股本结构
单位:万股
公告日期 | 2024-04-12 | 2024-04-05 | 2024-02-21 | 2024-02-21 | 2023-11-14 | 2023-11-14 |
---|---|---|---|---|---|---|
证券总股本 | 674.19 | 671.07 | 379.38 | 358.38 | 340.67 | 54.92 |
普通股本 | 674.19 | 671.07 | 379.38 | 358.38 | 340.67 | 54.92 |
优先股 | 未披露 | 4.81 | 未披露 | 4.81 | 未披露 | 未披露 |
其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
变动日期 | 2024-04-08 | 2024-03-27 | 2024-02-21 | 2023-12-31 | 2023-11-14 | 2023-09-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
---|---|---|---|---|
2024-04-12 | 674.19 | 未披露 | 定期报告 | 2024-04-08 |
2024-04-05 | 671.07 | 4.81 | 定期报告 | 2024-03-27 |
2024-02-21 | 379.38 | 未披露 | 定期报告 | 2024-02-21 |
2024-02-21 | 358.38 | 4.81 |
更多>>
From December 31, 2022 to December 31, 2023
Conversion of Sabby Note into Common Stock
Common Stock (10/2 @ $1.58)
Conversion of prefunded warrants
Common stock issued for services
Conversion of L1 Note and Conversions Payable into Common Stock
Proceeds from issurance of Series 1B Preferred Stock
Repayment of Series 1B Preferred Stock
|
2023-12-31 |
2023-11-14 | 340.67 | 未披露 | 定期报告 | 2023-11-14 |
2023-10-23 | 171.92 | 未披露 | 定期报告 | 2023-10-16 |
2023-09-29 | 412.18 | 未披露 |
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Units offered 3,572,635 units by the company.Each unit consists of one share of common stock and one Common Warrant to purchase one share of common stock.
|
2023-10-02 |
2023-11-14 | 54.92 | 4.81 |
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From June 30, 2023 to September 30, 2023
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
|
2023-09-30 |
2023-09-25 | 54.92 | 未披露 | 定期报告 | 2023-09-15 |
2023-09-11 | 50.00 | 未披露 |
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Ascent Solar Technologies, Inc. announced that effective before market open on September 12, 2023, it will complete a 1-for-200 reverse stock split of its common stock.
|
2023-09-12 |
2023-09-27 | 9200.00 | 未披露 | 定期报告 | 2023-09-11 |
2023-08-09 | 6893.77 | 未披露 | 定期报告 | 2023-08-08 |
2023-07-28 | 5993.77 | 未披露 | 定期报告 | 2023-07-18 |
2023-08-09 | 5593.77 | 4.81 |
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From March 31, 2023 to June 30, 2023
Proceeds from issurance of Series 1B Preferred Stock
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
Common stock issued for services
|
2023-06-30 |
2023-05-15 | 4993.00 | 未披露 | 定期报告 | 2023-05-15 |
2023-05-15 | 3749.20 | 4.81 |
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From January 1, 2023 to March 31, 2023
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
|
2023-03-31 |
2023-03-10 | 3692.89 | 未披露 | 定期报告 | 2023-03-10 |
2023-03-10 | 3400.08 | 4.81 |
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From December 31, 2021 to December 31, 2022
Common stock (8/19 @ $2.70)
Conversion of Fleur Note into Common Shares
Conversion of Nanyang Note into Common Shares
Conversion of Crowdex Series 1A Preferred Stock into Common Stock
Conversion of BD1 Note into Common Shares
Conversion of Sabby Note into Common Shares
Conversion of TubeSolar Series 1A Preferred Stock into Common Stock
|
2022-12-31 |
2022-11-10 | 3393.08 | 4.81 |
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From June 30, 2022 to September 30, 2022
Conversion of Nanyang Note into Common Stock
Conversion of Fleur Note into Common Stock
Proceeds from private placement:
Common stock (8/19 2.70)
|
2022-09-30 |
2022-08-17 | 3298.74 | 未披露 | 定期报告 | 2022-08-24 |
2016-04-22 | 25552.68 | 未披露 | 定期报告 | 2016-04-20 |
2016-04-22 | 24877.12 | 未披露 | 定期报告 | 2016-04-15 |
2016-03-11 | 21640.70 | 未披露 | 定期报告 | 2016-03-09 |
2016-01-08 | 16493.47 | 21.47 | 定期报告 | 2016-01-08 |
2016-03-11 | 15519.69 | 21.47 |
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from December 31, 2014 to December 31, 2015
Proceeds from private placement: Common stock
Conversion of Series D Preferred Stock into Common Shares
Conversion of Series D-1 Preferred Stock into Common Shares
Conversion of Convertible Notes into Common Shares
Conversion of Series E Preferred Stock into Common Shares
Common Shares sold pursuant to the Committed Equity Line
Conversion of Right Shares into Common Shares
Interest and Dividends paid with Common Stock
Issuance of Restricted Stock
Common Stock Issued to Placement Agent
Commitment Shares
Common shares issued in payment of consulting expenses
|
2015-12-31 |
2015-12-16 | 13192.40 | 21.39 | 定期报告 | 2015-12-14 |
2015-12-01 | 9626.40 | 未披露 | 定期报告 | 2015-11-27 |
2015-11-27 | 9575.88 | 未披露 | 定期报告 | 2015-11-17 |
2015-11-13 | 9310.16 | 21.34 | 定期报告 | 2015-11-11 |
2015-11-13 | 9310.16 | 未披露 | 定期报告 | 2015-11-10 |
2015-11-27 | 8867.21 | 未披露 | 定期报告 | 2015-11-06 |
2015-11-13 | 7164.16 | 21.24 | 定期报告 | 2015-09-30 |
2015-08-14 | 5491.30 | 未披露 | 定期报告 | 2015-08-10 |
2015-08-14 | 3663.03 | 21.24 | 定期报告 | 2015-06-30 |
2015-04-15 | 2763.56 | 21.24 | 定期报告 | 2015-04-10 |
2015-05-15 | 2658.03 | 21.24 | 定期报告 | 2015-03-31 |
2015-03-18 | 2517.24 | 21.31 | 定期报告 | 2015-03-13 |
2015-02-13 | 2251.88 | 21.24 | 定期报告 | 2015-02-10 |
2015-03-18 | 1821.11 | 21.27 |
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From December 31,2013 to December 31,2014
Proceeds from private placement:
Common stock
Conversion of Series A Preferred Shares
Proceeds from issuance of Series B Preferred Stock
Conversion of Series B Preferred Shares
Proceeds from issuance of Series C Preferred Stock
Issuance of Preferred C Penalty Shares
Conversion of Series C Preferred Shares
Conversion of Series D Preferred Shares & Dividends
Interest Expense paid with Common stock
Issuance of Restricted Stock
Common Stock Issued to Placement Agent
|
2014-12-31 |
2014-12-05 | 1624.64 | 21.54 | 定期报告 | 2014-11-17 |
2014-11-12 | 1535.71 | 未披露 | 定期报告 | 2014-10-31 |
2014-10-08 | 1413.71 | 21.25 | 定期报告 | 2014-10-06 |
2014-11-12 | 1413.71 | 21.25 | 定期报告 | 2014-09-30 |
2014-09-26 | 1412.78 | 未披露 | 定期报告 | 2014-09-24 |
2014-09-05 | 1342.83 | 21.26 | 定期报告 | 2014-09-04 |
2014-09-02 | 978.28 | 未披露 |
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The Certificate of Amendment provides that the Reverse Stock Split became effective as of 5:00 p.m. Eastern Time on August 26, 2014 (the “Effective Time”), at which time every ten shares of the Company’s issued and outstanding Common Stock were automatically combined into one issued and outstanding share of Common Stock, without any change in the par value per share.
|
2014-08-27 |
2014-08-13 | 9782.82 | 未披露 | 定期报告 | 2014-07-31 |
2014-08-13 | 8796.41 | 21.29 | 定期报告 | 2014-06-30 |
2014-05-07 | 7904.20 | 未披露 | 定期报告 | 2014-04-30 |
2014-04-25 | 7590.10 | 未披露 | 定期报告 | 2014-04-18 |
2014-04-09 | 7429.33 | 26.29 | 定期报告 | 2014-04-07 |
2014-05-07 | 7264.36 | 26.27 | 定期报告 | 2014-03-31 |
2014-03-28 | 6830.88 | 未披露 | 定期报告 | 2014-03-05 |
2014-03-28 | 6174.85 | 36.27 |
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From December 31,2012 to December 31,2013
Proceeds from private placement: Common stock
Proceeds from issuance of Series A Preferred Stock
Conversion of Series A Preferred Shares
Proceeds from issuance of Series B Preferred Stock
Conversion of Series B Preferred Shares
Exercise of stock options
Issuance of Common Stock to a service provider
Issuance of Restricted Stock
|
2013-12-31 |
2013-12-19 | 6054.63 | 未披露 | 定期报告 | 2013-12-10 |
2013-11-07 | 5916.27 | 未披露 | 定期报告 | 2013-10-31 |
2013-11-07 | 5479.00 | 71.24 | 定期报告 | 2013-09-30 |
2013-08-08 | 5413.56 | 12.50 | 定期报告 | 2013-06-30 |
2013-05-09 | 5152.38 | 未披露 | 定期报告 | 2013-03-31 |
2013-03-14 | 5117.69 | 未披露 | 定期报告 | 2013-02-28 |
2013-03-14 | 5114.39 | 未披露 |
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from December 31, 2011 to December 31, 2012
Proceeds from public offering (9/12 @ $1.20)
Net Proceeds from At-The-Market offering sales (1/12 - 9/12, $0.50 - $1.83)
Exercise of stock options (8/12 - 9/12 @ $0.68)
Issuance of Restricted Stock
|
2012-12-31 |
2012-11-08 | 5101.10 | 未披露 | 定期报告 | 2012-10-31 |
2012-11-08 | 5100.85 | 未披露 | 定期报告 | 2012-09-30 |
2012-08-10 | 4131.89 | 未披露 | 定期报告 | 2012-06-30 |
2012-05-10 | 4115.45 | 未披露 | 定期报告 | 2012-03-31 |
2012-03-22 | 4095.79 | 未披露 | 定期报告 | 2012-03-15 |
2012-03-22 | 3934.55 | 未披露 |
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from December 31, 2010 to December 31, 2011
Proceeds from private offering
Net Proceeds from At-The-Market offering sales
Exercise of stock options
Issuance of Common Stock to service provider
Issuance of Restricted Stock
|
2011-12-31 |
2011-11-10 | 3895.39 | 未披露 | 定期报告 | 2011-10-20 |
2011-11-10 | 3893.36 | 未披露 |
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from December 31, 2010 to September 30, 2011
Proceeds from private offering
Exercise of stock options
Issuance of Restricted Stock
Issuance of Commons Stock to service provider
|
2011-09-30 |
2011-08-15 | 3891.03 | 未披露 | 定期报告 | 2011-08-15 |
2011-08-15 | 3249.43 | 未披露 |
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from December 31, 2010 to June 30, 2011
Exercise of stock options
Issuance of Restricted Stock
Issuance of Commons Stock to service provider
|
2011-06-30 |
2011-04-28 | 3236.75 | 未披露 |
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Exercise of stock options
Issuance of Restricted Stock
|
2011-03-31 |
2011-02-28 | 3229.18 | 未披露 | 定期报告 | 2011-02-15 |
2011-02-28 | 3226.56 | 未披露 |
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Proceeds from public offering
Exercise of stock options
Issuance of Restricted Stock
|
2010-12-31 |
2010-11-02 | 2694.79 | 未披露 | 定期报告 | 2010-10-25 |
2010-11-02 | 2683.23 | 未披露 |
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Exercise of stock options
Issuance of Restricted Stock
|
2010-09-30 |
2010-08-05 | 2675.38 | 未披露 |
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Exercise of stock options
Issuance of Restricted Stock
|
2010-06-30 |
2010-05-06 | 2670.14 | 未披露 | 定期报告 | 2010-04-16 |
2010-05-06 | 2668.74 | 未披露 |
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Exercise of stock options
Issuance of Restricted Stock
|
2010-03-31 |
From December 31, 2022 to December 31, 2023
Conversion of Sabby Note into Common Stock
Common Stock (10/2 @ $1.58)
Conversion of prefunded warrants
Common stock issued for services
Conversion of L1 Note and Conversions Payable into Common Stock
Proceeds from issurance of Series 1B Preferred Stock
Repayment of Series 1B Preferred Stock
Units offered 3,572,635 units by the company.Each unit consists of one share of common stock and one Common Warrant to purchase one share of common stock.
From June 30, 2023 to September 30, 2023
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
Ascent Solar Technologies, Inc. announced that effective before market open on September 12, 2023, it will complete a 1-for-200 reverse stock split of its common stock.
From March 31, 2023 to June 30, 2023
Proceeds from issurance of Series 1B Preferred Stock
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
Common stock issued for services
From January 1, 2023 to March 31, 2023
Conversion of L1 Note into Common Stock
Conversion of Sabby Note into Common Stock
From December 31, 2021 to December 31, 2022
Common stock (8/19 @ $2.70)
Conversion of Fleur Note into Common Shares
Conversion of Nanyang Note into Common Shares
Conversion of Crowdex Series 1A Preferred Stock into Common Stock
Conversion of BD1 Note into Common Shares
Conversion of Sabby Note into Common Shares
Conversion of TubeSolar Series 1A Preferred Stock into Common Stock
From June 30, 2022 to September 30, 2022
Conversion of Nanyang Note into Common Stock
Conversion of Fleur Note into Common Stock
Proceeds from private placement:
Common stock (8/19 2.70)
from December 31, 2014 to December 31, 2015
Proceeds from private placement: Common stock
Conversion of Series D Preferred Stock into Common Shares
Conversion of Series D-1 Preferred Stock into Common Shares
Conversion of Convertible Notes into Common Shares
Conversion of Series E Preferred Stock into Common Shares
Common Shares sold pursuant to the Committed Equity Line
Conversion of Right Shares into Common Shares
Interest and Dividends paid with Common Stock
Issuance of Restricted Stock
Common Stock Issued to Placement Agent
Commitment Shares
Common shares issued in payment of consulting expenses
From December 31,2013 to December 31,2014
Proceeds from private placement:
Common stock
Conversion of Series A Preferred Shares
Proceeds from issuance of Series B Preferred Stock
Conversion of Series B Preferred Shares
Proceeds from issuance of Series C Preferred Stock
Issuance of Preferred C Penalty Shares
Conversion of Series C Preferred Shares
Conversion of Series D Preferred Shares & Dividends
Interest Expense paid with Common stock
Issuance of Restricted Stock
Common Stock Issued to Placement Agent
The Certificate of Amendment provides that the Reverse Stock Split became effective as of 5:00 p.m. Eastern Time on August 26, 2014 (the “Effective Time”), at which time every ten shares of the Company’s issued and outstanding Common Stock were automatically combined into one issued and outstanding share of Common Stock, without any change in the par value per share.
From December 31,2012 to December 31,2013
Proceeds from private placement: Common stock
Proceeds from issuance of Series A Preferred Stock
Conversion of Series A Preferred Shares
Proceeds from issuance of Series B Preferred Stock
Conversion of Series B Preferred Shares
Exercise of stock options
Issuance of Common Stock to a service provider
Issuance of Restricted Stock
from December 31, 2011 to December 31, 2012
Proceeds from public offering (9/12 @ $1.20)
Net Proceeds from At-The-Market offering sales (1/12 - 9/12, $0.50 - $1.83)
Exercise of stock options (8/12 - 9/12 @ $0.68)
Issuance of Restricted Stock
from December 31, 2010 to December 31, 2011
Proceeds from private offering
Net Proceeds from At-The-Market offering sales
Exercise of stock options
Issuance of Common Stock to service provider
Issuance of Restricted Stock
from December 31, 2010 to September 30, 2011
Proceeds from private offering
Exercise of stock options
Issuance of Restricted Stock
Issuance of Commons Stock to service provider
from December 31, 2010 to June 30, 2011
Exercise of stock options
Issuance of Restricted Stock
Issuance of Commons Stock to service provider
Exercise of stock options
Issuance of Restricted Stock
Proceeds from public offering
Exercise of stock options
Issuance of Restricted Stock
Exercise of stock options
Issuance of Restricted Stock
Exercise of stock options
Issuance of Restricted Stock
Exercise of stock options
Issuance of Restricted Stock