董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Guy Rounsaville, Jr. | 男 | Director | 76 | 1.25万美元 | 未持股 | 2020-09-22 |
| James G. Eaton | 男 | Director | 43 | 2.51万美元 | 未持股 | 2020-09-22 |
| John Hathaway Dyett | 男 | Director | 50 | 未披露 | 未持股 | 2020-09-22 |
| Brook Taube | 男 | Director, Co-Chief Executive Officer and Co-Chairman of the Board | 50 | 5.43万美元 | 未持股 | 2020-09-22 |
| Seth Taube | 男 | Director, Co-Chief Executive Officer and Co-Chairman of the Board | 50 | 5.48万美元 | 未持股 | 2020-09-22 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Brook Taube | 男 | Director, Co-Chief Executive Officer and Co-Chairman of the Board | 50 | 5.43万美元 | 未持股 | 2020-09-22 |
| Seth Taube | 男 | Director, Co-Chief Executive Officer and Co-Chairman of the Board | 50 | 5.48万美元 | 未持股 | 2020-09-22 |
| Richard T. Allorto, Jr. | 男 | Chief Financial Officer | 48 | 120.51万美元 | 未持股 | 2020-09-22 |
董事简历
中英对照 | 中文 | 英文- Guy Rounsaville, Jr.
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Guy Rounsaville, Jr.，2014年9月以来，一直担任本公司董事；2011年至今，担任Tri-Valley Bank、First Banks, Inc.的董事；2012年至今，担任United American Bank的董事。2009年至2012年5月，他是律师事务所Allen Matkins Leck Gamble Mallory & Natsis LLP的多元化总监；1999-2001，是该公司旧金山办事处的联席管理合伙人。他从2006年起，担任LaSalle Bank的法律总顾问、企业秘书，直到2007年10月它被Bank of America收购；此后，出于过渡的目的，他担任Bank of America的高级副总裁、助理法律总顾问，直到2008年5月。2001-2006，他曾担任Visa International的法律总顾问、企业秘书。此前，1969-1998，他在 Wells Fargo担任过一些职务，其中包括法律总顾问、企业秘书。他目前是许多民间、专业委员会的成员。他在Stanford University获得学士学位，在Hastings College of Law获得法律博士学位。
Guy Rounsaville, Jr. has been a member of the Board of Directors since September 2014. Mr. Rounsaville is currently the General Counsel of QueensCare, a California not-for-profit organization that specializes in providing medical care to low income and indigent individuals in the Los Angeles area. He also is currently a member of the board of directors of Colorado National Bank and was previously a director of Tri-Valley Bank, First Banks, Inc. and United American Bank. Mr. Rounsaville served as Director of Diversity of the law firm Allen Matkins Leck Gamble Mallory & Natsis LLP from 2009 until May 2012 and as co-managing partner of their San Francisco office from 1999 to 2001. Mr. Rounsaville served as General Counsel and Corporate Secretary of LaSalle Bank from 2006 until it was acquired by Bank of America in October 2007 after which he served, for transition purposes, as Bank of America’s Senior Vice President and Assistant General Counsel until May 2008. From 2001 to 2006 Mr. Rounsaville served as General Counsel and Corporate Secretary of Visa International. Prior to that, Mr. Rounsaville served in several roles at Wells Fargo from 1969 through 1998 including General Counsel and Corporate Secretary. Mr. Rounsaville has served on numerous civic and professional committees and boards. He received a B.A. from Stanford University and a J.D. from Hastings College of the Law. - Guy Rounsaville, Jr.，2014年9月以来，一直担任本公司董事；2011年至今，担任Tri-Valley Bank、First Banks, Inc.的董事；2012年至今，担任United American Bank的董事。2009年至2012年5月，他是律师事务所Allen Matkins Leck Gamble Mallory & Natsis LLP的多元化总监；1999-2001，是该公司旧金山办事处的联席管理合伙人。他从2006年起，担任LaSalle Bank的法律总顾问、企业秘书，直到2007年10月它被Bank of America收购；此后，出于过渡的目的，他担任Bank of America的高级副总裁、助理法律总顾问，直到2008年5月。2001-2006，他曾担任Visa International的法律总顾问、企业秘书。此前，1969-1998，他在 Wells Fargo担任过一些职务，其中包括法律总顾问、企业秘书。他目前是许多民间、专业委员会的成员。他在Stanford University获得学士学位，在Hastings College of Law获得法律博士学位。
- Guy Rounsaville, Jr. has been a member of the Board of Directors since September 2014. Mr. Rounsaville is currently the General Counsel of QueensCare, a California not-for-profit organization that specializes in providing medical care to low income and indigent individuals in the Los Angeles area. He also is currently a member of the board of directors of Colorado National Bank and was previously a director of Tri-Valley Bank, First Banks, Inc. and United American Bank. Mr. Rounsaville served as Director of Diversity of the law firm Allen Matkins Leck Gamble Mallory & Natsis LLP from 2009 until May 2012 and as co-managing partner of their San Francisco office from 1999 to 2001. Mr. Rounsaville served as General Counsel and Corporate Secretary of LaSalle Bank from 2006 until it was acquired by Bank of America in October 2007 after which he served, for transition purposes, as Bank of America’s Senior Vice President and Assistant General Counsel until May 2008. From 2001 to 2006 Mr. Rounsaville served as General Counsel and Corporate Secretary of Visa International. Prior to that, Mr. Rounsaville served in several roles at Wells Fargo from 1969 through 1998 including General Counsel and Corporate Secretary. Mr. Rounsaville has served on numerous civic and professional committees and boards. He received a B.A. from Stanford University and a J.D. from Hastings College of the Law.
- James G. Eaton
-
JamesG.Eaton自2017年以来一直担任董事会成员。Eaton先生是JJR Private Capital的合伙人，曾是Nuuvera Inc.的联合创始人，也任职于JC Clark Ltd.和Dream Unlimited Corp.的董事会。Eaton先生是Weatons控股公司（Weatons Holdings）的总裁，该公司是一家加拿大私人控股公司，一直活跃在Weatons投资组合公司的创立，增长和资产剥离阶段，涉及广泛的行业。Eaton先生在Weatons的职责包括监督众多的私人投资和上市证券投资组合。除了主持Invictus Games Toronto2017外，Eaton先生还是True Patriot Love Foundation的创始董事，并担任John David and Signy Eaton Foundation的受托人。Eaton先生拥有科罗拉多大学博尔德分校（University of Colorado at Boulder）的文学学士学位。2012年，伊顿先生被授予伊丽莎白二世女王银禧奖章，以表彰加拿大人的重大贡献和成就。
James G. Eaton has been a member of the Board of Directors since 2017. Mr. Eaton is a partner of JJR Private Capital, was a co-founder of Nuuvera Inc., and also serves on the boards of JC Clark Ltd. and Dream Unlimited Corp. Mr. Eaton is the President of Weatons Holdings, a Canadian private holding company, and has been active in the founding, growth and divestiture stages of the Weatons portfolio companies across a wide variety of industries. Mr. Eaton's responsibilities at Weatons include overseeing numerous private investments and a portfolio of listed securities. In addition to chairing the Invictus Games Toronto 2017 Mr. Eaton is a founding director of the True Patriot Love Foundation and serves as trustee of the John David and Signy Eaton Foundation. Mr. Eaton holds a B.A. from the University of Colorado at Boulder. In 2012 Mr. Eaton was awarded a Queen Elizabeth II Jubilee Medal honoring significant contributions and achievements by Canadians. - JamesG.Eaton自2017年以来一直担任董事会成员。Eaton先生是JJR Private Capital的合伙人，曾是Nuuvera Inc.的联合创始人，也任职于JC Clark Ltd.和Dream Unlimited Corp.的董事会。Eaton先生是Weatons控股公司（Weatons Holdings）的总裁，该公司是一家加拿大私人控股公司，一直活跃在Weatons投资组合公司的创立，增长和资产剥离阶段，涉及广泛的行业。Eaton先生在Weatons的职责包括监督众多的私人投资和上市证券投资组合。除了主持Invictus Games Toronto2017外，Eaton先生还是True Patriot Love Foundation的创始董事，并担任John David and Signy Eaton Foundation的受托人。Eaton先生拥有科罗拉多大学博尔德分校（University of Colorado at Boulder）的文学学士学位。2012年，伊顿先生被授予伊丽莎白二世女王银禧奖章，以表彰加拿大人的重大贡献和成就。
- James G. Eaton has been a member of the Board of Directors since 2017. Mr. Eaton is a partner of JJR Private Capital, was a co-founder of Nuuvera Inc., and also serves on the boards of JC Clark Ltd. and Dream Unlimited Corp. Mr. Eaton is the President of Weatons Holdings, a Canadian private holding company, and has been active in the founding, growth and divestiture stages of the Weatons portfolio companies across a wide variety of industries. Mr. Eaton's responsibilities at Weatons include overseeing numerous private investments and a portfolio of listed securities. In addition to chairing the Invictus Games Toronto 2017 Mr. Eaton is a founding director of the True Patriot Love Foundation and serves as trustee of the John David and Signy Eaton Foundation. Mr. Eaton holds a B.A. from the University of Colorado at Boulder. In 2012 Mr. Eaton was awarded a Queen Elizabeth II Jubilee Medal honoring significant contributions and achievements by Canadians.
- John Hathaway Dyett
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John Hathaway Dyett自2020年8月起担任董事会成员。Dyett先生此前曾于2016年至2020年在Sierra Total Return Fund董事会任职。Daytt先生还自2004年以来担任Salem Partners Wealth Management，LLC的联合首席执行官，自1997年以来担任Salem Partners，LLC（一家投资银行公司）的联合首席执行官。Dyett先生还担任Femasys，Inc.的董事会成员，并担任Akashi Therapeutics的顾问。Daytt先生之前是Gerard Klauer Mattison&Co.，Inc.和Needham and Co.，Inc.的银行家。Dyett先生还任职于马萨诸塞州康科德市Middlesex School的董事会。Daytt先生在哈佛大学（Harvard University）获得文学学士学位。
John Hathaway Dyett has been a member of the Board of Directors since August 2020. Mr. Dyett previously served on the board of Sierra Total Return Fund from 2016 to 2020. Mr. Dyett has also served as the Co-CEO of Salem Partners Wealth Management, LLC since 2004 and the Co-CEO of Salem Partners, LLC, an investment banking firm, since 1997. Mr. Dyett also serves on the Board of Directors of Femasys, Inc. and as an advisor to Akashi Therapeutics. Mr. Dyett was previously a banker with Gerard Klauer Mattison & Co., Inc. and Needham and Co., Inc. Mr. Dyett also serves on the Board of Trustees of Middlesex School in Concord, Massachusetts. Mr. Dyett received a BA from Harvard University. - John Hathaway Dyett自2020年8月起担任董事会成员。Dyett先生此前曾于2016年至2020年在Sierra Total Return Fund董事会任职。Daytt先生还自2004年以来担任Salem Partners Wealth Management，LLC的联合首席执行官，自1997年以来担任Salem Partners，LLC（一家投资银行公司）的联合首席执行官。Dyett先生还担任Femasys，Inc.的董事会成员，并担任Akashi Therapeutics的顾问。Daytt先生之前是Gerard Klauer Mattison&Co.，Inc.和Needham and Co.，Inc.的银行家。Dyett先生还任职于马萨诸塞州康科德市Middlesex School的董事会。Daytt先生在哈佛大学（Harvard University）获得文学学士学位。
- John Hathaway Dyett has been a member of the Board of Directors since August 2020. Mr. Dyett previously served on the board of Sierra Total Return Fund from 2016 to 2020. Mr. Dyett has also served as the Co-CEO of Salem Partners Wealth Management, LLC since 2004 and the Co-CEO of Salem Partners, LLC, an investment banking firm, since 1997. Mr. Dyett also serves on the Board of Directors of Femasys, Inc. and as an advisor to Akashi Therapeutics. Mr. Dyett was previously a banker with Gerard Klauer Mattison & Co., Inc. and Needham and Co., Inc. Mr. Dyett also serves on the Board of Trustees of Middlesex School in Concord, Massachusetts. Mr. Dyett received a BA from Harvard University.
- Brook Taube
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Brook Taube，由于他自2007年担任本公司的首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人、由Medley管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。除了服务于我们的董事会，Taube先生目前任职于塞拉利昂收益公司（Sierra Income Corporation）董事会和SIC顾问公司的投资委员会，并且是塞拉利昂收益公司（（Sierra Income Corporation）的投资顾问。Taube先生有关中冶顾问公司（MCC Advisors）业务和运营方面丰富的知识，对金融业特别是在投资管理过程方面的充分熟悉度以及作为其他业务发展公司的董事经验，不仅给董事会带来有价值的见解，而且能更好地使他继续担任公司董事会主席。Taube先生作为公司首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人以及该公司投资委员会的成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通和对运营的直接认识。
Brook Taube co-founded Medley in 2006 and has served as our Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Medley Capital Corporation since 2011 has served on the Board of Directors of Sierra Income Corporation since its inception in 2012 and the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube began his career at Bankers Trust in leveraged finance in 1992. Mr. Taube received a B.A. from Harvard University. - Brook Taube，由于他自2007年担任本公司的首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人、由Medley管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。除了服务于我们的董事会，Taube先生目前任职于塞拉利昂收益公司（Sierra Income Corporation）董事会和SIC顾问公司的投资委员会，并且是塞拉利昂收益公司（（Sierra Income Corporation）的投资顾问。Taube先生有关中冶顾问公司（MCC Advisors）业务和运营方面丰富的知识，对金融业特别是在投资管理过程方面的充分熟悉度以及作为其他业务发展公司的董事经验，不仅给董事会带来有价值的见解，而且能更好地使他继续担任公司董事会主席。Taube先生作为公司首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人以及该公司投资委员会的成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通和对运营的直接认识。
- Brook Taube co-founded Medley in 2006 and has served as our Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Medley Capital Corporation since 2011 has served on the Board of Directors of Sierra Income Corporation since its inception in 2012 and the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube began his career at Bankers Trust in leveraged finance in 1992. Mr. Taube received a B.A. from Harvard University.
- Seth Taube
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Seth Taube，由于他自2007年担任中冶顾问公司（MCC Advisors）的管理合伙人以及Medley公司管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。此外，Taube先生自2011年6月16日一家非贸易企业发展公司——塞拉利昂收入公司（Sierra Income Corporation）成立以来担任总裁、首席执行官、董事会主席。Taube还担任塞拉利昂收入公司（Sierra Income Corporation）投资顾问公司——SIC顾问有限公司的首席执行官。除了任职于本董事会，Taube先生目前任职于塞拉利昂收入公司（Sierra Income Corporation）、Proactive Northern Container、Advanced Data Centers和Bennu Glass公司的董事会。通过他在投资管理、杠杆融资和金融服务等管理职位的丰富经验，以及在中冶顾问公司（MCC Advisors）以及由Medley管理的私募投资基金的业务及营运方面丰富的知识，Taube先生带来了私募股权投资和投资银行业务的丰富知识。Taube先生先前服务于本公司董事会，也帮助他具体了解本公司的运营、业务以及面向业务发展公司的监管问题。Taube先生的职位为中冶顾问公司（MCC Advisors）担任管理合伙人兼其投资委员会成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通、财务管理经验的有价值经验和对运营的直接认识。Taube先生在哈佛大学(Harvard University)获得学士学位，在英国圣安德鲁大学(St. Andrew 's University)获得经济学硕士学位(他是那里的扶轮基金会奖学金)，在宾夕法尼亚大学沃顿商学院(the Wharton School at the University of Pennsylvania)获得工商管理硕士学位。
Seth Taube co-founded Medley in 2006 and has served as Medley Management Inc.Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Sierra Income Corporation since its inception in 2012 Chief Executive Officer and Chairman of the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020 and on the Board of Directors of Medley Capital Corporation since its inception in 2011. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube previously worked with Tiger Management and held positions with Morgan Stanley & Co. in the Investment Banking and Institutional Equity Divisions. Mr. Taube received a B.A. from Harvard University, an M. Litt. in Economics from St. Andrew's University in Great Britain, where he was a Rotary Foundation Fellow, and an M.B.A. from the Wharton School at the University of Pennsylvania. - Seth Taube，由于他自2007年担任中冶顾问公司（MCC Advisors）的管理合伙人以及Medley公司管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。此外，Taube先生自2011年6月16日一家非贸易企业发展公司——塞拉利昂收入公司（Sierra Income Corporation）成立以来担任总裁、首席执行官、董事会主席。Taube还担任塞拉利昂收入公司（Sierra Income Corporation）投资顾问公司——SIC顾问有限公司的首席执行官。除了任职于本董事会，Taube先生目前任职于塞拉利昂收入公司（Sierra Income Corporation）、Proactive Northern Container、Advanced Data Centers和Bennu Glass公司的董事会。通过他在投资管理、杠杆融资和金融服务等管理职位的丰富经验，以及在中冶顾问公司（MCC Advisors）以及由Medley管理的私募投资基金的业务及营运方面丰富的知识，Taube先生带来了私募股权投资和投资银行业务的丰富知识。Taube先生先前服务于本公司董事会，也帮助他具体了解本公司的运营、业务以及面向业务发展公司的监管问题。Taube先生的职位为中冶顾问公司（MCC Advisors）担任管理合伙人兼其投资委员会成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通、财务管理经验的有价值经验和对运营的直接认识。Taube先生在哈佛大学(Harvard University)获得学士学位，在英国圣安德鲁大学(St. Andrew 's University)获得经济学硕士学位(他是那里的扶轮基金会奖学金)，在宾夕法尼亚大学沃顿商学院(the Wharton School at the University of Pennsylvania)获得工商管理硕士学位。
- Seth Taube co-founded Medley in 2006 and has served as Medley Management Inc.Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Sierra Income Corporation since its inception in 2012 Chief Executive Officer and Chairman of the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020 and on the Board of Directors of Medley Capital Corporation since its inception in 2011. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube previously worked with Tiger Management and held positions with Morgan Stanley & Co. in the Investment Banking and Institutional Equity Divisions. Mr. Taube received a B.A. from Harvard University, an M. Litt. in Economics from St. Andrew's University in Great Britain, where he was a Rotary Foundation Fellow, and an M.B.A. from the Wharton School at the University of Pennsylvania.
高管简历
中英对照 | 中文 | 英文- Brook Taube
Brook Taube，由于他自2007年担任本公司的首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人、由Medley管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。除了服务于我们的董事会，Taube先生目前任职于塞拉利昂收益公司（Sierra Income Corporation）董事会和SIC顾问公司的投资委员会，并且是塞拉利昂收益公司（（Sierra Income Corporation）的投资顾问。Taube先生有关中冶顾问公司（MCC Advisors）业务和运营方面丰富的知识，对金融业特别是在投资管理过程方面的充分熟悉度以及作为其他业务发展公司的董事经验，不仅给董事会带来有价值的见解，而且能更好地使他继续担任公司董事会主席。Taube先生作为公司首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人以及该公司投资委员会的成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通和对运营的直接认识。
Brook Taube co-founded Medley in 2006 and has served as our Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Medley Capital Corporation since 2011 has served on the Board of Directors of Sierra Income Corporation since its inception in 2012 and the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube began his career at Bankers Trust in leveraged finance in 1992. Mr. Taube received a B.A. from Harvard University.- Brook Taube，由于他自2007年担任本公司的首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人、由Medley管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。除了服务于我们的董事会，Taube先生目前任职于塞拉利昂收益公司（Sierra Income Corporation）董事会和SIC顾问公司的投资委员会，并且是塞拉利昂收益公司（（Sierra Income Corporation）的投资顾问。Taube先生有关中冶顾问公司（MCC Advisors）业务和运营方面丰富的知识，对金融业特别是在投资管理过程方面的充分熟悉度以及作为其他业务发展公司的董事经验，不仅给董事会带来有价值的见解，而且能更好地使他继续担任公司董事会主席。Taube先生作为公司首席执行官、中冶顾问公司（MCC Advisors）的管理合伙人以及该公司投资委员会的成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通和对运营的直接认识。
- Brook Taube co-founded Medley in 2006 and has served as our Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Medley Capital Corporation since 2011 has served on the Board of Directors of Sierra Income Corporation since its inception in 2012 and the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube began his career at Bankers Trust in leveraged finance in 1992. Mr. Taube received a B.A. from Harvard University.
- Seth Taube
Seth Taube，由于他自2007年担任中冶顾问公司（MCC Advisors）的管理合伙人以及Medley公司管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。此外，Taube先生自2011年6月16日一家非贸易企业发展公司——塞拉利昂收入公司（Sierra Income Corporation）成立以来担任总裁、首席执行官、董事会主席。Taube还担任塞拉利昂收入公司（Sierra Income Corporation）投资顾问公司——SIC顾问有限公司的首席执行官。除了任职于本董事会，Taube先生目前任职于塞拉利昂收入公司（Sierra Income Corporation）、Proactive Northern Container、Advanced Data Centers和Bennu Glass公司的董事会。通过他在投资管理、杠杆融资和金融服务等管理职位的丰富经验，以及在中冶顾问公司（MCC Advisors）以及由Medley管理的私募投资基金的业务及营运方面丰富的知识，Taube先生带来了私募股权投资和投资银行业务的丰富知识。Taube先生先前服务于本公司董事会，也帮助他具体了解本公司的运营、业务以及面向业务发展公司的监管问题。Taube先生的职位为中冶顾问公司（MCC Advisors）担任管理合伙人兼其投资委员会成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通、财务管理经验的有价值经验和对运营的直接认识。Taube先生在哈佛大学(Harvard University)获得学士学位，在英国圣安德鲁大学(St. Andrew 's University)获得经济学硕士学位(他是那里的扶轮基金会奖学金)，在宾夕法尼亚大学沃顿商学院(the Wharton School at the University of Pennsylvania)获得工商管理硕士学位。
Seth Taube co-founded Medley in 2006 and has served as Medley Management Inc.Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Sierra Income Corporation since its inception in 2012 Chief Executive Officer and Chairman of the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020 and on the Board of Directors of Medley Capital Corporation since its inception in 2011. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube previously worked with Tiger Management and held positions with Morgan Stanley & Co. in the Investment Banking and Institutional Equity Divisions. Mr. Taube received a B.A. from Harvard University, an M. Litt. in Economics from St. Andrew's University in Great Britain, where he was a Rotary Foundation Fellow, and an M.B.A. from the Wharton School at the University of Pennsylvania.- Seth Taube，由于他自2007年担任中冶顾问公司（MCC Advisors）的管理合伙人以及Medley公司管理的私募投资基金的高级投资组合经理，故他是本公司在1940年法案规定的“利害关系人”。此外，Taube先生自2011年6月16日一家非贸易企业发展公司——塞拉利昂收入公司（Sierra Income Corporation）成立以来担任总裁、首席执行官、董事会主席。Taube还担任塞拉利昂收入公司（Sierra Income Corporation）投资顾问公司——SIC顾问有限公司的首席执行官。除了任职于本董事会，Taube先生目前任职于塞拉利昂收入公司（Sierra Income Corporation）、Proactive Northern Container、Advanced Data Centers和Bennu Glass公司的董事会。通过他在投资管理、杠杆融资和金融服务等管理职位的丰富经验，以及在中冶顾问公司（MCC Advisors）以及由Medley管理的私募投资基金的业务及营运方面丰富的知识，Taube先生带来了私募股权投资和投资银行业务的丰富知识。Taube先生先前服务于本公司董事会，也帮助他具体了解本公司的运营、业务以及面向业务发展公司的监管问题。Taube先生的职位为中冶顾问公司（MCC Advisors）担任管理合伙人兼其投资委员会成员，分别为董事会提供本公司与中冶顾问公司（MCC Advisors）的直接沟通、财务管理经验的有价值经验和对运营的直接认识。Taube先生在哈佛大学(Harvard University)获得学士学位，在英国圣安德鲁大学(St. Andrew 's University)获得经济学硕士学位(他是那里的扶轮基金会奖学金)，在宾夕法尼亚大学沃顿商学院(the Wharton School at the University of Pennsylvania)获得工商管理硕士学位。
- Seth Taube co-founded Medley in 2006 and has served as Medley Management Inc.Co-Chief Executive Officer since then and as Co-Chairman of the Board of Directors of Medley Management Inc. since its formation. He has also served as Chief Executive Officer and Chairman of the Board of Directors of Sierra Income Corporation since its inception in 2012 Chief Executive Officer and Chairman of the Board of Trustees of Sierra Total Return Fund since its inception in 2016 until its deregistration in 2020 and on the Board of Directors of Medley Capital Corporation since its inception in 2011. Prior to forming Medley, Mr. Taube was a Partner with CN Opportunity Fund, T3 Group, a principal and advisory firm focused on distressed asset and credit investments, and Griphon Capital Management. Mr. Taube previously worked with Tiger Management and held positions with Morgan Stanley & Co. in the Investment Banking and Institutional Equity Divisions. Mr. Taube received a B.A. from Harvard University, an M. Litt. in Economics from St. Andrew's University in Great Britain, where he was a Rotary Foundation Fellow, and an M.B.A. from the Wharton School at the University of Pennsylvania.
- Richard T. Allorto, Jr.
Richard T. Allorto, Jr.，是本公司首席财务官、首席合规官兼秘书。allorto先生也是Medley的首席财务官和首席合规官，负责由Medley管理的各种私人基金的金融业务。加入Medley之前，allorto先生在一家注册投资顾问公司——GSC集团担任多种会计和财务职位，包括，最近担任的是由GSC集团外部管理的一个公开上市的企业发展公司的首席财务官。在加入GSC集团之前，allorto先生是Arthur Andersen的审计主管。allorto先生获得西东大学（Seton Hall University）会计学士学位，并且是一名注册会计师。
Richard T. Allorto, Jr. has served as our Chief Financial Officer since July 2010. Mr. Allorto has also served as the Chief Financial Officer and Secretary of Medley Capital Corporation and Sierra Income Corporation. Prior to joining Medley, Mr. Allorto held various positions at GSC Group, Inc., a registered investment adviser, including, Chief Financial Officer of GSC Investment Corp, a business development company that was externally managed by GSC Group. Mr. Allorto began his career at Arthur Andersen in public accounting in 1994. Mr. Allorto is a licensed CPA and received a B.S. in Accounting from Seton Hall University.- Richard T. Allorto, Jr.，是本公司首席财务官、首席合规官兼秘书。allorto先生也是Medley的首席财务官和首席合规官，负责由Medley管理的各种私人基金的金融业务。加入Medley之前，allorto先生在一家注册投资顾问公司——GSC集团担任多种会计和财务职位，包括，最近担任的是由GSC集团外部管理的一个公开上市的企业发展公司的首席财务官。在加入GSC集团之前，allorto先生是Arthur Andersen的审计主管。allorto先生获得西东大学（Seton Hall University）会计学士学位，并且是一名注册会计师。
- Richard T. Allorto, Jr. has served as our Chief Financial Officer since July 2010. Mr. Allorto has also served as the Chief Financial Officer and Secretary of Medley Capital Corporation and Sierra Income Corporation. Prior to joining Medley, Mr. Allorto held various positions at GSC Group, Inc., a registered investment adviser, including, Chief Financial Officer of GSC Investment Corp, a business development company that was externally managed by GSC Group. Mr. Allorto began his career at Arthur Andersen in public accounting in 1994. Mr. Allorto is a licensed CPA and received a B.S. in Accounting from Seton Hall University.