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股本结构

单位：万股
公告日期 2021-11-08 2021-05-06 2021-03-12 2021-03-12 2020-11-13 2020-08-11
证券总股本 1438.92 1340.23 1340.23 1339.26 1265.58 1265.58
普通股本 1438.92 1340.23 1340.23 1339.26 1265.58 1265.58
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2021-11-05 2021-03-31 2021-03-09 2020-12-31 2020-09-30 2020-08-11
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2021-11-08 1438.92 未披露 定期报告 2021-11-05
2021-05-06 1340.23 未披露
更多>>
From December 31, 2020 To March 31, 2021 Share-based compensation UCC warrant exchange
2021-03-31
2021-03-12 1340.23 未披露 定期报告 2021-03-09
2021-03-12 1339.26 未披露
更多>>
From December 31, 2019 to December 31, 2020 Restricted stock vesting & other Treasury stock activity
2020-12-31
2020-11-13 1265.58 未披露
更多>>
From June 30, 2020 to September 30, 2020 Share-based compensation Treasury stock activity
2020-09-30
2020-08-11 1265.58 未披露 定期报告 2020-08-11
2020-07-24 1266.51 未披露 定期报告 2020-07-22
2020-08-11 1266.41 未披露
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from March 31, 2020 to June 30, 2020 Treasury stock activity
2020-06-30
2020-05-07 1253.40 未披露
更多>>
from December 31, 2019 to March 31, 2020 Treasury stock activity
2020-03-31
2020-04-14 1253.40 未披露 定期报告 2020-03-24
2020-03-05 1253.30 未披露 定期报告 2020-03-02
2020-03-05 1253.26 未披露
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from December 31, 2018 to December 31, 2019 Restricted stock vesting & other Convertible Second Lien Notes warrant exercises Treasury stock activity
2019-12-31
2019-11-07 1231.28 未披露
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From June 30, 2019 to September 30, 2019 Share-based compensation
2019-09-30
2019-08-07 1230.37 未披露 定期报告 2019-08-07
2019-07-19 1230.33 未披露 定期报告 2019-07-16
2019-08-07 1230.23 未披露
更多>>
From March 31, 2019 to June 30, 2019 Convertible Second Lien Notes warrant exercises Treasury stock activity
2019-06-30
2019-06-24 1230.23 未披露 定期报告 2019-06-13
2019-05-14 1215.23 未披露
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from March 31, 2018 to March 31, 2019 Treasury stock activity
2019-03-31
2019-03-05 1215.13 未披露 定期报告 2019-03-01
2019-03-05 1215.09 未披露
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from December 31, 2017 to December 31, 2018 Restricted stock vesting & other Convertible Second Lien Notes warrants and conversions Treasury stock activity
2018-12-31
2018-11-08 1189.59 未披露 定期报告 2018-11-05
2018-11-08 1183.84 未披露 定期报告 2018-09-30
2018-08-07 1183.84 未披露 定期报告 2018-08-06
2018-08-07 1183.70 未披露 定期报告 2018-06-30
2018-05-15 1156.21 未披露 定期报告 2018-03-31
2018-03-02 1135.99 未披露 定期报告 2018-03-01
2018-03-02 1077.10 未披露
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From December 31, 2016 To December 31, 2017 Restricted stock vesting Second Lien warrants and conversion
2017-12-31
2017-08-04 1053.85 未披露 定期报告 2017-08-04
2017-08-04 1048.38 未披露 定期报告 2017-06-30
2017-05-04 910.88 未披露 定期报告 2017-05-03
2017-04-11 910.88 未披露 定期报告 2017-04-11
2016-04-29 7820.32 未披露 定期报告 2016-04-26
2016-03-30 7806.36 未披露 定期报告 2016-03-23
2016-02-12 7691.44 1126.90 定期报告 2016-02-03
2016-03-30 6373.69 150.19
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from December 31, 2014 to December 31, 2015 Preferred stock exchange Employee stock plans Note conversions Director stock grants Equity offering Preferred stock conversions Repurchases of stock
2015-12-31
2015-11-06 6064.24 未披露 定期报告 2015-11-02
2015-11-06 5925.43 225.95 定期报告 2015-09-30
2015-08-06 5748.53 未披露 定期报告 2015-08-03
2015-08-06 5748.49 225.95 定期报告 2015-06-30
2015-05-22 5717.19 未披露 定期报告 2015-05-19
2015-05-06 5716.75 未披露 定期报告 2015-04-30
2015-05-06 5711.17 225.95 定期报告 2015-03-31
2015-04-02 5711.14 未披露 定期报告 2015-03-20
2015-03-02 4510.99 未披露 定期报告 2015-02-26
2015-03-02 4510.52 225.96
更多>>
from December 31, 2013 to December 31, 2014 Employee stock plans Director stock grants Options Exercised
2014-12-31
2014-11-06 4443.42 未披露 定期报告 2014-10-31
2014-11-06 4443.39 225.96 定期报告 2014-09-30
2014-08-07 4442.78 未披露 定期报告 2014-08-04
2014-08-07 4442.77 225.96 定期报告 2014-06-30
2014-05-06 4428.13 未披露 定期报告 2014-05-02
2014-05-06 4427.28 225.96 定期报告 2014-03-31
2014-02-21 4427.26 未披露 定期报告 2014-02-18
2014-02-21 4425.88 225.96
更多>>
from December 31, 2012 to December 31, 2013 Preferred Stock Offering Employee stock plans Director stock grants Options Exercised Equity Offering Retirement of stock
2013-12-31
2013-11-05 4367.29 未披露 定期报告 2013-11-01
2013-11-05 3674.97 225.96 定期报告 2013-09-30
2013-08-07 3680.62 未披露 定期报告 2013-08-02
2013-08-07 3680.62 225.44 定期报告 2013-06-30
2013-04-15 3676.16 未披露 定期报告 2013-04-04
2013-05-07 3676.25 225.00 定期报告 2013-03-31
2013-02-22 3675.92 未披露 定期报告 2013-02-18
2013-01-22 3672.18 225.00 定期报告 2013-01-01
2013-02-22 3675.81 225.00
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from December 31, 2011 to December 31, 2012 Employee stock plans Director stock grants Options Exercised Retirement of stock
2012-12-31
2012-11-07 3639.22 未披露 定期报告 2012-11-02
2012-11-07 3639.20 225.00 定期报告 2012-09-30
2012-08-07 3639.12 未披露 定期报告 2012-08-01
2012-08-07 3638.88 225.00 定期报告 2012-06-30
2012-05-08 3634.45 未披露 定期报告 2012-05-04
2012-05-08 3633.91 225.00 定期报告 2012-03-31
2012-02-24 3636.97 未披露 定期报告 2012-02-10
2012-02-24 3637.85 225.00
更多>>
from December 31, 2010 to December 31, 2011 Employee stock plans Director stock grants Retirement of stock Shares returned pursuant to Share Lending Agreement Repurchases of stock
2011-12-31
2011-11-04 3612.66 未披露 定期报告 2011-10-31
2011-11-04 3612.59 225.00 定期报告 2011-09-30
2011-08-05 3612.49 未披露 定期报告 2011-08-01
2011-08-05 3612.20 225.00 定期报告 2011-06-30
2011-05-06 3609.02 未披露 定期报告 2011-05-02
2011-05-06 3609.91 225.00 定期报告 2011-03-31
2011-02-22 3767.29 未披露 定期报告 2011-02-14
2011-02-22 3768.54 225.00
更多>>
from dec 31 2009 to dec 31 2010 Employee stock plans Director stock grants Retirement of stock
2010-12-31
2010-11-04 3756.18 未披露 定期报告 2010-11-02
2010-11-04 3756.31 225.00 定期报告 2010-09-30
2010-08-05 3756.08 未披露 定期报告 2010-08-02
2010-08-05 3755.73 225.00 定期报告 2010-06-30
2010-05-06 3755.69 未披露 定期报告 2010-05-04
2010-05-06 3752.89 225.00 定期报告 2010-03-31
2010-02-26 3752.00 未披露 定期报告 2010-02-24
2010-02-26 3743.21 225.00
更多>>
from January 1, 2009 to December 31, 2009 Issuance of and amortization of restricted stock Exercise of stock options Director stock grants Capped call options redemptions Purchases Retirements
2009-12-31
2009-02-27 3763.14 未披露 定期报告 2009-02-25
2009-02-27 3755.29 225.00
更多>>
from January 1, 2008 to December 31, 2008 Offering of common stock Issuance of and amortization of restricted stock Exercise of stock options and warrants Director stock grantsShares pursuant to share lending agreement Purchases Retirements
2008-12-31
2008-03-13 3483.22 未披露 定期报告 2008-03-10
2008-03-13 3480.50 225.00
更多>>
from January 1, 2007 to December 31, 2007 Offering of common stock Issuance of and amortization of restricted stock Exercise of stock options and warrants Director stock grants Purchases Retirements
2007-12-31
2007-03-14 2828.88 未披露 定期报告 2007-03-09
2007-03-14 2821.84 225.00
更多>>
from January 1,2006 to December 31,2006 Offering of preferred stock Issuance of preferred stock Redemption of Series A preferred stock Issuance and amortization of restricted stock Exercise of stock options and warrants Director stock grants Shares pursuant to share lending agreement
2006-12-31
2006-03-15 2490.49 未披露 定期报告 2006-03-10
2006-03-15 2480.47 244.20
更多>>
from January 1,2005 to December 31,2005 Offering of preferred stock Offering of common stock Issuance and amortization of restricted stock Exercise of stock options and warrants Director stock grants
2005-12-31
2005-03-25 2105.04 未披露 定期报告 2005-03-24
2005-03-25 2058.71 79.20
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from December 31, 2003 to December 31, 2004 Issuance and Amortization of Restricted Stock Exercise of Stock Options and Warrants Director Stock Grants
2004-12-31
2004-04-12 1850.64 未披露 定期报告 2004-04-09
2004-04-12 1813.00 79.20
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from December 31, 2002 to December 31, 2003 Issuance of Common Stock Exercise of Stock Options and Warrants
2003-12-31
2003-03-27 1803.95 未披露 定期报告 2003-03-15
2003-03-27 1791.43 79.20
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from December 31, 2001 to December 31, 2002 Exercise of Employee Stock Options Director Stock Grant
2002-12-31
2002-04-01 1789.64 79.20
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from December 31,2000 to December 31,2001 Conversion of Series B Preferred Stock to Common Stock Issuance of Common Stock Exercise of common stock purchase warrants Exercise of Employee Stock Options Director Stock Grant
2001-12-31
2001-03-28 1750.84 未披露
更多>>
During 2000 holders of 84,241 shares of Series B Preferred Stock opted to convert their shares into 94,216 shares of common stock of the Company. The Series B Preferred Stock was redeemable by the Company prior to January 31, 2001 at $10.00 per share.
2001-03-21
2001-03-28 1331.89 145.28
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from December 31,1999 to December 31,2000 Conversion of Series A Preferred Stock to Common Stock Conversion of Series B Preferred Stock to Common Stock Issuance of Common Stock Conversion of preferred stock of subsidiary to common stock Exercise of director stock option Conversion of notes payable Exercise of common stock purchase warrants Exercise of Employee Stock Options Director Stock Grant
2000-12-31
2000-03-30 868.48 未披露 定期报告 2000-03-27
2000-03-30 541.72 146.21
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from December 31,1998 to December 31,1999 Issuance of Common Stock purchase Warrants for services Director Stock Grants Exercise of Employee Stock Options Conversion of Series B Preferred Stock to Common Stock
1999-12-31
1999-03-31 524.77 未披露 定期报告 1999-03-26
1999-03-31 524.77 154.63
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from December 31,1997 to December 31,1998 Employee and director stock grants
1998-12-31
1998-03-20 523.24 未披露
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from DECEMBER 31,1996 to MARCH 13,1998 Conversion of preferred stock to common stock Retirement of Series A preferred stock Issuance of Series B Preferred Stock Employee stock grants On March 12, 1998, the Company effected a one for eight reverse stock split of its common stock. All share and per share amounts of all periods presented have been adjusted to retroactively give effect to the reverse stock split.
1998-03-13
1997-03-28 4180.45 80.11
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from DECEMBER 31,1995 to DECEMBER 31,1996 Retirement of preferred stock Reinstatement of preferred stock under appraisal rights
1996-12-31
1996-04-01 4180.45 73.49
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from DECEMBER 31,1994 to DECEMBER 31,1995 Business Combination Conversion of preferred stock
1995-12-31
From December 31, 2020 To March 31, 2021 Share-based compensation UCC warrant exchange
From December 31, 2019 to December 31, 2020 Restricted stock vesting & other Treasury stock activity
From June 30, 2020 to September 30, 2020 Share-based compensation Treasury stock activity
from March 31, 2020 to June 30, 2020 Treasury stock activity
from December 31, 2019 to March 31, 2020 Treasury stock activity
from December 31, 2018 to December 31, 2019 Restricted stock vesting & other Convertible Second Lien Notes warrant exercises Treasury stock activity
From June 30, 2019 to September 30, 2019 Share-based compensation
From March 31, 2019 to June 30, 2019 Convertible Second Lien Notes warrant exercises Treasury stock activity
from March 31, 2018 to March 31, 2019 Treasury stock activity
from December 31, 2017 to December 31, 2018 Restricted stock vesting & other Convertible Second Lien Notes warrants and conversions Treasury stock activity
From December 31, 2016 To December 31, 2017 Restricted stock vesting Second Lien warrants and conversion
from December 31, 2014 to December 31, 2015 Preferred stock exchange Employee stock plans Note conversions Director stock grants Equity offering Preferred stock conversions Repurchases of stock
from December 31, 2013 to December 31, 2014 Employee stock plans Director stock grants Options Exercised
from December 31, 2012 to December 31, 2013 Preferred Stock Offering Employee stock plans Director stock grants Options Exercised Equity Offering Retirement of stock
from December 31, 2011 to December 31, 2012 Employee stock plans Director stock grants Options Exercised Retirement of stock
from December 31, 2010 to December 31, 2011 Employee stock plans Director stock grants Retirement of stock Shares returned pursuant to Share Lending Agreement Repurchases of stock
from dec 31 2009 to dec 31 2010 Employee stock plans Director stock grants Retirement of stock
from January 1, 2009 to December 31, 2009 Issuance of and amortization of restricted stock Exercise of stock options Director stock grants Capped call options redemptions Purchases Retirements
from January 1, 2008 to December 31, 2008 Offering of common stock Issuance of and amortization of restricted stock Exercise of stock options and warrants Director stock grantsShares pursuant to share lending agreement Purchases Retirements
from January 1, 2007 to December 31, 2007 Offering of common stock Issuance of and amortization of restricted stock Exercise of stock options and warrants Director stock grants Purchases Retirements
from January 1,2006 to December 31,2006 Offering of preferred stock Issuance of preferred stock Redemption of Series A preferred stock Issuance and amortization of restricted stock Exercise of stock options and warrants Director stock grants Shares pursuant to share lending agreement
from January 1,2005 to December 31,2005 Offering of preferred stock Offering of common stock Issuance and amortization of restricted stock Exercise of stock options and warrants Director stock grants
from December 31, 2003 to December 31, 2004 Issuance and Amortization of Restricted Stock Exercise of Stock Options and Warrants Director Stock Grants
from December 31, 2002 to December 31, 2003 Issuance of Common Stock Exercise of Stock Options and Warrants
from December 31, 2001 to December 31, 2002 Exercise of Employee Stock Options Director Stock Grant
from December 31,2000 to December 31,2001 Conversion of Series B Preferred Stock to Common Stock Issuance of Common Stock Exercise of common stock purchase warrants Exercise of Employee Stock Options Director Stock Grant
During 2000 holders of 84,241 shares of Series B Preferred Stock opted to convert their shares into 94,216 shares of common stock of the Company. The Series B Preferred Stock was redeemable by the Company prior to January 31, 2001 at $10.00 per share.
from December 31,1999 to December 31,2000 Conversion of Series A Preferred Stock to Common Stock Conversion of Series B Preferred Stock to Common Stock Issuance of Common Stock Conversion of preferred stock of subsidiary to common stock Exercise of director stock option Conversion of notes payable Exercise of common stock purchase warrants Exercise of Employee Stock Options Director Stock Grant
from December 31,1998 to December 31,1999 Issuance of Common Stock purchase Warrants for services Director Stock Grants Exercise of Employee Stock Options Conversion of Series B Preferred Stock to Common Stock
from December 31,1997 to December 31,1998 Employee and director stock grants
from DECEMBER 31,1996 to MARCH 13,1998 Conversion of preferred stock to common stock Retirement of Series A preferred stock Issuance of Series B Preferred Stock Employee stock grants On March 12, 1998, the Company effected a one for eight reverse stock split of its common stock. All share and per share amounts of all periods presented have been adjusted to retroactively give effect to the reverse stock split.
from DECEMBER 31,1995 to DECEMBER 31,1996 Retirement of preferred stock Reinstatement of preferred stock under appraisal rights
from DECEMBER 31,1994 to DECEMBER 31,1995 Business Combination Conversion of preferred stock