股本结构
单位：万股
| 公告日期 | 2024-04-01 | 2024-03-11 | 2024-03-11 | 2023-11-14 | 2023-09-29 | 2023-11-14 |
|---|---|---|---|---|---|---|
| 证券总股本 | 3150.30 | 3139.97 | 3114.83 | 3079.29 | 3071.25 | 2585.51 |
| 普通股本 | 3150.30 | 3139.97 | 3114.83 | 3079.29 | 3071.25 | 2585.51 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-03-18 | 2024-03-07 | 2023-12-31 | 2023-11-13 | 2023-10-03 | 2023-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-04-01 | 3150.30 | 未披露 | 定期报告 | 2024-03-18 |
| 2024-03-11 | 3139.97 | 未披露 | 定期报告 | 2024-03-07 |
| 2024-03-11 | 3114.83 | 未披露 |
更多>>
From December 31,2022 to December 31,2023
Issuance of common stock, net of fees
Stock options exercised
|
2023-12-31 |
| 2023-11-14 | 3079.29 | 未披露 | 定期报告 | 2023-11-13 |
| 2023-09-29 | 3071.25 | 未披露 |
更多>>
Common stock offered 4,935,621 shares by the company
|
2023-10-03 |
| 2023-11-14 | 2585.51 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Issuance of common stock, net of fees
Stock options exercised
|
2023-09-30 |
| 2023-08-08 | 2577.69 | 未披露 | 定期报告 | 2023-08-07 |
| 2023-08-08 | 2576.43 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Issuance of common stock, net of fees
Stock options exercised
|
2023-06-30 |
| 2023-04-17 | 2526.99 | 未披露 | 定期报告 | 2023-04-07 |
| 2023-05-12 | 2525.52 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Stock options exercised
|
2023-03-31 |
| 2023-03-17 | 2525.52 | 未披露 | 定期报告 | 2023-03-16 |
| 2023-03-17 | 2524.14 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Issuance of common stock, net of fees
Stock options exercised
|
2022-12-31 |
| 2022-11-10 | 2524.14 | 未披露 | 定期报告 | 2022-11-09 |
| 2022-11-10 | 2470.27 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Issuance of common stock, net of fees
Stock options exercised
|
2022-09-30 |
| 2022-08-12 | 2434.62 | 未披露 | 定期报告 | 2022-08-10 |
| 2022-08-12 | 2433.50 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Stock options exercised
|
2022-06-30 |
| 2022-05-11 | 2432.42 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Stock options exercised
|
2022-03-31 |
| 2022-03-11 | 2429.84 | 未披露 | 定期报告 | 2022-03-09 |
| 2022-03-11 | 2418.50 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Issuance of common stock, net of fees
Exercise of common warrants
Stock options exercised
|
2021-12-31 |
| 2021-11-12 | 2414.92 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Issuance of common stock, net of fees
Stock options exercised
|
2021-09-30 |
| 2021-08-13 | 2302.22 | 未披露 | 定期报告 | 2021-08-12 |
| 2021-08-13 | 2299.84 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Issuance of common stock, net of fees
|
2021-06-30 |
| 2021-06-15 | 2287.79 | 未披露 | 定期报告 | 2021-06-11 |
| 2021-05-14 | 2287.79 | 未披露 | 定期报告 | 2021-05-13 |
| 2021-05-14 | 2279.79 | 未披露 |
更多>>
From December 31, 2020 to March 12, 2021
Issuance of common stock, net of fees
Stock options exercised
|
2021-03-12 |
| 2021-03-15 | 2057.71 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Exercise of common warrants
Issuance of shares in abeyance
Stock options exercised
|
2020-12-31 |
| 2020-11-13 | 2044.75 | 未披露 | 定期报告 | 2020-11-12 |
| 2020-11-09 | 2025.16 | 未披露 | 定期报告 | 2020-11-06 |
| 2020-11-13 | 2021.16 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Issuance of common stock, net of fees
Exercise of common warrants
Stock options exercised
|
2020-09-30 |
| 2020-08-10 | 1972.40 | 未披露 | 定期报告 | 2020-08-07 |
| 2020-08-10 | 1969.76 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Issuance of common stock, net of fees
Exercise of common warrants
Issuance of shares in abeyance
Stock options exercised
|
2020-06-30 |
| 2020-05-14 | 1426.40 | 未披露 | 定期报告 | 2020-05-13 |
| 2020-04-17 | 1246.40 | 未披露 | 定期报告 | 2020-04-13 |
| 2020-05-15 | 918.85 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Exercise of common warrants
Issuance of shares in abeyance
|
2020-03-31 |
| 2020-03-27 | 890.85 | 未披露 | 定期报告 | 2020-03-27 |
| 2020-03-27 | 522.74 | 未披露 |
更多>>
from December 31, 2018 to December 31, 2019
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Fractional shares eliminated pursuant to reverse stock split
Stock options exercised
|
2019-12-31 |
| 2019-11-08 | 424.62 | 未披露 | 定期报告 | 2019-11-08 |
| 2019-11-08 | 417.49 | 未披露 |
更多>>
From June 30, 2019 to September 30, 2019
Issuance of common stock, net of fees
|
2019-09-30 |
| 2019-08-08 | 373.57 | 未披露 | 定期报告 | 2019-08-07 |
| 2019-08-08 | 346.75 | 未披露 |
更多>>
From March 31, 2019 to June 30, 2019
Issuance of common stock, net of fees
Fractional shares eliminated pursuant to reverse stock split
Stock options exercised
|
2019-06-30 |
| 2019-06-04 | 350.00 | 未披露 |
更多>>
On May 31, 2019, following stockholder approval of a reverse stock split at a ratio in the range of 1-for-3 to 1-for-15, the board of directors of Capricor acted to set the reverse stock split ratio at 1:10. On June 4, 2019, the Company filed a Certificate of Amendment of Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to effect a 1-for-10 reverse stock split of the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), either issued and outstanding or held by the Company as treasury stock, effective as of 5:00 p.m. (Delaware time) on June 4, 2019 (the “Reverse Stock Split”). The Reverse Stock Split will reduce the number of shares of Common Stock outstanding from approximately 34.7 million shares to approximately 3.5 million shares, subject to adjustment for the payment of cash in lieu of fractional shares.
|
2019-06-05 |
| 2019-05-14 | 3467.52 | 未披露 | 定期报告 | 2019-05-13 |
| 2019-04-30 | 3451.58 | 未披露 | 定期报告 | 2019-04-18 |
| 2019-05-14 | 3366.13 | 未披露 |
更多>>
from December 31, 2018 to March 31, 2019
Issuance of common stock, net of fees
|
2019-03-31 |
| 2019-03-29 | 3366.13 | 未披露 | 定期报告 | 2019-03-28 |
| 2019-03-29 | 3138.77 | 未披露 |
更多>>
from December 31, 2017 to December 31, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
|
2018-12-31 |
| 2018-11-14 | 3106.74 | 未披露 | 定期报告 | 2018-11-14 |
| 2018-10-24 | 3084.81 | 未披露 | 定期报告 | 2018-10-22 |
| 2018-11-14 | 3074.89 | 未披露 |
更多>>
from December 31, 2017 to September 30, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
|
2018-09-30 |
| 2018-08-13 | 3074.89 | 未披露 | 定期报告 | 2018-08-09 |
| 2018-08-13 | 2999.43 | 未披露 |
更多>>
From December 31, 2017 to June 30, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
|
2018-06-30 |
| 2018-05-14 | 2911.01 | 未披露 | 定期报告 | 2018-05-10 |
| 2018-04-26 | 2879.29 | 未披露 | 定期报告 | 2018-04-19 |
| 2018-04-26 | 2809.21 | 未披露 | 定期报告 | 2018-04-13 |
| 2018-05-14 | 2797.09 | 未披露 |
更多>>
From December 31, 2017 to March 31, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
|
2018-03-31 |
| 2018-03-22 | 2771.22 | 未披露 | 定期报告 | 2018-03-20 |
| 2018-03-22 | 2627.05 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Issuance of common stock, net of fees
Stock options exercised
|
2017-12-31 |
| 2017-11-14 | 2571.01 | 未披露 | 定期报告 | 2017-11-10 |
| 2017-11-14 | 2510.04 | 未披露 |
更多>>
from December 31, 2016 to September 30, 2017
Issuance of common stock, net of fees
|
2017-09-30 |
| 2017-08-14 | 2349.62 | 未披露 | 定期报告 | 2017-08-10 |
| 2017-08-14 | 2259.53 | 未披露 |
更多>>
from December 31, 2016 to June 30, 2017
Issuance of common stock, net of fees
|
2017-06-30 |
| 2017-05-15 | 2259.53 | 未披露 | 定期报告 | 2017-05-12 |
| 2016-11-14 | 2139.90 | 未披露 |
更多>>
from December 31, 2015 to September 30, 2016
Issuance of common stock, net of fees
Stock options exercised
|
2016-09-30 |
| 2016-08-15 | 1795.44 | 未披露 | 定期报告 | 2016-08-12 |
| 2016-05-13 | 1795.23 | 未披露 |
更多>>
from December 31, 2015 to March 31, 2016
Issuance of common stock, net of fees
Stock options exercised
|
2016-03-31 |
| 2016-03-30 | 1795.23 | 未披露 | 定期报告 | 2016-03-29 |
| 2016-03-30 | 1625.50 | 未披露 |
更多>>
From December 31, 2014 to September 24, 2015
Issuance of common stock, net of fees
Stock-based compensation
Stock awards, warrants and options exercised
|
2015-09-24 |
| 2015-08-14 | 1625.50 | 未披露 | 定期报告 | 2015-08-12 |
| 2015-08-14 | 1622.33 | 未披露 |
更多>>
from December 31, 2014 to June 30, 2015
Issuance of common stock, net of fees
Stock-based compensation
Stock options and warrants exercised
|
2015-06-30 |
| 2015-05-13 | 1622.33 | 未披露 | 定期报告 | 2015-05-11 |
| 2015-05-13 | 1622.20 | 未披露 |
更多>>
from December 31, 2014 to March 31, 2015
Issuance of common stock, net of fees
Stock-based compensation
Warrants exercised
|
2015-03-31 |
| 2015-03-16 | 1622.20 | 未披露 | 定期报告 | 2015-03-13 |
| 2015-03-16 | 1170.71 | 未披露 |
更多>>
From December 31, 2013 to December 31, 2014
Stock-based compensation
Stock options and awards exercised
|
2014-12-31 |
| 2011-08-15 | 3970.78 | 未披露 |
更多>>
From Dec 31 2010 to Jun 30 2011
Stock option and warrant exercises
Units sold in private placement, net of issuance costs of $201,434
|
2011-06-30 |
| 2011-03-14 | 3469.88 | 未披露 | 定期报告 | 2011-03-04 |
| 2010-11-12 | 3462.98 | 未披露 |
更多>>
from Dec 31 2009 to Sep 30 2010
Units sold in private placement, net of issuance costs of $715,801
Stock option and warrant exercises
|
2010-09-30 |
| 2010-05-14 | 3456.08 | 未披露 | 定期报告 | 2010-05-13 |
| 2010-03-03 | 2708.58 | 未披露 |
更多>>
from December 31, 2008 to December 31, 2009
Units sold in private placement, net of issuance costs of $282,773
Stock option and warrant exercises
|
2009-12-31 |
| 2009-03-12 | 2414.94 | 未披露 |
更多>>
from December 31, 2007 to December 31, 2008
Issuance of common shares pursuant to licensing agreement
|
2008-12-31 |
From December 31,2022 to December 31,2023
Issuance of common stock, net of fees
Stock options exercised
Common stock offered 4,935,621 shares by the company
From June 30, 2023 to September 30, 2023
Issuance of common stock, net of fees
Stock options exercised
From March 31, 2023 to June 30, 2023
Issuance of common stock, net of fees
Stock options exercised
From December 31, 2022 to March 31, 2023
Stock options exercised
From December 31, 2021 to December 31, 2022
Issuance of common stock, net of fees
Stock options exercised
From June 30, 2022 to September 30, 2022
Issuance of common stock, net of fees
Stock options exercised
From March 31, 2022 to June 30, 2022
Stock options exercised
From December 31, 2021 to March 31, 2022
Stock options exercised
From December 31, 2020 to December 31, 2021
Issuance of common stock, net of fees
Exercise of common warrants
Stock options exercised
From June 30, 2021 to September 30, 2021
Issuance of common stock, net of fees
Stock options exercised
From March 31, 2021 to June 30, 2021
Issuance of common stock, net of fees
From December 31, 2020 to March 12, 2021
Issuance of common stock, net of fees
Stock options exercised
From December 31, 2019 to December 31, 2020
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Exercise of common warrants
Issuance of shares in abeyance
Stock options exercised
From June 30, 2020 to September 30, 2020
Issuance of common stock, net of fees
Exercise of common warrants
Stock options exercised
From March 31, 2020 to June 30, 2020
Issuance of common stock, net of fees
Exercise of common warrants
Issuance of shares in abeyance
Stock options exercised
From December 31, 2019 to March 31, 2020
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Exercise of common warrants
Issuance of shares in abeyance
from December 31, 2018 to December 31, 2019
Issuance of common stock, net of fees
Exercise of pre-funded common stock warrants
Fractional shares eliminated pursuant to reverse stock split
Stock options exercised
From June 30, 2019 to September 30, 2019
Issuance of common stock, net of fees
From March 31, 2019 to June 30, 2019
Issuance of common stock, net of fees
Fractional shares eliminated pursuant to reverse stock split
Stock options exercised
On May 31, 2019, following stockholder approval of a reverse stock split at a ratio in the range of 1-for-3 to 1-for-15, the board of directors of Capricor acted to set the reverse stock split ratio at 1:10. On June 4, 2019, the Company filed a Certificate of Amendment of Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of State of Delaware to effect a 1-for-10 reverse stock split of the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), either issued and outstanding or held by the Company as treasury stock, effective as of 5:00 p.m. (Delaware time) on June 4, 2019 (the “Reverse Stock Split”). The Reverse Stock Split will reduce the number of shares of Common Stock outstanding from approximately 34.7 million shares to approximately 3.5 million shares, subject to adjustment for the payment of cash in lieu of fractional shares.
from December 31, 2018 to March 31, 2019
Issuance of common stock, net of fees
from December 31, 2017 to December 31, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
from December 31, 2017 to September 30, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
From December 31, 2017 to June 30, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
From December 31, 2017 to March 31, 2018
Issuance of common stock, net of fees
Stock-based compensation
Stock options exercised
from December 31, 2016 to December 31, 2017
Issuance of common stock, net of fees
Stock options exercised
from December 31, 2016 to September 30, 2017
Issuance of common stock, net of fees
from December 31, 2016 to June 30, 2017
Issuance of common stock, net of fees
from December 31, 2015 to September 30, 2016
Issuance of common stock, net of fees
Stock options exercised
from December 31, 2015 to March 31, 2016
Issuance of common stock, net of fees
Stock options exercised
From December 31, 2014 to September 24, 2015
Issuance of common stock, net of fees
Stock-based compensation
Stock awards, warrants and options exercised
from December 31, 2014 to June 30, 2015
Issuance of common stock, net of fees
Stock-based compensation
Stock options and warrants exercised
from December 31, 2014 to March 31, 2015
Issuance of common stock, net of fees
Stock-based compensation
Warrants exercised
From December 31, 2013 to December 31, 2014
Stock-based compensation
Stock options and awards exercised
From Dec 31 2010 to Jun 30 2011
Stock option and warrant exercises
Units sold in private placement, net of issuance costs of $201,434
from Dec 31 2009 to Sep 30 2010
Units sold in private placement, net of issuance costs of $715,801
Stock option and warrant exercises
from December 31, 2008 to December 31, 2009
Units sold in private placement, net of issuance costs of $282,773
Stock option and warrant exercises
from December 31, 2007 to December 31, 2008
Issuance of common shares pursuant to licensing agreement