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股本结构

单位:万股
公告日期 2023-02-28 2023-02-28 2022-10-28 2022-10-11 2022-08-03 2022-08-03
证券总股本 2824.23 2823.43 2801.43 2801.43 2765.18 2780.18
普通股本 2824.23 2823.43 2801.43 2801.43 2765.18 2780.18
优先股 未披露 12.08 12.08 未披露 未披露 12.08
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2023-02-27 2022-12-31 2022-09-30 2022-09-29 2022-08-02 2022-06-30
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2023-02-28 2824.23 未披露 定期报告 2023-02-27
2023-02-28 2823.43 12.08
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From December 31, 2021 to December 31, 2022 Restricted stock awards issued Common stock issuance for partial settlement of contingent liability from prior acquisition Purchase of treasury stock, at cost
2022-12-31
2022-10-28 2801.43 12.08 定期报告 2022-09-30
2022-10-11 2801.43 未披露 定期报告 2022-09-29
2022-08-03 2765.18 未披露 定期报告 2022-08-02
2022-08-03 2780.18 12.08
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From March 31, 2022 to June 30, 2022 Restricted stock awards issued Purchase of treasury stock, at cost
2022-06-30
2022-05-27 2777.26 未披露 定期报告 2022-05-16
2022-05-02 2749.42 未披露 定期报告 2022-04-29
2022-05-02 2761.49 12.08
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From December 31, 2021 to March 31, 2022 Restricted stock awards issued Common stock issuance for partial settlement of contingent liability from prior acquisition Purchase of treasury stock, at cost
2022-03-31
2022-03-01 2745.85 未披露 定期报告 2022-02-28
2022-03-01 2777.90 12.08
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From December 31, 2020 to December 31, 2021 Restricted stock awards issued Common stock issuance for purchase of investment Common stock issuance upon acquisitions Purchase of treasury stock, at cost Share settlement of convertible notes Reclassification of Series A Convertible Preferred Stock
2021-12-31
2021-10-29 2728.71 未披露 定期报告 2021-10-28
2021-10-29 2773.47 12.08
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From June 30, 2021 to September 30, 2021 Restricted stock awards issued Purchase of treasury stock, at cost
2021-09-30
2021-07-30 2901.57 未披露 定期报告 2021-07-29
2021-07-30 2899.58 12.08
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From March 31, 2021 to June 30, 2021 Restricted stock awards issued Purchase of treasury stock, at cost Share settlement of convertible notes
2021-06-30
2021-05-21 2686.74 未披露 定期报告 2021-05-14
2021-04-30 2686.70 未披露 定期报告 2021-04-29
2021-04-29 2690.00 未披露 定期报告 2021-03-31
2021-03-03 2667.31 未披露 定期报告 2021-03-02
2021-03-03 2684.56 12.08
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From December 31,2019 to December 31,2020 Common stock issuance related to acquisition Restricted stock awards issued Purchase of treasury stock,at cost
2020-12-31
2020-10-29 2656.86 未披露 定期报告 2020-10-28
2020-10-29 2656.93 12.08
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From June 30, 2020 to September 30, 2020 Restricted stock awards issued Purchase of treasury stock,at cost
2020-09-30
2020-07-30 2767.36 未披露 定期报告 2020-07-29
2020-07-30 2764.16 12.08
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From March 31, 2020 to June 30, 2020 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
2020-06-30
2020-04-29 2768.81 未披露 定期报告 2020-04-28
2020-04-30 2762.81 12.08
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From December 31, 2019 to March 31, 2020 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance related to acquisition
2020-03-31
2020-03-04 2865.61 未披露 定期报告 2020-03-03
2020-03-04 2861.04 12.08
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from December 31, 2018 to December 31, 2019 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
2019-12-31
2019-11-12 2901.44 未披露 定期报告 2019-11-11
2019-11-12 2901.31 12.08
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from June 30, 2019 to September 30, 2019 Restricted stock awards issued Purchase of treasury stock, at cost
2019-09-30
2019-08-01 2951.67 未披露 定期报告 2019-07-31
2019-08-01 2948.03 12.08
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from March 31, 2019 to June 30, 2019 Restricted stock awards issued Purchase of treasury stock, at cost
2019-06-30
2019-04-30 2958.63 未披露 定期报告 2019-04-29
2019-05-02 2958.07 12.08
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from December 31, 2018 to March 31, 2019 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
2019-03-31
2019-03-07 2947.20 未披露 定期报告 2019-03-05
2019-03-07 2843.79 12.08
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from December 31, 2017 to December 31, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
2018-12-31
2018-10-31 2914.07 未披露 定期报告 2018-10-30
2018-10-31 2914.25 12.08
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From December 31, 2017 to September 30, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
2018-09-30
2018-08-01 2960.95 12.08
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From December 31, 2017 to June 30, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
2018-06-30
2018-05-25 2949.65 未披露 定期报告 2018-05-10
2018-04-30 2951.73 未披露 定期报告 2018-04-27
2018-04-30 2951.72 12.08
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from December 31, 2017 to March 31, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
2018-03-31
2018-03-23 2945.74 未披露 定期报告 2018-03-21
2018-03-06 2898.51 未披露 定期报告 2018-03-05
2018-03-06 2963.20 12.08
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from December 31, 2016 to December 31, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
2017-12-31
2017-10-30 3108.77 未披露 定期报告 2017-10-27
2017-10-30 3108.75 12.08
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From December 31, 2016 To September 30, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
2017-09-30
2017-08-07 3107.41 12.08
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From December 31, 2016 to June 30, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
2017-06-30
2017-05-01 2733.27 未披露 定期报告 2017-04-25
2017-05-01 2731.25 12.08
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from December 31, 2016 to March 23, 2017 Restricted stock awards issued Purchase of treasury stock, at cost
2017-03-23
2017-03-23 2731.25 未披露 定期报告 2017-03-22
2017-02-27 2675.08 未披露 定期报告 2017-02-24
2017-02-27 2673.13 12.08
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from December 31, 2015 to December 31, 2016 Restricted stock awards issued Purchase of treasury stock, at cost On December 5, 2016, the Company effected a one-for-four reverse stock split of our common stock.
2016-12-31
2016-11-09 2682.86 未披露
更多>>
On November 9, 2016, Cowen Group, Inc. today announced that its Board of Directors has approved a reverse stock split of the Company’s outstanding shares of common stock at a ratio of one-for-four. Trading in Cowen’s common stock on a split adjusted basis is expected to begin at the market open on December 5, 2016.
2016-12-05
2016-10-31 10731.42 未披露 定期报告 2016-10-28
2016-10-31 10731.42 12.08
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From December 31, 2015 to September 30, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
2016-09-30
2016-08-01 10720.96 未披露 定期报告 2016-07-29
2016-08-01 10720.66 12.08
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from December 31, 2015 to June 30, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
2016-06-30
2016-05-02 10620.68 未披露 定期报告 2016-04-29
2016-04-29 10618.82 未披露 定期报告 2016-04-26
2016-05-02 10607.82 12.08
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from December 31, 2015 to March 31, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
2016-03-31
2016-03-23 10706.30 未披露 定期报告 2016-03-22
2016-02-29 10564.55 未披露 定期报告 2016-02-26
2016-02-29 10560.47 12.08
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from December 31, 2014 to December 31, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition Stock options exercised Preferred stock issuance, net of issuance costs
2015-12-31
2015-11-02 10709.98 未披露 定期报告 2015-10-30
2015-11-02 10709.81 12.08
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from December 31, 2014 to September 30, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition Stock options exercised Preferred stock issuance, net of issuance costs
2015-09-30
2015-08-03 10999.85 未披露 定期报告 2015-07-31
2015-08-03 10999.33 12.08
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from December 31, 2014 to June 30, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Stock options exercised Preferred stock issuance, net of issuance costs
2015-06-30
2015-05-04 11140.26 未披露 定期报告 2015-05-01
2015-04-30 11131.39 未披露 定期报告 2015-04-17
2015-05-04 11116.89 未披露
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from December 31, 2014 to March 31, 2015 Restricted stock awards issued Purchase of treasury stock, at cost
2015-03-31
2015-03-30 11116.88 未披露 定期报告 2015-03-27
2015-02-26 11173.58 未披露 定期报告 2015-02-25
2015-02-26 11169.12 未披露
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from December 31, 2013 to December 31, 2014 Restricted stock awards issued Purchase of treasury stock, at cost Stock options exercised
2014-12-31
2014-11-06 11363.52 未披露 定期报告 2014-11-05
2014-11-06 11363.48 未披露
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From December 31, 2013 to September 30, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
2014-09-30
2014-08-07 11501.01 未披露 定期报告 2014-08-06
2014-08-07 11496.68 未披露
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From December 31, 2013 to June 30, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
2014-06-30
2014-05-08 11538.71 未披露 定期报告 2014-05-06
2014-04-30 11538.35 未披露 定期报告 2014-04-17
2014-05-08 11535.25 未披露
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From December 31, 2013 to March 31, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
2014-03-31
2014-03-03 11504.20 未披露 定期报告 2014-02-28
2014-03-03 11502.66 未披露
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from December 31, 2012 to December 31, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost Treasury stock re-issuance
2013-12-31
2013-11-07 11784.90 未披露 定期报告 2013-11-06
2013-11-07 11741.15 未披露
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from December 31, 2012 to September 30, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost Treasury stock re-issuance
2013-09-30
2013-08-07 11822.51 未披露 定期报告 2013-08-05
2013-08-07 11786.11 未披露
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from December 31, 2012 to June 30, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost
2013-06-30
2013-05-08 11605.83 未披露 定期报告 2013-05-06
2013-04-30 11605.66 未披露 定期报告 2013-04-22
2013-05-08 11565.18 未披露
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From December 31, 2012 to March 31, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost
2013-03-31
2013-03-07 11251.26 未披露 定期报告 2013-03-06
2013-03-07 11244.79 未披露
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from December 31, 2011 to December 31, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
2012-12-31
2012-11-08 11350.82 未披露 定期报告 2012-11-07
2012-11-08 11396.29 未披露
更多>>
from December 31, 2011 to September 30, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
2012-09-30
2012-08-07 11431.34 未披露 定期报告 2012-08-06
2012-08-07 11420.83 未披露
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From December 31, 2011 to June 30, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
2012-06-30
2012-05-08 11405.86 未披露 定期报告 2012-05-07
2012-05-08 11397.65 未披露
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from December 31, 2011 to March 31, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
2012-03-31
2012-03-09 11440.00 未披露 定期报告 2012-03-08
2012-03-09 11404.76 未披露
更多>>
from Dec 31,2010 to Dec 31,2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock, at cost
2011-12-31
2011-11-08 11558.15 未披露 定期报告 2011-11-04
2011-11-08 11508.64 未披露
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from December 31, 2010 to September 30, 2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock,at cost
2011-09-30
2011-08-09 11629.14 未披露 定期报告 2011-08-08
2011-08-09 11624.68 未披露
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from December 31, 2010 to June 30, 2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock
2011-06-30
2011-05-10 7566.83 未披露 定期报告 2011-05-09
2011-05-10 7561.64 未披露
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From Dec 31 2010 to Mar 31 2011 Restricted stock awards issued
2011-03-31
2011-03-14 7588.27 未披露 定期报告 2011-03-10
2011-03-14 7549.02 未披露
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From Dec 31 2009 to Dec 31 2010 Restricted stock awards issued
2010-12-31
2010-11-12 7544.92 未披露 定期报告 2010-11-11
2010-11-12 7542.39 未披露
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From Dec 31 2009 to Sep 30 2010 Restricted stock awards issued
2010-09-30
2010-08-13 7503.05 未披露 定期报告 2010-08-12
2010-08-13 7496.56 未披露
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From Dec 31 2009 to Jun 30 2010 Restricted stock awards issued
2010-06-30
2010-05-14 7465.65 未披露 定期报告 2010-05-12
2010-03-25 7474.32 未披露
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from December 31, 2008 to December 31, 2009 Acquisition of non-controlling interest Common Stock issuance upon close of the Transactions Restricted stock awards issued Issuance of Common Stock on share offering
2009-12-31
2009-11-25 5639.74 未披露 定期报告 2009-11-23
2009-08-06 1512.40 未披露 定期报告 2009-08-06
2009-08-06 1512.42 未披露 定期报告 2009-06-30
2009-05-08 1509.21 未披露 定期报告 2009-05-06
2009-03-06 1517.14 未披露 定期报告 2009-03-04
2009-03-06 1420.14 未披露
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Stock repurchases Stock issuance (includes 1,591,314 of restricted shares) Forfeitures of restricted stock awards
2008-12-31
2008-11-04 1423.83 未披露 定期报告 2008-11-03
2008-11-04 1434.94 未披露 定期报告 2008-09-30
2008-08-06 1435.27 未披露 定期报告 2008-08-05
2008-08-06 1436.72 未披露 定期报告 2008-06-30
From December 31, 2021 to December 31, 2022 Restricted stock awards issued Common stock issuance for partial settlement of contingent liability from prior acquisition Purchase of treasury stock, at cost
From March 31, 2022 to June 30, 2022 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2021 to March 31, 2022 Restricted stock awards issued Common stock issuance for partial settlement of contingent liability from prior acquisition Purchase of treasury stock, at cost
From December 31, 2020 to December 31, 2021 Restricted stock awards issued Common stock issuance for purchase of investment Common stock issuance upon acquisitions Purchase of treasury stock, at cost Share settlement of convertible notes Reclassification of Series A Convertible Preferred Stock
From June 30, 2021 to September 30, 2021 Restricted stock awards issued Purchase of treasury stock, at cost
From March 31, 2021 to June 30, 2021 Restricted stock awards issued Purchase of treasury stock, at cost Share settlement of convertible notes
From December 31,2019 to December 31,2020 Common stock issuance related to acquisition Restricted stock awards issued Purchase of treasury stock,at cost
From June 30, 2020 to September 30, 2020 Restricted stock awards issued Purchase of treasury stock,at cost
From March 31, 2020 to June 30, 2020 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
From December 31, 2019 to March 31, 2020 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance related to acquisition
from December 31, 2018 to December 31, 2019 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
from June 30, 2019 to September 30, 2019 Restricted stock awards issued Purchase of treasury stock, at cost
from March 31, 2019 to June 30, 2019 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2018 to March 31, 2019 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition
from December 31, 2017 to December 31, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2017 to September 30, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2017 to June 30, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2017 to March 31, 2018 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2016 to December 31, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2016 To September 30, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2016 to June 30, 2017 Common stock issuance upon acquisition Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2016 to March 23, 2017 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2015 to December 31, 2016 Restricted stock awards issued Purchase of treasury stock, at cost On December 5, 2016, the Company effected a one-for-four reverse stock split of our common stock.
On November 9, 2016, Cowen Group, Inc. today announced that its Board of Directors has approved a reverse stock split of the Company’s outstanding shares of common stock at a ratio of one-for-four. Trading in Cowen’s common stock on a split adjusted basis is expected to begin at the market open on December 5, 2016.
From December 31, 2015 to September 30, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2015 to June 30, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2015 to March 31, 2016 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2014 to December 31, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition Stock options exercised Preferred stock issuance, net of issuance costs
from December 31, 2014 to September 30, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Common stock issuance upon acquisition Stock options exercised Preferred stock issuance, net of issuance costs
from December 31, 2014 to June 30, 2015 Restricted stock awards issued Purchase of treasury stock, at cost Stock options exercised Preferred stock issuance, net of issuance costs
from December 31, 2014 to March 31, 2015 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2013 to December 31, 2014 Restricted stock awards issued Purchase of treasury stock, at cost Stock options exercised
From December 31, 2013 to September 30, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2013 to June 30, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2013 to March 31, 2014 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2012 to December 31, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost Treasury stock re-issuance
from December 31, 2012 to September 30, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost Treasury stock re-issuance
from December 31, 2012 to June 30, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost
From December 31, 2012 to March 31, 2013 Restricted stock awards issued Common stock issued upon acquisition Purchase of treasury stock, at cost
from December 31, 2011 to December 31, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2011 to September 30, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
From December 31, 2011 to June 30, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
from December 31, 2011 to March 31, 2012 Restricted stock awards issued Purchase of treasury stock, at cost
from Dec 31,2010 to Dec 31,2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock, at cost
from December 31, 2010 to September 30, 2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock,at cost
from December 31, 2010 to June 30, 2011 Restricted stock awards issued Common stock issuance upon acquisition Purchase of treasury stock
From Dec 31 2010 to Mar 31 2011 Restricted stock awards issued
From Dec 31 2009 to Dec 31 2010 Restricted stock awards issued
From Dec 31 2009 to Sep 30 2010 Restricted stock awards issued
From Dec 31 2009 to Jun 30 2010 Restricted stock awards issued
from December 31, 2008 to December 31, 2009 Acquisition of non-controlling interest Common Stock issuance upon close of the Transactions Restricted stock awards issued Issuance of Common Stock on share offering
Stock repurchases Stock issuance (includes 1,591,314 of restricted shares) Forfeitures of restricted stock awards