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股本结构

单位：万股
公告日期 2019-10-30 2019-10-30 2019-08-07 2019-06-27 2019-06-24 2019-05-01
证券总股本 12073.37 12066.11 12026.04 11834.58 10958.54 10930.99
普通股本 12073.37 12066.11 12026.04 11834.58 10958.54 10930.99
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2019-10-16 2019-09-30 2019-06-30 2019-06-27 2019-06-20 2019-04-17
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2019-10-30 12073.37 未披露 定期报告 2019-10-16
2019-10-30 12066.11 未披露
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from June 30, 2019 to September 30, 2019 Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock
2019-09-30
2019-08-07 12026.04 未披露
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From March 31, 2019 to June 30, 2019 Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock
2019-06-30
2019-06-27 11834.58 未披露 定期报告 2019-06-27
2019-06-24 10958.54 未披露 定期报告 2019-06-20
2019-05-01 10930.99 未披露 定期报告 2019-04-17
2019-05-01 10909.58 未披露
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from December 31, 2018 to March 31, 2019 Stock option exercises and issuance of common stock
2019-03-31
2019-03-28 10909.58 未披露 定期报告 2019-03-20
2019-03-07 10900.36 未披露
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from December 31, 2017 to December 31, 2018 Issuance of preferred stock and warrants due to conversion of preferred stock to common stock and preferred warrants to common warrants Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock Shares issued from exercise of warrants
2018-12-31
2018-10-31 10899.35 未披露 定期报告 2018-09-30
2018-08-01 10881.70 未披露 定期报告 2018-07-19
2018-08-01 9610.25 未披露 定期报告 2018-06-30
2018-05-17 9549.53 未披露 定期报告 2018-05-16
2018-05-07 8712.53 0.84 定期报告 2018-03-31
2018-03-05 8711.02 0.84
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from December 31, 2016 to December 31, 2017 Issuance of preferred stock and warrants from stock offering, net Issuance of common stock and warrants from stock offerings, net Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
2017-12-31
2017-11-09 8711.02 未披露 定期报告 2017-10-25
2017-11-09 7317.16 未披露 定期报告 2017-09-30
2017-08-04 7117.16 未披露 定期报告 2017-06-30
2017-05-03 7114.66 未披露 定期报告 2017-03-31
2017-03-09 7113.66 未披露 定期报告 2017-02-24
2017-03-09 7114.62 未披露
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From December 31, 2015 to December 31, 2016 Issuance of common stock and options from stock offering, net Stock option exercises and issuance of common stock Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
2016-12-31
2016-11-07 7111.87 未披露 定期报告 2016-09-30
2016-09-02 7111.51 未披露 定期报告 2016-08-25
2016-08-03 7110.70 未披露 定期报告 2016-07-20
2016-08-03 7110.62 未披露 定期报告 2016-06-30
2016-05-04 7106.28 未披露 定期报告 2016-03-31
2016-02-29 6292.97 未披露 定期报告 2016-02-17
2016-02-29 6293.98 未披露
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From December 31, 2014 to December 31, 2015 Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
2015-12-31
2015-11-04 6289.15 未披露 定期报告 2015-09-30
2015-08-05 6288.13 未披露 定期报告 2015-07-22
2015-08-05 6288.05 未披露 定期报告 2015-06-30
2015-05-06 6281.92 未披露 定期报告 2015-03-31
2015-04-02 6281.92 未披露 定期报告 2015-03-27
2015-03-04 6280.99 未披露 定期报告 2015-02-24
2015-03-04 6282.18 未披露
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from December 31, 2013 to December 31, 2014 Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
2014-12-31
2014-11-10 6277.01 未披露 定期报告 2014-09-30
2014-08-05 6277.41 未披露 定期报告 2014-07-23
2014-08-05 6277.16 未披露 定期报告 2014-06-30
2014-05-07 6272.35 未披露 定期报告 2014-03-31
2014-04-11 6238.11 未披露 定期报告 2014-03-28
2014-03-05 6286.32 未披露 定期报告 2014-02-25
2014-03-05 6273.62 未披露
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from December 31, 2012 to December 31, 2013 Stock option exercises and issuance of stock Employee stock purchase plan
2013-12-31
2013-12-12 6274.59 未披露 定期报告 2013-12-01
2013-11-07 6270.33 未披露 定期报告 2013-09-30
2013-07-30 6272.30 未披露 定期报告 2013-06-30
2013-05-08 6262.40 未披露 定期报告 2013-04-29
2013-05-08 6262.38 未披露 定期报告 2013-03-31
2013-03-14 6286.32 未披露 定期报告 2013-02-25
2013-03-14 6239.98 未披露
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from December 31, 2011 to December 31, 2012 Issuance of common stock from stock offering, net Stock option exercises and issuance of stock Employee stock purchase plan
2012-12-31
2012-11-01 6234.24 未披露 定期报告 2012-09-30
2012-08-02 6227.92 未披露 定期报告 2012-07-24
2012-08-02 6227.89 未披露 定期报告 2012-06-30
2012-05-03 6220.08 未披露 定期报告 2012-04-26
2012-05-03 5397.21 未披露 定期报告 2012-03-31
2012-03-01 5394.79 未披露 定期报告 2012-02-16
2012-03-01 5382.56 未披露
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from December 31, 2010 to December 31, 2011 Issuance of common stock from stock offering, net Stock option exercises and issuance of stock Employee stock purchase plan
2011-12-31
2011-11-04 5377.27 未披露 定期报告 2011-10-26
2011-11-04 5377.02 未披露 定期报告 2011-09-30
2011-08-04 5372.72 未披露 定期报告 2011-07-27
2011-08-04 5370.02 未披露 定期报告 2011-06-30
2011-05-05 5337.83 未披露 定期报告 2011-04-27
2011-05-05 5315.85 未披露 定期报告 2011-03-31
2011-03-02 5310.12 未披露 定期报告 2011-02-16
2011-03-02 4497.33 未披露
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Stock option exercises and issuance of stock Employee stock purchase plan
2010-12-31
2010-11-09 4494.97 未披露 定期报告 2010-11-01
2010-11-09 4489.23 未披露 定期报告 2010-09-30
2010-08-04 4488.67 未披露 定期报告 2010-07-27
2010-08-04 4488.60 未披露 定期报告 2010-06-30
2010-05-06 4478.67 未披露 定期报告 2010-04-28
2010-05-06 4472.97 未披露 定期报告 2010-03-31
2010-03-02 4472.63 未披露 定期报告 2010-02-16
2010-03-02 4477.29 未披露
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from December 31, 2008 to December 31, 2009 Stock option exercises and issuance of stock Employee stock purchase plan
2009-12-31
2009-03-06 4455.97 未披露 定期报告 2009-02-20
2009-03-06 4415.32 未披露
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from December 31, 2007 to December 31, 2008 Stock option exercises and issuance of stock Employee stock purchase plan
2008-12-31
2008-03-17 4377.20 未披露 定期报告 2008-03-10
2008-03-17 4376.11 未披露
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from December 31, 2006 to December 31, 2007 Stock option exercises Employee stock purchase plan Issuance of common stock from stock offering, net
2007-12-31
2007-03-12 3582.96 未披露 定期报告 2007-03-02
2007-03-12 3581.17 未披露
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from December 31, 2005 to December 31, 2006 Stock option exercises and issuance of restricted stock Employee stock purchase plan
2006-12-31
2006-03-09 3537.57 未披露 定期报告 2006-03-09
2006-03-09 3529.79 未披露
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from December 31, 2004 to December 31, 2005 Stock option exercises Employee stock purchase plan Issuance of common stock from stock offering, net
2005-12-31
2005-03-16 3487.26 未披露 定期报告 2005-03-01
2005-03-16 2898.28 未披露
更多>>
from December 31, 2003 to December 31, 2004 Stock option exercises Employee stock purchase plan
2004-12-31
2004-03-12 2873.13 未披露 定期报告 2004-03-01
2004-03-12 2872.48 未披露
更多>>
from December 31, 2002 to December 31, 2003 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with Cyclis acquisition Issuance of common stock to Pfizer
2003-12-31
2003-03-31 2332.60 未披露 定期报告 2003-03-21
2003-03-31 2137.38 未披露
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from December 31, 2001 to December 31, 2002 Stock option exercises Employee stock purchase plan
2002-12-31
2002-03-27 2014.02 未披露 定期报告 2002-03-01
2002-03-27 2111.64 未披露
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from December 31, 2000 to December 31, 2001 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with the Camitro acquisition Issuance of common stock in connection with Pfizer investment in ArQule, Inc
2001-12-31
2001-03-22 2019.79 未披露 定期报告 2001-03-09
2001-03-22 1707.27 未披露
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from December 31, 1999 to December 31, 2000 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with secondary public offering, net of insurance costs of $4,864
2000-12-31
2000-03-23 1347.25 未披露 定期报告 2000-03-08
2000-03-23 1286.42 未披露
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from December 31,1998 to December 31,1999 Stock option exercises Employee stock purchase plan
1999-12-31
1999-03-29 1250.51 未披露 定期报告 1999-03-08
1999-03-29 1217.13 未披露
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from December 31, 1997 to December 31, 1998 Employee stock option exercises Employee stock purchase plan Issuance of common stock in connection with American Home Products investment in ArQule,Inc
1998-12-31
1998-03-17 1193.82 未披露 定期报告 1998-03-05
1998-03-17 1187.73 未披露
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from December 31,1996 to December 31, 1997 Cancellation of unvested portion of restricted stock upon employee termination Employee stock option exercises Employee stock purchase plan Issuance of common stock in connection with secondary public offering, net of issuance costs of $1,645,000
1997-12-31
1997-03-31 985.77 未披露 定期报告 1997-03-03
1997-03-31 985.15 未披露
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from December 31,1995 to December 31,1996 Issuance of Series B mandatorily redeemable preferred stock to maintain ownership percentage Conversion of Series B mandatorily redeemable preferred stock to common stock Conversion of interest on bridge notes to Series A convertible preferred stock Conversion of Series A convertible preferred stock to common stock Cancellation of unvested portion of restricted stock upon employee termination Employee option exercise Exercise of warrants pursuant to a cashless exercise provision Issuance of common stock in connection with initial public offering, net of issuance costs of $2,979,000
1996-12-31
from June 30, 2019 to September 30, 2019 Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock
From March 31, 2019 to June 30, 2019 Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock
from December 31, 2018 to March 31, 2019 Stock option exercises and issuance of common stock
from December 31, 2017 to December 31, 2018 Issuance of preferred stock and warrants due to conversion of preferred stock to common stock and preferred warrants to common warrants Issuance of common stock from stock offering, net Stock option exercises and issuance of common stock Shares issued from exercise of warrants
from December 31, 2016 to December 31, 2017 Issuance of preferred stock and warrants from stock offering, net Issuance of common stock and warrants from stock offerings, net Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
From December 31, 2015 to December 31, 2016 Issuance of common stock and options from stock offering, net Stock option exercises and issuance of common stock Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
From December 31, 2014 to December 31, 2015 Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
from December 31, 2013 to December 31, 2014 Restricted shares issued net of forfeitures and shares redeemed for taxes Employee stock purchase plan
from December 31, 2012 to December 31, 2013 Stock option exercises and issuance of stock Employee stock purchase plan
from December 31, 2011 to December 31, 2012 Issuance of common stock from stock offering, net Stock option exercises and issuance of stock Employee stock purchase plan
from December 31, 2010 to December 31, 2011 Issuance of common stock from stock offering, net Stock option exercises and issuance of stock Employee stock purchase plan
Stock option exercises and issuance of stock Employee stock purchase plan
from December 31, 2008 to December 31, 2009 Stock option exercises and issuance of stock Employee stock purchase plan
from December 31, 2007 to December 31, 2008 Stock option exercises and issuance of stock Employee stock purchase plan
from December 31, 2006 to December 31, 2007 Stock option exercises Employee stock purchase plan Issuance of common stock from stock offering, net
from December 31, 2005 to December 31, 2006 Stock option exercises and issuance of restricted stock Employee stock purchase plan
from December 31, 2004 to December 31, 2005 Stock option exercises Employee stock purchase plan Issuance of common stock from stock offering, net
from December 31, 2003 to December 31, 2004 Stock option exercises Employee stock purchase plan
from December 31, 2002 to December 31, 2003 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with Cyclis acquisition Issuance of common stock to Pfizer
from December 31, 2001 to December 31, 2002 Stock option exercises Employee stock purchase plan
from December 31, 2000 to December 31, 2001 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with the Camitro acquisition Issuance of common stock in connection with Pfizer investment in ArQule, Inc
from December 31, 1999 to December 31, 2000 Stock option exercises Employee stock purchase plan Issuance of common stock in connection with secondary public offering, net of insurance costs of $4,864
from December 31,1998 to December 31,1999 Stock option exercises Employee stock purchase plan
from December 31, 1997 to December 31, 1998 Employee stock option exercises Employee stock purchase plan Issuance of common stock in connection with American Home Products investment in ArQule,Inc
from December 31,1996 to December 31, 1997 Cancellation of unvested portion of restricted stock upon employee termination Employee stock option exercises Employee stock purchase plan Issuance of common stock in connection with secondary public offering, net of issuance costs of $1,645,000
from December 31,1995 to December 31,1996 Issuance of Series B mandatorily redeemable preferred stock to maintain ownership percentage Conversion of Series B mandatorily redeemable preferred stock to common stock Conversion of interest on bridge notes to Series A convertible preferred stock Conversion of Series A convertible preferred stock to common stock Cancellation of unvested portion of restricted stock upon employee termination Employee option exercise Exercise of warrants pursuant to a cashless exercise provision Issuance of common stock in connection with initial public offering, net of issuance costs of $2,979,000