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股本结构

单位：万股
公告日期 2024-04-29 2023-11-15 2023-08-21 2023-05-15 2023-05-15 2023-03-30
证券总股本 1650.00 1645.66 1645.66 1645.75 1645.66 1645.04
普通股本 1650.00 1645.66 1645.66 1645.75 1645.66 1645.04
优先股 未披露 6.30 2.50 未披露 2.50 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-04-25 2023-09-30 2023-06-30 2023-05-10 2023-03-31 2023-03-27
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-04-29 1650.00 未披露 定期报告 2024-04-25
2023-11-15 1645.66 6.30 定期报告 2023-09-30
2023-08-21 1645.66 2.50 定期报告 2023-06-30
2023-05-15 1645.75 未披露 定期报告 2023-05-10
2023-05-15 1645.66 2.50
更多>>
From December 31, 2022 to March 31, 2023 Long-term incentive plan vestings Tax withholding on vesting of restricted stock units
2023-03-31
2023-03-30 1645.04 未披露 定期报告 2023-03-27
2022-11-14 1634.48 未披露 定期报告 2022-11-09
2022-11-14 1634.38 未披露
更多>>
From June 30, 2022 to September 30, 2022 Long-term incentive plan vestings individuals' tax withholding
2022-09-30
2022-08-08 1633.79 未披露
更多>>
From March 31, 2022 to June 30, 2022 Long-term incentive plan vestings
2022-06-30
2022-05-03 1633.75 未披露 定期报告 2022-04-18
2022-05-09 1633.70 未披露
更多>>
From December 31, 2021 to March 31, 2022 Long-term incentive plan vestings Reduction in shares to cover:individuals' tax withholding
2022-03-31
2022-03-18 1633.70 未披露 定期报告 2022-03-17
2022-03-07 1633.70 未披露 定期报告 2022-03-03
2021-11-08 1627.39 未披露
更多>>
From June 30, 2021 to September 30, 2021 Long-term incentive plan vestings Individuals' tax withholding
2021-09-30
2021-08-09 1626.80 未披露
更多>>
From March 31, 2021 to June 30, 2021 Long-term incentive plan vestings
2021-06-30
2021-04-29 1626.76 未披露 定期报告 2021-04-09
2021-03-08 1626.72 未披露 定期报告 2021-03-04
2021-03-08 1620.40 未披露 定期报告 2020-12-31
2020-03-25 1620.40 未披露 定期报告 2020-02-20
2020-03-25 1620.39 未披露
更多>>
From October 1, 2019 to December 31, 2019 Issuance of Successor common stock Cancellation of Predecessor equity
2019-12-31
2019-05-09 16425.60 未披露 定期报告 2019-05-06
2019-04-12 16433.14 未披露 定期报告 2019-04-01
2019-05-09 16432.04 未披露
更多>>
from December 31, 2018 to March 31, 2019 Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2019-03-31
2019-04-12 16434.06 未披露 定期报告 2019-03-22
2019-03-12 16026.18 未披露 定期报告 2019-03-04
2019-03-12 16061.29 未披露
更多>>
From December 31, 2017 to December 31, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2018-12-31
2018-11-08 16066.93 未披露 定期报告 2018-11-02
2018-11-08 16067.64 未披露
更多>>
From June 30, 2018 to September 30, 2018 Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2018-09-30
2018-08-01 16065.49 未披露 定期报告 2018-07-27
2018-08-01 16059.99 未披露
更多>>
from December 31, 2017 to June 30, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2018-06-30
2018-05-02 16045.79 未披露 定期报告 2018-04-27
2018-05-02 16046.88 未披露
更多>>
from December 31, 2017 to March 31, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures
2018-03-31
2018-04-04 16047.16 未披露 定期报告 2018-03-16
2018-03-01 15858.66 未披露 定期报告 2018-02-23
2018-03-01 14937.95 未披露
更多>>
from December 31, 2016 to December 31, 2017 Sale of preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2017-12-31
2017-11-09 14959.61 未披露 定期报告 2017-11-06
2017-11-09 14966.55 未披露
更多>>
from December 31, 2016 to September 30, 2017 Sale of convertible preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2017-09-30
2017-08-03 15007.64 未披露 定期报告 2017-07-31
2017-08-18 15007.78 未披露 定期报告 2017-07-24
2017-08-03 15010.18 未披露
更多>>
from December 31, 2016 to June 30, 2017 Sale of convertible preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2017-06-30
2017-04-28 14910.39 未披露 定期报告 2017-04-26
2017-05-04 9294.76 0.55
更多>>
from December 31, 2016 to March 31, 2017 Sale of preferred stock Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2017-03-31
2017-03-24 9296.56 0.55 定期报告 2017-03-14
2017-03-16 9296.88 0.55 定期报告 2017-03-08
2017-04-04 9298.62 0.55 定期报告 2017-02-23
2017-01-26 9299.12 未披露 定期报告 2017-01-26
2017-03-01 9299.12 未披露
更多>>
From December 31, 2015 to December 31, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Long-term incentive plan grants
2016-12-31
2016-11-09 9263.81 未披露
更多>>
From December 31, 2015 to September 30, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Long-term incentive plan grants A 1 for 34 reverse stock split considering Halcon had 122.2 million common shares outstanding on September 8, 2016. The new common shares are scheduled to begin trading on the New York Stock Exchange at the open of trading hours on September 12, 2016.
2016-09-30
2016-09-09 9359.41 未披露
更多>>
A 1 for 34 reverse stock split considering Halcón had 122.2 million common shares outstanding on September 8, 2016. The new common shares are scheduled to begin trading on the New York Stock Exchange at the open of trading hours on September 12, 2016.
2016-09-12
2016-09-09 12220.00 未披露 定期报告 2016-09-08
2016-07-28 12263.96 未披露 定期报告 2016-07-22
2016-07-28 12264.75 22.25
更多>>
from December 31, 2015 to June 30, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2016-06-30
2016-05-09 12268.37 未披露 定期报告 2016-05-04
2016-05-09 12273.96 22.25
更多>>
from December 31, 2015 to March 31, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2016-03-31
2016-02-26 12237.02 未披露 定期报告 2016-02-23
2016-02-26 12252.36 24.47
更多>>
from December 31, 2014 to December 31, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding As such, the one-for-five (1:5) reverse split of Halcon's issued and outstanding common stock will be effective after the market closes on December 24, 2015 and the Company's common stock will begin trading on a split-adjusted basis when the market opens on December 28, 2015.
2015-12-31
2016-02-25 12103.54 未披露
更多>>
As such, the one-for-five (1:5) reverse split of Halcon's issued and outstanding common stock will be effective after the market closes on December 24, 2015 and the Company's common stock will begin trading on a split-adjusted basis when the market opens on December 28, 2015.
2015-12-28
2015-11-06 60517.72 未披露 定期报告 2015-11-02
2015-11-06 60532.87 24.49
更多>>
from December 31, 2014 to September 30, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2015-09-30
2015-07-31 59021.88 未披露 定期报告 2015-07-27
2015-07-31 59027.43 34.10
更多>>
from December 31, 2014 to June 30, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2015-06-30
2015-05-06 57067.51 未披露 定期报告 2015-05-01
2015-05-06 43619.28 34.10
更多>>
from December 31, 2014 to March 31, 2015 Dividends on Series A preferred stock Conversion of Series A preferred stock Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2015-03-31
2015-03-30 43135.77 未披露 定期报告 2015-03-17
2015-02-26 42808.63 未披露 定期报告 2015-02-23
2015-02-26 42780.83 34.50
更多>>
From December 31, 2013 to December 31, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2014-12-31
2014-11-10 42243.77 未披露 定期报告 2014-11-05
2014-11-10 42246.72 34.50
更多>>
from December 31, 2013 to September 30, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2014-09-30
2014-07-31 42157.09 未披露 定期报告 2014-07-25
2014-07-31 42165.26 34.50
更多>>
From December 31, 2013 to June 30, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2014-06-30
2014-05-08 42047.69 未披露 定期报告 2014-05-05
2014-05-08 42052.15 34.50
更多>>
from December 31, 2013 to March 31, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
2014-03-31
2014-04-15 42052.21 未披露 定期报告 2014-03-27
2014-02-27 41568.63 未披露 定期报告 2014-02-24
2014-02-27 41573.00 34.50
更多>>
From December 31, 2012 to December 31, 2013 Dividends on Series A preferred stock Preferred stock conversion Sale of Series A preferred stock Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
2013-12-31
2013-11-04 41459.57 未披露 定期报告 2013-10-31
2013-11-04 41461.65 34.50
更多>>
from December 31, 2012 to September 30, 2013 Sale of Series A preferred stock Dividend on Series A preferred stock Preferred stock conversion Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
2013-09-30
2013-09-27 41461.28 34.50 定期报告 2013-09-16
2013-08-01 37008.97 未披露 定期报告 2013-07-25
2013-08-01 37007.78 34.50
更多>>
From December 31, 2012 to June 30, 2013 Sale of Series A preferred stock Preferred stock conversion Long-term incentive plan grants Long-term incentive plan forfeitures Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
2013-06-30
2013-05-02 36972.95 未披露 定期报告 2013-04-24
2013-05-02 36975.44 未披露
更多>>
from December 31, 2012 to March 28, 2013 Preferred stock conversion Long-term incentive plan grants Long-term incentive plan forfeitures Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
2013-03-28
2013-02-28 36692.85 未披露 定期报告 2013-02-25
2013-02-28 25815.25 未披露
更多>>
from December 31, 2011 to December 31, 2012 Sale of preferred stock Preferred stock conversion Sale of common stock Reverse-stock-split rounding Common stock issuance Long-term incentive plan grants
2012-12-31
2012-12-17 25813.69 未披露 定期报告 2012-12-10
2012-12-17 21623.74 未披露 定期报告 2012-11-30
2012-11-08 21621.74 未披露
更多>>
From December 31, 2011 to September 30, 2012 Sale of common stock Reverse-stock-split rounding Preferred stock conversion Common stock issuance Long-term incentive plan grants Repurchase of stock
2012-09-30
2012-08-02 21183.63 未披露 定期报告 2012-08-01
2012-08-02 14403.15 未披露
更多>>
from December 31, 2011 to June 30, 2012 Sale of common stock Reverse-stock-split rounding Preferred stock conversion Long-term incentive plan grants
2012-06-30
2012-03-05 9937.74 未披露 定期报告 2012-03-05
2012-01-18 7876.84 未披露 定期报告 2012-01-17
2012-03-05 2624.45 未披露
更多>>
from December 31, 2010 to December 31, 2011 Long term incentive plan grants Long term incentive plan forfeitures
2011-12-31
2011-11-07 7880.95 未披露 定期报告 2011-11-07
2011-11-07 7906.73 未披露 定期报告 2011-09-30
2011-08-09 7908.73 未披露 定期报告 2011-08-09
2011-08-09 7912.08 未披露 定期报告 2011-06-30
2011-05-05 7835.38 未披露 定期报告 2011-05-05
2011-05-05 7833.38 未披露 定期报告 2011-03-31
2011-03-16 7837.82 未披露 定期报告 2011-03-16
2011-03-16 7838.70 未披露
更多>>
from dec 31 2009 to dec 31 2010 Long term incentive plan grants Long term incentive plan forfeitures Repurchase of stock
2010-12-31
2010-08-04 7863.65 未披露 定期报告 2010-08-04
2010-08-04 7861.42 未披露 定期报告 2010-06-30
2010-05-04 7812.88 未披露 定期报告 2010-03-31
From December 31, 2022 to March 31, 2023 Long-term incentive plan vestings Tax withholding on vesting of restricted stock units
From June 30, 2022 to September 30, 2022 Long-term incentive plan vestings individuals' tax withholding
From March 31, 2022 to June 30, 2022 Long-term incentive plan vestings
From December 31, 2021 to March 31, 2022 Long-term incentive plan vestings Reduction in shares to cover:individuals' tax withholding
From June 30, 2021 to September 30, 2021 Long-term incentive plan vestings Individuals' tax withholding
From March 31, 2021 to June 30, 2021 Long-term incentive plan vestings
From October 1, 2019 to December 31, 2019 Issuance of Successor common stock Cancellation of Predecessor equity
from December 31, 2018 to March 31, 2019 Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From December 31, 2017 to December 31, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From June 30, 2018 to September 30, 2018 Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2017 to June 30, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2017 to March 31, 2018 Common stock issuance Stock option exercises Long-term incentive plan grants Long-term incentive plan forfeitures
from December 31, 2016 to December 31, 2017 Sale of preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2016 to September 30, 2017 Sale of convertible preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2016 to June 30, 2017 Sale of convertible preferred stock Conversion of preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2016 to March 31, 2017 Sale of preferred stock Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From December 31, 2015 to December 31, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Long-term incentive plan grants
From December 31, 2015 to September 30, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Long-term incentive plan grants A 1 for 34 reverse stock split considering Halcon had 122.2 million common shares outstanding on September 8, 2016. The new common shares are scheduled to begin trading on the New York Stock Exchange at the open of trading hours on September 12, 2016.
A 1 for 34 reverse stock split considering Halcón had 122.2 million common shares outstanding on September 8, 2016. The new common shares are scheduled to begin trading on the New York Stock Exchange at the open of trading hours on September 12, 2016.
from December 31, 2015 to June 30, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2015 to March 31, 2016 Conversion of Series A preferred stock Reverse stock-split rounding Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2014 to December 31, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding As such, the one-for-five (1:5) reverse split of Halcon's issued and outstanding common stock will be effective after the market closes on December 24, 2015 and the Company's common stock will begin trading on a split-adjusted basis when the market opens on December 28, 2015.
As such, the one-for-five (1:5) reverse split of Halcon's issued and outstanding common stock will be effective after the market closes on December 24, 2015 and the Company's common stock will begin trading on a split-adjusted basis when the market opens on December 28, 2015.
from December 31, 2014 to September 30, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2014 to June 30, 2015 Conversion of Series A preferred stock Dividends on Series A preferred stock Common stock issuance Common stock issuance on conversion of senior notes Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2014 to March 31, 2015 Dividends on Series A preferred stock Conversion of Series A preferred stock Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From December 31, 2013 to December 31, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2013 to September 30, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From December 31, 2013 to June 30, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
from December 31, 2013 to March 31, 2014 Dividends on Series A preferred stock Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding
From December 31, 2012 to December 31, 2013 Dividends on Series A preferred stock Preferred stock conversion Sale of Series A preferred stock Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
from December 31, 2012 to September 30, 2013 Sale of Series A preferred stock Dividend on Series A preferred stock Preferred stock conversion Common stock issuance Long-term incentive plan grants Long-term incentive plan forfeitures Reduction in shares to cover individuals' tax withholding Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
From December 31, 2012 to June 30, 2013 Sale of Series A preferred stock Preferred stock conversion Long-term incentive plan grants Long-term incentive plan forfeitures Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
from December 31, 2012 to March 28, 2013 Preferred stock conversion Long-term incentive plan grants Long-term incentive plan forfeitures Retirement of shares in treasury Long-term incentive plan grants issued out of treasury
from December 31, 2011 to December 31, 2012 Sale of preferred stock Preferred stock conversion Sale of common stock Reverse-stock-split rounding Common stock issuance Long-term incentive plan grants
From December 31, 2011 to September 30, 2012 Sale of common stock Reverse-stock-split rounding Preferred stock conversion Common stock issuance Long-term incentive plan grants Repurchase of stock
from December 31, 2011 to June 30, 2012 Sale of common stock Reverse-stock-split rounding Preferred stock conversion Long-term incentive plan grants
from December 31, 2010 to December 31, 2011 Long term incentive plan grants Long term incentive plan forfeitures
from dec 31 2009 to dec 31 2010 Long term incentive plan grants Long term incentive plan forfeitures Repurchase of stock