares issued pursuant to the public offering
Common shares issued upon exercise of stock options
Common shares issued upon redemption of restricted share units
|
2020-09-30 |
| 2020-08-04 | 8748.37 | 未披露 | 定期报告 | 2020-08-04 |
| 2020-07-20 | 8676.98 | 未披露 |
更多>>
1.Common shares offered by the company 10,500,000 common shares.
2.The number of common shares to be outstanding immediately after this offering as shown above is based on 76,269,806 common shares outstanding as of March 31, 2020.
|
2020-07-20 |
| 2020-08-04 | 7629.87 | 未披露 |
更多>>
From December 31, 2019 to June 30, 2020
Common shares issued upon exercise of stock options
|
2020-06-30 |
| 2020-04-24 | 7627.37 | 未披露 | 定期报告 | 2020-04-23 |
| 2020-05-05 | 7626.98 | 未披露 |
更多>>
From December 31, 2019 to March 10, 2020
Common shares issued upon exercise of stock options
|
2020-03-10 |
| 2020-03-10 | 7610.80 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Common shares issued pursuant to the December 2019 public offering
Common shares issued pursuant to the June 2019 public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
Common shares issued on redemption of restricted share units
|
2019-12-31 |
| 2019-12-27 | 7610.57 | 未披露 |
更多>>
Aptose Biosciences Inc. (“Aptose” or the “Company”) (NASDAQ: APTO, TSX: APS), today announced the closing of its previously announced underwritten public offering of 18,543,750 common shares (the “Offering”) at the public offering price of US$4.00 per share. The number of shares sold includes the full exercise by the underwriters of their option to purchase additional common shares in the Offering.
|
2019-12-19 |
| 2019-11-05 | 5548.66 | 未披露 |
更多>>
from December 31, 2018 to September 30, 2019
Common shares issued pursuant to the public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
Common shares issued on redemption of restricted share units
|
2019-09-30 |
| 2019-08-06 | 5544.66 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-06 | 5543.59 | 未披露 |
更多>>
from December 31, 2018 to June 30, 2019
Common shares issued pursuant to the public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
|
2019-06-30 |
| 2019-05-24 | 4393.59 | 未披露 | 定期报告 | 2019-05-23 |
| 2019-05-13 | 5270.79 | 未披露 | 定期报告 | 2019-05-13 |
| 2019-05-13 | 4376.45 | 未披露 | 定期报告 | 2019-05-06 |
| 2019-05-03 | 4771.38 | 未披露 | 定期报告 | 2019-05-03 |
| 2019-05-08 | 4152.20 | 未披露 | 定期报告 | 2019-04-25 |
| 2019-05-07 | 4149.91 | 未披露 |
更多>>
from December 31, 2018 to March 12, 2019
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
|
2019-03-12 |
| 2019-03-12 | 3816.18 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2017 Share Purchase Agreement
Common shares issued pursuant to 2018 Share Purchase Agreement
Shares issued on redemption of restricted share units
Common shares issued upon exercise of stock options
|
2018-12-31 |
| 2018-11-06 | 3777.58 | 未披露 | 定期报告 | 2018-11-06 |
| 2018-11-06 | 3501.70 | 未披露 |
更多>>
from January 1, 2018 to September 30, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2017 Share Purchase Agreement
Common shares issued pursuant to 2018 Share Purchase Agreement
Common shares issued upon exercise of stock options
|
2018-09-30 |
| 2018-08-07 | 3441.10 | 未披露 | 定期报告 | 2018-08-07 |
| 2018-08-07 | 3441.10 | 未披露 |
更多>>
from January 1, 2018 to June 30, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to share purchase agreement
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
|
2018-06-30 |
| 2018-05-31 | 3321.00 | 未披露 | 定期报告 | 2018-05-31 |
| 2018-05-10 | 3290.09 | 未披露 | 定期报告 | 2018-05-10 |
| 2018-05-09 | 3106.89 | 未披露 | 定期报告 | 2018-04-25 |
| 2018-05-10 | 3070.20 | 未披露 |
更多>>
from January 1, 2018 to March 31, 2018
Common shares issued pursuant to share purchase agreement
|
2018-03-31 |
| 2018-03-27 | 3070.21 | 未披露 | 定期报告 | 2018-03-27 |
| 2018-03-08 | 2930.21 | 未披露 | 定期报告 | 2018-03-06 |
| 2018-02-07 | 2890.21 | 未披露 | 定期报告 | 2018-02-06 |
| 2018-03-27 | 2750.21 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Common shares under the ATM
Common shares issued under share purchase agreement
Common shares issued under redemption of restricted share units
|
2017-12-31 |
| 2017-11-28 | 2637.12 | 未披露 | 定期报告 | 2017-11-22 |
| 2017-11-14 | 2689.64 | 未披露 | 定期报告 | 2017-11-14 |
| 2017-10-30 | 2582.35 | 未披露 | 定期报告 | 2017-10-30 |
| 2017-11-14 | 2473.00 | 未披露 |
更多>>
from December 31, 2016 to September 30, 2017
Common shares under the ATM
Redemption of restricted share units
|
2017-09-30 |
| 2017-08-09 | 2402.78 | 未披露 | 定期报告 | 2017-08-08 |
| 2017-08-09 | 2334.40 | 未披露 |
更多>>
from December 31, 2016 to June 30, 2017
Common shares under the ATM
Redemption of restricted share units
|
2017-06-30 |
| 2017-05-10 | 1952.49 | 未披露 | 定期报告 | 2017-04-28 |
| 2017-03-30 | 1884.92 | 未披露 | 定期报告 | 2017-03-28 |
| 2017-03-30 | 1572.14 | 未披露 |
更多>>
from December 31, 2015 to December 31, 2016
Common shares under the ATM
|
2016-12-31 |
| 2016-11-15 | 1345.54 | 未披露 | 定期报告 | 2016-11-14 |
| 2016-11-15 | 1303.50 | 未披露 |
更多>>
From December 31, 2015 to September 30, 2016
Common shares issued under the ATM
|
2016-09-30 |
| 2016-08-09 | 1268.90 | 未披露 |
更多>>
From December 31, 2015 to June 30, 2016
Common shares issued under the ATM
|
2016-06-30 |
| 2016-05-20 | 1217.29 | 未披露 | 定期报告 | 2016-05-13 |
| 2016-05-11 | 1216.34 | 未披露 | 定期报告 | 2016-05-10 |
| 2016-03-30 | 1204.75 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Warrant exercises
Option exercises
Common shares under the ATM
Promissory note conversion
|
2015-12-31 |
| 2015-11-10 | 1200.00 | 未披露 | 定期报告 | 2015-11-10 |
| 2015-11-10 | 1202.20 | 未披露 |
更多>>
from June 30, 2015 to September 30, 2015
Warrant exercises
Promissory note conversion
Common shares under ATM
|
2015-09-30 |
| 2015-08-05 | 1193.20 | 未披露 |
更多>>
from March 31, 2015 to June 30, 2015
Warrant exercises
Option exercises
|
2015-06-30 |
| 2015-05-06 | 1190.00 | 未披露 | 定期报告 | 2015-05-05 |
| 2015-05-06 | 1186.70 | 未披露 |
更多>>
from December 24, 2014 to March 31, 2015
Warrant exercises
Option exercises
Promissory note conversion
|
2015-03-31 |
| 2015-03-04 | 1176.77 | 未披露 | 定期报告 | 2015-03-03 |
| 2015-03-04 | 1169.99 | 未披露 |
更多>>
from May 31, 2014 to December 24, 2014
Warrant exercises
Option exercises
Promissory note conversion
|
2014-12-24 |
| 2014-12-01 | 1165.97 | 未披露 |
更多>>
the Company's Board of Directors approved a 1-for-12 share consolidation which became effective October 1, 2014. The share consolidation affects all of the Company's common shares, stock options and warrants outstanding at the effective time.
|
2014-12-01 |
| 2014-11-05 | 1170.00 | 未披露 |
更多>>
the Company's Board of Directors approved a 1-for-12 share consolidation which became effective October 1, 2014. The share consolidation affects all of the Company's common shares, stock options and warrants outstanding at the effective time.
|
2014-11-04 |
| 2014-11-05 | 13932.50 | 未披露 |
更多>>
from May 31, 2014 to September 30, 2014
Warrant exercises
|
2014-09-30 |
| 2014-07-30 | 12465.73 | 未披露 |
更多>>
From June 1, 2013 to May 31, 2014
Issuance of common shares
Issuance of common shares
Exercise of warrants
Exercise of options and DSU’s
|
2014-05-31 |
Common stock offered 4,912,280 shares by the company
As a result of the Reverse Stock Split, every 15 common shares issued and outstanding will be automatically combined and converted into one issued and outstanding common share. The Company will not issue any fractional shares in connection with the Reverse Stock Split.
From December 31, 2022 to March 21, 2023
Common shares issued in exchange for RSUs
Common shares issued under the 2022 ATM Facility
Common shares issued under the ESPP plan
From December 31, 2021 to December 31, 2022
Common shares issued under the October 2022 ATM
Common shares issued under the May 2020 ATM
Common shares issued upon exercise of stock options
Common shares issued under the ESPP plan
From December 31, 2021 to August 2, 2022
Common shares issued under the 2020 ATM Facility
Common shares issued upon exercise of stock options
Common shares issued under the ESPP plan
From March 31, 2022 to June 30, 2022
Common shares issued upon exercise of stock options
from December 31, 2020 to December 31, 2021
Common shares issued upon exercise of stock options
Common shares issued pursuant to the Hanmi licensing fees
Common shares issued under the May 2020 ATM
from December 31, 2020 to June 30, 2021
Common shares issued upon exercise of stock options
from December 31, 2020 to March 31, 2021
Common shares issued upon exercise of stock options
from December 31, 2019 to December 31, 2020
Common shares issued pursuant to public offering
Common shares issued on redemption of restricted share units
Common shares issued upon exercise of stock options
From December 31, 2019 to September 30, 2020
Common shares issued pursuant to the public offering
Common shares issued upon exercise of stock options
Common shares issued upon redemption of restricted share units
1.Common shares offered by the company 10,500,000 common shares.
2.The number of common shares to be outstanding immediately after this offering as shown above is based on 76,269,806 common shares outstanding as of March 31, 2020.
From December 31, 2019 to June 30, 2020
Common shares issued upon exercise of stock options
From December 31, 2019 to March 10, 2020
Common shares issued upon exercise of stock options
from December 31, 2018 to December 31, 2019
Common shares issued pursuant to the December 2019 public offering
Common shares issued pursuant to the June 2019 public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
Common shares issued on redemption of restricted share units
Aptose Biosciences Inc. (“Aptose” or the “Company”) (NASDAQ: APTO, TSX: APS), today announced the closing of its previously announced underwritten public offering of 18,543,750 common shares (the “Offering”) at the public offering price of US$4.00 per share. The number of shares sold includes the full exercise by the underwriters of their option to purchase additional common shares in the Offering.
from December 31, 2018 to September 30, 2019
Common shares issued pursuant to the public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
Common shares issued on redemption of restricted share units
from December 31, 2018 to June 30, 2019
Common shares issued pursuant to the public offering
Common shares issued pursuant to 2019 share purchase agreement
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
from December 31, 2018 to March 12, 2019
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2018 share purchase agreement
from December 31, 2017 to December 31, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2017 Share Purchase Agreement
Common shares issued pursuant to 2018 Share Purchase Agreement
Shares issued on redemption of restricted share units
Common shares issued upon exercise of stock options
from January 1, 2018 to September 30, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to 2017 Share Purchase Agreement
Common shares issued pursuant to 2018 Share Purchase Agreement
Common shares issued upon exercise of stock options
from January 1, 2018 to June 30, 2018
Common shares issued under the 2018 ATM
Common shares issued pursuant to share purchase agreement
Common shares issued pursuant to 2018 share purchase agreement
Common shares issued upon exercise of stock options
from January 1, 2018 to March 31, 2018
Common shares issued pursuant to share purchase agreement
from December 31, 2016 to December 31, 2017
Common shares under the ATM
Common shares issued under share purchase agreement
Common shares issued under redemption of restricted share units
from December 31, 2016 to September 30, 2017
Common shares under the ATM
Redemption of restricted share units
from December 31, 2016 to June 30, 2017
Common shares under the ATM
Redemption of restricted share units
from December 31, 2015 to December 31, 2016
Common shares under the ATM
From December 31, 2015 to September 30, 2016
Common shares issued under the ATM
From December 31, 2015 to June 30, 2016
Common shares issued under the ATM
from December 31, 2014 to December 31, 2015
Warrant exercises
Option exercises
Common shares under the ATM
Promissory note conversion
from June 30, 2015 to September 30, 2015
Warrant exercises
Promissory note conversion
Common shares under ATM
from March 31, 2015 to June 30, 2015
Warrant exercises
Option exercises
from December 24, 2014 to March 31, 2015
Warrant exercises
Option exercises
Promissory note conversion
from May 31, 2014 to December 24, 2014
Warrant exercises
Option exercises
Promissory note conversion
the Company's Board of Directors approved a 1-for-12 share consolidation which became effective October 1, 2014. The share consolidation affects all of the Company's common shares, stock options and warrants outstanding at the effective time.
the Company's Board of Directors approved a 1-for-12 share consolidation which became effective October 1, 2014. The share consolidation affects all of the Company's common shares, stock options and warrants outstanding at the effective time.
from May 31, 2014 to September 30, 2014
Warrant exercises
From June 1, 2013 to May 31, 2014
Issuance of common shares
Issuance of common shares
Exercise of warrants
Exercise of options and DSU’s