股本结构
单位:万股
公告日期 | 2018-07-17 | 2018-05-15 | 2018-04-02 | 2018-04-02 | 2017-12-19 | 2017-11-14 |
---|---|---|---|---|---|---|
证券总股本 | 3591.53 | 3200.33 | 3190.33 | 2100.22 | 1790.42 | 1755.33 |
普通股本 | 3591.53 | 3200.33 | 3190.33 | 2100.22 | 1790.42 | 1755.33 |
优先股 | 未披露 | 0.55 | 未披露 | 1.22 | 未披露 | 未披露 |
其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
变动日期 | 2018-07-10 | 2018-03-31 | 2018-03-20 | 2017-12-31 | 2017-12-01 | 2017-11-13 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
---|---|---|---|---|
2018-07-17 | 3591.53 | 未披露 | 定期报告 | 2018-07-10 |
2018-05-15 | 3200.33 | 0.55 |
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From December 31, 2017 to March 31, 2018
Conversion of Series E Preferred Stock and dividends
Common stock issued to consultant
|
2018-03-31 |
2018-04-02 | 3190.33 | 未披露 | 定期报告 | 2018-03-20 |
2018-04-02 | 2100.22 | 1.22 |
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from December 31, 2016 to December 31, 2017
Conversion of Series E Preferred Stock and dividends
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to November 2016 Equity Line
Common stock issued to settle liabilities
Common stock issued to consultant
Share Purchase agreements and amendments
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
Conversion of April 2017 Convertible Notes
Conversion of July 2017 Senior Secured Convertible Note
Conversion of May 2017 Convertible Notes
|
2017-12-31 |
2017-12-19 | 1790.42 | 未披露 | 定期报告 | 2017-12-01 |
2017-11-14 | 1755.33 | 未披露 | 定期报告 | 2017-11-13 |
2017-11-14 | 1367.70 | 未披露 |
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from December 31, 2016 to September 30, 2017
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to March 2017 Equity Line
Common stock issued to settle liabilities
Share Purchase agreements and amendments
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
Conversion of April 2017 Convertible Notes
Conversion of July 2017 Senior Secured Convertible Note
Conversion of May 2017 Convertible Notes
|
2017-09-30 |
2017-09-11 | 1358.64 | 未披露 | 定期报告 | 2017-09-07 |
2017-08-21 | 1057.55 | 未披露 | 定期报告 | 2017-08-17 |
2017-07-28 | 1010.77 | 未披露 | 定期报告 | 2017-07-26 |
2017-07-18 | 1001.38 | 未披露 | 定期报告 | 2017-07-17 |
2017-08-21 | 996.43 | 未披露 |
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from December 31, 2016 to June 30, 2017
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to March 2017 Equity Line
Common stock issued to settle liabilities
Share Purchase agreements and amendments to Share Purchase agreements
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
|
2017-06-30 |
2017-06-30 | 990.28 | 未披露 | 定期报告 | 2017-06-29 |
2017-06-14 | 1008.71 | 未披露 | 定期报告 | 2017-06-09 |
2017-05-17 | 1002.71 | 未披露 | 定期报告 | 2017-05-16 |
2017-06-14 | 956.96 | 未披露 |
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from December 31, 2016 to April 13, 2017
Common stock issued in connection with November 2016 HLHW Equity Line
Common stock issued in connection with March 2017 HLHW Equity Line
Common stock issued to settle liabilities
Amendments to certain securities purchase agreements
On April 12, 2017,Pharmaceuticals Inc. announced a reverse stock split of its shares of common stock at a ratio of 1-for-20. Beginning with the opening of trading on April 13, 2017.
|
2017-04-13 |
2017-03-23 | 18447.63 | 未披露 | 定期报告 | 2017-03-22 |
2016-12-02 | 14209.14 | 未披露 | 定期报告 | 2016-11-30 |
2016-11-18 | 13129.14 | 未披露 | 定期报告 | 2016-11-17 |
2016-11-02 | 12479.14 | 未披露 | 定期报告 | 2016-10-21 |
2016-11-18 | 11269.14 | 未披露 |
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from December 31, 2015 to September 30, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Capital Access Agreements
Share Purchase Agreements
Costs related to equity financing
Promissory note conversions to common stock
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
|
2016-09-30 |
2016-08-15 | 7917.88 | 未披露 | 定期报告 | 2016-08-11 |
2016-08-15 | 5473.03 | 0.06 |
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from December 31, 2015 to June 30, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Capital Access Agreements
Share Purchase Agreements
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
|
2016-06-30 |
2016-05-16 | 4094.86 | 未披露 | 定期报告 | 2016-05-12 |
2016-04-29 | 3932.18 | 未披露 | 定期报告 | 2016-04-27 |
2016-05-16 | 3618.58 | 0.09 |
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from December 31, 2015 to March 31, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
|
2016-03-31 |
2016-03-30 | 3598.58 | 未披露 | 定期报告 | 2016-03-24 |
2016-03-30 | 3243.49 | 0.10 |
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from December 31, 2014 to December 31, 2015
Exercise of options and warrants
Conversion of Series C Preferred Stock and associated dividends
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Stock-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
|
2015-12-31 |
2015-11-16 | 3028.07 | 未披露 | 定期报告 | 2015-11-11 |
2015-11-13 | 2992.50 | 未披露 | 定期报告 | 2015-10-29 |
2015-11-16 | 2890.73 | 0.12 |
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from December 31, 2014 to September 30, 2015
Conversion of Series C preferred stock inclusive of accrued dividends
Series C preferred stock exchange
Exercise of options
Conversion of Series D preferred shares to common stock and accretion of deemed dividend
Share-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
|
2015-09-30 |
2015-08-26 | 2707.11 | 0.03 |
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In addition, in July 2015, Daniel G. Teper, our Chief Executive Officer, and Daniel Kazado, our Chairman, converted an aggregate of 32 Series C Preferred Stock into an aggregate of 23,561 shares of our common stock.
|
2015-07-27 |
2015-08-14 | 2520.17 | 0.23 |
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from December 31, 2014 to June 30, 2015
Conversion of Series C Preferred Stock inclusive of accrued dividends
Exercise of options
Share-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
|
2015-06-30 |
2015-05-15 | 2465.17 | 未披露 | 定期报告 | 2015-05-13 |
2015-04-30 | 2457.53 | 未披露 | 定期报告 | 2015-04-24 |
2015-04-15 | 2456.66 | 未披露 | 定期报告 | 2015-04-13 |
2015-05-15 | 2457.30 | 0.28 |
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From December 31, 2014 to March 31, 2015
Exercise of options
Conversion of Series C Preferred Stock inclusive of accrued dividends
Share-based compensation, stock awards
|
2015-03-31 |
2015-04-15 | 2397.54 | 0.28 |
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from December 31, 2013 to December 31, 2014
Issuance of shares of common stock as part of March 2014 Warrant amendment
Exercise of options and warrants
Issuance of shares and warrants, net of issuance costs of $1,136
Settlement of derivative liability
Conversion of convertible promissory note
Reclassification of Series C Preferred Stock from mezzanine
Conversion of Series C Preferred Stock
Acceleration of stock awards in connection with November 2014 convertible promissory note
Stock-based compensation, stock awards
|
2014-12-31 |
2014-11-17 | 1919.73 | 未披露 | 定期报告 | 2014-11-14 |
2014-11-17 | 1794.48 | 0.39 |
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From December 31, 2013 to September 30, 2014
Reclassification of Series C Preferred Stock
Conversion of Series C Preferred Stock
Issuance of shares of common stock as part of March 2014 Warrant amendment
Exercise of options and warrants
Issuance of shares and warrants
Share-based compensation, stock awards
|
2014-09-30 |
2014-09-08 | 1741.10 | 0.44 | 定期报告 | 2014-09-05 |
2011-08-15 | 7100.37 | 未披露 |
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from December 31, 2010 to June 30, 2011
Issuance of common stock and warrants, net of issuance costs
Issuance of restricted common stock, net
|
2011-06-30 |
2011-03-31 | 7098.93 | 未披露 | 定期报告 | 2011-03-30 |
2011-03-31 | 5498.74 | 未披露 |
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Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Exercise of warrants
|
2010-12-31 |
2010-11-09 | 5039.57 | 未披露 | 定期报告 | 2010-11-09 |
2010-11-09 | 5039.50 | 未披露 |
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Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units
Issuance of common stock under ESPP
Exercise of warrants
|
2010-09-30 |
2010-08-06 | 5039.35 | 未披露 | 定期报告 | 2010-08-06 |
2010-08-06 | 5038.44 | 未披露 |
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Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Exercise of warrants
|
2010-06-30 |
2010-03-15 | 4417.10 | 未披露 | 定期报告 | 2010-03-05 |
2010-03-15 | 4404.76 | 未披露 |
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from December 31, 2008 to January 15, 2010
Issuance of common stock and warrants, net
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Conversion of 7.5556% convertible subordinated notes into Common Stock
Exercise of warrants
Exercise of stock options
On January 14, 2010, we effected a previously authorized 1-for-3 reverse stock split of our common stock. The reverse stock split took effect at the start of trading on January 15, 2010 on a 1-for-3 split-adjusted basis
|
2010-01-15 |
2009-03-13 | 10757.23 | 未披露 | 定期报告 | 2009-03-11 |
2009-03-13 | 8244.46 | 未披露 |
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from December 31, 2007 to December 31, 2008
Exercise of warrants
Issuance of common stock and warrants, net
Issuance of common stock under ESPP
Issuance of common stock as payment of loan
Issuance of restricted common stock, net
|
2008-12-31 |
2008-03-18 | 5129.53 | 未披露 | 定期报告 | 2008-03-14 |
2008-03-18 | 4586.95 | 未披露 |
更多>>
from December 31, 2006 to December 31, 2007
Exercise of stock options
Exercise of warrants
Issuance of common stock and warrants, net
Issuance of restricted common stock, net
Issuance of common stock, net, as payment of warrant liability
|
2007-12-31 |
2007-04-02 | 3239.83 | 未披露 | 定期报告 | 2007-03-25 |
2007-04-02 | 3239.24 | 未披露 |
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from December 31, 2005 to December 31, 2006
Exercise of stock options
Exercise of Series B Convertible Preferred stock warrants
Exercise of Series C Convertible Preferred stock warrants
Exercise of March 2005 Senior Note warrants
Conversion of Series A, B, C Convertible Preferred Stock
Issuance of common stock and warrants, net of fees of $1.5 million
Issuance of common stock in connection with conversion of tbg II loan
Issuance of common stock in connection with conversion of 2002 bridge loan and accrued interest and exercise of warrants
Issuance of common stock in connection with conversion of March 2005 Senior Notes and accrued interest
Issuance of common stock in connection with conversion of November 2005 Notes and accrued interest
Issuance of common stock, options and warrants related to the merger with Maxim
Issuance of common stock to settle litigation
|
2006-12-31 |
2006-03-16 | 2448.50 | 未披露 | 定期报告 | 2006-03-13 |
From December 31, 2017 to March 31, 2018
Conversion of Series E Preferred Stock and dividends
Common stock issued to consultant
from December 31, 2016 to December 31, 2017
Conversion of Series E Preferred Stock and dividends
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to November 2016 Equity Line
Common stock issued to settle liabilities
Common stock issued to consultant
Share Purchase agreements and amendments
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
Conversion of April 2017 Convertible Notes
Conversion of July 2017 Senior Secured Convertible Note
Conversion of May 2017 Convertible Notes
from December 31, 2016 to September 30, 2017
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to March 2017 Equity Line
Common stock issued to settle liabilities
Share Purchase agreements and amendments
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
Conversion of April 2017 Convertible Notes
Conversion of July 2017 Senior Secured Convertible Note
Conversion of May 2017 Convertible Notes
from December 31, 2016 to June 30, 2017
Common stock issued in connection with November 2016 Equity Line
Common stock issued in connection with March 2017 Equity Line
Commitment fees and adjustment to shares issued related to March 2017 Equity Line
Common stock issued to settle liabilities
Share Purchase agreements and amendments to Share Purchase agreements
Shares issued in conjunction with May 2017 Convertible Notes
Rounding shares issued in connection with Reverse Split
from December 31, 2016 to April 13, 2017
Common stock issued in connection with November 2016 HLHW Equity Line
Common stock issued in connection with March 2017 HLHW Equity Line
Common stock issued to settle liabilities
Amendments to certain securities purchase agreements
On April 12, 2017,Pharmaceuticals Inc. announced a reverse stock split of its shares of common stock at a ratio of 1-for-20. Beginning with the opening of trading on April 13, 2017.
from December 31, 2015 to September 30, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Capital Access Agreements
Share Purchase Agreements
Costs related to equity financing
Promissory note conversions to common stock
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
from December 31, 2015 to June 30, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Capital Access Agreements
Share Purchase Agreements
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
from December 31, 2015 to March 31, 2016
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Common stock issued to settle liabilities
Exercise of stock options
Share-based compensation
from December 31, 2014 to December 31, 2015
Exercise of options and warrants
Conversion of Series C Preferred Stock and associated dividends
Conversion of Series D Preferred Stock to common stock and accretion of deemed dividend
Stock-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
from December 31, 2014 to September 30, 2015
Conversion of Series C preferred stock inclusive of accrued dividends
Series C preferred stock exchange
Exercise of options
Conversion of Series D preferred shares to common stock and accretion of deemed dividend
Share-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
In addition, in July 2015, Daniel G. Teper, our Chief Executive Officer, and Daniel Kazado, our Chairman, converted an aggregate of 32 Series C Preferred Stock into an aggregate of 23,561 shares of our common stock.
from December 31, 2014 to June 30, 2015
Conversion of Series C Preferred Stock inclusive of accrued dividends
Exercise of options
Share-based compensation
Shares issued to settle liabilities
Shares issued for financing costs
From December 31, 2014 to March 31, 2015
Exercise of options
Conversion of Series C Preferred Stock inclusive of accrued dividends
Share-based compensation, stock awards
from December 31, 2013 to December 31, 2014
Issuance of shares of common stock as part of March 2014 Warrant amendment
Exercise of options and warrants
Issuance of shares and warrants, net of issuance costs of $1,136
Settlement of derivative liability
Conversion of convertible promissory note
Reclassification of Series C Preferred Stock from mezzanine
Conversion of Series C Preferred Stock
Acceleration of stock awards in connection with November 2014 convertible promissory note
Stock-based compensation, stock awards
From December 31, 2013 to September 30, 2014
Reclassification of Series C Preferred Stock
Conversion of Series C Preferred Stock
Issuance of shares of common stock as part of March 2014 Warrant amendment
Exercise of options and warrants
Issuance of shares and warrants
Share-based compensation, stock awards
from December 31, 2010 to June 30, 2011
Issuance of common stock and warrants, net of issuance costs
Issuance of restricted common stock, net
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Exercise of warrants
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units
Issuance of common stock under ESPP
Exercise of warrants
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock resulting from reverse split
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Exercise of warrants
from December 31, 2008 to January 15, 2010
Issuance of common stock and warrants, net
Issuance of restricted common stock and restricted stock units, net
Issuance of common stock under ESPP
Conversion of 7.5556% convertible subordinated notes into Common Stock
Exercise of warrants
Exercise of stock options
On January 14, 2010, we effected a previously authorized 1-for-3 reverse stock split of our common stock. The reverse stock split took effect at the start of trading on January 15, 2010 on a 1-for-3 split-adjusted basis
from December 31, 2007 to December 31, 2008
Exercise of warrants
Issuance of common stock and warrants, net
Issuance of common stock under ESPP
Issuance of common stock as payment of loan
Issuance of restricted common stock, net
from December 31, 2006 to December 31, 2007
Exercise of stock options
Exercise of warrants
Issuance of common stock and warrants, net
Issuance of restricted common stock, net
Issuance of common stock, net, as payment of warrant liability
from December 31, 2005 to December 31, 2006
Exercise of stock options
Exercise of Series B Convertible Preferred stock warrants
Exercise of Series C Convertible Preferred stock warrants
Exercise of March 2005 Senior Note warrants
Conversion of Series A, B, C Convertible Preferred Stock
Issuance of common stock and warrants, net of fees of $1.5 million
Issuance of common stock in connection with conversion of tbg II loan
Issuance of common stock in connection with conversion of 2002 bridge loan and accrued interest and exercise of warrants
Issuance of common stock in connection with conversion of March 2005 Senior Notes and accrued interest
Issuance of common stock in connection with conversion of November 2005 Notes and accrued interest
Issuance of common stock, options and warrants related to the merger with Maxim
Issuance of common stock to settle litigation