董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Ronald I. Simon | 男 | Trustee | 78 | 10.15万美元 | 未持股 | 2017-03-30 |
| Thomas F. Robards | 男 | Chairman of the Board | 70 | 11.90万美元 | 未持股 | 2017-03-30 |
| Michael W. Vranos | 男 | Co-Chief Investment Officer & Trustee | 55 | 未披露 | 未持股 | 2017-03-30 |
| Laurence Penn | 男 | Chief Executive Officer, President & Trustee | 55 | 未披露 | 未持股 | 2017-03-30 |
| Robert B. Allardice, III | 男 | Trustee | 70 | 10.90万美元 | 未持股 | 2017-03-30 |
| Menes O. Chee | 男 | Trustee | 39 | 未披露 | 未持股 | 2017-03-30 |
| David J. Miller | 男 | Trustee | 57 | 10.15万美元 | 未持股 | 2017-03-30 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Michael W. Vranos | 男 | Co-Chief Investment Officer & Trustee | 55 | 未披露 | 未持股 | 2017-03-30 |
| Laurence Penn | 男 | Chief Executive Officer, President & Trustee | 55 | 未披露 | 未持股 | 2017-03-30 |
| Mark Tecotzky | 男 | Co-Chief Investment Officer | 55 | 未披露 | 未持股 | 2017-03-30 |
| Lisa Mumford | 女 | Chief Financial Officer | 53 | 17.53万美元 | 未持股 | 2017-03-30 |
| Daniel Margolis | 男 | General Counsel | 43 | 未披露 | 未持股 | 2017-03-30 |
董事简历
中英对照 | 中文 | 英文- Ronald I. Simon
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Ronald I. Simon自2007年8月以来是董事会成员。他自2013年5月以来担任Ellington Residential Mortgage REIT理事会成员。他是私人投资者和业务的财务顾问。从2003年3月到2006年2月被Wachovia Corp.收购期间，他是WFS Financial, Inc.（上市金融服务公司，专门从事汽车金融）的董事。从1998年到2002年被Schering A.G。收购期间，他是Collateral Therapeutics的董事。从2006年1月到2009年1月他是Cardium Therapeutics（为获得并继续治疗心脏病的基因疗法的研究和发展而建立的公司，最初由Collateral Therapeutics发展，然后由Schering继续）的董事。从1995年到2000年他是SoftNet Systems, Inc.的董事，自2002年以来是其继任公司American Independence Corp.（控股公司，主要从事医疗保险和再保险业务）的董事。他目前是American Independence Corp.审计委员会（Audit Committee）的主席。他从2003年2月至2005年初清算期间是封闭性监管投资控股公司BDI Investment Corporation的董事，从2001年到2002年是汽车远程信息技术开发商Wingcast, LLC的首席财务官。2001年他担任SoftNet Systems, Inc.的代理主席，首席执行官和首席财务官。他还从1997年到2000年担任Western Water Company的执行副总裁兼首席财务官，从1999年到2001年担任Western Water Company的董事。他从哈佛大学（Harvard University）获得学士学位，从哥伦比亚大学（Columbia University）获得硕士学位，从哥伦比亚大学商学院（Columbia University Graduate School of Business）获得博士学位。
Ronald I. Simon, Since November 2016 a director of IHC; since November 2017 a member of the Audit Committee of IHC; from January 2003 to August 2016 Chairman of the Compensation Committee of AMIC; from January 2005 to August 2016 a member of the Audit Committee of AMIC; from 2011 to August 2016 Chairman of the Audit Committee of AMIC; since August 2007 a director and member of the Audit and Compensation Committees, and Chairman of the Corporate Governance Committee, of Ellington Financial, Inc. a REIT specializing in acquiring and managing mortgage-related assets; since May 2013 a director and member of the Audit and Compensation Committees, and Chairman of the Corporate Governance Committee, of Ellington Residential Mortgage REIT. - Ronald I. Simon自2007年8月以来是董事会成员。他自2013年5月以来担任Ellington Residential Mortgage REIT理事会成员。他是私人投资者和业务的财务顾问。从2003年3月到2006年2月被Wachovia Corp.收购期间，他是WFS Financial, Inc.（上市金融服务公司，专门从事汽车金融）的董事。从1998年到2002年被Schering A.G。收购期间，他是Collateral Therapeutics的董事。从2006年1月到2009年1月他是Cardium Therapeutics（为获得并继续治疗心脏病的基因疗法的研究和发展而建立的公司，最初由Collateral Therapeutics发展，然后由Schering继续）的董事。从1995年到2000年他是SoftNet Systems, Inc.的董事，自2002年以来是其继任公司American Independence Corp.（控股公司，主要从事医疗保险和再保险业务）的董事。他目前是American Independence Corp.审计委员会（Audit Committee）的主席。他从2003年2月至2005年初清算期间是封闭性监管投资控股公司BDI Investment Corporation的董事，从2001年到2002年是汽车远程信息技术开发商Wingcast, LLC的首席财务官。2001年他担任SoftNet Systems, Inc.的代理主席，首席执行官和首席财务官。他还从1997年到2000年担任Western Water Company的执行副总裁兼首席财务官，从1999年到2001年担任Western Water Company的董事。他从哈佛大学（Harvard University）获得学士学位，从哥伦比亚大学（Columbia University）获得硕士学位，从哥伦比亚大学商学院（Columbia University Graduate School of Business）获得博士学位。
- Ronald I. Simon, Since November 2016 a director of IHC; since November 2017 a member of the Audit Committee of IHC; from January 2003 to August 2016 Chairman of the Compensation Committee of AMIC; from January 2005 to August 2016 a member of the Audit Committee of AMIC; from 2011 to August 2016 Chairman of the Audit Committee of AMIC; since August 2007 a director and member of the Audit and Compensation Committees, and Chairman of the Corporate Governance Committee, of Ellington Financial, Inc. a REIT specializing in acquiring and managing mortgage-related assets; since May 2013 a director and member of the Audit and Compensation Committees, and Chairman of the Corporate Governance Committee, of Ellington Residential Mortgage REIT.
- Thomas F. Robards
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Thomas F. Robards，自2007年8月他曾担任公司的董事会成员，并自2009年10月为董事长。自2005年7月，他是Robards & Co有限责任公司（一家私人投资和咨询公司）的负责人。他目前担任 HSBC Investor Funds的受托人，审计委员会的主席。他目前担任 Ellington Residential Mortgage REIT的董事会主席，自2013年5月他就担任该职位。他是 Overseas Shipholding Group的董事和审计委员会主席，直到2006年12月是联邦金融公司的董事和服务于其审计委员会，这两个公司都是现在纽约证券交易所上市的。从2003年到2004年，他是纽约的美国自然史博物馆的高级副总裁兼首席财务官。他是Datek Online控股公司的财务总监从2000年直到2002年被Ameritrade公司收购。在这之前，他受聘于Republic New York公司24年，包括担任首席财务官兼执行副总裁， 1997年至1999年服务于其董事会。在Republic的任职期间，他的职责包括领导其资产/负债和财政委员会以及管理共和国国家银行财资及投资组合的活动。他获得了布朗大学的学士学位和哈佛商学院工商管理硕士学位。
Thomas F. Robards has served as a member of our Board and as Chairman of our Audit Committee since August 2007 and as our Chairman since October 2009. Mr. Robards has been a principal in Robards & Co, LLC, a private investment and advisory company, since July 2005. He currently serves as Chairman of the Board of Trustees and is a member of the audit committee of the HSBC Funds, a mutual fund complex. He currently serves as Chairman of the Board of Trustees of Ellington Residential Mortgage REIT, NYSE: EARN ("EARN"), a Maryland real estate investment trust that is externally managed by an affiliate of EMG, a position he has held since May 2013. He previously was a Director and Audit Committee Chair of Overseas Shipholding Group, Inc. from April 2005 until August 2014 and from 2000 to 2006 was a Director and on the Audit Committee of Financial Federal Corporation, both NYSE-listed companies. From 2003 to 2004 he was the Senior Vice President and Chief Financial Officer of the American Museum of Natural History in New York, New York. He was the Chief Financial Officer for Datek Online Holding Corporation from 2000 until its acquisition by Ameritrade in 2002. Prior to that, Mr. Robards was employed at Republic New York Corporation for 24 years, including as Chief Financial Officer and Executive Vice President, and from 1997 to 1999 served on its Board of Directors. During his tenure his responsibilities at Republic included leading its Asset/Liability and Finance Committees as well as managing Republic National Bank treasury and investment portfolio activities. Mr. Robards earned his B.A. from Brown University and an M.B.A. from Harvard Business School. - Thomas F. Robards，自2007年8月他曾担任公司的董事会成员，并自2009年10月为董事长。自2005年7月，他是Robards & Co有限责任公司（一家私人投资和咨询公司）的负责人。他目前担任 HSBC Investor Funds的受托人，审计委员会的主席。他目前担任 Ellington Residential Mortgage REIT的董事会主席，自2013年5月他就担任该职位。他是 Overseas Shipholding Group的董事和审计委员会主席，直到2006年12月是联邦金融公司的董事和服务于其审计委员会，这两个公司都是现在纽约证券交易所上市的。从2003年到2004年，他是纽约的美国自然史博物馆的高级副总裁兼首席财务官。他是Datek Online控股公司的财务总监从2000年直到2002年被Ameritrade公司收购。在这之前，他受聘于Republic New York公司24年，包括担任首席财务官兼执行副总裁， 1997年至1999年服务于其董事会。在Republic的任职期间，他的职责包括领导其资产/负债和财政委员会以及管理共和国国家银行财资及投资组合的活动。他获得了布朗大学的学士学位和哈佛商学院工商管理硕士学位。
- Thomas F. Robards has served as a member of our Board and as Chairman of our Audit Committee since August 2007 and as our Chairman since October 2009. Mr. Robards has been a principal in Robards & Co, LLC, a private investment and advisory company, since July 2005. He currently serves as Chairman of the Board of Trustees and is a member of the audit committee of the HSBC Funds, a mutual fund complex. He currently serves as Chairman of the Board of Trustees of Ellington Residential Mortgage REIT, NYSE: EARN ("EARN"), a Maryland real estate investment trust that is externally managed by an affiliate of EMG, a position he has held since May 2013. He previously was a Director and Audit Committee Chair of Overseas Shipholding Group, Inc. from April 2005 until August 2014 and from 2000 to 2006 was a Director and on the Audit Committee of Financial Federal Corporation, both NYSE-listed companies. From 2003 to 2004 he was the Senior Vice President and Chief Financial Officer of the American Museum of Natural History in New York, New York. He was the Chief Financial Officer for Datek Online Holding Corporation from 2000 until its acquisition by Ameritrade in 2002. Prior to that, Mr. Robards was employed at Republic New York Corporation for 24 years, including as Chief Financial Officer and Executive Vice President, and from 1997 to 1999 served on its Board of Directors. During his tenure his responsibilities at Republic included leading its Asset/Liability and Finance Committees as well as managing Republic National Bank treasury and investment portfolio activities. Mr. Robards earned his B.A. from Brown University and an M.B.A. from Harvard Business School.
- Michael W. Vranos
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Michael W. Vranos，自2009年6月他一直是公司的联合首席投资官，2007年成立以来担任公司董事会成员。从2007年成立以来直到2009年10月，他是公司的董事长，是Ellington Financial Management公司的首席执行官和总裁，公司的外部管理以下称“经理”。他还担任联席首席投资官，并为Ellington Residential Mortgage REIT的董事会成员。 他也是EMG的创始人和首席执行官，该公司他创立于1994年12月来在MBS衍生产品市场利用不良条件。直到1994年12月，他是Kidder Peabody的高级常务董事，负责RMBS交易。他以优等生的身份毕业，获哈佛大学数学学士学位。
Michael W. Vranos has been our Co-Chief Investment Officer since June 2009 and served as a member of our Board of Directors from our inception in 2007 until August 2018. From our inception in 2007 until October 2009 Mr. Vranos served as our Chairman and is also the Chief Executive Officer and President of our Manager. Mr. Vranos also serves as Co-Chief Investment Officer and as a member of the Board of Trustees of EARN. Mr. Vranos is also the founder and Chief Executive Officer of EMG, which he founded in December of 1994 to capitalize on distressed conditions in the mortgage-backed securities, or "MBS," derivatives market. Until December 1994 he was the Senior Managing Director of Kidder Peabody, in charge of residential mortgage-backed securities, or "RMBS," trading. Mr. Vranos graduated magna cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University. - Michael W. Vranos，自2009年6月他一直是公司的联合首席投资官，2007年成立以来担任公司董事会成员。从2007年成立以来直到2009年10月，他是公司的董事长，是Ellington Financial Management公司的首席执行官和总裁，公司的外部管理以下称“经理”。他还担任联席首席投资官，并为Ellington Residential Mortgage REIT的董事会成员。 他也是EMG的创始人和首席执行官，该公司他创立于1994年12月来在MBS衍生产品市场利用不良条件。直到1994年12月，他是Kidder Peabody的高级常务董事，负责RMBS交易。他以优等生的身份毕业，获哈佛大学数学学士学位。
- Michael W. Vranos has been our Co-Chief Investment Officer since June 2009 and served as a member of our Board of Directors from our inception in 2007 until August 2018. From our inception in 2007 until October 2009 Mr. Vranos served as our Chairman and is also the Chief Executive Officer and President of our Manager. Mr. Vranos also serves as Co-Chief Investment Officer and as a member of the Board of Trustees of EARN. Mr. Vranos is also the founder and Chief Executive Officer of EMG, which he founded in December of 1994 to capitalize on distressed conditions in the mortgage-backed securities, or "MBS," derivatives market. Until December 1994 he was the Senior Managing Director of Kidder Peabody, in charge of residential mortgage-backed securities, or "RMBS," trading. Mr. Vranos graduated magna cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University.
- Laurence Penn
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Laurence Penn，他一直是公司的首席执行官兼总裁，在2007年公司创立以来他一直担任公司的董事会成员。他也是EMG的副董事长，在那里他帮助监督该公司的许多运营。他也是管理的执行副总裁，并服务于经理的投资和风险管理委员会。他还担任 Ellington Residential Mortgage的首席执行官，总裁和董事会成员。在EMG的前几年，他是资深投资组合经理，主要负责机构RMBS投资。在1995年加入 EMG前，他是雷曼兄弟的常务董事兼CMO起源和贸易的联席主管。从剑桥大学收到数学高级研究硕士学位后，在1984年他在雷曼兄弟开始了职业生涯始，在那里他研究一个国家科学基金会和温斯顿·丘吉尔研究员。他以最优等生毕业，在1983年获哈佛大学的数学学士学位。他是1980年的普特南大学生数学解题竞赛的全国五名获奖者之一，并代表美国参加在英国伦敦举行的第21届国际数学奥林匹克竞赛。
Laurence Penn has been Ellington Financial Inc. Chief Executive Officer and President and has served as a member of Ellington Financial Inc. Board of Directors since August 2007. Mr. Penn is also the Executive Vice President of Ellington Financial Inc. Manager and a Vice Chairman of EMG, where he helps oversee many functions of the firm. Mr. Penn also serves on EMG's Investment and Risk Management Committee. Mr. Penn also serves as Chief Executive Officer, President and a member of the Board of Trustees of EARN. Mr. Penn has also served as a Trustee of Ellington Income Opportunities Fund, a closed-end management investment company, since October 2018. In EMG's earlier years, Mr. Penn was the senior portfolio manager primarily responsible for investments in Agency RMBS. Prior to joining EMG in 1995 shortly after its inception, Mr. Penn was at Lehman Brothers, where he was a Managing Director and co-head of CMO origination and trading, and where he specialized in the trading of CMO derivatives. Prior to trading CMOs and CMO derivatives, Mr. Penn was in charge of Lehman Brothers' structured transaction modeling group from 1987 to 1990 where he was responsible for the structuring, modeling and computer system design for MBS and ABS, and where he was the co-creator with Jonathan Amsterdam of "BondTalk," the first high-level programming language specifically designed to model CMOs. Mr. Penn began his career at Lehman Brothers in 1984 after receiving a Master of Advanced Study in Mathematics from Cambridge University, where he studied as both a National Science Foundation and Winston Churchill Scholar. Mr. Penn graduated summa cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University in 1983. He was one of five winners nationwide in the 1980 Putnam collegiate mathematics problem solving competition, and represented the United States in the 21st International Mathematics Olympiad held in London, England. - Laurence Penn，他一直是公司的首席执行官兼总裁，在2007年公司创立以来他一直担任公司的董事会成员。他也是EMG的副董事长，在那里他帮助监督该公司的许多运营。他也是管理的执行副总裁，并服务于经理的投资和风险管理委员会。他还担任 Ellington Residential Mortgage的首席执行官，总裁和董事会成员。在EMG的前几年，他是资深投资组合经理，主要负责机构RMBS投资。在1995年加入 EMG前，他是雷曼兄弟的常务董事兼CMO起源和贸易的联席主管。从剑桥大学收到数学高级研究硕士学位后，在1984年他在雷曼兄弟开始了职业生涯始，在那里他研究一个国家科学基金会和温斯顿·丘吉尔研究员。他以最优等生毕业，在1983年获哈佛大学的数学学士学位。他是1980年的普特南大学生数学解题竞赛的全国五名获奖者之一，并代表美国参加在英国伦敦举行的第21届国际数学奥林匹克竞赛。
- Laurence Penn has been Ellington Financial Inc. Chief Executive Officer and President and has served as a member of Ellington Financial Inc. Board of Directors since August 2007. Mr. Penn is also the Executive Vice President of Ellington Financial Inc. Manager and a Vice Chairman of EMG, where he helps oversee many functions of the firm. Mr. Penn also serves on EMG's Investment and Risk Management Committee. Mr. Penn also serves as Chief Executive Officer, President and a member of the Board of Trustees of EARN. Mr. Penn has also served as a Trustee of Ellington Income Opportunities Fund, a closed-end management investment company, since October 2018. In EMG's earlier years, Mr. Penn was the senior portfolio manager primarily responsible for investments in Agency RMBS. Prior to joining EMG in 1995 shortly after its inception, Mr. Penn was at Lehman Brothers, where he was a Managing Director and co-head of CMO origination and trading, and where he specialized in the trading of CMO derivatives. Prior to trading CMOs and CMO derivatives, Mr. Penn was in charge of Lehman Brothers' structured transaction modeling group from 1987 to 1990 where he was responsible for the structuring, modeling and computer system design for MBS and ABS, and where he was the co-creator with Jonathan Amsterdam of "BondTalk," the first high-level programming language specifically designed to model CMOs. Mr. Penn began his career at Lehman Brothers in 1984 after receiving a Master of Advanced Study in Mathematics from Cambridge University, where he studied as both a National Science Foundation and Winston Churchill Scholar. Mr. Penn graduated summa cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University in 1983. He was one of five winners nationwide in the 1980 Putnam collegiate mathematics problem solving competition, and represented the United States in the 21st International Mathematics Olympiad held in London, England.
- Robert B. Allardice, III
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Robert B. Allardice, III，是德意志银行美洲控股公司北美和南美部的一位退休的地区行政总裁。他在摩根士丹利公司开始他的金融服务事业，在那里他度过了近20年。他参与共同创立公司的合并套利部门，后来成为股权部门的首席运营官。他也是摩根士丹利的财务委员会的创始成员之一。曾担任摩根士丹利北美，南美部咨询总监，以及其他岗位。他是一个美邦顾问，后来加入德意志银行美洲控股公司，担任区域行政总裁的职位。
Robert B. Allardice, III, Consultant to Chairman of Supervisory Board, Deutsche Bank 2002-2006. Regional Chief Executive Officer of North and South America, Advisory Director, Deutsche Bank Americas Holding Corp. (1994-1999). Consultant, Smith Barney (1993-1995). Founder of Merger Arbitrage Department, Chief Operating Officer of Equity Department, Founding member of Finance Committee, Morgan Stanley & Company (1974-1993). - Robert B. Allardice, III，是德意志银行美洲控股公司北美和南美部的一位退休的地区行政总裁。他在摩根士丹利公司开始他的金融服务事业，在那里他度过了近20年。他参与共同创立公司的合并套利部门，后来成为股权部门的首席运营官。他也是摩根士丹利的财务委员会的创始成员之一。曾担任摩根士丹利北美，南美部咨询总监，以及其他岗位。他是一个美邦顾问，后来加入德意志银行美洲控股公司，担任区域行政总裁的职位。
- Robert B. Allardice, III, Consultant to Chairman of Supervisory Board, Deutsche Bank 2002-2006. Regional Chief Executive Officer of North and South America, Advisory Director, Deutsche Bank Americas Holding Corp. (1994-1999). Consultant, Smith Barney (1993-1995). Founder of Merger Arbitrage Department, Chief Operating Officer of Equity Department, Founding member of Finance Committee, Morgan Stanley & Company (1974-1993).
- Menes O. Chee
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自2013年5月起，Menes O. Chee担任公司董事。他是The Blackstone 集团 LP "Blackstone"的Tactical Opportunities Group 的运营总监。他于2009年加盟Blackstone，担任 GSO Capital Partners运营总监，并于2001年转到 Tactical Opportunities 。在加盟Blackstone前，从2005年到2009年，他是TPG-Axon公司主管，是全球多策略对冲首席基金经理。在此之前，从2003年至2005年他是 Texas Pacific 集团私募股权投资的专家。在Texas Pacific 集团任职前，自1999年至2003年，他在 Merchant Banking 集团的Credit Suisse First Boston 和 Leveraged Finance 集团的Donaldson Lufkin & Jenrette 任职。他以优等成绩毕业于美国宾夕法尼亚大学，获得沃顿商学院经济学学士学位和从学院获得文学学士学位，在那里他被选为优等生。
Menes O. Chee has served as a member of our Board since May 2013. Mr. Chee is a Senior Managing Director in the Tactical Opportunities Group at Blackstone. Mr. Chee joined Blackstone in 2009 as a Managing Director of GSO Capital Partners, and transferred to Tactical Opportunities in 2012. Before joining Blackstone, from 2005 until 2009 Mr. Chee was a Principal with TPG-Axon Capital, a global multi-strategy hedge fund manager. Prior to that, from 2003 until 2005 Mr. Chee was a private equity investment professional with Texas Pacific Group. Previous to Texas Pacific Group, from 1999 until 2003 Mr. Chee worked at Credit Suisse First Boston in the Merchant Banking Group and at Donaldson Lufkin & Jenrette in the Leveraged Finance Group. Mr. Chee graduated magna cum laude from the University of Pennsylvania with a B.S. in Economics from the Wharton School and a B.A. from the College, where he was elected to Phi Beta Kappa. - 自2013年5月起，Menes O. Chee担任公司董事。他是The Blackstone 集团 LP "Blackstone"的Tactical Opportunities Group 的运营总监。他于2009年加盟Blackstone，担任 GSO Capital Partners运营总监，并于2001年转到 Tactical Opportunities 。在加盟Blackstone前，从2005年到2009年，他是TPG-Axon公司主管，是全球多策略对冲首席基金经理。在此之前，从2003年至2005年他是 Texas Pacific 集团私募股权投资的专家。在Texas Pacific 集团任职前，自1999年至2003年，他在 Merchant Banking 集团的Credit Suisse First Boston 和 Leveraged Finance 集团的Donaldson Lufkin & Jenrette 任职。他以优等成绩毕业于美国宾夕法尼亚大学，获得沃顿商学院经济学学士学位和从学院获得文学学士学位，在那里他被选为优等生。
- Menes O. Chee has served as a member of our Board since May 2013. Mr. Chee is a Senior Managing Director in the Tactical Opportunities Group at Blackstone. Mr. Chee joined Blackstone in 2009 as a Managing Director of GSO Capital Partners, and transferred to Tactical Opportunities in 2012. Before joining Blackstone, from 2005 until 2009 Mr. Chee was a Principal with TPG-Axon Capital, a global multi-strategy hedge fund manager. Prior to that, from 2003 until 2005 Mr. Chee was a private equity investment professional with Texas Pacific Group. Previous to Texas Pacific Group, from 1999 until 2003 Mr. Chee worked at Credit Suisse First Boston in the Merchant Banking Group and at Donaldson Lufkin & Jenrette in the Leveraged Finance Group. Mr. Chee graduated magna cum laude from the University of Pennsylvania with a B.S. in Economics from the Wharton School and a B.A. from the College, where he was elected to Phi Beta Kappa.
- David J. Miller
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自2013年5月，David J. Miller担任公司董事。他还担任 Holdings, Inc. "JGWPT"首席行政总裁，并自2009年1月起任J.G. Wentworth, LLC，JGWPT的前身的首席执行官。 2009年5月，J.G. Wentworth, LLC根据美国破产法第11章在Delaware区的美国破产法院提交破产保护。从2008年1月至2009年3月，他曾担任美国Patient Confidence 公司（“PCCA”）的首席行政总裁，这是一家初创公司专注于为医疗界提供保险服务。在此之前，他是执行副总裁，负责美国ACE保险公司的（”ACE“）国际意外及健康险业务。在任职ACE前，他曾担任Kemper Auto 和 Home Insurance Company （"Kemper"）总裁兼首席执行官，"Kemper"是他和Kemper 保险公司的合资公司的。在Kemper任职前，他是Providian Direct Insurance的首席营运官。他在Progressive Casualty保险公司开始了他的职业生涯，在他的7年职业生涯中曾担任过的各种职位，包括事业部总监，高级产品经理，全国客户经理。他毕业于美国杜克大学获得电子工程学士学位，以及宾夕法尼亚大学沃顿商学院金融学工商管理硕士学位。
David J. Miller has served as a member of our Board since May 2013. Mr. Miller also serves as the Chief Executive Officer of JGWPT Holdings, Inc. "JGWPT" and since January 2009 served as Chief Executive Officer of J.G. Wentworth, LLC, JGWPT''s predecessor. In May 2009 J.G. Wentworth, LLC filed for bankruptcy protection under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court, District of Delaware. From January 2008 until March 2009 Mr. Miller served as Chief Executive Officer of Patient Confidence Corporation of America ("PCCA"), a start-up focused on providing insurance services to the medical community. Prior to that, he was Executive Vice President responsible for ACE American Insurance Company''s ("Ace") International Accident and Health Insurance Business. Prior to his employment at Ace, Mr. Miller was President and Chief Executive Officer of Kemper Auto and Home Insurance Company ("Kemper"), a joint venture between Mr. Miller and Kemper Insurance Company. Before Kemper, Mr. Miller was Chief Operating Officer of Providian Direct Insurance. Mr. Miller began his insurance career with Progressive Casualty Insurance Company where he held various positions over his seven-year career including Division Controller, Senior Product Manager and National Customer Manager. Mr. Miller has a BSEE in electrical engineering from Duke University and a MBA in Finance from The Wharton School of the University of Pennsylvania. - 自2013年5月，David J. Miller担任公司董事。他还担任 Holdings, Inc. "JGWPT"首席行政总裁，并自2009年1月起任J.G. Wentworth, LLC，JGWPT的前身的首席执行官。 2009年5月，J.G. Wentworth, LLC根据美国破产法第11章在Delaware区的美国破产法院提交破产保护。从2008年1月至2009年3月，他曾担任美国Patient Confidence 公司（“PCCA”）的首席行政总裁，这是一家初创公司专注于为医疗界提供保险服务。在此之前，他是执行副总裁，负责美国ACE保险公司的（”ACE“）国际意外及健康险业务。在任职ACE前，他曾担任Kemper Auto 和 Home Insurance Company （"Kemper"）总裁兼首席执行官，"Kemper"是他和Kemper 保险公司的合资公司的。在Kemper任职前，他是Providian Direct Insurance的首席营运官。他在Progressive Casualty保险公司开始了他的职业生涯，在他的7年职业生涯中曾担任过的各种职位，包括事业部总监，高级产品经理，全国客户经理。他毕业于美国杜克大学获得电子工程学士学位，以及宾夕法尼亚大学沃顿商学院金融学工商管理硕士学位。
- David J. Miller has served as a member of our Board since May 2013. Mr. Miller also serves as the Chief Executive Officer of JGWPT Holdings, Inc. "JGWPT" and since January 2009 served as Chief Executive Officer of J.G. Wentworth, LLC, JGWPT''s predecessor. In May 2009 J.G. Wentworth, LLC filed for bankruptcy protection under Chapter 11 of the United States Bankruptcy Code in the United States Bankruptcy Court, District of Delaware. From January 2008 until March 2009 Mr. Miller served as Chief Executive Officer of Patient Confidence Corporation of America ("PCCA"), a start-up focused on providing insurance services to the medical community. Prior to that, he was Executive Vice President responsible for ACE American Insurance Company''s ("Ace") International Accident and Health Insurance Business. Prior to his employment at Ace, Mr. Miller was President and Chief Executive Officer of Kemper Auto and Home Insurance Company ("Kemper"), a joint venture between Mr. Miller and Kemper Insurance Company. Before Kemper, Mr. Miller was Chief Operating Officer of Providian Direct Insurance. Mr. Miller began his insurance career with Progressive Casualty Insurance Company where he held various positions over his seven-year career including Division Controller, Senior Product Manager and National Customer Manager. Mr. Miller has a BSEE in electrical engineering from Duke University and a MBA in Finance from The Wharton School of the University of Pennsylvania.
高管简历
中英对照 | 中文 | 英文- Michael W. Vranos
Michael W. Vranos，自2009年6月他一直是公司的联合首席投资官，2007年成立以来担任公司董事会成员。从2007年成立以来直到2009年10月，他是公司的董事长，是Ellington Financial Management公司的首席执行官和总裁，公司的外部管理以下称“经理”。他还担任联席首席投资官，并为Ellington Residential Mortgage REIT的董事会成员。 他也是EMG的创始人和首席执行官，该公司他创立于1994年12月来在MBS衍生产品市场利用不良条件。直到1994年12月，他是Kidder Peabody的高级常务董事，负责RMBS交易。他以优等生的身份毕业，获哈佛大学数学学士学位。
Michael W. Vranos has been our Co-Chief Investment Officer since June 2009 and served as a member of our Board of Directors from our inception in 2007 until August 2018. From our inception in 2007 until October 2009 Mr. Vranos served as our Chairman and is also the Chief Executive Officer and President of our Manager. Mr. Vranos also serves as Co-Chief Investment Officer and as a member of the Board of Trustees of EARN. Mr. Vranos is also the founder and Chief Executive Officer of EMG, which he founded in December of 1994 to capitalize on distressed conditions in the mortgage-backed securities, or "MBS," derivatives market. Until December 1994 he was the Senior Managing Director of Kidder Peabody, in charge of residential mortgage-backed securities, or "RMBS," trading. Mr. Vranos graduated magna cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University.- Michael W. Vranos，自2009年6月他一直是公司的联合首席投资官，2007年成立以来担任公司董事会成员。从2007年成立以来直到2009年10月，他是公司的董事长，是Ellington Financial Management公司的首席执行官和总裁，公司的外部管理以下称“经理”。他还担任联席首席投资官，并为Ellington Residential Mortgage REIT的董事会成员。 他也是EMG的创始人和首席执行官，该公司他创立于1994年12月来在MBS衍生产品市场利用不良条件。直到1994年12月，他是Kidder Peabody的高级常务董事，负责RMBS交易。他以优等生的身份毕业，获哈佛大学数学学士学位。
- Michael W. Vranos has been our Co-Chief Investment Officer since June 2009 and served as a member of our Board of Directors from our inception in 2007 until August 2018. From our inception in 2007 until October 2009 Mr. Vranos served as our Chairman and is also the Chief Executive Officer and President of our Manager. Mr. Vranos also serves as Co-Chief Investment Officer and as a member of the Board of Trustees of EARN. Mr. Vranos is also the founder and Chief Executive Officer of EMG, which he founded in December of 1994 to capitalize on distressed conditions in the mortgage-backed securities, or "MBS," derivatives market. Until December 1994 he was the Senior Managing Director of Kidder Peabody, in charge of residential mortgage-backed securities, or "RMBS," trading. Mr. Vranos graduated magna cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University.
- Laurence Penn
Laurence Penn，他一直是公司的首席执行官兼总裁，在2007年公司创立以来他一直担任公司的董事会成员。他也是EMG的副董事长，在那里他帮助监督该公司的许多运营。他也是管理的执行副总裁，并服务于经理的投资和风险管理委员会。他还担任 Ellington Residential Mortgage的首席执行官，总裁和董事会成员。在EMG的前几年，他是资深投资组合经理，主要负责机构RMBS投资。在1995年加入 EMG前，他是雷曼兄弟的常务董事兼CMO起源和贸易的联席主管。从剑桥大学收到数学高级研究硕士学位后，在1984年他在雷曼兄弟开始了职业生涯始，在那里他研究一个国家科学基金会和温斯顿·丘吉尔研究员。他以最优等生毕业，在1983年获哈佛大学的数学学士学位。他是1980年的普特南大学生数学解题竞赛的全国五名获奖者之一，并代表美国参加在英国伦敦举行的第21届国际数学奥林匹克竞赛。
Laurence Penn has been Ellington Financial Inc. Chief Executive Officer and President and has served as a member of Ellington Financial Inc. Board of Directors since August 2007. Mr. Penn is also the Executive Vice President of Ellington Financial Inc. Manager and a Vice Chairman of EMG, where he helps oversee many functions of the firm. Mr. Penn also serves on EMG's Investment and Risk Management Committee. Mr. Penn also serves as Chief Executive Officer, President and a member of the Board of Trustees of EARN. Mr. Penn has also served as a Trustee of Ellington Income Opportunities Fund, a closed-end management investment company, since October 2018. In EMG's earlier years, Mr. Penn was the senior portfolio manager primarily responsible for investments in Agency RMBS. Prior to joining EMG in 1995 shortly after its inception, Mr. Penn was at Lehman Brothers, where he was a Managing Director and co-head of CMO origination and trading, and where he specialized in the trading of CMO derivatives. Prior to trading CMOs and CMO derivatives, Mr. Penn was in charge of Lehman Brothers' structured transaction modeling group from 1987 to 1990 where he was responsible for the structuring, modeling and computer system design for MBS and ABS, and where he was the co-creator with Jonathan Amsterdam of "BondTalk," the first high-level programming language specifically designed to model CMOs. Mr. Penn began his career at Lehman Brothers in 1984 after receiving a Master of Advanced Study in Mathematics from Cambridge University, where he studied as both a National Science Foundation and Winston Churchill Scholar. Mr. Penn graduated summa cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University in 1983. He was one of five winners nationwide in the 1980 Putnam collegiate mathematics problem solving competition, and represented the United States in the 21st International Mathematics Olympiad held in London, England.- Laurence Penn，他一直是公司的首席执行官兼总裁，在2007年公司创立以来他一直担任公司的董事会成员。他也是EMG的副董事长，在那里他帮助监督该公司的许多运营。他也是管理的执行副总裁，并服务于经理的投资和风险管理委员会。他还担任 Ellington Residential Mortgage的首席执行官，总裁和董事会成员。在EMG的前几年，他是资深投资组合经理，主要负责机构RMBS投资。在1995年加入 EMG前，他是雷曼兄弟的常务董事兼CMO起源和贸易的联席主管。从剑桥大学收到数学高级研究硕士学位后，在1984年他在雷曼兄弟开始了职业生涯始，在那里他研究一个国家科学基金会和温斯顿·丘吉尔研究员。他以最优等生毕业，在1983年获哈佛大学的数学学士学位。他是1980年的普特南大学生数学解题竞赛的全国五名获奖者之一，并代表美国参加在英国伦敦举行的第21届国际数学奥林匹克竞赛。
- Laurence Penn has been Ellington Financial Inc. Chief Executive Officer and President and has served as a member of Ellington Financial Inc. Board of Directors since August 2007. Mr. Penn is also the Executive Vice President of Ellington Financial Inc. Manager and a Vice Chairman of EMG, where he helps oversee many functions of the firm. Mr. Penn also serves on EMG's Investment and Risk Management Committee. Mr. Penn also serves as Chief Executive Officer, President and a member of the Board of Trustees of EARN. Mr. Penn has also served as a Trustee of Ellington Income Opportunities Fund, a closed-end management investment company, since October 2018. In EMG's earlier years, Mr. Penn was the senior portfolio manager primarily responsible for investments in Agency RMBS. Prior to joining EMG in 1995 shortly after its inception, Mr. Penn was at Lehman Brothers, where he was a Managing Director and co-head of CMO origination and trading, and where he specialized in the trading of CMO derivatives. Prior to trading CMOs and CMO derivatives, Mr. Penn was in charge of Lehman Brothers' structured transaction modeling group from 1987 to 1990 where he was responsible for the structuring, modeling and computer system design for MBS and ABS, and where he was the co-creator with Jonathan Amsterdam of "BondTalk," the first high-level programming language specifically designed to model CMOs. Mr. Penn began his career at Lehman Brothers in 1984 after receiving a Master of Advanced Study in Mathematics from Cambridge University, where he studied as both a National Science Foundation and Winston Churchill Scholar. Mr. Penn graduated summa cum laude, Phi Beta Kappa with a B.A. in Mathematics from Harvard University in 1983. He was one of five winners nationwide in the 1980 Putnam collegiate mathematics problem solving competition, and represented the United States in the 21st International Mathematics Olympiad held in London, England.
- Mark Tecotzky
Mark Tecotzky，自2008年3月他为公司的联席首席投资官，自2012年10月以来为 Ellington Residential Mortgage REIT的联合首席投资官，并担任了公司经理的联席首席投资官。他也是EMG的常务董事，并负责管理所有的MBS/ ABS的信用，直接向Vranos先生汇报工作。在2006年7月加入EMG前，他是在瑞士信贷（Credit Suisse）抵押贷款部门的资深交易员。他开发并推出了数款其证券化工具，包括混合ARMs和第二留置权，随后经营其混合ARM的业务，包括管道的定价，销售服务，每月证券，所有评级类别和管理和对冲剩余的投资组合的机构/非机构杂交交易。在加入Credit Suisse前，他曾与Vranos先生和在Kidder Peabody的许多其他EMG的负责人一起工作，通过机构交易和非机构道直通，担任CMOs的常务董事。 他持有来自耶鲁大学的学士学位，并用美国国家科学基金会奖学金在麻省理工学院学习。
Mark Tecotzky has been our Co-Chief Investment Officer since March 2008 the Co-Chief Investment Officer of EARN since October 2012 and serves as the Co-Chief Investment Officer of our Manager. Mr. Tecotzky is also a Managing Director of EMG, and head portfolio manager for all MBS/ABS credit, reporting directly to Mr. Vranos. Prior to joining EMG in July 2006 Mr. Tecotzky was the senior trader in the mortgage department at Credit Suisse. He developed and launched several of its securitization vehicles, including hybrid adjustable-rate mortgages, or "ARMs," and second liens, and subsequently ran its hybrid ARM business, including conduit pricing, servicing sales, monthly securitization, trading of Agency/non-Agency hybrids of all ratings categories, and managing and hedging the residual portfolio. Prior to joining Credit Suisse, Mr. Tecotzky worked with Mr. Vranos and many of the other EMG principals at Kidder Peabody, and traded Agency and non-Agency pass-throughs and structured CMOs as a Managing Director. Mr. Tecotzky holds a B.S. from Yale University and received a National Science Foundation fellowship to study at MIT.- Mark Tecotzky，自2008年3月他为公司的联席首席投资官，自2012年10月以来为 Ellington Residential Mortgage REIT的联合首席投资官，并担任了公司经理的联席首席投资官。他也是EMG的常务董事，并负责管理所有的MBS/ ABS的信用，直接向Vranos先生汇报工作。在2006年7月加入EMG前，他是在瑞士信贷（Credit Suisse）抵押贷款部门的资深交易员。他开发并推出了数款其证券化工具，包括混合ARMs和第二留置权，随后经营其混合ARM的业务，包括管道的定价，销售服务，每月证券，所有评级类别和管理和对冲剩余的投资组合的机构/非机构杂交交易。在加入Credit Suisse前，他曾与Vranos先生和在Kidder Peabody的许多其他EMG的负责人一起工作，通过机构交易和非机构道直通，担任CMOs的常务董事。 他持有来自耶鲁大学的学士学位，并用美国国家科学基金会奖学金在麻省理工学院学习。
- Mark Tecotzky has been our Co-Chief Investment Officer since March 2008 the Co-Chief Investment Officer of EARN since October 2012 and serves as the Co-Chief Investment Officer of our Manager. Mr. Tecotzky is also a Managing Director of EMG, and head portfolio manager for all MBS/ABS credit, reporting directly to Mr. Vranos. Prior to joining EMG in July 2006 Mr. Tecotzky was the senior trader in the mortgage department at Credit Suisse. He developed and launched several of its securitization vehicles, including hybrid adjustable-rate mortgages, or "ARMs," and second liens, and subsequently ran its hybrid ARM business, including conduit pricing, servicing sales, monthly securitization, trading of Agency/non-Agency hybrids of all ratings categories, and managing and hedging the residual portfolio. Prior to joining Credit Suisse, Mr. Tecotzky worked with Mr. Vranos and many of the other EMG principals at Kidder Peabody, and traded Agency and non-Agency pass-throughs and structured CMOs as a Managing Director. Mr. Tecotzky holds a B.S. from Yale University and received a National Science Foundation fellowship to study at MIT.
- Lisa Mumford
Lisa Mumford，她被任命为集团财务总监，并在2009年10月为经理的财务总监。在2013年4月她被任命为Ellington Residential Mortgage的财务总监。2008年8月至2009年10月，她为ACA金融担保公司“ACA FG”的财务总监，她负责监督财务和会计业务的所有方面。2008年8月前，ACA FG是ACA资本控股有限公司（“ACA”）的营运附属公司，并从2003年至2008年8月她担任首席会计官。而在ACA，她负责监督会计，内部财务和财务报告流程的各个环节。在加入ACA前，从1988年开始她与ACE担保公司工作，在她任职期间，她担任首席财务官和财务总监的位置。1984年她在永道会计师事务所以一个会计人员的角色开始了她的职业生涯，在1988年她以审计主管的角色离开了。她是注册会计师美国学院中的一员，并持有霍夫斯特拉大学会计学的工商管理学士学位。
Lisa Mumford served as the Company's Chief Financial Officer "CFO" and the Chief Financial Officer of our Manager, from October 2009 through her retirement in March 2018. Ms. Mumford also served as the Chief Financial Officer of EARN from April 2013 until her retirement in March 2018. As CFO of the Company and EARN, Ms. Mumford managed all aspects of the accounting, internal control, and financial reporting processes. Ms. Mumford has also served as a member of the Board of Directors of Radian Group Inc., a mortgage and real estate services business since February 2020. From August 2008 to October 2009 Ms. Mumford was Chief Financial Officer of ACA Financial Guaranty Corporation, or "ACA FG," where she oversaw all aspects of the finance and accounting operations. From 2003 until August 2008 Ms. Mumford served as the Chief Accounting Officer of ACA Capital Holdings, Inc., or "ACA," of which ACA FG was an operating subsidiary. Prior to joining ACA, and beginning in 1988 Ms. Mumford was with ACE Guaranty Corp., where over her tenure she held the positions of Chief Financial Officer and Controller. She began her career as a staff accountant with Coopers & Lybrand in 1984 culminating in the role of Audit Supervisor at the time of her departure in 1988. Ms. Mumford is a member of the American Institute of Certified Public Accountants and holds a B.B.A. in Accounting from Hofstra University.- Lisa Mumford，她被任命为集团财务总监，并在2009年10月为经理的财务总监。在2013年4月她被任命为Ellington Residential Mortgage的财务总监。2008年8月至2009年10月，她为ACA金融担保公司“ACA FG”的财务总监，她负责监督财务和会计业务的所有方面。2008年8月前，ACA FG是ACA资本控股有限公司（“ACA”）的营运附属公司，并从2003年至2008年8月她担任首席会计官。而在ACA，她负责监督会计，内部财务和财务报告流程的各个环节。在加入ACA前，从1988年开始她与ACE担保公司工作，在她任职期间，她担任首席财务官和财务总监的位置。1984年她在永道会计师事务所以一个会计人员的角色开始了她的职业生涯，在1988年她以审计主管的角色离开了。她是注册会计师美国学院中的一员，并持有霍夫斯特拉大学会计学的工商管理学士学位。
- Lisa Mumford served as the Company's Chief Financial Officer "CFO" and the Chief Financial Officer of our Manager, from October 2009 through her retirement in March 2018. Ms. Mumford also served as the Chief Financial Officer of EARN from April 2013 until her retirement in March 2018. As CFO of the Company and EARN, Ms. Mumford managed all aspects of the accounting, internal control, and financial reporting processes. Ms. Mumford has also served as a member of the Board of Directors of Radian Group Inc., a mortgage and real estate services business since February 2020. From August 2008 to October 2009 Ms. Mumford was Chief Financial Officer of ACA Financial Guaranty Corporation, or "ACA FG," where she oversaw all aspects of the finance and accounting operations. From 2003 until August 2008 Ms. Mumford served as the Chief Accounting Officer of ACA Capital Holdings, Inc., or "ACA," of which ACA FG was an operating subsidiary. Prior to joining ACA, and beginning in 1988 Ms. Mumford was with ACE Guaranty Corp., where over her tenure she held the positions of Chief Financial Officer and Controller. She began her career as a staff accountant with Coopers & Lybrand in 1984 culminating in the role of Audit Supervisor at the time of her departure in 1988. Ms. Mumford is a member of the American Institute of Certified Public Accountants and holds a B.B.A. in Accounting from Hofstra University.
- Daniel Margolis
自2013年4月，Daniel Margolis 一直是我们的总顾问，并从公司成立到2013年4月，担任公司秘书。他也是 EMG 和 of Ellngton Financial LLC总法律顾问。他负责向EMG 提供所有的法律，法规，合规，文档和诉讼事宜建议。加盟EMG前，2007年至2010年，他是 Pillsbury, Winthrop, Shaw, Pittman LLP 合伙人，在那之前，从2004年到2007年，他是Wilmer, Cutler, Pickering, Hale 和 Dorr LLP的新合伙人。在这2个职位上，他代表公司和个人，其中包括金融服务机构，在刑事和监管调查，并在复杂的民事诉讼。从2000年到2004年，他曾担任纽约南区美国联邦检察官办公室美国助理检察官，他起诉了各种白领罪行，包括证券欺诈，投资欺诈，逃税和洗钱。 2004年，他获得了John Marshall奖，司法部的最高奖项，奖励在法律事务上的卓越。他以优异成绩获得纽约大学法学院法学博士学位，以及优异的成绩获得学士学位，拿到政治学最高荣誉，是美国大学优等生之荣誉学会会员。
Daniel Margolis has been our General Counsel since August 2013 and also served as our Secretary from July 2010 to August 2013. Mr. Margolis has also served as General Counsel of EMG since July 2010 and of EARN since April 2013. He is responsible for advising EMG on all legal, regulatory, compliance, documentation, and litigation matters. Prior to joining EMG, Mr. Margolis was a Partner at Pillsbury, Winthrop, Shaw, Pittman LLP from 2007 to 2010 and before that was a Junior Partner at Wilmer, Cutler, Pickering, Hale and Dorr LLP from 2004 to 2007. In both positions, Mr. Margolis represented corporations and individuals, including financial services organizations, in criminal and regulatory investigations and in complex civil litigation. From 2000 to 2004 he served as an Assistant United States Attorney in the United States Attorney's Office for the Southern District of New York where he prosecuted a variety of white collar crimes including securities fraud, investment fraud, tax fraud, and money laundering. In 2004 he received the John Marshall Award, the Department of Justice's highest award for excellence in legal performance. He has a J.D. from New York University Law School, where he graduated cum laude, and a B.A. from Binghamton University where he graduated magna cum laude with highest honors in Political Science and was a member of Phi Beta Kappa.- 自2013年4月，Daniel Margolis 一直是我们的总顾问，并从公司成立到2013年4月，担任公司秘书。他也是 EMG 和 of Ellngton Financial LLC总法律顾问。他负责向EMG 提供所有的法律，法规，合规，文档和诉讼事宜建议。加盟EMG前，2007年至2010年，他是 Pillsbury, Winthrop, Shaw, Pittman LLP 合伙人，在那之前，从2004年到2007年，他是Wilmer, Cutler, Pickering, Hale 和 Dorr LLP的新合伙人。在这2个职位上，他代表公司和个人，其中包括金融服务机构，在刑事和监管调查，并在复杂的民事诉讼。从2000年到2004年，他曾担任纽约南区美国联邦检察官办公室美国助理检察官，他起诉了各种白领罪行，包括证券欺诈，投资欺诈，逃税和洗钱。 2004年，他获得了John Marshall奖，司法部的最高奖项，奖励在法律事务上的卓越。他以优异成绩获得纽约大学法学院法学博士学位，以及优异的成绩获得学士学位，拿到政治学最高荣誉，是美国大学优等生之荣誉学会会员。
- Daniel Margolis has been our General Counsel since August 2013 and also served as our Secretary from July 2010 to August 2013. Mr. Margolis has also served as General Counsel of EMG since July 2010 and of EARN since April 2013. He is responsible for advising EMG on all legal, regulatory, compliance, documentation, and litigation matters. Prior to joining EMG, Mr. Margolis was a Partner at Pillsbury, Winthrop, Shaw, Pittman LLP from 2007 to 2010 and before that was a Junior Partner at Wilmer, Cutler, Pickering, Hale and Dorr LLP from 2004 to 2007. In both positions, Mr. Margolis represented corporations and individuals, including financial services organizations, in criminal and regulatory investigations and in complex civil litigation. From 2000 to 2004 he served as an Assistant United States Attorney in the United States Attorney's Office for the Southern District of New York where he prosecuted a variety of white collar crimes including securities fraud, investment fraud, tax fraud, and money laundering. In 2004 he received the John Marshall Award, the Department of Justice's highest award for excellence in legal performance. He has a J.D. from New York University Law School, where he graduated cum laude, and a B.A. from Binghamton University where he graduated magna cum laude with highest honors in Political Science and was a member of Phi Beta Kappa.