董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Diana Louise Liberto | 女 | Director | 60 | 12.54万美元 | 1.79 | 2018-04-27 |
| G. Steven Dawson | 男 | Director | 60 | 14.32万美元 | 3.23 | 2018-04-27 |
| Jack Haraburda | 男 | Director | 79 | 12.54万美元 | 未持股 | 2018-04-27 |
| Daniel Gideon Cohen | 男 | Director,Chairman,President and Chief Executive of European Business | 48 | 1188.67万美元 | 427.93 | 2018-04-27 |
| Jack J. DiMaio, Jr. | 男 | Director and Vice Chairman | 51 | 12.12万美元 | 2.32 | 2018-04-27 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Joseph W. Pooler, Jr. | 男 | Executive Vice President, Chief Financial Officer and Treasurer | 52 | 241.60万美元 | 6.91 | 2018-04-27 |
| Daniel Gideon Cohen | 男 | Director,Chairman,President and Chief Executive of European Business | 48 | 1188.67万美元 | 427.93 | 2018-04-27 |
| Lester R. Brafman | 男 | Chief Executive Officer | 55 | 1193.67万美元 | 31.57 | 2018-04-27 |
董事简历
中英对照 | 中文 | 英文- Diana Louise Liberto
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Diana Louise Liberto，她曾一直担任我们的董事（2015年12月21日以来），也担任我们的提名和公司治理委员会成员。她毕业于the Rutgers University School of Law，并获得荣誉法学博士学位。她也曾担任美国地方法院法官（1991年9月至1992年9月），随后任职宾夕法尼亚州费城的一家律师事务所。她随后加入Wal-Mart Stores, Inc.的总法律顾问的办公室，担任多种职务（2004年至2015年10月），包括印度沃尔玛的临时职务。她于2015年10月成为WalkMyMind, Inc（企业和个人健康公司，总部位于宾夕法尼亚州的费城）的首席执行官。她任职于J3Personica（医学教育选择和评估创业公司）的咨询委员会。
Diana Louise Liberto,has served as a member of Board of Directors since December 21, 2015, and has served as Chair of the Nominating and Corporate Governance Committee, as a member of the Audit Committee and as a member of the Compensation Committee since June 2018. Ms. Liberto is a graduate of the Rutgers University School of Law, where she earned a Juris Doctor degree with honors. After clerking for a United States District Court Judge from September 1991 to September 1992, Ms. Liberto worked with a law firm in Philadelphia, Pennsylvania. Ms. Liberto then joined the office of the General Counsel of Wal-Mart Stores, Inc., serving in various capacities from 2004 until October 2015, including an interim assignment with Wal-Mart India. From 2014 until 2021, Ms. Liberto served on the advisory board of J3Personica, a medical education selection and assessment company. From October 2015 to April 2018, Ms. Liberto served as the Chief Executive Officer of WalkMyMind, Inc., a corporate and personal wellness company headquartered in Philadelphia, Pennsylvania. From April 2018 until May 2024, Ms. Liberto served as President and Chief Executive Officer and Chair of the Board of Directors of WalkMyMind, Inc. and its parent holding company, WMM Holding Co., LLC. - Diana Louise Liberto，她曾一直担任我们的董事（2015年12月21日以来），也担任我们的提名和公司治理委员会成员。她毕业于the Rutgers University School of Law，并获得荣誉法学博士学位。她也曾担任美国地方法院法官（1991年9月至1992年9月），随后任职宾夕法尼亚州费城的一家律师事务所。她随后加入Wal-Mart Stores, Inc.的总法律顾问的办公室，担任多种职务（2004年至2015年10月），包括印度沃尔玛的临时职务。她于2015年10月成为WalkMyMind, Inc（企业和个人健康公司，总部位于宾夕法尼亚州的费城）的首席执行官。她任职于J3Personica（医学教育选择和评估创业公司）的咨询委员会。
- Diana Louise Liberto,has served as a member of Board of Directors since December 21, 2015, and has served as Chair of the Nominating and Corporate Governance Committee, as a member of the Audit Committee and as a member of the Compensation Committee since June 2018. Ms. Liberto is a graduate of the Rutgers University School of Law, where she earned a Juris Doctor degree with honors. After clerking for a United States District Court Judge from September 1991 to September 1992, Ms. Liberto worked with a law firm in Philadelphia, Pennsylvania. Ms. Liberto then joined the office of the General Counsel of Wal-Mart Stores, Inc., serving in various capacities from 2004 until October 2015, including an interim assignment with Wal-Mart India. From 2014 until 2021, Ms. Liberto served on the advisory board of J3Personica, a medical education selection and assessment company. From October 2015 to April 2018, Ms. Liberto served as the Chief Executive Officer of WalkMyMind, Inc., a corporate and personal wellness company headquartered in Philadelphia, Pennsylvania. From April 2018 until May 2024, Ms. Liberto served as President and Chief Executive Officer and Chair of the Board of Directors of WalkMyMind, Inc. and its parent holding company, WMM Holding Co., LLC.
- G. Steven Dawson
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G. Steven Dawson，2005年1月11日开始担任公司（Institutional Financial Markets, Inc.）董事，也是提名和公司治理委员会的主席，是审计委员会的成员。此前，他曾是Sunset的薪酬委员会、提名和公司治理委员会的成员，也是Sunset的特殊委员会的主席。当时，Sunset和AFT合并。他是一名私人投资者，在担任上述职务之外，他也偶尔在其他公共或私人公司的董事会任职。目前，他在Medical Properties Trust（纽约证券交易所：MPW）的董事会任职，这是一家位于伯明翰和阿拉巴曼的不动产投资信托公司（REIT），关注急性护理设施及相关医疗财产的所有权，他担任该公司的审计委员会主席；他也在American Campus Communities（纽约证券交易所：ACC）的董事会任职，担任公司的审计委员会主席和薪酬委员会成员，这是一家位于奥斯汀的不动产投资信托股本公司，关注学生住房。1990年至2003年，他曾担任Camden Property Trust及其前身的首席财务官，这是一家位于休斯敦的多家族的不动产投资信托公司，关注全美的公寓运营、建设和发展活动。
G. Steven Dawson,has served as the Company's director since January 11, 2005. Mr. Dawson also serves as a member of the Nominating and Corporate Governance Committee, as chairman of the Audit Committee of the Board of Directors (the "Audit Committee"), and as a member of the Compensation Committee of the Board of Directors (the "Compensation Committee"). Mr. Dawson was previously a member of the compensation committee and nominating and corporate governance committee for Sunset Financial Resources, Inc. ("Sunset"), and was also the Chairman of Sunset's special committee in connection with Sunset's merger with Alesco Financial Trust ("AFT"). Mr. Dawson is a private investor and, in addition to his current board activities noted above, he has, from time to time, served on the boards of numerous other public and private companies. Mr. Dawson also currently serves on the board of directors of Medical Properties Trust (NYSE: MPW), a Birmingham, Alabama-based real estate investment trust ("REIT") specializing in the ownership of acute care facilities and related medical properties worldwide, and serves as Chairman of Medical Properties Trust's audit committee and as a member of its investment committee. From 1990 to 2003, Mr. Dawson served as Chief Financial Officer of Camden Property Trust and its predecessors, a multi-family REIT based in Houston, Texas, with apartment operations, construction and development activities throughout the United States. - G. Steven Dawson，2005年1月11日开始担任公司（Institutional Financial Markets, Inc.）董事，也是提名和公司治理委员会的主席，是审计委员会的成员。此前，他曾是Sunset的薪酬委员会、提名和公司治理委员会的成员，也是Sunset的特殊委员会的主席。当时，Sunset和AFT合并。他是一名私人投资者，在担任上述职务之外，他也偶尔在其他公共或私人公司的董事会任职。目前，他在Medical Properties Trust（纽约证券交易所：MPW）的董事会任职，这是一家位于伯明翰和阿拉巴曼的不动产投资信托公司（REIT），关注急性护理设施及相关医疗财产的所有权，他担任该公司的审计委员会主席；他也在American Campus Communities（纽约证券交易所：ACC）的董事会任职，担任公司的审计委员会主席和薪酬委员会成员，这是一家位于奥斯汀的不动产投资信托股本公司，关注学生住房。1990年至2003年，他曾担任Camden Property Trust及其前身的首席财务官，这是一家位于休斯敦的多家族的不动产投资信托公司，关注全美的公寓运营、建设和发展活动。
- G. Steven Dawson,has served as the Company's director since January 11, 2005. Mr. Dawson also serves as a member of the Nominating and Corporate Governance Committee, as chairman of the Audit Committee of the Board of Directors (the "Audit Committee"), and as a member of the Compensation Committee of the Board of Directors (the "Compensation Committee"). Mr. Dawson was previously a member of the compensation committee and nominating and corporate governance committee for Sunset Financial Resources, Inc. ("Sunset"), and was also the Chairman of Sunset's special committee in connection with Sunset's merger with Alesco Financial Trust ("AFT"). Mr. Dawson is a private investor and, in addition to his current board activities noted above, he has, from time to time, served on the boards of numerous other public and private companies. Mr. Dawson also currently serves on the board of directors of Medical Properties Trust (NYSE: MPW), a Birmingham, Alabama-based real estate investment trust ("REIT") specializing in the ownership of acute care facilities and related medical properties worldwide, and serves as Chairman of Medical Properties Trust's audit committee and as a member of its investment committee. From 1990 to 2003, Mr. Dawson served as Chief Financial Officer of Camden Property Trust and its predecessors, a multi-family REIT based in Houston, Texas, with apartment operations, construction and development activities throughout the United States.
- Jack Haraburda
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Jack Haraburda，2006年10月6日开始担任公司（Institutional Financial Markets, Inc.）的董事以及提名和公司治理委员会成员（除了2010年的其中7个月时间），并担任薪酬委员会的主席。1968年至1980年，他担任Merrill Lynch的商品部的财务顾问兼全国销售经理，亚特兰大商品办公室和Bala Cynwyd办公室的经理。1980年至1984年，他担任一家政府证券交易商—— Comark Securities的常务董事。1984年至2003年期间，他曾在Merrill Lynch担任各种职务，包括该公司的Princeton Complex的常务董事，Philadelphia Main Line Complex的定居的副总裁，以及Merrill Lynch Life Agency的全国销售经理和Merrill Lynch Metals Company的董事长。2003年至2005年，他担任Philadelphia Complex of Merrill Lynch和Pierce, Fenner & Smith Incorporated的常务董事。2006年1月至Sunset公司与AFT合并，他担任AFT的受托管理委员会的薪酬委员会的受托人兼主席。他也是 CJH Securities Information Group的管理合伙人，这是一家提供专业培训业务的公司。
Jack Haraburda,has served as a member of the Board of Directors, a member of the Nominating and Corporate Governance Committee (except for a seven month period in 2010), and the Chairman of the Compensation Committee since October 6, 2006. Mr. Haraburda served as a trustee and Chairman of the compensation committee of AFT's board of trustees from January 2006 until Sunset's merger with AFT in October 2006. Mr. Haraburda is the managing partner of CJH Securities Information Group, a professional coaching business. Mr. Haraburda served as managing director for the Philadelphia Complex of Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2003 to 2005. Mr. Haraburda also served in various positions at Merrill Lynch from 1984 until 2003, including as managing director of Merrill Lynch's Princeton Complex, resident Vice President of Merrill Lynch's Philadelphia Main Line Complex, marketing director and national sales manager of Merrill Lynch Life Agency and Chairman of Merrill Lynch Metals Company. From 1980 to 1984, Mr. Haraburda was managing director of Comark Securities, a government securities dealer. From 1968 until 1980, Mr. Haraburda served as a financial advisor, national sales manager for the Commodity Division, manager of the Atlanta Commodity Office and the Bala Cynwyd, Pennsylvania office of Merrill Lynch. - Jack Haraburda，2006年10月6日开始担任公司（Institutional Financial Markets, Inc.）的董事以及提名和公司治理委员会成员（除了2010年的其中7个月时间），并担任薪酬委员会的主席。1968年至1980年，他担任Merrill Lynch的商品部的财务顾问兼全国销售经理，亚特兰大商品办公室和Bala Cynwyd办公室的经理。1980年至1984年，他担任一家政府证券交易商—— Comark Securities的常务董事。1984年至2003年期间，他曾在Merrill Lynch担任各种职务，包括该公司的Princeton Complex的常务董事，Philadelphia Main Line Complex的定居的副总裁，以及Merrill Lynch Life Agency的全国销售经理和Merrill Lynch Metals Company的董事长。2003年至2005年，他担任Philadelphia Complex of Merrill Lynch和Pierce, Fenner & Smith Incorporated的常务董事。2006年1月至Sunset公司与AFT合并，他担任AFT的受托管理委员会的薪酬委员会的受托人兼主席。他也是 CJH Securities Information Group的管理合伙人，这是一家提供专业培训业务的公司。
- Jack Haraburda,has served as a member of the Board of Directors, a member of the Nominating and Corporate Governance Committee (except for a seven month period in 2010), and the Chairman of the Compensation Committee since October 6, 2006. Mr. Haraburda served as a trustee and Chairman of the compensation committee of AFT's board of trustees from January 2006 until Sunset's merger with AFT in October 2006. Mr. Haraburda is the managing partner of CJH Securities Information Group, a professional coaching business. Mr. Haraburda served as managing director for the Philadelphia Complex of Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2003 to 2005. Mr. Haraburda also served in various positions at Merrill Lynch from 1984 until 2003, including as managing director of Merrill Lynch's Princeton Complex, resident Vice President of Merrill Lynch's Philadelphia Main Line Complex, marketing director and national sales manager of Merrill Lynch Life Agency and Chairman of Merrill Lynch Metals Company. From 1980 to 1984, Mr. Haraburda was managing director of Comark Securities, a government securities dealer. From 1968 until 1980, Mr. Haraburda served as a financial advisor, national sales manager for the Commodity Division, manager of the Atlanta Commodity Office and the Bala Cynwyd, Pennsylvania office of Merrill Lynch.
- Daniel Gideon Cohen
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Daniel Gideon Cohen，自1999年成立以来，就担任公司的董事长，担任公司的执行委员会董事会主席。 Cohen 先生是银行董事会副董事长，银行执行委员会主席。先前，从2000年9月到2003年11月，他是银行董事会董事长，从2000年7月到2000年9月，被任命为银行的首席执行官。从2013年9月开始，Cohen先生担任Cohen & Company Financial Limited的总裁，此前在Euro DeKania Management LTD担任总裁， 该公司是 Institutional Financial Markets, Inc. （NYSE： IFMI）的全资子公司， 再之前，他也是 Cohen & Company Inc.和Alesco Financial, Inc. （被 IFMI合并）的总裁，后者是专门从事信贷相关的固定收益投资公司。Cohen 先生从2013年9月开始，也担任 IFMI, LLC所有与之相关或与欧洲相关的企业的总裁兼首席执行官。从2009年12月到2013年9月， Cohen 先生担任 IFMI的首席执行官兼首席投资官，2006年10月以来，他担任董事会主席，从2006年10月到2006年12月，担任执行主席。他也是Princeridge LLC的董事长，该公司是一个代理经销商，是IFMI的子公司。此外，在其与Alesco Financial合并之前，Cohen先生从2001年担任Cohen Brothers LLC的管理者董事会主席，从2008年10月，担任首席投资官，从2009年12月担任首席执行官。从2006年12月开始，他之前担任RAIT首席执行官，RAIT在2009年2月与Taberna Realty Finance Trust合并，他就担任受托人，直到2010年2月他辞去那个职位。从公司在2005年3月建立到2006年12月被RAIT收购，Cohen先生是Taberna Realty Finance Trust受托人董事长。Cohen 先生目前是 Star Asia董事，该公司是在亚洲的一个商业房地产风险投资公司，他也是美国市政融资公司（ Muni Funding Company of America, LLC）的董事，该公司是一个投资于中间市场非营利组织。他也担任 Dekania Acquisition Corp. （AMEX： DEK），的董事会主席，该公司成立于2006年2月，专注于保险行业的企业收购、经营业务组合，他在那里一直工作到2006年12月，担任 Dekania Acquisition Corp董事长，一直到2009年2月该公司进行资产清算。从2000年到2006年9月，他还是 TRM Corporation （OTC： TRMM）的董事会成员，从2003年到2006年9月担任其董事长，该公司是一个消费者服务公司。
Daniel Gideon Cohen,has, since February 21 2018 served as the Chairman of the Board of Directors and of the Board of Managers of the Company's majority owned subsidiary, Cohen & Company, LLC, and has, since September 16 2013 served as the President and Chief Executive of the Company's European Business, and as President, a director and the Chief Investment Officer of the Company's indirect majority owned subsidiary, Cohen & Company Financial Limited formerly known as EuroDekania Management Limited, a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC from September 16 2013 to February 21 2018. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of the Company from December 16 2009 to September 16 2013 and as the Chairman of the Board of Directors from October 6 2006 to September 16 2013. Mr. Cohen served as the executive Chairman of the Company from October 18 2006 to December 16 2009. In addition, Mr. Cohen served as the Chairman of the Board of Managers of Cohen & Company, LLC from 2001 to September 16 2013 as the Chief Investment Officer of Cohen & Company, LLC from October 2008 to September 16 2013 and as Chief ExecutiveOfficer of Cohen & Company, LLC from December 16 2009 to September 16 2013. Mr. Cohen served as the Chairman and Chief Executive Officer of J.V.B. Financial Group, LLC (formerly C&Co/PrinceRidge Partners LLC), the Company's indirect broker dealer subsidiary ("JVB"), from July 19 2012 to September 16 2013. Mr. Cohen served as a director of Star Asia Finance, Limited ("Star Asia"), a permanent capital vehicle investing in Asian commercial real estate, until the Company's sale of its interest in Star Asia on February 20 2014. Mr. Cohen served as Chairman of Cohen Financial Group, Inc. since its inception in April 2007 until its liquidation in February 2012. Mr. Cohen served as a director of Muni Funding Company of America, LLC, a company investing in middle-market non-profit organizations until it merged with Tiptree Financial Partners, L.P. in June 2011. Since 2000 Mr. Cohen has been the Chairman of the board of directors of The Bancorp, Inc. (NASDAQ: TBBK), a holding company for The Bancorp Bank, which provides various commercial and retail banking products and services to small and mid-size businesses and their principals in the United States, and since January 2015 has served as Executive Chairman of The Bancorp Bank. Mr. Cohen is a member of the Academy of the University of Pennsylvania, a member of the Visiting Committees for the Humanities and a member of the Paris Center of the University of Chicago. Mr. Cohen is also a Trustee of the List College Board of the Jewish Theological Seminary, a member of the board of the Columbia Global Center in Paris, a Trustee of the Paideia Institute and a Trustee of the Arete Foundation. - Daniel Gideon Cohen，自1999年成立以来，就担任公司的董事长，担任公司的执行委员会董事会主席。 Cohen 先生是银行董事会副董事长，银行执行委员会主席。先前，从2000年9月到2003年11月，他是银行董事会董事长，从2000年7月到2000年9月，被任命为银行的首席执行官。从2013年9月开始，Cohen先生担任Cohen & Company Financial Limited的总裁，此前在Euro DeKania Management LTD担任总裁， 该公司是 Institutional Financial Markets, Inc. （NYSE： IFMI）的全资子公司， 再之前，他也是 Cohen & Company Inc.和Alesco Financial, Inc. （被 IFMI合并）的总裁，后者是专门从事信贷相关的固定收益投资公司。Cohen 先生从2013年9月开始，也担任 IFMI, LLC所有与之相关或与欧洲相关的企业的总裁兼首席执行官。从2009年12月到2013年9月， Cohen 先生担任 IFMI的首席执行官兼首席投资官，2006年10月以来，他担任董事会主席，从2006年10月到2006年12月，担任执行主席。他也是Princeridge LLC的董事长，该公司是一个代理经销商，是IFMI的子公司。此外，在其与Alesco Financial合并之前，Cohen先生从2001年担任Cohen Brothers LLC的管理者董事会主席，从2008年10月，担任首席投资官，从2009年12月担任首席执行官。从2006年12月开始，他之前担任RAIT首席执行官，RAIT在2009年2月与Taberna Realty Finance Trust合并，他就担任受托人，直到2010年2月他辞去那个职位。从公司在2005年3月建立到2006年12月被RAIT收购，Cohen先生是Taberna Realty Finance Trust受托人董事长。Cohen 先生目前是 Star Asia董事，该公司是在亚洲的一个商业房地产风险投资公司，他也是美国市政融资公司（ Muni Funding Company of America, LLC）的董事，该公司是一个投资于中间市场非营利组织。他也担任 Dekania Acquisition Corp. （AMEX： DEK），的董事会主席，该公司成立于2006年2月，专注于保险行业的企业收购、经营业务组合，他在那里一直工作到2006年12月，担任 Dekania Acquisition Corp董事长，一直到2009年2月该公司进行资产清算。从2000年到2006年9月，他还是 TRM Corporation （OTC： TRMM）的董事会成员，从2003年到2006年9月担任其董事长，该公司是一个消费者服务公司。
- Daniel Gideon Cohen,has, since February 21 2018 served as the Chairman of the Board of Directors and of the Board of Managers of the Company's majority owned subsidiary, Cohen & Company, LLC, and has, since September 16 2013 served as the President and Chief Executive of the Company's European Business, and as President, a director and the Chief Investment Officer of the Company's indirect majority owned subsidiary, Cohen & Company Financial Limited formerly known as EuroDekania Management Limited, a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC from September 16 2013 to February 21 2018. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of the Company from December 16 2009 to September 16 2013 and as the Chairman of the Board of Directors from October 6 2006 to September 16 2013. Mr. Cohen served as the executive Chairman of the Company from October 18 2006 to December 16 2009. In addition, Mr. Cohen served as the Chairman of the Board of Managers of Cohen & Company, LLC from 2001 to September 16 2013 as the Chief Investment Officer of Cohen & Company, LLC from October 2008 to September 16 2013 and as Chief ExecutiveOfficer of Cohen & Company, LLC from December 16 2009 to September 16 2013. Mr. Cohen served as the Chairman and Chief Executive Officer of J.V.B. Financial Group, LLC (formerly C&Co/PrinceRidge Partners LLC), the Company's indirect broker dealer subsidiary ("JVB"), from July 19 2012 to September 16 2013. Mr. Cohen served as a director of Star Asia Finance, Limited ("Star Asia"), a permanent capital vehicle investing in Asian commercial real estate, until the Company's sale of its interest in Star Asia on February 20 2014. Mr. Cohen served as Chairman of Cohen Financial Group, Inc. since its inception in April 2007 until its liquidation in February 2012. Mr. Cohen served as a director of Muni Funding Company of America, LLC, a company investing in middle-market non-profit organizations until it merged with Tiptree Financial Partners, L.P. in June 2011. Since 2000 Mr. Cohen has been the Chairman of the board of directors of The Bancorp, Inc. (NASDAQ: TBBK), a holding company for The Bancorp Bank, which provides various commercial and retail banking products and services to small and mid-size businesses and their principals in the United States, and since January 2015 has served as Executive Chairman of The Bancorp Bank. Mr. Cohen is a member of the Academy of the University of Pennsylvania, a member of the Visiting Committees for the Humanities and a member of the Paris Center of the University of Chicago. Mr. Cohen is also a Trustee of the List College Board of the Jewish Theological Seminary, a member of the board of the Columbia Global Center in Paris, a Trustee of the Paideia Institute and a Trustee of the Arete Foundation.
- Jack J. DiMaio, Jr.
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Jack J. DiMaio, Jr.，2013年9月24日开始担任公司（Institutional Financial Markets, Inc.）的董事会主席。他是 Mead Park公司集团的创始人之一，并于2011年9月开始担任首席执行官。在 Mead Park创立之前，从2009年9月至2011年8月，他是摩根士丹利（Morgan Stanley）的利率、信贷和外汇交易的常务董事和全球主管。在该公司任职期间，他也是管理委员会的成员。在加入摩根士丹利之前，他曾是DiMaio Ahmad Capital LLC的创始人之一，这是一家专注于信贷市场的纽约资产管理公司；也曾于2005年2月至2009年8月期间担任该公司的首席执行官和管理合伙人。在加入DiMaio Ahmad Capital LLC之前，1989年，他加入瑞士信贷（Credit Suisse），在完成该公司的销售和交易项目之后，他加入了瑞士信贷的信贷研究小组。1999年，他加入瑞士信贷公司企业债券交易部门，并在1995年被任命为首席交易员，在1996年被任命为部门主管。1997年末，他被任命为瑞士信贷全球信贷交易主管。2000年，他负责瑞士信贷的全球信贷产品集群，并被任命为固定收益部门北美区的主管。从2004年3月至2005年2月，他是Credit Suisse Alternative Capital, Inc.的常务董事和多样化信贷对冲基金主管。他也曾是瑞士信贷资产管理公司（Credit Suisse Asset Management）的其他投资首席执行官，是瑞士信贷美国证券公司（Credit Suisse Securities USA, Inc. ）和瑞士信贷资产管理公司的执行董事成员。他持有纽约理工学院（New York Institute of Technology）的金融学士学位。
Jack J. DiMaio, Jr.,has served as the Vice Chairman of the Board of Directors since February 21, 2018, and, from September 24, 2013 until February 21, 2018, served as the Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC. Mr. DiMaio is the founder and Chief Executive Officer of the Mead Park group of companies and has served in this capacity since September 2011. Prior to founding Mead Park, Mr. DiMaio was a Managing Director and Global Head of Interest Rate, Credit and Currency Trading of Morgan Stanley, and served in this capacity from September 2009 to August 2011. In addition, Mr. DiMaio served as a member of Morgan Stanley's Management Committee during his tenure at the firm. Prior to joining Morgan Stanley, Mr. DiMaio co-founded DiMaio Ahmad Capital LLC, a New York-based asset manager specializing in credit markets, and served as its Chief Executive Officer and Managing Partner from February 2005 to August 2009. Before founding DiMaio Ahmad Capital LLC, Mr. DiMaio was a Managing Director and Head of the Diversified Credit Hedge Fund Group at Credit Suisse Alternative Capital, Inc. from March 2004 to February 2005. Prior to that time, Mr. DiMaio was the Chief Executive Officer of Alternative Investments at Credit Suisse Asset Management. In addition, Mr. DiMaio was an Executive Board Member of Credit Suisse Securities (USA), Inc. and of Credit Suisse Asset Management. Mr. DiMaio joined Credit Suisse in 1989, and, after completing its sales and trading program, he joined Credit Suisse's credit research group. In 1990, Mr. DiMaio joined the Credit Suisse corporate bond trading desk where he was appointed Head Trader in 1995 and the Department Head in 1996. At the end of 1997, Mr. DiMaio was appointed Head of Credit Suisse Global Credit Trading. In 2000, Mr. DiMaio was responsible for Credit Suisse's entire Global Credit Products Cluster and was named Head of Fixed Income Division North America. Mr. DiMaio holds a B.S. in Finance from New York Institute of Technology. - Jack J. DiMaio, Jr.，2013年9月24日开始担任公司（Institutional Financial Markets, Inc.）的董事会主席。他是 Mead Park公司集团的创始人之一，并于2011年9月开始担任首席执行官。在 Mead Park创立之前，从2009年9月至2011年8月，他是摩根士丹利（Morgan Stanley）的利率、信贷和外汇交易的常务董事和全球主管。在该公司任职期间，他也是管理委员会的成员。在加入摩根士丹利之前，他曾是DiMaio Ahmad Capital LLC的创始人之一，这是一家专注于信贷市场的纽约资产管理公司；也曾于2005年2月至2009年8月期间担任该公司的首席执行官和管理合伙人。在加入DiMaio Ahmad Capital LLC之前，1989年，他加入瑞士信贷（Credit Suisse），在完成该公司的销售和交易项目之后，他加入了瑞士信贷的信贷研究小组。1999年，他加入瑞士信贷公司企业债券交易部门，并在1995年被任命为首席交易员，在1996年被任命为部门主管。1997年末，他被任命为瑞士信贷全球信贷交易主管。2000年，他负责瑞士信贷的全球信贷产品集群，并被任命为固定收益部门北美区的主管。从2004年3月至2005年2月，他是Credit Suisse Alternative Capital, Inc.的常务董事和多样化信贷对冲基金主管。他也曾是瑞士信贷资产管理公司（Credit Suisse Asset Management）的其他投资首席执行官，是瑞士信贷美国证券公司（Credit Suisse Securities USA, Inc. ）和瑞士信贷资产管理公司的执行董事成员。他持有纽约理工学院（New York Institute of Technology）的金融学士学位。
- Jack J. DiMaio, Jr.,has served as the Vice Chairman of the Board of Directors since February 21, 2018, and, from September 24, 2013 until February 21, 2018, served as the Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC. Mr. DiMaio is the founder and Chief Executive Officer of the Mead Park group of companies and has served in this capacity since September 2011. Prior to founding Mead Park, Mr. DiMaio was a Managing Director and Global Head of Interest Rate, Credit and Currency Trading of Morgan Stanley, and served in this capacity from September 2009 to August 2011. In addition, Mr. DiMaio served as a member of Morgan Stanley's Management Committee during his tenure at the firm. Prior to joining Morgan Stanley, Mr. DiMaio co-founded DiMaio Ahmad Capital LLC, a New York-based asset manager specializing in credit markets, and served as its Chief Executive Officer and Managing Partner from February 2005 to August 2009. Before founding DiMaio Ahmad Capital LLC, Mr. DiMaio was a Managing Director and Head of the Diversified Credit Hedge Fund Group at Credit Suisse Alternative Capital, Inc. from March 2004 to February 2005. Prior to that time, Mr. DiMaio was the Chief Executive Officer of Alternative Investments at Credit Suisse Asset Management. In addition, Mr. DiMaio was an Executive Board Member of Credit Suisse Securities (USA), Inc. and of Credit Suisse Asset Management. Mr. DiMaio joined Credit Suisse in 1989, and, after completing its sales and trading program, he joined Credit Suisse's credit research group. In 1990, Mr. DiMaio joined the Credit Suisse corporate bond trading desk where he was appointed Head Trader in 1995 and the Department Head in 1996. At the end of 1997, Mr. DiMaio was appointed Head of Credit Suisse Global Credit Trading. In 2000, Mr. DiMaio was responsible for Credit Suisse's entire Global Credit Products Cluster and was named Head of Fixed Income Division North America. Mr. DiMaio holds a B.S. in Finance from New York Institute of Technology.
高管简历
中英对照 | 中文 | 英文- Joseph W. Pooler, Jr.
Joseph W. Pooler, Jr.自成立起担任首席财务官，自2025年11月起担任秘书。2025年5月至2026年2月担任Columbus Circle 1（NASDAQ：BRR）的首席财务官、秘书，2025年10月至今担任Columbus Circle 2（NASDAQ：CMII）的首席财务官。凭借30多年的企业融资经验，Pooler先生通过在上市公司担任高管职务的领导能力发展了深厚的专业知识。2020年7月至2021年2月，他担任INSU Acquisition Corp. II（“Insurance SPAC II”）的首席财务官和财务主管，该公司于2020年9月完成了2.3亿美元的首次公开募股。保险SPAC II因各种延期及其业务合并的完成而经历了总计8，372股公众股的赎回。2021年2月，Insurance SPAC II与数字保险平台和每英里支付汽车保险公司Metromile, Inc.（“Metromile”）合并，导致纳斯达克在TERM3的交易代码分别为“MILE”和“MILEW”。从2020年10月至2022年12月，Pooler先生还担任INSU Acquisition Corp. III的首席财务官，该公司是一家SPAC，于2020年12月完成了2.5亿美元的首次公开募股，随后被清算。在2020年12月至2023年3月期间，他还担任FTAC Parnassus Acquisition Corp.的首席财务官，该公司于2021年3月完成了2.5亿美元的首次公开募股，随后被清算。2020年12月至2023年8月，他还担任了FTAC Zeus Acquisition Corp.的首席财务官兼秘书，该公司于2021年11月完成了4.025亿美元的首次公开募股，随后清盘。2006年7月至2007年11月，Pooler先生担任科恩 & Company，LLC财务高级副总裁。此外，从2007年11月到2009年3月，Pooler先生担任Muni Funding Company of America，LLC的首席财务官，这是一家由科恩公司管理的投资于中间市场非营利组织的公司。在加入科恩 & Company，LLC之前，Pooler先生于1999年至2005年在Pegasus Communications Corporation（现称为The Pegasus Companies，Inc.（OTC：PEGX））担任关键管理职务，该公司在直播卫星电视和广播电视台领域开展业务。在Pegasus期间，Pooler先生曾担任多个职位，包括首席财务官、首席会计官、财务高级副总裁。从1993年到1999年，Pooler先生在MEDIQ，Incorporated担任多个管理职务，该公司为美国各地的医疗保健提供商提供重症监护医疗设备的租赁和销售，包括公司财务总监、运营总监和销售支持总监。
Joseph W. Pooler, Jr.,has served as Executive Vice President, Chief Financial Officer and Treasurer of the Company since December 16, 2009, as Cohen & Company, LLC's Chief Financial Officer since November 2007 and as its Chief Administrative Officer since May 2007. Mr. Pooler previously served as Chief Accounting Officer and Treasurer of the Insurance SPAC from March 2018 until the Insurance SPAC Merger in October 2020 and as Chief Financial Officer and Treasurer of the Insurance SPAC II from July 2020 until the Insurance SPAC II Merger in February 2021. From July 2006 to November 2007, Mr. Pooler also served as Senior Vice President of Finance of Cohen & Company, LLC. From November 2007 to March 2009, Mr. Pooler also served as Chief Financial Officer of Muni Funding Company of America, LLC, a Company managed company investing in middle-market non-profit organizations. Mr. Pooler has, since October 2025, served as Chief Financial Officer of Columbus Circle Capital Corp. II (NASDAQ: CMIIU), a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses (a "Business Combination"), and which, on February 12, 2026, completed its initial public offering. From May 2025 until the consummation of its Business Combination with ProCap BTC on December 5, 2025, Mr. Pooler served as Chief Financial Officer of Columbus Circle Capital Corp. I (NASDAQ: BRR), a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a Business Combination and which completed its initial public offering on May 19, 2025. Prior to joining Cohen & Company, LLC, from 1999 to 2005, Mr. Pooler held key management positions at Pegasus Communications Corporation (now known as The Pegasus Companies, Inc. (OTC: PEGX)), which operated in the direct broadcast satellite television and broadcast television station segments. While at Pegasus, Mr. Pooler held various positions including Chief Financial Officer, Principal Accounting Officer, and Senior Vice President of Finance. From 1993 to 1999, Mr. Pooler held various management positions with MEDIQ, Incorporated, including Corporate Controller, Director of Operations, and Director of Sales Support. Mr. Pooler holds a B.A. from Ursinus College, an M.B.A. from Drexel University, and was a Certified Public Accountant in the Commonwealth of Pennsylvania (license lapsed).- Joseph W. Pooler, Jr.自成立起担任首席财务官，自2025年11月起担任秘书。2025年5月至2026年2月担任Columbus Circle 1（NASDAQ：BRR）的首席财务官、秘书，2025年10月至今担任Columbus Circle 2（NASDAQ：CMII）的首席财务官。凭借30多年的企业融资经验，Pooler先生通过在上市公司担任高管职务的领导能力发展了深厚的专业知识。2020年7月至2021年2月，他担任INSU Acquisition Corp. II（“Insurance SPAC II”）的首席财务官和财务主管，该公司于2020年9月完成了2.3亿美元的首次公开募股。保险SPAC II因各种延期及其业务合并的完成而经历了总计8，372股公众股的赎回。2021年2月，Insurance SPAC II与数字保险平台和每英里支付汽车保险公司Metromile, Inc.（“Metromile”）合并，导致纳斯达克在TERM3的交易代码分别为“MILE”和“MILEW”。从2020年10月至2022年12月，Pooler先生还担任INSU Acquisition Corp. III的首席财务官，该公司是一家SPAC，于2020年12月完成了2.5亿美元的首次公开募股，随后被清算。在2020年12月至2023年3月期间，他还担任FTAC Parnassus Acquisition Corp.的首席财务官，该公司于2021年3月完成了2.5亿美元的首次公开募股，随后被清算。2020年12月至2023年8月，他还担任了FTAC Zeus Acquisition Corp.的首席财务官兼秘书，该公司于2021年11月完成了4.025亿美元的首次公开募股，随后清盘。2006年7月至2007年11月，Pooler先生担任科恩 & Company，LLC财务高级副总裁。此外，从2007年11月到2009年3月，Pooler先生担任Muni Funding Company of America，LLC的首席财务官，这是一家由科恩公司管理的投资于中间市场非营利组织的公司。在加入科恩 & Company，LLC之前，Pooler先生于1999年至2005年在Pegasus Communications Corporation（现称为The Pegasus Companies，Inc.（OTC：PEGX））担任关键管理职务，该公司在直播卫星电视和广播电视台领域开展业务。在Pegasus期间，Pooler先生曾担任多个职位，包括首席财务官、首席会计官、财务高级副总裁。从1993年到1999年，Pooler先生在MEDIQ，Incorporated担任多个管理职务，该公司为美国各地的医疗保健提供商提供重症监护医疗设备的租赁和销售，包括公司财务总监、运营总监和销售支持总监。
- Joseph W. Pooler, Jr.,has served as Executive Vice President, Chief Financial Officer and Treasurer of the Company since December 16, 2009, as Cohen & Company, LLC's Chief Financial Officer since November 2007 and as its Chief Administrative Officer since May 2007. Mr. Pooler previously served as Chief Accounting Officer and Treasurer of the Insurance SPAC from March 2018 until the Insurance SPAC Merger in October 2020 and as Chief Financial Officer and Treasurer of the Insurance SPAC II from July 2020 until the Insurance SPAC II Merger in February 2021. From July 2006 to November 2007, Mr. Pooler also served as Senior Vice President of Finance of Cohen & Company, LLC. From November 2007 to March 2009, Mr. Pooler also served as Chief Financial Officer of Muni Funding Company of America, LLC, a Company managed company investing in middle-market non-profit organizations. Mr. Pooler has, since October 2025, served as Chief Financial Officer of Columbus Circle Capital Corp. II (NASDAQ: CMIIU), a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses (a "Business Combination"), and which, on February 12, 2026, completed its initial public offering. From May 2025 until the consummation of its Business Combination with ProCap BTC on December 5, 2025, Mr. Pooler served as Chief Financial Officer of Columbus Circle Capital Corp. I (NASDAQ: BRR), a blank check company incorporated as a Cayman Islands exempted company and formed for the purpose of effecting a Business Combination and which completed its initial public offering on May 19, 2025. Prior to joining Cohen & Company, LLC, from 1999 to 2005, Mr. Pooler held key management positions at Pegasus Communications Corporation (now known as The Pegasus Companies, Inc. (OTC: PEGX)), which operated in the direct broadcast satellite television and broadcast television station segments. While at Pegasus, Mr. Pooler held various positions including Chief Financial Officer, Principal Accounting Officer, and Senior Vice President of Finance. From 1993 to 1999, Mr. Pooler held various management positions with MEDIQ, Incorporated, including Corporate Controller, Director of Operations, and Director of Sales Support. Mr. Pooler holds a B.A. from Ursinus College, an M.B.A. from Drexel University, and was a Certified Public Accountant in the Commonwealth of Pennsylvania (license lapsed).
- Daniel Gideon Cohen
Daniel Gideon Cohen，自1999年成立以来，就担任公司的董事长，担任公司的执行委员会董事会主席。 Cohen 先生是银行董事会副董事长，银行执行委员会主席。先前，从2000年9月到2003年11月，他是银行董事会董事长，从2000年7月到2000年9月，被任命为银行的首席执行官。从2013年9月开始，Cohen先生担任Cohen & Company Financial Limited的总裁，此前在Euro DeKania Management LTD担任总裁， 该公司是 Institutional Financial Markets, Inc. （NYSE： IFMI）的全资子公司， 再之前，他也是 Cohen & Company Inc.和Alesco Financial, Inc. （被 IFMI合并）的总裁，后者是专门从事信贷相关的固定收益投资公司。Cohen 先生从2013年9月开始，也担任 IFMI, LLC所有与之相关或与欧洲相关的企业的总裁兼首席执行官。从2009年12月到2013年9月， Cohen 先生担任 IFMI的首席执行官兼首席投资官，2006年10月以来，他担任董事会主席，从2006年10月到2006年12月，担任执行主席。他也是Princeridge LLC的董事长，该公司是一个代理经销商，是IFMI的子公司。此外，在其与Alesco Financial合并之前，Cohen先生从2001年担任Cohen Brothers LLC的管理者董事会主席，从2008年10月，担任首席投资官，从2009年12月担任首席执行官。从2006年12月开始，他之前担任RAIT首席执行官，RAIT在2009年2月与Taberna Realty Finance Trust合并，他就担任受托人，直到2010年2月他辞去那个职位。从公司在2005年3月建立到2006年12月被RAIT收购，Cohen先生是Taberna Realty Finance Trust受托人董事长。Cohen 先生目前是 Star Asia董事，该公司是在亚洲的一个商业房地产风险投资公司，他也是美国市政融资公司（ Muni Funding Company of America, LLC）的董事，该公司是一个投资于中间市场非营利组织。他也担任 Dekania Acquisition Corp. （AMEX： DEK），的董事会主席，该公司成立于2006年2月，专注于保险行业的企业收购、经营业务组合，他在那里一直工作到2006年12月，担任 Dekania Acquisition Corp董事长，一直到2009年2月该公司进行资产清算。从2000年到2006年9月，他还是 TRM Corporation （OTC： TRMM）的董事会成员，从2003年到2006年9月担任其董事长，该公司是一个消费者服务公司。
Daniel Gideon Cohen,has, since February 21 2018 served as the Chairman of the Board of Directors and of the Board of Managers of the Company's majority owned subsidiary, Cohen & Company, LLC, and has, since September 16 2013 served as the President and Chief Executive of the Company's European Business, and as President, a director and the Chief Investment Officer of the Company's indirect majority owned subsidiary, Cohen & Company Financial Limited formerly known as EuroDekania Management Limited, a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC from September 16 2013 to February 21 2018. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of the Company from December 16 2009 to September 16 2013 and as the Chairman of the Board of Directors from October 6 2006 to September 16 2013. Mr. Cohen served as the executive Chairman of the Company from October 18 2006 to December 16 2009. In addition, Mr. Cohen served as the Chairman of the Board of Managers of Cohen & Company, LLC from 2001 to September 16 2013 as the Chief Investment Officer of Cohen & Company, LLC from October 2008 to September 16 2013 and as Chief ExecutiveOfficer of Cohen & Company, LLC from December 16 2009 to September 16 2013. Mr. Cohen served as the Chairman and Chief Executive Officer of J.V.B. Financial Group, LLC (formerly C&Co/PrinceRidge Partners LLC), the Company's indirect broker dealer subsidiary ("JVB"), from July 19 2012 to September 16 2013. Mr. Cohen served as a director of Star Asia Finance, Limited ("Star Asia"), a permanent capital vehicle investing in Asian commercial real estate, until the Company's sale of its interest in Star Asia on February 20 2014. Mr. Cohen served as Chairman of Cohen Financial Group, Inc. since its inception in April 2007 until its liquidation in February 2012. Mr. Cohen served as a director of Muni Funding Company of America, LLC, a company investing in middle-market non-profit organizations until it merged with Tiptree Financial Partners, L.P. in June 2011. Since 2000 Mr. Cohen has been the Chairman of the board of directors of The Bancorp, Inc. (NASDAQ: TBBK), a holding company for The Bancorp Bank, which provides various commercial and retail banking products and services to small and mid-size businesses and their principals in the United States, and since January 2015 has served as Executive Chairman of The Bancorp Bank. Mr. Cohen is a member of the Academy of the University of Pennsylvania, a member of the Visiting Committees for the Humanities and a member of the Paris Center of the University of Chicago. Mr. Cohen is also a Trustee of the List College Board of the Jewish Theological Seminary, a member of the board of the Columbia Global Center in Paris, a Trustee of the Paideia Institute and a Trustee of the Arete Foundation.- Daniel Gideon Cohen，自1999年成立以来，就担任公司的董事长，担任公司的执行委员会董事会主席。 Cohen 先生是银行董事会副董事长，银行执行委员会主席。先前，从2000年9月到2003年11月，他是银行董事会董事长，从2000年7月到2000年9月，被任命为银行的首席执行官。从2013年9月开始，Cohen先生担任Cohen & Company Financial Limited的总裁，此前在Euro DeKania Management LTD担任总裁， 该公司是 Institutional Financial Markets, Inc. （NYSE： IFMI）的全资子公司， 再之前，他也是 Cohen & Company Inc.和Alesco Financial, Inc. （被 IFMI合并）的总裁，后者是专门从事信贷相关的固定收益投资公司。Cohen 先生从2013年9月开始，也担任 IFMI, LLC所有与之相关或与欧洲相关的企业的总裁兼首席执行官。从2009年12月到2013年9月， Cohen 先生担任 IFMI的首席执行官兼首席投资官，2006年10月以来，他担任董事会主席，从2006年10月到2006年12月，担任执行主席。他也是Princeridge LLC的董事长，该公司是一个代理经销商，是IFMI的子公司。此外，在其与Alesco Financial合并之前，Cohen先生从2001年担任Cohen Brothers LLC的管理者董事会主席，从2008年10月，担任首席投资官，从2009年12月担任首席执行官。从2006年12月开始，他之前担任RAIT首席执行官，RAIT在2009年2月与Taberna Realty Finance Trust合并，他就担任受托人，直到2010年2月他辞去那个职位。从公司在2005年3月建立到2006年12月被RAIT收购，Cohen先生是Taberna Realty Finance Trust受托人董事长。Cohen 先生目前是 Star Asia董事，该公司是在亚洲的一个商业房地产风险投资公司，他也是美国市政融资公司（ Muni Funding Company of America, LLC）的董事，该公司是一个投资于中间市场非营利组织。他也担任 Dekania Acquisition Corp. （AMEX： DEK），的董事会主席，该公司成立于2006年2月，专注于保险行业的企业收购、经营业务组合，他在那里一直工作到2006年12月，担任 Dekania Acquisition Corp董事长，一直到2009年2月该公司进行资产清算。从2000年到2006年9月，他还是 TRM Corporation （OTC： TRMM）的董事会成员，从2003年到2006年9月担任其董事长，该公司是一个消费者服务公司。
- Daniel Gideon Cohen,has, since February 21 2018 served as the Chairman of the Board of Directors and of the Board of Managers of the Company's majority owned subsidiary, Cohen & Company, LLC, and has, since September 16 2013 served as the President and Chief Executive of the Company's European Business, and as President, a director and the Chief Investment Officer of the Company's indirect majority owned subsidiary, Cohen & Company Financial Limited formerly known as EuroDekania Management Limited, a Financial Conduct Authority regulated investment advisor and broker dealer focusing on the European capital markets ("CCFL"). Mr. Cohen served as Vice Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC from September 16 2013 to February 21 2018. Mr. Cohen served as the Chief Executive Officer and Chief Investment Officer of the Company from December 16 2009 to September 16 2013 and as the Chairman of the Board of Directors from October 6 2006 to September 16 2013. Mr. Cohen served as the executive Chairman of the Company from October 18 2006 to December 16 2009. In addition, Mr. Cohen served as the Chairman of the Board of Managers of Cohen & Company, LLC from 2001 to September 16 2013 as the Chief Investment Officer of Cohen & Company, LLC from October 2008 to September 16 2013 and as Chief ExecutiveOfficer of Cohen & Company, LLC from December 16 2009 to September 16 2013. Mr. Cohen served as the Chairman and Chief Executive Officer of J.V.B. Financial Group, LLC (formerly C&Co/PrinceRidge Partners LLC), the Company's indirect broker dealer subsidiary ("JVB"), from July 19 2012 to September 16 2013. Mr. Cohen served as a director of Star Asia Finance, Limited ("Star Asia"), a permanent capital vehicle investing in Asian commercial real estate, until the Company's sale of its interest in Star Asia on February 20 2014. Mr. Cohen served as Chairman of Cohen Financial Group, Inc. since its inception in April 2007 until its liquidation in February 2012. Mr. Cohen served as a director of Muni Funding Company of America, LLC, a company investing in middle-market non-profit organizations until it merged with Tiptree Financial Partners, L.P. in June 2011. Since 2000 Mr. Cohen has been the Chairman of the board of directors of The Bancorp, Inc. (NASDAQ: TBBK), a holding company for The Bancorp Bank, which provides various commercial and retail banking products and services to small and mid-size businesses and their principals in the United States, and since January 2015 has served as Executive Chairman of The Bancorp Bank. Mr. Cohen is a member of the Academy of the University of Pennsylvania, a member of the Visiting Committees for the Humanities and a member of the Paris Center of the University of Chicago. Mr. Cohen is also a Trustee of the List College Board of the Jewish Theological Seminary, a member of the board of the Columbia Global Center in Paris, a Trustee of the Paideia Institute and a Trustee of the Arete Foundation.
- Lester R. Brafman
Lester R. Brafman，2013年9月16日开始担任公司（Institutional Financial Markets, Inc.）和IFMI, LLC的首席执行官。2013年6月3日至2013年9月16日，他担任公司和IFMI, LLC 的总裁。在加入本公司和IFMI, LLC 之前，从2001年7月至2012年8月，他担任高盛（Goldman Sachs & Co.）的常务董事。在高盛任职期间，他担任各种职务，包括杠杆融资销售、全球信贷和抵押贷款交易的首席运营官，以及在高收益和不良交易方面的职务。在加入高盛之前，从1994年7月至2000年10月，他担任瑞士信贷第一波士顿（Credit Suisse First Boston）的常务董事，在那里，他还担任高收益交易主管和新兴市场和主权主管。在加入瑞士信贷之前，从1992年3月至1994年7月，他在Wasserstein Perella & Co.工作；从1988年9月至1992年3月，他在雷曼兄弟控股公司（Lehman Brothers Holdings Inc. ）工作。他持有哥伦比亚大学（Columbia University）的学士学位，Dartmouth College的Amos Tuck 工商管理学院的工商管理硕士学位。
Lester R. Brafman,has served as the Chief Executive Officer of the Company and of Cohen & Company, LLC since September 16, 2013. Mr. Brafman also serves as Chairman of the Board of Directors of French subsidiary, Cohen & Company Financial (Europe) S.A., an investment services provider authorized and regulated by the French Prudential Supervision and Resolution Authority, and has served in such capacity since July 2021. Mr. Brafman served as the President of the Company and of Cohen & Company, LLC from June 3, 2013 until September 16, 2013. Prior to joining the Company and Cohen & Company, LLC, Mr. Brafman served as a Managing Director at Goldman Sachs & Co. from July 2001 until August 2012. During his tenure at Goldman Sachs, Mr. Brafman held various positions including: Leveraged Finance Sales; Chief Operating Officer of Global Credit and Mortgage Trading; and Head of High Yield and Distressed Trading. Prior to joining Goldman Sachs, Mr. Brafman served as a Managing Director at Credit Suisse First Boston from July 1994 until October 2000 where, over the course of his employment, he served as Head of High Yield Trading and as Head of Emerging Market and Sovereign Trading. Prior to joining Credit Suisse, Mr. Brafman worked at Wasserstein Perella & Co. from March 1992 until July 1994, and at Lehman Brothers Holdings Inc. from September 1988 until March 1992. Mr. Brafman received a B.A. from Columbia University and an M.B.A. from the Amos Tuck School of Business Administration, Dartmouth College.- Lester R. Brafman，2013年9月16日开始担任公司（Institutional Financial Markets, Inc.）和IFMI, LLC的首席执行官。2013年6月3日至2013年9月16日，他担任公司和IFMI, LLC 的总裁。在加入本公司和IFMI, LLC 之前，从2001年7月至2012年8月，他担任高盛（Goldman Sachs & Co.）的常务董事。在高盛任职期间，他担任各种职务，包括杠杆融资销售、全球信贷和抵押贷款交易的首席运营官，以及在高收益和不良交易方面的职务。在加入高盛之前，从1994年7月至2000年10月，他担任瑞士信贷第一波士顿（Credit Suisse First Boston）的常务董事，在那里，他还担任高收益交易主管和新兴市场和主权主管。在加入瑞士信贷之前，从1992年3月至1994年7月，他在Wasserstein Perella & Co.工作；从1988年9月至1992年3月，他在雷曼兄弟控股公司（Lehman Brothers Holdings Inc. ）工作。他持有哥伦比亚大学（Columbia University）的学士学位，Dartmouth College的Amos Tuck 工商管理学院的工商管理硕士学位。
- Lester R. Brafman,has served as the Chief Executive Officer of the Company and of Cohen & Company, LLC since September 16, 2013. Mr. Brafman also serves as Chairman of the Board of Directors of French subsidiary, Cohen & Company Financial (Europe) S.A., an investment services provider authorized and regulated by the French Prudential Supervision and Resolution Authority, and has served in such capacity since July 2021. Mr. Brafman served as the President of the Company and of Cohen & Company, LLC from June 3, 2013 until September 16, 2013. Prior to joining the Company and Cohen & Company, LLC, Mr. Brafman served as a Managing Director at Goldman Sachs & Co. from July 2001 until August 2012. During his tenure at Goldman Sachs, Mr. Brafman held various positions including: Leveraged Finance Sales; Chief Operating Officer of Global Credit and Mortgage Trading; and Head of High Yield and Distressed Trading. Prior to joining Goldman Sachs, Mr. Brafman served as a Managing Director at Credit Suisse First Boston from July 1994 until October 2000 where, over the course of his employment, he served as Head of High Yield Trading and as Head of Emerging Market and Sovereign Trading. Prior to joining Credit Suisse, Mr. Brafman worked at Wasserstein Perella & Co. from March 1992 until July 1994, and at Lehman Brothers Holdings Inc. from September 1988 until March 1992. Mr. Brafman received a B.A. from Columbia University and an M.B.A. from the Amos Tuck School of Business Administration, Dartmouth College.