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董事介绍

注:董事持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
Nathaniel August Director 37 未披露 未持股 2016-04-26
Thomas H. Brandt Director 52 0.24万美元 未持股 2016-04-26
James F. Velgot Chief of Staff and Director 54 49.81万美元 未持股 2016-04-26
Michael W. Arthur Director 76 未披露 未持股 2016-04-26
Thomas L. Harrison Director 68 13.44万美元 未持股 2016-04-26
Leonard M. Tannenbaum Chairman of the Board and Chief Executive Officer 44 20.95万美元 未持股 2016-04-26
Alexander C. Frank Chief Operating Officer, Chief Financial Officer and Director 58 111.71万美元 未持股 2016-04-26

高管介绍

注:高管持股数取自最新公司公告

姓名 性别 职位 年龄 薪酬 持股数(万股) 截止日期
Todd G. Owens Co-President 48 139.43万美元 未持股 2016-04-26
James F. Velgot Chief of Staff and Director 54 49.81万美元 未持股 2016-04-26
Bernard D. Berman Co-President and Chief Compliance Officer 45 61.41万美元 未持股 2016-04-26
Leonard M. Tannenbaum Chairman of the Board and Chief Executive Officer 44 20.95万美元 未持股 2016-04-26
Ivelin M. Dimitrov Chief Investment Officer 37 616.81万美元 未持股 2016-04-26
Alexander C. Frank Chief Operating Officer, Chief Financial Officer and Director 58 111.71万美元 未持股 2016-04-26

董事简历

中英对照 |  中文 |  英文
Nathaniel August

Nathaniel August,他于2016年4月成为我们董事会的成员。他是Mangrove Partners的创始人兼总裁。他于2010年创立Mangrove Partners公司。创立Mangrove公司之前,他曾担任White Eagle Partners的董事、Brahman Capital Partners的高级分析师、K Capital Partners的投资分析师、Goldman Sachs的主要投资领域分析师。他曾担任以下投资公司的董事:MPF HoldCo 1 Inc.、The Mangrove Partners Fund Cayman, Ltd.、The Mangrove Partners Master Fund, Ltd.、Mangrove Capital、Mangrove Partners、The Mangrove Partners i-Feeder 1 Ltd.他持有Brown University的学士学位。


Nathaniel August became a member of our Board of Directors in April 2016. Mr. August is the founder and President of Mangrove Partners. He founded Mangrove Partners in 2010. Prior to founding Mangrove, Mr. August was a Director at White Eagle Partners, a Senior Analyst at Brahman Capital Partners, an Investment Analyst at K Capital Partners, and an Analyst at Goldman Sachs in the Principal Investment Area. Mr. Augustcurrently serves as a director on the following investment companies: MPF HoldCo 1 Inc., The Mangrove Partners Fund Cayman, Ltd., The Mangrove Partners Master Fund, Ltd., Mangrove Capital, Mangrove Partners and The Mangrove Partners i-Feeder 1 Ltd. Mr. August received his bachelor’s degree from Brown University.
Nathaniel August,他于2016年4月成为我们董事会的成员。他是Mangrove Partners的创始人兼总裁。他于2010年创立Mangrove Partners公司。创立Mangrove公司之前,他曾担任White Eagle Partners的董事、Brahman Capital Partners的高级分析师、K Capital Partners的投资分析师、Goldman Sachs的主要投资领域分析师。他曾担任以下投资公司的董事:MPF HoldCo 1 Inc.、The Mangrove Partners Fund Cayman, Ltd.、The Mangrove Partners Master Fund, Ltd.、Mangrove Capital、Mangrove Partners、The Mangrove Partners i-Feeder 1 Ltd.他持有Brown University的学士学位。
Nathaniel August became a member of our Board of Directors in April 2016. Mr. August is the founder and President of Mangrove Partners. He founded Mangrove Partners in 2010. Prior to founding Mangrove, Mr. August was a Director at White Eagle Partners, a Senior Analyst at Brahman Capital Partners, an Investment Analyst at K Capital Partners, and an Analyst at Goldman Sachs in the Principal Investment Area. Mr. Augustcurrently serves as a director on the following investment companies: MPF HoldCo 1 Inc., The Mangrove Partners Fund Cayman, Ltd., The Mangrove Partners Master Fund, Ltd., Mangrove Capital, Mangrove Partners and The Mangrove Partners i-Feeder 1 Ltd. Mr. August received his bachelor’s degree from Brown University.
Thomas H. Brandt

Thomas H. Brandt,2015年12月以来,他一直担任我们董事会的成员。2012年1月以来,他曾担任College Street Foods, LLC的联席所有者兼房地产主管。此前,他曾担任Trans-Lux Corporation 、Storyteller Theatres Corporation的联席首席执行官、董事会成员。他任职上述公司27年,专注于电影展览行业,并在新英格兰和美国西南部拥有、经营和扩张一个国家连锁艺术电影院。他于1985年获得Skidmore College的学士学位。


Thomas H. Brandt became a member of our Board of Directors in December 2015. Since January 2012 Mr. Brandt has served as co-owner and Director of Real Estate of College Street Foods, LLC. Previously, he was the Co-Chief Executive Officer and a member of the boards of directors of Trans-Lux Corporation and Storyteller Theatres Corporation. During his combined 27 years with these companies, Mr. Brandt focused on the motion picture exhibition industry through owning, operating and expanding a state of the art cinema chain in New England and the Southwest United States. Mr. Brandt received his B.S. degree from Skidmore College in 1985.
Thomas H. Brandt,2015年12月以来,他一直担任我们董事会的成员。2012年1月以来,他曾担任College Street Foods, LLC的联席所有者兼房地产主管。此前,他曾担任Trans-Lux Corporation 、Storyteller Theatres Corporation的联席首席执行官、董事会成员。他任职上述公司27年,专注于电影展览行业,并在新英格兰和美国西南部拥有、经营和扩张一个国家连锁艺术电影院。他于1985年获得Skidmore College的学士学位。
Thomas H. Brandt became a member of our Board of Directors in December 2015. Since January 2012 Mr. Brandt has served as co-owner and Director of Real Estate of College Street Foods, LLC. Previously, he was the Co-Chief Executive Officer and a member of the boards of directors of Trans-Lux Corporation and Storyteller Theatres Corporation. During his combined 27 years with these companies, Mr. Brandt focused on the motion picture exhibition industry through owning, operating and expanding a state of the art cinema chain in New England and the Southwest United States. Mr. Brandt received his B.S. degree from Skidmore College in 1985.
James F. Velgot

James F. Velgot,自2015年12月以来,他一直担任我们董事会的成员。他目前担任公司的首席职员,负责提供一个广泛的战略和业务指导。他于2010年7月加入公司,担任the Fifth Street platform的首席营销官(直到2015年)。他拥有30年的职业生涯,涉及金融服务行业的营销、创意服务和品牌战略。他曾任职Sanford C. Bernstein & Co。(现称为AllianceBernstein)20年以上。加入Sanford Bernstein之前,他曾任职Kidder Peabody、Coopers & Lybrand。他持有Pratt Institute的通信设计学士学位。


James F. Velgot became a member of our Board of Directors in December 2015. Mr. Velgot currently serves as Chief of Staff at the Company and is responsible for providing a wide range of strategic and operational guidance. He joined the firm in July 2010 and served as Chief Marketing Officer for the Fifth Street platform until 2015. Mr. Velgot has dedicated the past 30 years of his career to marketing, creative services and brand strategy in the financial services sector. More than 20 of those years were spent at Sanford C. Bernstein & Co., now AllianceBernstein. Before joining Sanford Bernstein, Mr. Velgot worked at Kidder Peabody and Coopers & Lybrand. Mr. Velgot received his B.F.A. in Communications Design from Pratt Institute.
James F. Velgot,自2015年12月以来,他一直担任我们董事会的成员。他目前担任公司的首席职员,负责提供一个广泛的战略和业务指导。他于2010年7月加入公司,担任the Fifth Street platform的首席营销官(直到2015年)。他拥有30年的职业生涯,涉及金融服务行业的营销、创意服务和品牌战略。他曾任职Sanford C. Bernstein & Co。(现称为AllianceBernstein)20年以上。加入Sanford Bernstein之前,他曾任职Kidder Peabody、Coopers & Lybrand。他持有Pratt Institute的通信设计学士学位。
James F. Velgot became a member of our Board of Directors in December 2015. Mr. Velgot currently serves as Chief of Staff at the Company and is responsible for providing a wide range of strategic and operational guidance. He joined the firm in July 2010 and served as Chief Marketing Officer for the Fifth Street platform until 2015. Mr. Velgot has dedicated the past 30 years of his career to marketing, creative services and brand strategy in the financial services sector. More than 20 of those years were spent at Sanford C. Bernstein & Co., now AllianceBernstein. Before joining Sanford Bernstein, Mr. Velgot worked at Kidder Peabody and Coopers & Lybrand. Mr. Velgot received his B.F.A. in Communications Design from Pratt Institute.
Michael W. Arthur

Michael W. Arthur于2014年2月24日获委任为公司临时总裁兼首席执行官。自1990年起领导Michael Arthur and Associates(咨询及中期管理公司,专门从事重组、业务发展、战略、财务、营销和品牌战略)。在他们的重组中,他曾担任美国加州联邦银行的首席执行官和约翰银餐厅加盟商的金融顾问长。在1990年之前担任时时乐餐厅与平克顿安保的执行副总裁兼首席财务官;美泰玩具负责营销的副总裁;同时还担任D'Arcy, Masius, Benton & Bowles广告及宝洁的管理角色。拥有约翰霍普金斯大学的文学士学位,并参加了沃顿商学研究院。


Michael W. Arthur became a member of Fifth Street Asset Management Inc. Board of Directors in April 2016. Since 1990 Mr. Arthur has headed Michael Arthur & Associates, a consulting and interim management firm specializing in restructurings, business development and strategic, financial, marketing and branding strategies. Mr. Arthur has been involved in the turnaround of troubled companies and the growth of healthy ones across a multitude of industries, including restaurants, consumer goods, financial products and services, manufacturing, marketing and technology. Prior to 1990 Mr. Arthur served as Executive Vice President and Chief Financial Officer for Sizzler Restaurants and Pinkerton Security, Executive Vice President of Marketing for Mattel Toys and various other management roles for D'Arcy, Benton & Bowles Advertising and Proctor and Gamble. He has sat on various boards during his career including 10 years as an independent member of Einstein Noah Restaurant Group, as well as California Federal Bank and currently Traffic Solutions Corporation. Mr. Arthur received his B.A. degree from Johns Hopkins University and attended the Wharton Graduate School of Business.
Michael W. Arthur于2014年2月24日获委任为公司临时总裁兼首席执行官。自1990年起领导Michael Arthur and Associates(咨询及中期管理公司,专门从事重组、业务发展、战略、财务、营销和品牌战略)。在他们的重组中,他曾担任美国加州联邦银行的首席执行官和约翰银餐厅加盟商的金融顾问长。在1990年之前担任时时乐餐厅与平克顿安保的执行副总裁兼首席财务官;美泰玩具负责营销的副总裁;同时还担任D'Arcy, Masius, Benton & Bowles广告及宝洁的管理角色。拥有约翰霍普金斯大学的文学士学位,并参加了沃顿商学研究院。
Michael W. Arthur became a member of Fifth Street Asset Management Inc. Board of Directors in April 2016. Since 1990 Mr. Arthur has headed Michael Arthur & Associates, a consulting and interim management firm specializing in restructurings, business development and strategic, financial, marketing and branding strategies. Mr. Arthur has been involved in the turnaround of troubled companies and the growth of healthy ones across a multitude of industries, including restaurants, consumer goods, financial products and services, manufacturing, marketing and technology. Prior to 1990 Mr. Arthur served as Executive Vice President and Chief Financial Officer for Sizzler Restaurants and Pinkerton Security, Executive Vice President of Marketing for Mattel Toys and various other management roles for D'Arcy, Benton & Bowles Advertising and Proctor and Gamble. He has sat on various boards during his career including 10 years as an independent member of Einstein Noah Restaurant Group, as well as California Federal Bank and currently Traffic Solutions Corporation. Mr. Arthur received his B.A. degree from Johns Hopkins University and attended the Wharton Graduate School of Business.
Thomas L. Harrison

Thomas L. Harrison ,他是报酬委员会的成员和审计委员会的主席,并一直担任我们的董事(2006年2月以来)。他曾担任我们报酬委员会的联合主席,直到2011年7月董事会重新成立。他是多元代理服务公司(Diversified Agency Services, DAS)(集团营销服务公司)的主席。作为宏盟集团(omnicom group)的一个部门,DAS公司提供了一个广泛的营销传播服务。他曾担任DAS公司的总裁(从1997年到1998年),以及董事长兼首席执行官(从1998年到2011年)。加入DAS公司之前,他曾担任Harrison & Star Business Group的创始人及董事长。他是蒙蒂菲奥里医院(Montefiore Hospital)执行委员会的成员、美国纽约医学协会(New York Academy of Medicine)的会员,以及纽约大学斯坦哈特艺术学院的院长顾问。他担任ePocrates、 The Lymphoma Research Foundation和一些营销服务公司的董事。他曾担任国际奥林匹克委员会(总部位于美国纽约)的董事会主席。他是《INSTINCT Tapping Your Entrepreneurial DNA to Achieve Your Business Goals》的作者。他拥有西弗吉尼亚大学(West Virginia University)的细胞生物学和生理学的高级学位,以及西弗吉尼亚大学(West Virginia University)的人文学博士学位。


Thomas L. Harrison has served as our lead independent director since July 2020. Mr. Harrison is currently a Senior Operating Partner at Merida Capital Holdings, a private equity firm investing across the cannabis ecosystem a position he has held since April 2019.He formerly founded Harrison & Star Business Group in October 1987 a healthcare marketing and communications agency that was acquired by Omnicom Group Inc. "Omnicom" in 1992. He is Chairman Emeritus of Diversified Agency Services, a division of Omnicom and one of the world's largest holding groups of marketing services companies. He was appointed President of the division in April 1997. He is currently a board member for MainStem, the leading purchasing platform in the state-regulated cannabis industry, as well as for EighthICON Holdings, a cannabis firm owning the Cheech & Chong cannabis brand, and one of our borrowers, Private Company A. Mr. Harrison was appointed to the board of Madison Logic in June 2016 a business-to-business account based management marketing company and on the board of ACTV8me, an advertising attribution technology company, in 2020. Mr. Harrison is on the Board and acts as lead director for Fifth Street, a credit asset manager with a nationwide platform. In addition, he was previously the Chairman of the Corporate Governance and Nominating Committee for Zynerba Pharmaceuticals Inc., a leader in pharmaceutically-produced cannabinoid therapies from January 2015 to May 2019. He is a board director for the Montefiore Health System.
Thomas L. Harrison ,他是报酬委员会的成员和审计委员会的主席,并一直担任我们的董事(2006年2月以来)。他曾担任我们报酬委员会的联合主席,直到2011年7月董事会重新成立。他是多元代理服务公司(Diversified Agency Services, DAS)(集团营销服务公司)的主席。作为宏盟集团(omnicom group)的一个部门,DAS公司提供了一个广泛的营销传播服务。他曾担任DAS公司的总裁(从1997年到1998年),以及董事长兼首席执行官(从1998年到2011年)。加入DAS公司之前,他曾担任Harrison & Star Business Group的创始人及董事长。他是蒙蒂菲奥里医院(Montefiore Hospital)执行委员会的成员、美国纽约医学协会(New York Academy of Medicine)的会员,以及纽约大学斯坦哈特艺术学院的院长顾问。他担任ePocrates、 The Lymphoma Research Foundation和一些营销服务公司的董事。他曾担任国际奥林匹克委员会(总部位于美国纽约)的董事会主席。他是《INSTINCT Tapping Your Entrepreneurial DNA to Achieve Your Business Goals》的作者。他拥有西弗吉尼亚大学(West Virginia University)的细胞生物学和生理学的高级学位,以及西弗吉尼亚大学(West Virginia University)的人文学博士学位。
Thomas L. Harrison has served as our lead independent director since July 2020. Mr. Harrison is currently a Senior Operating Partner at Merida Capital Holdings, a private equity firm investing across the cannabis ecosystem a position he has held since April 2019.He formerly founded Harrison & Star Business Group in October 1987 a healthcare marketing and communications agency that was acquired by Omnicom Group Inc. "Omnicom" in 1992. He is Chairman Emeritus of Diversified Agency Services, a division of Omnicom and one of the world's largest holding groups of marketing services companies. He was appointed President of the division in April 1997. He is currently a board member for MainStem, the leading purchasing platform in the state-regulated cannabis industry, as well as for EighthICON Holdings, a cannabis firm owning the Cheech & Chong cannabis brand, and one of our borrowers, Private Company A. Mr. Harrison was appointed to the board of Madison Logic in June 2016 a business-to-business account based management marketing company and on the board of ACTV8me, an advertising attribution technology company, in 2020. Mr. Harrison is on the Board and acts as lead director for Fifth Street, a credit asset manager with a nationwide platform. In addition, he was previously the Chairman of the Corporate Governance and Nominating Committee for Zynerba Pharmaceuticals Inc., a leader in pharmaceutically-produced cannabinoid therapies from January 2015 to May 2019. He is a board director for the Montefiore Health System.
Leonard M. Tannenbaum

Leonard M. Tannenbaum,CFA。自2007年10月一直是AFC Gamma的首席执行官,2007年12月以来担任AFC Gamma董事会的主席,从2007年10月到2007年2月担任总裁。他也是AFC Gamma的投资顾问和服务的管理合伙人投资委员会成员。自1998年他的第一个私人投资公司成立以来,他建立了多个私人投资公司,其中包括Fifth Street Capital LLC, 并在其中担任管理职位。在他建立第一个公司之前,他在很多小公司获得作为Merrill Lynch股票分析师的经验。除了服务于董事会,他服务于几个私人Greenlight Capital附属实体董事会,在此之前他曾在其他几个上市公司的董事会工作,包括Einstein Noah Restaurant Group, Inc., Assisted Living Concepts, Inc. 和 WesTower Communications, Inc. 他也曾在四个审计委员会和五个薪酬委员会工作,他曾在一个审计委员会和四个薪酬委员会担任主席。他毕业于宾夕法尼亚大学的沃顿商学院(Wharton School of the University of Pennsylvania),并获得经济学学士学位。随后他获得宾夕法尼亚大学的本科学位。他是沃顿商学院(Wharton School)MBA 金融学位,作为Submatriculation项目的一部分。他是特许金融分析师,他也是Young Presidents’ Organization的成员。


Leonard M. Tannenbaum has served as AFC Gamma Chief Executive Officer and as Chairman and a director since July 2020. Mr. Tannenbaum is responsible for AFC Gamma overall management and, in his capacity as a principal of the Manager, leads the Investment Committee, which is responsible for overseeing investment processes including origination, credit underwriting, risk analysis and loan approvals. Mr. Tannenbaum has extensive leadership experience, including his experience as the founder of Fifth Street Asset Management, Inc., a credit asset manager with a nationwide platform "FSAM", and its Chief Executive Officer from its inception in 1998 until October 2017 when substantially all of its assets were sold to Oaktree Capital Management ("Oaktree"). Prior to such sale to Oaktree, FSAM had a core focus on disciplined credit investing across multiple economic cycles, and issued billions of dollars in public equity, private capital and public debt securities. FSAM made flexible investments across capital structures to growing middle market companies, primarily in conjunction with private equity sponsors. It managed approximately $5 billion of assets across multiple private investment vehicles and two publicly-traded business development companies. FSAM is expected to be dissolved and liquidated in the first half of 2021 and since its asset sale to Oaktree, it has had no revenue generating operations and makes no investments. Mr. Tannenbaum has a controlling interest in FSAM. Subsequent to the sale to Oaktree in 2017 Mr. Tannenbaum founded Tannenbaum Family Office, a single family office and one of AFC Gamma affiliates that is focused on allocating capital across various strategies including credit (from the Tannenbaum Strategic Credit Fund, a $100 million fund), equities and real estate. Mr. Tannenbaum graduated from The Wharton School of the University of Pennsylvania, where he received a B.S. in economics. Subsequent to his undergraduate degree from the University of Pennsylvania, he received an MBA in Finance from The Wharton School as part of the submatriculation program. He is also a holder of the Chartered Financial Analyst designation and is a member of The Wharton Graduate Executive Board.
Leonard M. Tannenbaum,CFA。自2007年10月一直是AFC Gamma的首席执行官,2007年12月以来担任AFC Gamma董事会的主席,从2007年10月到2007年2月担任总裁。他也是AFC Gamma的投资顾问和服务的管理合伙人投资委员会成员。自1998年他的第一个私人投资公司成立以来,他建立了多个私人投资公司,其中包括Fifth Street Capital LLC, 并在其中担任管理职位。在他建立第一个公司之前,他在很多小公司获得作为Merrill Lynch股票分析师的经验。除了服务于董事会,他服务于几个私人Greenlight Capital附属实体董事会,在此之前他曾在其他几个上市公司的董事会工作,包括Einstein Noah Restaurant Group, Inc., Assisted Living Concepts, Inc. 和 WesTower Communications, Inc. 他也曾在四个审计委员会和五个薪酬委员会工作,他曾在一个审计委员会和四个薪酬委员会担任主席。他毕业于宾夕法尼亚大学的沃顿商学院(Wharton School of the University of Pennsylvania),并获得经济学学士学位。随后他获得宾夕法尼亚大学的本科学位。他是沃顿商学院(Wharton School)MBA 金融学位,作为Submatriculation项目的一部分。他是特许金融分析师,他也是Young Presidents’ Organization的成员。
Leonard M. Tannenbaum has served as AFC Gamma Chief Executive Officer and as Chairman and a director since July 2020. Mr. Tannenbaum is responsible for AFC Gamma overall management and, in his capacity as a principal of the Manager, leads the Investment Committee, which is responsible for overseeing investment processes including origination, credit underwriting, risk analysis and loan approvals. Mr. Tannenbaum has extensive leadership experience, including his experience as the founder of Fifth Street Asset Management, Inc., a credit asset manager with a nationwide platform "FSAM", and its Chief Executive Officer from its inception in 1998 until October 2017 when substantially all of its assets were sold to Oaktree Capital Management ("Oaktree"). Prior to such sale to Oaktree, FSAM had a core focus on disciplined credit investing across multiple economic cycles, and issued billions of dollars in public equity, private capital and public debt securities. FSAM made flexible investments across capital structures to growing middle market companies, primarily in conjunction with private equity sponsors. It managed approximately $5 billion of assets across multiple private investment vehicles and two publicly-traded business development companies. FSAM is expected to be dissolved and liquidated in the first half of 2021 and since its asset sale to Oaktree, it has had no revenue generating operations and makes no investments. Mr. Tannenbaum has a controlling interest in FSAM. Subsequent to the sale to Oaktree in 2017 Mr. Tannenbaum founded Tannenbaum Family Office, a single family office and one of AFC Gamma affiliates that is focused on allocating capital across various strategies including credit (from the Tannenbaum Strategic Credit Fund, a $100 million fund), equities and real estate. Mr. Tannenbaum graduated from The Wharton School of the University of Pennsylvania, where he received a B.S. in economics. Subsequent to his undergraduate degree from the University of Pennsylvania, he received an MBA in Finance from The Wharton School as part of the submatriculation program. He is also a holder of the Chartered Financial Analyst designation and is a member of The Wharton Graduate Executive Board.
Alexander C. Frank

Alexander C. Frank 自2011年9月以来一直是我们的首席财务官。在加入公司之前,从2008年9月到2011年3月他曾担任Chilton Investment Company LLC董事总经理兼首席财务官,该公司是一家全球投资管理公司。他负责财务和运营基础设施。此前,他在摩根士丹利(Morgan Stanley)花了22年担任美国经纪商/交易商和全球财务主管、全球机构业务负责人,全球企业负责人和首席财务官。他负责各种证券基础设施服务、创建整个组织效率和管理所有方面内部和外部的财务控制和报告功能。他还监督公司的融资、资本规划、现金管理和评级机构职能。在1985年加入摩根士丹利(Morgan Stanley)之前,他在Arthur Andersen LLP开始他的职业生涯。他持有Michigan大学Dartmouth 学院MBA学士学位。


Alexander C. Frank has served as an independent director since July 2020. Mr. Frank has more than 30 years’ experience in financial and operational infrastructure. He previously worked at Fifth Street, which he joined in September 2011 and during his tenure through September 2017 he held various positions and was responsible for the operations of the company during his tenure from 2011 to 2017. Since retiring in September 2017 Mr. Frank has served as a board member at Fifth Street. He was the Chief Operating Officer and Chief Financial Officer of Fifth Street from the time of its initial public offering in 2014 to its sale to Oaktree in 2017. From September 2008 to March 2011 he served as a Managing Director and Chief Financial Officer of Chilton Investment Company LLC, a global investment management firm. Prior to that, Mr. Frank spent over 22 years at Morgan Stanley, having served as global head of institutional operations, global corporate controller and chief financial officer of U.S. broker/dealer operations and global treasurer. In his roles, he oversaw various securities infrastructure services, creating efficiencies throughout the organization, and managed all aspects of the internal and external financial control and reporting functions. Mr. Frank began his career in audit and tax accounting at Arthur Andersen LLP before joining Morgan Stanley in 1985. He received an M.B.A. from the University of Michigan and a B.A. from Dartmouth College.
Alexander C. Frank 自2011年9月以来一直是我们的首席财务官。在加入公司之前,从2008年9月到2011年3月他曾担任Chilton Investment Company LLC董事总经理兼首席财务官,该公司是一家全球投资管理公司。他负责财务和运营基础设施。此前,他在摩根士丹利(Morgan Stanley)花了22年担任美国经纪商/交易商和全球财务主管、全球机构业务负责人,全球企业负责人和首席财务官。他负责各种证券基础设施服务、创建整个组织效率和管理所有方面内部和外部的财务控制和报告功能。他还监督公司的融资、资本规划、现金管理和评级机构职能。在1985年加入摩根士丹利(Morgan Stanley)之前,他在Arthur Andersen LLP开始他的职业生涯。他持有Michigan大学Dartmouth 学院MBA学士学位。
Alexander C. Frank has served as an independent director since July 2020. Mr. Frank has more than 30 years’ experience in financial and operational infrastructure. He previously worked at Fifth Street, which he joined in September 2011 and during his tenure through September 2017 he held various positions and was responsible for the operations of the company during his tenure from 2011 to 2017. Since retiring in September 2017 Mr. Frank has served as a board member at Fifth Street. He was the Chief Operating Officer and Chief Financial Officer of Fifth Street from the time of its initial public offering in 2014 to its sale to Oaktree in 2017. From September 2008 to March 2011 he served as a Managing Director and Chief Financial Officer of Chilton Investment Company LLC, a global investment management firm. Prior to that, Mr. Frank spent over 22 years at Morgan Stanley, having served as global head of institutional operations, global corporate controller and chief financial officer of U.S. broker/dealer operations and global treasurer. In his roles, he oversaw various securities infrastructure services, creating efficiencies throughout the organization, and managed all aspects of the internal and external financial control and reporting functions. Mr. Frank began his career in audit and tax accounting at Arthur Andersen LLP before joining Morgan Stanley in 1985. He received an M.B.A. from the University of Michigan and a B.A. from Dartmouth College.

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Todd G. Owens

Todd G. Owens于2014年9月加入我司,并将担任我司联席总裁。Owens先生将负责通过实施战略计划驱动我司业务的增长,并管理我司机构资本募集活动、投资人关系与分销渠道。加入我司前,Owens先生是高盛公司(Goldman, Sachs & Co.)的投资银行家。他于1990年加入高盛公司(Goldman, Sachs & Co.),于2001年被任命为常务董事,并于2008年担任合伙人。在高盛公司任职期间,Owens先生担任西海岸金融机构事业部与专业金融事业部的负责人。他在威廉姆斯学院(Williams College)获得历史学与政治经济学的文学学士学位。Owens先生担任洛杉矶好撒玛利亚人医院(Good Samaritan Hospital)的理事,并担任City Year Los Angeles的理事。


Todd G. Owens joined us in September 2014 and is our Co-President. Since January 2015 he has been Chief Executive Officer of FSC and President of FSFR. He has also been a member of FSC’s board of directors since November 2014 and FSFR’s board of directors since August 2015. In addition, Mr. Owens is responsible for driving growth in our business by executing strategic initiatives, managing investor relationships and broadening our distribution channels. Mr. Owens also serves on the management committee of Fifth Street Management. Prior to joining us, Mr. Owens was an investment banker at Goldman, Sachs & Co. He joined Goldman, Sachs & Co. in 1990 and was named a managing director in 2001 and a partner in 2008. At Goldman, Sachs & Co., Mr. Owens was head of the West Coast Financial Institutions Group and the Specialty Finance Group. He holds a B.A. in history and political economy from Williams College.
Todd G. Owens于2014年9月加入我司,并将担任我司联席总裁。Owens先生将负责通过实施战略计划驱动我司业务的增长,并管理我司机构资本募集活动、投资人关系与分销渠道。加入我司前,Owens先生是高盛公司(Goldman, Sachs & Co.)的投资银行家。他于1990年加入高盛公司(Goldman, Sachs & Co.),于2001年被任命为常务董事,并于2008年担任合伙人。在高盛公司任职期间,Owens先生担任西海岸金融机构事业部与专业金融事业部的负责人。他在威廉姆斯学院(Williams College)获得历史学与政治经济学的文学学士学位。Owens先生担任洛杉矶好撒玛利亚人医院(Good Samaritan Hospital)的理事,并担任City Year Los Angeles的理事。
Todd G. Owens joined us in September 2014 and is our Co-President. Since January 2015 he has been Chief Executive Officer of FSC and President of FSFR. He has also been a member of FSC’s board of directors since November 2014 and FSFR’s board of directors since August 2015. In addition, Mr. Owens is responsible for driving growth in our business by executing strategic initiatives, managing investor relationships and broadening our distribution channels. Mr. Owens also serves on the management committee of Fifth Street Management. Prior to joining us, Mr. Owens was an investment banker at Goldman, Sachs & Co. He joined Goldman, Sachs & Co. in 1990 and was named a managing director in 2001 and a partner in 2008. At Goldman, Sachs & Co., Mr. Owens was head of the West Coast Financial Institutions Group and the Specialty Finance Group. He holds a B.A. in history and political economy from Williams College.
James F. Velgot

James F. Velgot,自2015年12月以来,他一直担任我们董事会的成员。他目前担任公司的首席职员,负责提供一个广泛的战略和业务指导。他于2010年7月加入公司,担任the Fifth Street platform的首席营销官(直到2015年)。他拥有30年的职业生涯,涉及金融服务行业的营销、创意服务和品牌战略。他曾任职Sanford C. Bernstein & Co。(现称为AllianceBernstein)20年以上。加入Sanford Bernstein之前,他曾任职Kidder Peabody、Coopers & Lybrand。他持有Pratt Institute的通信设计学士学位。


James F. Velgot became a member of our Board of Directors in December 2015. Mr. Velgot currently serves as Chief of Staff at the Company and is responsible for providing a wide range of strategic and operational guidance. He joined the firm in July 2010 and served as Chief Marketing Officer for the Fifth Street platform until 2015. Mr. Velgot has dedicated the past 30 years of his career to marketing, creative services and brand strategy in the financial services sector. More than 20 of those years were spent at Sanford C. Bernstein & Co., now AllianceBernstein. Before joining Sanford Bernstein, Mr. Velgot worked at Kidder Peabody and Coopers & Lybrand. Mr. Velgot received his B.F.A. in Communications Design from Pratt Institute.
James F. Velgot,自2015年12月以来,他一直担任我们董事会的成员。他目前担任公司的首席职员,负责提供一个广泛的战略和业务指导。他于2010年7月加入公司,担任the Fifth Street platform的首席营销官(直到2015年)。他拥有30年的职业生涯,涉及金融服务行业的营销、创意服务和品牌战略。他曾任职Sanford C. Bernstein & Co。(现称为AllianceBernstein)20年以上。加入Sanford Bernstein之前,他曾任职Kidder Peabody、Coopers & Lybrand。他持有Pratt Institute的通信设计学士学位。
James F. Velgot became a member of our Board of Directors in December 2015. Mr. Velgot currently serves as Chief of Staff at the Company and is responsible for providing a wide range of strategic and operational guidance. He joined the firm in July 2010 and served as Chief Marketing Officer for the Fifth Street platform until 2015. Mr. Velgot has dedicated the past 30 years of his career to marketing, creative services and brand strategy in the financial services sector. More than 20 of those years were spent at Sanford C. Bernstein & Co., now AllianceBernstein. Before joining Sanford Bernstein, Mr. Velgot worked at Kidder Peabody and Coopers & Lybrand. Mr. Velgot received his B.F.A. in Communications Design from Pratt Institute.
Bernard D. Berman

Bernard D. Berman自2009年2月以来一直是我们董事会的成员。他自2010年2月以来也是我们公司总裁,2009年4月以来担任我们的首席合规官,2007年10月以来担任我们秘书。他也是投资委员会投资顾问和服务部门合伙人。他是我们公司的业务负责人。目前他还担任Traffic Solutions Holdings董事会主席,公司原名Statewide Holdings, Inc.在2004年加入Fifth Street之前,从1995年到2004年他是公司律师,在此期间他谈判和结构化各种各样的投资交易。他毕业于Boston大学法学院。他持有Lehigh大学金融学学士学位。


Bernard D. Berman has been a member of the Board since February 2009 the Chairman of the Board since September 2014 and the Company’s chief executive officer since April 2017. He was also the Company’s president from February 2010 to September 2014 secretary from October 2007 to September 2014 and chief compliance officer from April 2009 to May 2013. Mr. Berman has also served as a director of FSFR since May 2013 as Chairman of its board of directors since January 2014 and FSFR’s chief executive officer since April 2017. Mr. Berman also served as president of FSFR from May 2013 to January 2014. From September 2014 until his resignation in June 2015 Mr. Berman served on the board of directors of FSAM, the publicly traded asset manager that indirectly owns our investment adviser. Mr. Berman also serves as the co-president and chief compliance officer of FSAM. Mr. Berman also serves as the president of our investment adviser and has served on its investment committee since its founding in November 2007. Prior to joining the group of affiliated companies including our investment adviser collectively “Fifth Street” in 2004 Mr. Berman was a corporate attorney from 1995 to 2004 during which time he negotiated and structured a variety of investment transactions. Mr. Berman received a J.D. from Boston College Law School and a B.S. in Finance from Lehigh University.
Bernard D. Berman自2009年2月以来一直是我们董事会的成员。他自2010年2月以来也是我们公司总裁,2009年4月以来担任我们的首席合规官,2007年10月以来担任我们秘书。他也是投资委员会投资顾问和服务部门合伙人。他是我们公司的业务负责人。目前他还担任Traffic Solutions Holdings董事会主席,公司原名Statewide Holdings, Inc.在2004年加入Fifth Street之前,从1995年到2004年他是公司律师,在此期间他谈判和结构化各种各样的投资交易。他毕业于Boston大学法学院。他持有Lehigh大学金融学学士学位。
Bernard D. Berman has been a member of the Board since February 2009 the Chairman of the Board since September 2014 and the Company’s chief executive officer since April 2017. He was also the Company’s president from February 2010 to September 2014 secretary from October 2007 to September 2014 and chief compliance officer from April 2009 to May 2013. Mr. Berman has also served as a director of FSFR since May 2013 as Chairman of its board of directors since January 2014 and FSFR’s chief executive officer since April 2017. Mr. Berman also served as president of FSFR from May 2013 to January 2014. From September 2014 until his resignation in June 2015 Mr. Berman served on the board of directors of FSAM, the publicly traded asset manager that indirectly owns our investment adviser. Mr. Berman also serves as the co-president and chief compliance officer of FSAM. Mr. Berman also serves as the president of our investment adviser and has served on its investment committee since its founding in November 2007. Prior to joining the group of affiliated companies including our investment adviser collectively “Fifth Street” in 2004 Mr. Berman was a corporate attorney from 1995 to 2004 during which time he negotiated and structured a variety of investment transactions. Mr. Berman received a J.D. from Boston College Law School and a B.S. in Finance from Lehigh University.
Leonard M. Tannenbaum

Leonard M. Tannenbaum,CFA。自2007年10月一直是AFC Gamma的首席执行官,2007年12月以来担任AFC Gamma董事会的主席,从2007年10月到2007年2月担任总裁。他也是AFC Gamma的投资顾问和服务的管理合伙人投资委员会成员。自1998年他的第一个私人投资公司成立以来,他建立了多个私人投资公司,其中包括Fifth Street Capital LLC, 并在其中担任管理职位。在他建立第一个公司之前,他在很多小公司获得作为Merrill Lynch股票分析师的经验。除了服务于董事会,他服务于几个私人Greenlight Capital附属实体董事会,在此之前他曾在其他几个上市公司的董事会工作,包括Einstein Noah Restaurant Group, Inc., Assisted Living Concepts, Inc. 和 WesTower Communications, Inc. 他也曾在四个审计委员会和五个薪酬委员会工作,他曾在一个审计委员会和四个薪酬委员会担任主席。他毕业于宾夕法尼亚大学的沃顿商学院(Wharton School of the University of Pennsylvania),并获得经济学学士学位。随后他获得宾夕法尼亚大学的本科学位。他是沃顿商学院(Wharton School)MBA 金融学位,作为Submatriculation项目的一部分。他是特许金融分析师,他也是Young Presidents’ Organization的成员。


Leonard M. Tannenbaum has served as AFC Gamma Chief Executive Officer and as Chairman and a director since July 2020. Mr. Tannenbaum is responsible for AFC Gamma overall management and, in his capacity as a principal of the Manager, leads the Investment Committee, which is responsible for overseeing investment processes including origination, credit underwriting, risk analysis and loan approvals. Mr. Tannenbaum has extensive leadership experience, including his experience as the founder of Fifth Street Asset Management, Inc., a credit asset manager with a nationwide platform "FSAM", and its Chief Executive Officer from its inception in 1998 until October 2017 when substantially all of its assets were sold to Oaktree Capital Management ("Oaktree"). Prior to such sale to Oaktree, FSAM had a core focus on disciplined credit investing across multiple economic cycles, and issued billions of dollars in public equity, private capital and public debt securities. FSAM made flexible investments across capital structures to growing middle market companies, primarily in conjunction with private equity sponsors. It managed approximately $5 billion of assets across multiple private investment vehicles and two publicly-traded business development companies. FSAM is expected to be dissolved and liquidated in the first half of 2021 and since its asset sale to Oaktree, it has had no revenue generating operations and makes no investments. Mr. Tannenbaum has a controlling interest in FSAM. Subsequent to the sale to Oaktree in 2017 Mr. Tannenbaum founded Tannenbaum Family Office, a single family office and one of AFC Gamma affiliates that is focused on allocating capital across various strategies including credit (from the Tannenbaum Strategic Credit Fund, a $100 million fund), equities and real estate. Mr. Tannenbaum graduated from The Wharton School of the University of Pennsylvania, where he received a B.S. in economics. Subsequent to his undergraduate degree from the University of Pennsylvania, he received an MBA in Finance from The Wharton School as part of the submatriculation program. He is also a holder of the Chartered Financial Analyst designation and is a member of The Wharton Graduate Executive Board.
Leonard M. Tannenbaum,CFA。自2007年10月一直是AFC Gamma的首席执行官,2007年12月以来担任AFC Gamma董事会的主席,从2007年10月到2007年2月担任总裁。他也是AFC Gamma的投资顾问和服务的管理合伙人投资委员会成员。自1998年他的第一个私人投资公司成立以来,他建立了多个私人投资公司,其中包括Fifth Street Capital LLC, 并在其中担任管理职位。在他建立第一个公司之前,他在很多小公司获得作为Merrill Lynch股票分析师的经验。除了服务于董事会,他服务于几个私人Greenlight Capital附属实体董事会,在此之前他曾在其他几个上市公司的董事会工作,包括Einstein Noah Restaurant Group, Inc., Assisted Living Concepts, Inc. 和 WesTower Communications, Inc. 他也曾在四个审计委员会和五个薪酬委员会工作,他曾在一个审计委员会和四个薪酬委员会担任主席。他毕业于宾夕法尼亚大学的沃顿商学院(Wharton School of the University of Pennsylvania),并获得经济学学士学位。随后他获得宾夕法尼亚大学的本科学位。他是沃顿商学院(Wharton School)MBA 金融学位,作为Submatriculation项目的一部分。他是特许金融分析师,他也是Young Presidents’ Organization的成员。
Leonard M. Tannenbaum has served as AFC Gamma Chief Executive Officer and as Chairman and a director since July 2020. Mr. Tannenbaum is responsible for AFC Gamma overall management and, in his capacity as a principal of the Manager, leads the Investment Committee, which is responsible for overseeing investment processes including origination, credit underwriting, risk analysis and loan approvals. Mr. Tannenbaum has extensive leadership experience, including his experience as the founder of Fifth Street Asset Management, Inc., a credit asset manager with a nationwide platform "FSAM", and its Chief Executive Officer from its inception in 1998 until October 2017 when substantially all of its assets were sold to Oaktree Capital Management ("Oaktree"). Prior to such sale to Oaktree, FSAM had a core focus on disciplined credit investing across multiple economic cycles, and issued billions of dollars in public equity, private capital and public debt securities. FSAM made flexible investments across capital structures to growing middle market companies, primarily in conjunction with private equity sponsors. It managed approximately $5 billion of assets across multiple private investment vehicles and two publicly-traded business development companies. FSAM is expected to be dissolved and liquidated in the first half of 2021 and since its asset sale to Oaktree, it has had no revenue generating operations and makes no investments. Mr. Tannenbaum has a controlling interest in FSAM. Subsequent to the sale to Oaktree in 2017 Mr. Tannenbaum founded Tannenbaum Family Office, a single family office and one of AFC Gamma affiliates that is focused on allocating capital across various strategies including credit (from the Tannenbaum Strategic Credit Fund, a $100 million fund), equities and real estate. Mr. Tannenbaum graduated from The Wharton School of the University of Pennsylvania, where he received a B.S. in economics. Subsequent to his undergraduate degree from the University of Pennsylvania, he received an MBA in Finance from The Wharton School as part of the submatriculation program. He is also a holder of the Chartered Financial Analyst designation and is a member of The Wharton Graduate Executive Board.
Ivelin M. Dimitrov

Ivelin M. Dimitrov,CFA。 自2013年1月以来一直是我们董事会成员,2011年8月以来担任我们的首席投资官和投资顾问的首席投资官我们,分别自2010年11月和2010年6月担任这些实体的联席首席投资官。他也是我们投资顾问和投资委员会服务的合伙人。他有超过7年的经验结构中间市场交易。季米特洛夫先生于2005年5月加入我们的投资顾问,负责信贷承销投资组合,监督风险分析和投资审批。季米特洛夫先生领导着战术资产配置投资组合决策,风险资产类别之间和产业转移,以及管理利率风险。他还负责招聘和投资顾问的投资团队的发展。他有大量的财务分析经验,估值和投资研究。季米特洛夫先生毕业于卡罗尔管理学院在波士顿大学毕业与金融硕士学位,并从缅因大学的工商管理学士学位。他也是一个特许金融分析师持有人指定和完成CFA协会在哈佛商学院(Harvard Business School)的投资管理研讨会。


Ivelin M. Dimitrov is our Chief Investment Officer. He has been a member of FSFR’s board of directors since September 2014 its chief executive officer since January 2015 and was previously its president and chief investment officer. He has also been a member of FSC’s board of directors, since January 2013 and is currently its president, since January 2015 and its chief investment officer, since August 2011. Mr. Dimitrov joined Fifth Street Management in May 2005 and is responsible for the credit underwriting of our investment portfolios, overseeing risk analysis and investment approvals. Mr. Dimitrov leads the tactical asset allocation decisions for the portfolio, shifting exposures between asset classes and industries, as well as managing interest rate risk. He is also responsible for the oversight and development of the Fifth Street Management’s investment team. Mr. Dimitrov also heads the senior loan product business strategy across our platform. He has substantial experience in financial analysis, valuation and investment research. Mr. Dimitrov is a limited partner of Fifth Street Holdings L.P. and also serves on the management committee and investment committee of Fifth Street Management. Mr. Dimitrov graduated from the Carroll Graduate School of Management at Boston College with an M.S. in Finance and has a B.S. in Business Administration from the University of Maine. He is also a holder of the Chartered Financial Analyst designation and has completed CFA Institute’s Investment Management Workshop at Harvard Business School.
Ivelin M. Dimitrov,CFA。 自2013年1月以来一直是我们董事会成员,2011年8月以来担任我们的首席投资官和投资顾问的首席投资官我们,分别自2010年11月和2010年6月担任这些实体的联席首席投资官。他也是我们投资顾问和投资委员会服务的合伙人。他有超过7年的经验结构中间市场交易。季米特洛夫先生于2005年5月加入我们的投资顾问,负责信贷承销投资组合,监督风险分析和投资审批。季米特洛夫先生领导着战术资产配置投资组合决策,风险资产类别之间和产业转移,以及管理利率风险。他还负责招聘和投资顾问的投资团队的发展。他有大量的财务分析经验,估值和投资研究。季米特洛夫先生毕业于卡罗尔管理学院在波士顿大学毕业与金融硕士学位,并从缅因大学的工商管理学士学位。他也是一个特许金融分析师持有人指定和完成CFA协会在哈佛商学院(Harvard Business School)的投资管理研讨会。
Ivelin M. Dimitrov is our Chief Investment Officer. He has been a member of FSFR’s board of directors since September 2014 its chief executive officer since January 2015 and was previously its president and chief investment officer. He has also been a member of FSC’s board of directors, since January 2013 and is currently its president, since January 2015 and its chief investment officer, since August 2011. Mr. Dimitrov joined Fifth Street Management in May 2005 and is responsible for the credit underwriting of our investment portfolios, overseeing risk analysis and investment approvals. Mr. Dimitrov leads the tactical asset allocation decisions for the portfolio, shifting exposures between asset classes and industries, as well as managing interest rate risk. He is also responsible for the oversight and development of the Fifth Street Management’s investment team. Mr. Dimitrov also heads the senior loan product business strategy across our platform. He has substantial experience in financial analysis, valuation and investment research. Mr. Dimitrov is a limited partner of Fifth Street Holdings L.P. and also serves on the management committee and investment committee of Fifth Street Management. Mr. Dimitrov graduated from the Carroll Graduate School of Management at Boston College with an M.S. in Finance and has a B.S. in Business Administration from the University of Maine. He is also a holder of the Chartered Financial Analyst designation and has completed CFA Institute’s Investment Management Workshop at Harvard Business School.
Alexander C. Frank

Alexander C. Frank 自2011年9月以来一直是我们的首席财务官。在加入公司之前,从2008年9月到2011年3月他曾担任Chilton Investment Company LLC董事总经理兼首席财务官,该公司是一家全球投资管理公司。他负责财务和运营基础设施。此前,他在摩根士丹利(Morgan Stanley)花了22年担任美国经纪商/交易商和全球财务主管、全球机构业务负责人,全球企业负责人和首席财务官。他负责各种证券基础设施服务、创建整个组织效率和管理所有方面内部和外部的财务控制和报告功能。他还监督公司的融资、资本规划、现金管理和评级机构职能。在1985年加入摩根士丹利(Morgan Stanley)之前,他在Arthur Andersen LLP开始他的职业生涯。他持有Michigan大学Dartmouth 学院MBA学士学位。


Alexander C. Frank has served as an independent director since July 2020. Mr. Frank has more than 30 years’ experience in financial and operational infrastructure. He previously worked at Fifth Street, which he joined in September 2011 and during his tenure through September 2017 he held various positions and was responsible for the operations of the company during his tenure from 2011 to 2017. Since retiring in September 2017 Mr. Frank has served as a board member at Fifth Street. He was the Chief Operating Officer and Chief Financial Officer of Fifth Street from the time of its initial public offering in 2014 to its sale to Oaktree in 2017. From September 2008 to March 2011 he served as a Managing Director and Chief Financial Officer of Chilton Investment Company LLC, a global investment management firm. Prior to that, Mr. Frank spent over 22 years at Morgan Stanley, having served as global head of institutional operations, global corporate controller and chief financial officer of U.S. broker/dealer operations and global treasurer. In his roles, he oversaw various securities infrastructure services, creating efficiencies throughout the organization, and managed all aspects of the internal and external financial control and reporting functions. Mr. Frank began his career in audit and tax accounting at Arthur Andersen LLP before joining Morgan Stanley in 1985. He received an M.B.A. from the University of Michigan and a B.A. from Dartmouth College.
Alexander C. Frank 自2011年9月以来一直是我们的首席财务官。在加入公司之前,从2008年9月到2011年3月他曾担任Chilton Investment Company LLC董事总经理兼首席财务官,该公司是一家全球投资管理公司。他负责财务和运营基础设施。此前,他在摩根士丹利(Morgan Stanley)花了22年担任美国经纪商/交易商和全球财务主管、全球机构业务负责人,全球企业负责人和首席财务官。他负责各种证券基础设施服务、创建整个组织效率和管理所有方面内部和外部的财务控制和报告功能。他还监督公司的融资、资本规划、现金管理和评级机构职能。在1985年加入摩根士丹利(Morgan Stanley)之前,他在Arthur Andersen LLP开始他的职业生涯。他持有Michigan大学Dartmouth 学院MBA学士学位。
Alexander C. Frank has served as an independent director since July 2020. Mr. Frank has more than 30 years’ experience in financial and operational infrastructure. He previously worked at Fifth Street, which he joined in September 2011 and during his tenure through September 2017 he held various positions and was responsible for the operations of the company during his tenure from 2011 to 2017. Since retiring in September 2017 Mr. Frank has served as a board member at Fifth Street. He was the Chief Operating Officer and Chief Financial Officer of Fifth Street from the time of its initial public offering in 2014 to its sale to Oaktree in 2017. From September 2008 to March 2011 he served as a Managing Director and Chief Financial Officer of Chilton Investment Company LLC, a global investment management firm. Prior to that, Mr. Frank spent over 22 years at Morgan Stanley, having served as global head of institutional operations, global corporate controller and chief financial officer of U.S. broker/dealer operations and global treasurer. In his roles, he oversaw various securities infrastructure services, creating efficiencies throughout the organization, and managed all aspects of the internal and external financial control and reporting functions. Mr. Frank began his career in audit and tax accounting at Arthur Andersen LLP before joining Morgan Stanley in 1985. He received an M.B.A. from the University of Michigan and a B.A. from Dartmouth College.