股本结构
单位：万股
| 公告日期 | 2017-10-24 | 2017-01-20 | 2016-06-17 | 2016-03-10 | 2016-01-13 | 2015-12-14 |
|---|---|---|---|---|---|---|
| 证券总股本 | 301.47 | 122.55 | 122.55 | 2450.94 | 2450.94 | 2418.25 |
| 普通股本 | 301.47 | 122.55 | 122.55 | 2450.94 | 2450.94 | 2418.25 |
| 优先股 | 未披露 | 259.13 | 未披露 | 259.13 | 未披露 | 279.13 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2017-10-03 | 2016-07-31 | 2016-06-20 | 2016-01-31 | 2016-01-13 | 2015-10-31 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2017-10-24 | 301.47 | 未披露 | 定期报告 | 2017-10-03 |
| 2017-01-20 | 122.55 | 259.13 |
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from October 31, 2015 to July 31, 2016
Preferred shares converted to common
Common stock dividends issued to preferred shareholders
On June 17, 2016, Crossroads Systems, Inc. (the “Company”) filed a certificate of amendment (the “Amendment”) to the Company’s Sixth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Delaware Secretary of State to effect a one-for-twenty reverse stock split (the “Reverse Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common Stock”), effective at 12:01 a.m. Central Daylight Time on June 20, 2016 (the “Effective Time”).
|
2016-07-31 |
| 2016-06-17 | 122.55 | 未披露 |
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On June 17, 2016, Crossroads Systems, Inc. (the “Company”) filed a certificate of amendment (the “Amendment”) to the Company’s Sixth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Delaware Secretary of State to effect a one-for-twenty reverse stock split (the “Reverse Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common Stock”), effective at 12:01 a.m. Central Daylight Time on June 20, 2016 (the “Effective Time”).
|
2016-06-20 |
| 2016-03-10 | 2450.94 | 259.13 | 定期报告 | 2016-01-31 |
| 2016-01-13 | 2450.94 | 未披露 | 定期报告 | 2016-01-13 |
| 2015-12-14 | 2418.25 | 279.13 | 定期报告 | 2015-10-31 |
| 2015-09-14 | 2347.16 | 未披露 | 定期报告 | 2015-09-14 |
| 2015-09-02 | 2341.90 | 304.13 | 定期报告 | 2015-07-31 |
| 2015-06-04 | 1939.83 | 304.13 | 定期报告 | 2015-04-30 |
| 2015-03-20 | 1917.57 | 325.55 | 定期报告 | 2015-03-13 |
| 2015-03-11 | 1920.78 | 未披露 | 定期报告 | 2015-03-11 |
| 2015-03-06 | 1915.14 | 327.97 | 定期报告 | 2015-01-31 |
| 2015-01-14 | 1603.30 | 未披露 | 定期报告 | 2015-01-09 |
| 2015-01-14 | 1583.18 | 331.82 |
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from October 31, 2013 to October 31, 2014
Transfer from temporary equity
Stock options exercised
Stock-based compensation
Warrants exercised
Preferred shares converted to common
Common stock dividends issued to preferred shareholders
Private Placement
|
2014-10-31 |
| 2014-09-10 | 1542.87 | 未披露 | 定期报告 | 2014-09-10 |
| 2014-09-19 | 1542.75 | 未披露 | 定期报告 | 2014-08-31 |
| 2014-09-10 | 1533.41 | 374.74 |
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from October 31, 2013 to July 31, 2014
Transfer preferred stock from temporary equity
Exercise of options and warants
Private placement
|
2014-07-31 |
| 2014-06-09 | 1504.50 | 378.37 |
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from October 31, 2013 to April 30, 2014
Transfer preferred stock from temporary equity
Stock based compensation, options and warants
Sale of common stock
|
2014-04-30 |
| 2014-05-29 | 1487.75 | 378.37 | 定期报告 | 2014-04-04 |
| 2014-03-07 | 1288.30 | 378.37 | 定期报告 | 2014-01-31 |
| 2014-01-23 | 1286.74 | 未披露 | 定期报告 | 2014-01-21 |
| 2014-01-23 | 1194.99 | 423.12 |
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from October 31, 2012 to October 31, 2013
Issuance of common stock
Stock options exercised
Stock-based compensation
Common stock dividends issued to preferred shareholders
|
2013-10-31 |
| 2013-09-13 | 1194.29 | 未披露 | 定期报告 | 2013-09-10 |
| 2013-09-12 | 1194.26 | 423.12 | 定期报告 | 2013-07-31 |
| 2013-07-08 | 1186.42 | 423.12 | 定期报告 | 2013-06-14 |
| 2013-05-10 | 1184.97 | 423.12 | 定期报告 | 2013-05-08 |
| 2013-06-07 | 1184.60 | 423.12 | 定期报告 | 2013-04-30 |
| 2013-04-15 | 1183.69 | 未披露 | 定期报告 | 2013-03-22 |
| 2013-01-25 | 1182.75 | 未披露 | 定期报告 | 2013-01-23 |
| 2013-01-25 | 1167.99 | 未披露 |
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from October 31, 2011 to October 31, 2012
Issuance of common stock
Stock options exercised
Stock warrants exercised
Stock-based compensation
|
2012-10-31 |
| 2012-09-14 | 1167.21 | 未披露 | 定期报告 | 2012-09-14 |
| 2012-08-29 | 1165.78 | 未披露 | 定期报告 | 2012-07-31 |
| 2012-06-14 | 1107.37 | 未披露 | 定期报告 | 2012-06-14 |
| 2012-05-31 | 1106.83 | 未披露 | 定期报告 | 2012-04-30 |
| 2012-03-14 | 1104.70 | 未披露 | 定期报告 | 2012-03-13 |
| 2012-03-02 | 1101.95 | 未披露 | 定期报告 | 2012-01-31 |
| 2012-01-27 | 1101.17 | 未披露 | 定期报告 | 2012-01-25 |
| 2012-01-27 | 1092.35 | 未披露 |
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from Oct 31,2010 to Oct 31,2011
Issuance of common stock
Stock-based compensation
|
2011-10-31 |
| 2011-10-14 | 1092.29 | 未披露 | 定期报告 | 2011-10-14 |
| 2011-10-14 | 1090.09 | 未披露 | 定期报告 | 2011-07-31 |
from October 31, 2015 to July 31, 2016
Preferred shares converted to common
Common stock dividends issued to preferred shareholders
On June 17, 2016, Crossroads Systems, Inc. (the “Company”) filed a certificate of amendment (the “Amendment”) to the Company’s Sixth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Delaware Secretary of State to effect a one-for-twenty reverse stock split (the “Reverse Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common Stock”), effective at 12:01 a.m. Central Daylight Time on June 20, 2016 (the “Effective Time”).
On June 17, 2016, Crossroads Systems, Inc. (the “Company”) filed a certificate of amendment (the “Amendment”) to the Company’s Sixth Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) with the Delaware Secretary of State to effect a one-for-twenty reverse stock split (the “Reverse Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share (the “Common Stock”), effective at 12:01 a.m. Central Daylight Time on June 20, 2016 (the “Effective Time”).
from October 31, 2013 to October 31, 2014
Transfer from temporary equity
Stock options exercised
Stock-based compensation
Warrants exercised
Preferred shares converted to common
Common stock dividends issued to preferred shareholders
Private Placement
from October 31, 2013 to July 31, 2014
Transfer preferred stock from temporary equity
Exercise of options and warants
Private placement
from October 31, 2013 to April 30, 2014
Transfer preferred stock from temporary equity
Stock based compensation, options and warants
Sale of common stock
from October 31, 2012 to October 31, 2013
Issuance of common stock
Stock options exercised
Stock-based compensation
Common stock dividends issued to preferred shareholders
from October 31, 2011 to October 31, 2012
Issuance of common stock
Stock options exercised
Stock warrants exercised
Stock-based compensation
from Oct 31,2010 to Oct 31,2011
Issuance of common stock
Stock-based compensation