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股本结构

单位：万股
公告日期 2024-03-28 2024-03-28 2023-11-01 2023-08-08 2023-08-08 2023-05-08
证券总股本 11935.92 10644.70 10192.23 10110.22 10110.20 9797.22
普通股本 11935.92 10644.70 10192.23 10110.22 10110.20 9797.22
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-03-20 2023-12-31 2023-09-30 2023-08-01 2023-06-30 2023-05-01
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-03-28 11935.92 未披露 定期报告 2024-03-20
2024-03-28 10644.70 未披露
更多>>
From December 31, 2022 to December 31, 2023 Exercise of pre-funded warrants Issuance of common stock through ATM facilities, net of commissions and offering costs of $351 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2023-12-31
2023-11-01 10192.23 未披露
更多>>
From June 30, 2023 to September 30, 2023 RSU settlements, net of shares withheld
2023-09-30
2023-08-08 10110.22 未披露 定期报告 2023-08-01
2023-08-08 10110.20 未披露
更多>>
From March 31, 2023 to June 30, 2023 Exercise of pre-funded warrants Issuance of common stock pursuant to employee stock awards RSU settlements, net of shares withheld
2023-06-30
2023-05-08 9797.22 未披露 定期报告 2023-05-01
2023-04-07 9662.88 未披露 定期报告 2023-04-04
2023-05-08 9653.80 未披露
更多>>
From January 1, 2023 to March 31, 2023 Issuance of common stock through ATM facilities, net of commissions and offering costs of $97 RSU settlements, net of shares withheld
2023-03-31
2023-02-08 9592.67 未披露 定期报告 2023-01-31
2023-02-08 9592.70 未披露
更多>>
From December 31, 2021 to December 31, 2022 RSU settlements, net of shares withheld Issuance of common stock through ATM facilities, net of commissions and offering costs of $517 Issuance of common stock pursuant to employee stock awards
2022-12-31
2022-11-08 9487.87 未披露 定期报告 2022-11-01
2022-11-08 9487.90 未披露
更多>>
From June 30, 2022 to September 30, 2022 Issuance of common stock pursuant to employee stock awards RSU settlements, net of shares withheld
2022-09-30
2022-08-08 9436.23 未披露 定期报告 2022-07-29
2022-08-08 9435.60 未披露
更多>>
From March 31, 2022 to June 30, 2022 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2022-06-30
2022-05-05 9340.57 未披露 定期报告 2022-04-25
2022-04-27 9340.60 未披露
更多>>
From January 1, 2022 to March 31, 2022 Issuance of common stock through ATM facilities, net of commissions and offering costs of $419 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2022-03-31
2022-02-28 9309.77 未披露 定期报告 2022-02-18
2022-02-28 9167.10 未披露
更多>>
From December 31, 2020 to December 31, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $2,501 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2021-12-31
2021-11-04 8841.74 未披露 定期报告 2021-10-29
2021-11-26 8838.74 未披露
更多>>
From June 30, 2021 to September 30, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $1,249 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2021-09-30
2021-08-09 8475.76 未披露 定期报告 2021-07-30
2021-08-09 8475.40 未披露
更多>>
From March 31, 2021 to June 30, 2021 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2021-06-30
2021-04-22 8407.67 未披露 定期报告 2021-04-15
2021-05-04 8407.49 未披露
更多>>
from December 31, 2020 to March 31, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $139 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2021-03-31
2021-03-01 8361.49 未披露 定期报告 2021-02-18
2021-03-01 8337.20 未披露
更多>>
from December 31, 2019 to December 31, 2020 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $583 Issuance of common stock through ATM facilities, net of commissions and offering costs of $1,887 Exercise of pre-funded warrants RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2020-12-31
2020-12-11 8232.22 未披露
更多>>
1.Common Stock Offered by the company 5,102,041 shares of common stock. 2.The number of shares of common stock to be outstanding after this offering is based on 77,220,159 shares of common stock outstanding as of September 30, 2020.
2020-12-11
2020-11-09 7771.43 未披露 定期报告 2020-10-30
2020-12-07 7722.02 未披露
更多>>
From June 30, 2020 to September 30, 2020 Issuance of common stock through ATM facilities, net of commissions and offering costs of $878 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2020-09-30
2020-08-05 7430.79 未披露 定期报告 2020-07-31
2020-08-05 7430.80 未披露
更多>>
From March 31, 2020 to June 30, 2020 Issuance of common stock and pre-funded warrants through underwritten offering, net of offering costs of $370 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2020-06-30
2020-05-29 7157.26 未披露
更多>>
1.Common Stock Offered by the company 12,633,039 shares. 2.The number of shares of common stock to be outstanding after this offering is based on 58,939,545 shares of common stock outstanding as of March 31, 2020.
2020-05-29
2020-04-22 5895.20 未披露 定期报告 2020-04-17
2020-05-27 5893.95 未披露
更多>>
From December 31, 2018 to March 31, 2020 Issuance of common stock through ATM facilities, net of commissions and offering costs of $704 Exercise of pre-funded warrants RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2020-03-31
2020-02-27 5857.16 未披露 定期报告 2020-02-18
2020-02-27 5680.60 未披露
更多>>
From December 31, 2018 to December 31, 2019 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $284 Issuance of common stock through ATM Facility, net of commissions and offering costs of $1,553 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2019-12-31
2019-11-07 5415.06 未披露 定期报告 2019-10-31
2019-11-07 5412.50 未披露
更多>>
from June 30, 2019 to September 30, 2019 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $288 Issuance of common stock through ATM Facility, net of commissions and offering costs of $155 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2019-09-30
2019-08-08 5375.80 未披露 定期报告 2019-07-31
2019-07-23 5317.93 未披露 定期报告 2019-07-23
2019-08-08 4688.30 未披露
更多>>
From March 31, 2019 to June 30, 2019 Issuance of common stock through ATM Facility, net of commissions and offering costs of $338 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2019-06-30
2019-04-30 4632.08 未披露 定期报告 2019-04-29
2019-05-09 4630.70 未披露
更多>>
from January 1, 2019 to March 31, 2019 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2019-03-31
2019-02-26 4616.17 未披露 定期报告 2019-02-15
2019-02-26 4595.10 未披露
更多>>
from December 31, 2017 to December 31, 2018 Issuance of common stock through underwritten offerings, net of commissions and offering costs of $526 Issuance of common stock through ATM Facility, net of commissions and offering costs of $1,310 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2018-12-31
2018-11-06 4564.83 未披露 定期报告 2018-10-31
2018-11-06 4564.50 未披露 定期报告 2018-09-30
2018-08-01 4534.27 未披露 定期报告 2018-07-27
2018-08-01 4533.40 未披露 定期报告 2018-06-30
2018-04-26 4394.95 未披露 定期报告 2018-04-19
2018-05-08 4389.30 未披露 定期报告 2018-03-31
2018-02-27 3882.58 未披露 定期报告 2018-02-15
2018-02-27 3073.00 未披露
更多>>
from December 31, 2016 to December 31, 2017 Issuance of common stock through ATM facility, net of commissions and offering costs of $844 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2017-12-31
2017-11-09 3059.59 未披露 定期报告 2017-10-31
2017-11-09 3059.60 未披露 定期报告 2017-09-30
2017-08-07 3055.94 未披露 定期报告 2017-07-31
2017-08-07 2990.40 未披露 定期报告 2017-06-30
2017-04-25 2910.91 未披露 定期报告 2017-04-05
2017-05-04 2910.90 未披露 定期报告 2017-03-31
2017-03-09 2908.99 未披露 定期报告 2017-02-15
2017-03-09 2893.30 未披露
更多>>
From December 31, 2015 to December 31, 2016 Issuance of common stock upon vesting of restricted stock awards RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
2016-12-31
2016-11-04 2886.06 未披露 定期报告 2016-10-31
2016-11-04 2884.21 未披露 定期报告 2016-09-30
2016-08-08 2881.10 未披露 定期报告 2016-07-31
2016-08-08 2870.59 未披露 定期报告 2016-06-30
2016-05-06 2874.45 未披露 定期报告 2016-04-29
2016-05-06 2858.26 未披露 定期报告 2016-03-31
2016-03-04 2869.22 未披露 定期报告 2016-02-15
2016-03-04 2845.88 未披露
更多>>
from December 31, 2014 to December 31, 2015 Issuance of common stock, net of discounts and offering costs of $5,166 in February 2015 Issuance of common stock, net of discounts and offering costs of $13,053 in July 2015 Issuance of common stock upon vesting of restricted stock awards RSU settlements, net of shares withheld Issuance of common stock pursuant to stock option exercises
2015-12-31
2015-11-06 2863.11 未披露 定期报告 2015-10-31
2015-11-05 2832.61 未披露 定期报告 2015-09-30
2015-08-07 2851.30 未披露 定期报告 2015-07-31
2015-08-06 2415.17 未披露 定期报告 2015-06-30
2015-06-29 2452.58 未披露 定期报告 2015-05-31
2015-05-11 2436.41 未披露 定期报告 2015-04-30
2015-05-07 2391.19 未披露 定期报告 2015-03-31
2015-02-26 2436.02 未披露 定期报告 2015-02-18
2015-02-26 1969.29 未披露
更多>>
From December 31, 2013 to December 31, 2014 Recapitalization Conversion of preferred stock Issuance of common stock upon vesting of stock awards Issuance of common stock upon vesting of stock awards—post Recapitalization Issuance of common stock for research and development expenses related to technology licensing option Issuance of common stock, net of discounts and offering costs of $6,794 All share and per-share amounts presented in the consolidated and combined financial statements for the years ended December 31, 2014, 2013 and 2012 and in the notes hereto have been revised to reflect a 1.3-to-1 reverse stock split which became effective July 9, 2014
2014-12-31
2014-11-12 2021.29 未披露 定期报告 2014-11-07
2014-10-16 1940.31 未披露
更多>>
In October 2014, we completed our initial public offering of 5,750,000 shares of common stock at an offering price to the public of $11.00 per share. We received net proceeds of approximately $55.8 million, after deducting underwriting discounts and commissions and offering expenses. In connection with our initial public offering, the Company’s shares of convertible preferred stock were automatically converted into 12,298,515 shares of common stock, resulting in the reclassification of $74.6 million from mezzanine equity to additional paid-in capital in the fourth quarter of 2014.
2014-10-16
2014-11-12 150.97 1229.85
更多>>
From December 31, 2013 to September 30, 2014 Issuance of common stock upon vesting of awards Recapitalization: Cancellation of Atara shares Tender of Nina, Pinta and Santa Maria shares Issuance of Atara shares Issuance of common stock upon vesting of awards - post Recapitalization Issuance of common stock for research and development expenses related to technology licensing option a 1.3-for-1 reverse split of our outstanding common stock and preferred stock effective on July 9, 2014
2014-09-30
2014-09-26 137.83 1229.85
更多>>
from December 31, 2013 to July 10, 2014 Recapitalization (unaudited) Issuance of common stock upon vesting of stock awards (unaudited) a 1.3-for-1 reverse split of our outstanding common stock and preferred stock effective on July 9, 2014
2014-07-10
2014-06-20 169.37 1598.81
更多>>
from December 31, 2013 to March 31, 2014 Recapitalization (unaudited) Issuance of common stock upon vesting of stock awards (unaudited)
2014-03-31
From December 31, 2022 to December 31, 2023 Exercise of pre-funded warrants Issuance of common stock through ATM facilities, net of commissions and offering costs of $351 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From June 30, 2023 to September 30, 2023 RSU settlements, net of shares withheld
From March 31, 2023 to June 30, 2023 Exercise of pre-funded warrants Issuance of common stock pursuant to employee stock awards RSU settlements, net of shares withheld
From January 1, 2023 to March 31, 2023 Issuance of common stock through ATM facilities, net of commissions and offering costs of $97 RSU settlements, net of shares withheld
From December 31, 2021 to December 31, 2022 RSU settlements, net of shares withheld Issuance of common stock through ATM facilities, net of commissions and offering costs of $517 Issuance of common stock pursuant to employee stock awards
From June 30, 2022 to September 30, 2022 Issuance of common stock pursuant to employee stock awards RSU settlements, net of shares withheld
From March 31, 2022 to June 30, 2022 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From January 1, 2022 to March 31, 2022 Issuance of common stock through ATM facilities, net of commissions and offering costs of $419 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From December 31, 2020 to December 31, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $2,501 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From June 30, 2021 to September 30, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $1,249 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From March 31, 2021 to June 30, 2021 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from December 31, 2020 to March 31, 2021 Issuance of common stock through ATM facilities, net of commissions and offering costs of $139 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from December 31, 2019 to December 31, 2020 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $583 Issuance of common stock through ATM facilities, net of commissions and offering costs of $1,887 Exercise of pre-funded warrants RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
1.Common Stock Offered by the company 5,102,041 shares of common stock. 2.The number of shares of common stock to be outstanding after this offering is based on 77,220,159 shares of common stock outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020 Issuance of common stock through ATM facilities, net of commissions and offering costs of $878 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From March 31, 2020 to June 30, 2020 Issuance of common stock and pre-funded warrants through underwritten offering, net of offering costs of $370 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
1.Common Stock Offered by the company 12,633,039 shares. 2.The number of shares of common stock to be outstanding after this offering is based on 58,939,545 shares of common stock outstanding as of March 31, 2020.
From December 31, 2018 to March 31, 2020 Issuance of common stock through ATM facilities, net of commissions and offering costs of $704 Exercise of pre-funded warrants RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From December 31, 2018 to December 31, 2019 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $284 Issuance of common stock through ATM Facility, net of commissions and offering costs of $1,553 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from June 30, 2019 to September 30, 2019 Issuance of common stock and pre-funded warrants through underwritten offerings, net of offering costs of $288 Issuance of common stock through ATM Facility, net of commissions and offering costs of $155 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From March 31, 2019 to June 30, 2019 Issuance of common stock through ATM Facility, net of commissions and offering costs of $338 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from January 1, 2019 to March 31, 2019 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from December 31, 2017 to December 31, 2018 Issuance of common stock through underwritten offerings, net of commissions and offering costs of $526 Issuance of common stock through ATM Facility, net of commissions and offering costs of $1,310 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from December 31, 2016 to December 31, 2017 Issuance of common stock through ATM facility, net of commissions and offering costs of $844 RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
From December 31, 2015 to December 31, 2016 Issuance of common stock upon vesting of restricted stock awards RSU settlements, net of shares withheld Issuance of common stock pursuant to employee stock awards
from December 31, 2014 to December 31, 2015 Issuance of common stock, net of discounts and offering costs of $5,166 in February 2015 Issuance of common stock, net of discounts and offering costs of $13,053 in July 2015 Issuance of common stock upon vesting of restricted stock awards RSU settlements, net of shares withheld Issuance of common stock pursuant to stock option exercises
From December 31, 2013 to December 31, 2014 Recapitalization Conversion of preferred stock Issuance of common stock upon vesting of stock awards Issuance of common stock upon vesting of stock awards—post Recapitalization Issuance of common stock for research and development expenses related to technology licensing option Issuance of common stock, net of discounts and offering costs of $6,794 All share and per-share amounts presented in the consolidated and combined financial statements for the years ended December 31, 2014, 2013 and 2012 and in the notes hereto have been revised to reflect a 1.3-to-1 reverse stock split which became effective July 9, 2014
In October 2014, we completed our initial public offering of 5,750,000 shares of common stock at an offering price to the public of $11.00 per share. We received net proceeds of approximately $55.8 million, after deducting underwriting discounts and commissions and offering expenses. In connection with our initial public offering, the Company’s shares of convertible preferred stock were automatically converted into 12,298,515 shares of common stock, resulting in the reclassification of $74.6 million from mezzanine equity to additional paid-in capital in the fourth quarter of 2014.
From December 31, 2013 to September 30, 2014 Issuance of common stock upon vesting of awards Recapitalization: Cancellation of Atara shares Tender of Nina, Pinta and Santa Maria shares Issuance of Atara shares Issuance of common stock upon vesting of awards - post Recapitalization Issuance of common stock for research and development expenses related to technology licensing option a 1.3-for-1 reverse split of our outstanding common stock and preferred stock effective on July 9, 2014
from December 31, 2013 to July 10, 2014 Recapitalization (unaudited) Issuance of common stock upon vesting of stock awards (unaudited) a 1.3-for-1 reverse split of our outstanding common stock and preferred stock effective on July 9, 2014
from December 31, 2013 to March 31, 2014 Recapitalization (unaudited) Issuance of common stock upon vesting of stock awards (unaudited)