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股本结构

单位:万股
公告日期 2024-03-28 2024-03-28 2023-11-03 2023-08-08 2023-08-08 2023-05-09
证券总股本 4864.33 4721.51 4512.33 4495.95 4374.44 4317.82
普通股本 4864.33 4721.51 4512.33 4495.95 4374.44 4317.82
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-03-25 2023-12-31 2023-09-30 2023-08-01 2023-06-30 2023-03-31
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2024-03-28 4864.33 未披露 定期报告 2024-03-25
2024-03-28 4721.51 未披露
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From December 31, 2022 to December 31, 2023 Exercise of stock options Issuance of common stock from ATM offering, net of sales agent commission and fees
2023-12-31
2023-11-03 4512.33 未披露
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From June 30, 2023 to September 30, 2023 Issuance of common stock from ATM offering, net of sales agent commission and fees
2023-09-30
2023-08-08 4495.95 未披露 定期报告 2023-08-01
2023-08-08 4374.44 未披露
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From March 31, 2023 to June 30, 2023 Issuance of common stock from ATM offering, net of sales agent commission and fees Exercise of stock options
2023-06-30
2023-05-09 4317.82 未披露
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From December 31, 2022 to March 31, 2023 Exercise of stock options
2023-03-31
2023-03-21 4316.85 未披露 定期报告 2023-03-13
2023-03-21 4304.25 未披露
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From December 31, 2021 to December 31, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock and pre-funded warrants, net of issuance costs Issuance of common stock upon exercise of warrants, net Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
2022-12-31
2022-12-06 4304.25 未披露 定期报告 2022-11-25
2022-11-14 3538.56 未披露
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From June 30, 2022 to September 30, 2022 Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
2022-09-30
2022-08-04 3538.17 未披露
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From March 31, 2022 to June 30, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock upon exercise of warrants, net
2022-06-30
2022-04-29 3537.22 未披露 定期报告 2022-04-12
2022-05-10 3417.48 未披露
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From December 31, 2021 to March 31, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
2022-03-31
2022-03-16 3301.07 未披露 定期报告 2022-03-07
2022-03-16 3220.25 未披露
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From December 31, 2020 to December 31, 2021 Exercise of stock options Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock upon exercise of warrants, net
2021-12-31
2021-11-09 3176.09 未披露 定期报告 2021-11-01
2021-11-09 3136.20 未披露
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From June 30, 2021 to September 30, 2021 Exercise of stock options Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
2021-09-30
2021-08-09 3150.83 未披露 定期报告 2021-08-02
2021-08-09 3147.02 未披露
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From March 31, 2021 to June 30, 2021 Issuance of common stock from ATM offering, net of sales agent commission and fees Stock-based compensation Exercise of stock options
2021-06-30
2021-05-10 3141.28 未披露 定期报告 2021-05-03
2021-04-26 3050.15 未披露 定期报告 2021-04-12
2021-05-10 3049.98 未披露
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From December 31, 2020 To March 31, 2021 Exercise of stock options Issuance of common stock upon exercise of warrants, net Restricted stock awards Repurchase of restricted stock awards
2021-03-31
2021-03-09 3045.73 未披露 定期报告 2021-03-01
2021-03-09 3035.14 未披露
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From December 31, 2019 to December 31, 2020 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options Issuance of common stock upon cashless exercise of warrants, net of shares withheld Restricted stock awards Repurchase of restricted stock awards
2020-12-31
2020-11-09 3027.84 未披露 定期报告 2020-11-02
2020-11-09 3025.11 未披露
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From July 1, 2020 to September 30, 2020 Issuance of common stock from public offerings, net of underwriter discounts Exercise of stock options Restricted stock awards released Restricted stock repurchase at vesting to cover taxes
2020-09-30
2020-08-10 2949.64 未披露 定期报告 2020-08-03
2020-08-10 2930.32 未披露
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From April 1, 2020 to June 30, 2020 Issuance of common stock from public offerings, net of underwriter discounts Exercise of stock options Issuance of common stock upon exercise of warrants, net Restricted stock awards released Restricted stock withheld to cover taxes
2020-06-30
2020-05-29 2844.98 未披露 定期报告 2020-05-18
2020-05-07 2842.54 未披露 定期报告 2020-05-01
2020-04-29 2767.42 未披露 定期报告 2020-04-23
2020-05-07 2657.60 未披露
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From December 31, 2019 to March 31, 2020 Exercise of stock options
2020-03-31
2020-03-12 2657.60 未披露 定期报告 2020-03-06
2020-03-12 2656.22 未披露
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from December 31, 2018 to December 31, 2019 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options Issuance of common stock upon cashless exercise of warrants, net of shares withheld Restricted stock awards Repurchase of restricted stock awards
2019-12-31
2019-11-07 2299.41 未披露 定期报告 2019-11-01
2019-11-07 2297.00 未披露
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from July 1, 2019 to September 30, 2019 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options
2019-09-30
2019-08-08 2258.26 未披露 定期报告 2019-08-01
2019-08-08 2131.36 未披露
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from April 1, 2019 to June 30,2019 Exercise of stock options Issuance of common stock from public offerings, net of underwriter discounts
2019-06-30
2019-05-08 2078.32 未披露
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from December 31, 2018 to March 31, 2019 Exercise of stock options
2019-03-31
2019-03-14 2073.42 未披露 定期报告 2019-03-07
2019-03-14 2069.75 未披露
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from December 31, 2017 to December 31, 2018 Common stock issued Exercise of stock options
2018-12-31
2018-11-13 2013.33 未披露 定期报告 2018-09-30
2018-08-13 2013.33 未披露 定期报告 2018-08-08
2018-05-14 2013.08 未披露 定期报告 2018-03-31
2018-03-29 2013.08 未披露 定期报告 2018-03-22
2018-01-02 1664.06 未披露
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1.Securities Offered 5,333,334 shares of common stock (minimum) up to 9,333,333 shares of common stock (maximum) 2. The number of shares of our common stock outstanding both before and after this offering is based on the number of shares outstanding as of September 30, 2017
2018-01-02
2018-03-29 1945.92 未披露
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from December 31, 2016 to December 31, 2017 Common stock issued in initial public offering Exercise of stock options Common stock to be issued pursuant to license agreements
2017-12-31
2017-09-21 1063.57 未披露 定期报告 2017-06-30
From December 31, 2022 to December 31, 2023 Exercise of stock options Issuance of common stock from ATM offering, net of sales agent commission and fees
From June 30, 2023 to September 30, 2023 Issuance of common stock from ATM offering, net of sales agent commission and fees
From March 31, 2023 to June 30, 2023 Issuance of common stock from ATM offering, net of sales agent commission and fees Exercise of stock options
From December 31, 2022 to March 31, 2023 Exercise of stock options
From December 31, 2021 to December 31, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock and pre-funded warrants, net of issuance costs Issuance of common stock upon exercise of warrants, net Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
From June 30, 2022 to September 30, 2022 Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
From March 31, 2022 to June 30, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock upon exercise of warrants, net
From December 31, 2021 to March 31, 2022 Issuance of common stock from ATM offering, net of sales agent commission and fees Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
From December 31, 2020 to December 31, 2021 Exercise of stock options Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes Issuance of common stock from ATM offering, net of sales agent commission and fees Issuance of common stock upon exercise of warrants, net
From June 30, 2021 to September 30, 2021 Exercise of stock options Restricted stock awards released Restricted stock awards withheld at vesting to cover taxes
From March 31, 2021 to June 30, 2021 Issuance of common stock from ATM offering, net of sales agent commission and fees Stock-based compensation Exercise of stock options
From December 31, 2020 To March 31, 2021 Exercise of stock options Issuance of common stock upon exercise of warrants, net Restricted stock awards Repurchase of restricted stock awards
From December 31, 2019 to December 31, 2020 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options Issuance of common stock upon cashless exercise of warrants, net of shares withheld Restricted stock awards Repurchase of restricted stock awards
From July 1, 2020 to September 30, 2020 Issuance of common stock from public offerings, net of underwriter discounts Exercise of stock options Restricted stock awards released Restricted stock repurchase at vesting to cover taxes
From April 1, 2020 to June 30, 2020 Issuance of common stock from public offerings, net of underwriter discounts Exercise of stock options Issuance of common stock upon exercise of warrants, net Restricted stock awards released Restricted stock withheld to cover taxes
From December 31, 2019 to March 31, 2020 Exercise of stock options
from December 31, 2018 to December 31, 2019 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options Issuance of common stock upon cashless exercise of warrants, net of shares withheld Restricted stock awards Repurchase of restricted stock awards
from July 1, 2019 to September 30, 2019 Issuance of common stock from public offerings, net of underwriter commissions and fees Exercise of stock options
from April 1, 2019 to June 30,2019 Exercise of stock options Issuance of common stock from public offerings, net of underwriter discounts
from December 31, 2018 to March 31, 2019 Exercise of stock options
from December 31, 2017 to December 31, 2018 Common stock issued Exercise of stock options
1.Securities Offered 5,333,334 shares of common stock (minimum) up to 9,333,333 shares of common stock (maximum) 2. The number of shares of our common stock outstanding both before and after this offering is based on the number of shares outstanding as of September 30, 2017
from December 31, 2016 to December 31, 2017 Common stock issued in initial public offering Exercise of stock options Common stock to be issued pursuant to license agreements