股本结构
单位：万股
| 公告日期 | 2023-11-02 | 2023-11-02 | 2023-11-02 | 2023-11-06 | 2023-08-09 | 2023-08-08 |
|---|---|---|---|---|---|---|
| 证券总股本 | 7014.77 | 7013.76 | 7013.67 | 7011.13 | 6827.40 | 5860.43 |
| 普通股本 | 7014.77 | 7013.76 | 7013.67 | 7011.13 | 6827.40 | 5860.43 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2023-11-01 | 2023-10-18 | 2023-10-06 | 2023-09-30 | 2023-08-11 | 2023-08-01 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2023-11-02 | 7014.77 | 未披露 | 定期报告 | 2023-11-01 |
| 2023-11-02 | 7013.76 | 未披露 | 定期报告 | 2023-10-18 |
| 2023-11-02 | 7013.67 | 未披露 | 定期报告 | 2023-10-06 |
| 2023-11-06 | 7011.13 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock under equity incentive plans
|
2023-09-30 |
| 2023-08-09 | 6827.40 | 未披露 |
更多>>
Common stock offered 9,669,631 shares by the company
|
2023-08-11 |
| 2023-08-08 | 5860.43 | 未披露 | 定期报告 | 2023-08-01 |
| 2023-08-08 | 5833.92 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
|
2023-06-30 |
| 2023-05-09 | 5818.69 | 未披露 | 定期报告 | 2023-05-04 |
| 2023-05-09 | 5814.84 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Issuance of common stock under equity incentive plans
|
2023-03-31 |
| 2023-04-06 | 5809.14 | 未披露 | 定期报告 | 2023-03-15 |
| 2023-02-28 | 5803.78 | 未披露 | 定期报告 | 2023-02-22 |
| 2023-02-28 | 5785.46 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Issuance of common stock under ATM, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
|
2022-12-31 |
| 2022-11-08 | 5758.69 | 未披露 | 定期报告 | 2022-11-03 |
| 2022-11-08 | 5756.88 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Issuance of common stock under ATM, net of issuance costs
Issuance of common stock under equity incentive plans
|
2022-09-30 |
| 2022-08-03 | 5560.98 | 未披露 | 定期报告 | 2022-07-29 |
| 2022-08-03 | 5559.26 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Issuance of common stock from 2013 Employee Stock Purchase Plan (“ESPP”)
Issuance of common stock under equity incentive plans
|
2022-06-30 |
| 2022-05-04 | 5552.69 | 未披露 | 定期报告 | 2022-04-29 |
| 2022-05-04 | 5551.15 | 未披露 |
更多>>
from December 31, 2021 to March 31, 2022
Issuance of common stock under equity incentive plans
|
2022-03-31 |
| 2022-04-15 | 5550.78 | 未披露 | 定期报告 | 2022-03-15 |
| 2022-02-28 | 5548.83 | 未披露 | 定期报告 | 2022-02-22 |
| 2022-02-28 | 5535.69 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
Net exercise of warrants
|
2021-12-31 |
| 2021-11-15 | 5521.54 | 未披露 |
更多>>
1.Common stock offered by company 3,448,275 shares.
2.The number of shares of common stock to be outstanding immediately after this offering is based on 51,767,083 shares outstanding as of September 30, 2021.
|
2021-11-15 |
| 2021-11-08 | 5181.65 | 未披露 | 定期报告 | 2021-11-05 |
| 2021-11-08 | 5176.71 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Issuance of common stock under equity incentive plans
|
2021-09-30 |
| 2021-08-05 | 5162.32 | 未披露 | 定期报告 | 2021-07-31 |
| 2021-08-05 | 5160.89 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Issuance of common stock from 2013 Employee Stock Purchase Plan (“ESPP”)
Issuance of common stock under equity incentive plans
|
2021-06-30 |
| 2021-05-06 | 5143.99 | 未披露 | 定期报告 | 2021-04-29 |
| 2021-05-06 | 5137.58 | 未披露 |
更多>>
From December 31, 2020 to March 31, 2021
Issuance of common stock under equity incentive plans
Net exercise of warrants
|
2021-03-31 |
| 2021-04-16 | 5133.04 | 未披露 | 定期报告 | 2021-03-15 |
| 2021-02-25 | 5063.40 | 未披露 | 定期报告 | 2021-02-19 |
| 2021-02-25 | 5043.91 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
Net exercise of warrants
|
2020-12-31 |
| 2020-10-30 | 5028.11 | 未披露 | 定期报告 | 2020-11-02 |
| 2020-10-30 | 4844.27 | 未披露 |
更多>>
1.Common stock offered by the company 3,960,397 shares.
2.Common stock offered by the selling stockholder 375,000 shares.
3.The number of shares of common stock to be outstanding immediately after this offering is based on 44,482,308 shares outstanding as of June 30, 2020.
|
2020-10-30 |
| 2020-10-26 | 4478.38 | 未披露 | 定期报告 | 2020-10-22 |
| 2020-11-04 | 4475.45 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Issuance of common stock under equity incentive plans
|
2020-09-30 |
| 2020-08-06 | 4454.07 | 未披露 | 定期报告 | 2020-08-03 |
| 2020-08-06 | 4448.23 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Issuance of common stock from 2013 Employee Stock Purchase Plan ("ESPP")
Issuance of common stock under equity incentive plans
Net exercise of warrants
|
2020-06-30 |
| 2020-05-07 | 4364.24 | 未披露 | 定期报告 | 2020-05-01 |
| 2020-05-07 | 4355.23 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Issuance of common stock, net of issuance costs
Exercise of options for cash
|
2020-03-31 |
| 2020-04-17 | 4350.28 | 未披露 | 定期报告 | 2020-03-19 |
| 2020-04-17 | 4349.83 | 未披露 | 定期报告 | 2020-03-01 |
| 2020-02-26 | 4348.04 | 未披露 | 定期报告 | 2020-02-20 |
| 2020-01-14 | 4244.46 | 未披露 |
更多>>
1.Common stock offered by us 3,076,924 shares
2.The number of shares of our common stock to be outstanding immediately after this offering is based on 39,367,683 shares outstanding as of September 30, 2019
|
2020-01-14 |
| 2020-02-26 | 3951.73 | 未披露 |
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From December 31, 2018 to December 31, 2019
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Exercise of options for cash
Net exercise of warrants
|
2019-12-31 |
| 2019-11-04 | 3943.64 | 未披露 | 定期报告 | 2019-10-30 |
| 2019-11-04 | 3936.77 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Exercise of options for cash
Net exercise of warrants
|
2019-09-30 |
| 2019-08-05 | 3929.61 | 未披露 | 定期报告 | 2019-07-30 |
| 2019-08-05 | 3855.14 | 未披露 |
更多>>
From April 1, 2019 to June 30, 2019
Issuance of common stock, net of issuance costs
Issuance of common stock from 2013 Employee Stock Purchase Plan ("ESPP")
Exercise of options for cash
|
2019-06-30 |
| 2019-06-27 | 3812.91 | 未披露 | 定期报告 | 2019-06-27 |
| 2019-04-29 | 3604.71 | 未披露 | 定期报告 | 2019-04-22 |
| 2019-04-19 | 3602.12 | 未披露 | 定期报告 | 2019-04-01 |
| 2019-04-29 | 3602.91 | 未披露 |
更多>>
From January 1, 2019 to March 31, 2019
Issuance of common stock, net of issuance costs
Exercise of options for cash
Net exercise of warrants
|
2019-03-31 |
| 2019-04-19 | 3602.84 | 未披露 | 定期报告 | 2019-03-22 |
| 2019-04-19 | 3602.12 | 未披露 | 定期报告 | 2019-03-01 |
| 2019-02-28 | 3526.76 | 未披露 | 定期报告 | 2019-02-22 |
| 2019-02-28 | 3253.89 | 未披露 |
更多>>
From December 31, 2017 to December 31, 2018
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock from ESPP
Exercise of options for cash
|
2018-12-31 |
| 2018-11-06 | 3251.60 | 未披露 | 定期报告 | 2018-09-30 |
| 2018-08-01 | 3235.85 | 未披露 | 定期报告 | 2018-07-27 |
| 2018-08-01 | 3231.34 | 未披露 | 定期报告 | 2018-06-30 |
| 2018-05-07 | 2905.21 | 未披露 | 定期报告 | 2018-04-30 |
| 2018-05-07 | 2902.58 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-04-20 | 2902.49 | 未披露 | 定期报告 | 2018-03-20 |
| 2018-03-08 | 2894.02 | 未披露 | 定期报告 | 2018-03-05 |
| 2018-03-08 | 2862.29 | 未披露 |
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from December 31, 2016 to December 31, 2017
Issuance of common stock and warrants, net of costs
Issuance of common stock from ESPP
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
|
2017-12-31 |
| 2017-11-01 | 2530.13 | 未披露 | 定期报告 | 2017-10-30 |
| 2017-11-01 | 2497.77 | 未披露 | 定期报告 | 2017-09-30 |
| 2017-08-03 | 2496.98 | 未披露 | 定期报告 | 2017-06-30 |
| 2017-05-04 | 2493.98 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-03-09 | 2493.98 | 未披露 | 定期报告 | 2017-03-03 |
| 2017-03-09 | 1993.71 | 未披露 |
更多>>
From December 31, 2015 to December 31, 2016
Issuance of common stock from ESPP
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
|
2016-12-31 |
| 2016-08-04 | 1992.40 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-05-05 | 1990.68 | 未披露 | 定期报告 | 2016-03-31 |
| 2016-04-19 | 1953.88 | 未披露 | 定期报告 | 2016-03-24 |
| 2016-03-09 | 1930.23 | 未披露 | 定期报告 | 2016-03-04 |
| 2016-03-09 | 1928.29 | 未披露 |
更多>>
from December 31, 2014 to December 31, 2015
Issuance of common stock, net of costs
Issuance of common stock from ESPP purchase
Exercise of options for cash
Net exercise of warrants
|
2015-12-31 |
| 2015-11-06 | 1926.59 | 未披露 | 定期报告 | 2015-09-30 |
| 2015-08-06 | 1641.46 | 未披露 | 定期报告 | 2015-07-31 |
| 2015-08-06 | 1634.79 | 未披露 | 定期报告 | 2015-06-30 |
| 2015-05-06 | 1618.29 | 未披露 | 定期报告 | 2015-03-31 |
| 2015-04-23 | 1618.02 | 未披露 | 定期报告 | 2015-03-27 |
| 2015-03-11 | 1616.43 | 未披露 | 定期报告 | 2015-03-06 |
| 2015-03-11 | 1356.67 | 未披露 |
更多>>
from December 31,2013 to December 31,2014
Exercise of warrants for cash
Net exercise of warrants
|
2014-12-31 |
| 2014-11-10 | 1353.69 | 未披露 | 定期报告 | 2014-09-30 |
| 2014-09-11 | 1353.46 | 未披露 | 定期报告 | 2014-09-02 |
| 2014-08-08 | 1353.46 | 未披露 | 定期报告 | 2014-08-05 |
| 2014-08-08 | 1352.28 | 未披露 | 定期报告 | 2014-06-30 |
| 2014-05-15 | 1347.75 | 未披露 | 定期报告 | 2014-05-12 |
| 2014-05-15 | 1347.55 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-04-17 | 1347.55 | 未披露 | 定期报告 | 2014-03-25 |
| 2014-03-17 | 1347.51 | 未披露 | 定期报告 | 2014-03-12 |
| 2014-03-17 | 1344.70 | 未披露 |
更多>>
from December 31,2012 to December 31,2013
Issuance of common stock, net of costs
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
|
2013-12-31 |
| 2013-11-12 | 1326.19 | 未披露 |
更多>>
On October 29, 2013, the Company completed a public offering of common stock, or the Offering, for net proceeds of $53.0 million, after deducting underwriting discounts and commissions of $3.4 million and other estimated offering expenses of $0.5 million payable by the Company. The Company sold a total of 3,250,000 shares of its common stock in the Offering at a purchase price to the public of $17.50 per share.
|
2013-11-07 |
| 2013-10-03 | 996.06 | 未披露 | 定期报告 | 2013-09-30 |
| 2013-10-24 | 1320.77 | 未披露 | 定期报告 | 2013-07-15 |
| 2013-08-13 | 995.77 | 未披露 | 定期报告 | 2013-06-30 |
| 2013-05-10 | 995.77 | 未披露 | 定期报告 | 2013-03-31 |
From June 30, 2023 to September 30, 2023
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock under equity incentive plans
Common stock offered 9,669,631 shares by the company
From March 31, 2023 to June 30, 2023
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
From December 31, 2022 to March 31, 2023
Issuance of common stock under equity incentive plans
From December 31, 2021 to December 31, 2022
Issuance of common stock under ATM, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
From June 30, 2022 to September 30, 2022
Issuance of common stock under ATM, net of issuance costs
Issuance of common stock under equity incentive plans
From March 31, 2022 to June 30, 2022
Issuance of common stock from 2013 Employee Stock Purchase Plan (“ESPP”)
Issuance of common stock under equity incentive plans
from December 31, 2021 to March 31, 2022
Issuance of common stock under equity incentive plans
From December 31, 2020 to December 31, 2021
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
Net exercise of warrants
1.Common stock offered by company 3,448,275 shares.
2.The number of shares of common stock to be outstanding immediately after this offering is based on 51,767,083 shares outstanding as of September 30, 2021.
From June 30, 2021 to September 30, 2021
Issuance of common stock under equity incentive plans
From March 31, 2021 to June 30, 2021
Issuance of common stock from 2013 Employee Stock Purchase Plan (“ESPP”)
Issuance of common stock under equity incentive plans
From December 31, 2020 to March 31, 2021
Issuance of common stock under equity incentive plans
Net exercise of warrants
From December 31, 2019 to December 31, 2020
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Issuance of common stock under equity incentive plans
Net exercise of warrants
1.Common stock offered by the company 3,960,397 shares.
2.Common stock offered by the selling stockholder 375,000 shares.
3.The number of shares of common stock to be outstanding immediately after this offering is based on 44,482,308 shares outstanding as of June 30, 2020.
From June 30, 2020 to September 30, 2020
Issuance of common stock under equity incentive plans
From March 31, 2020 to June 30, 2020
Issuance of common stock from 2013 Employee Stock Purchase Plan ("ESPP")
Issuance of common stock under equity incentive plans
Net exercise of warrants
From December 31, 2019 to March 31, 2020
Issuance of common stock, net of issuance costs
Exercise of options for cash
1.Common stock offered by us 3,076,924 shares
2.The number of shares of our common stock to be outstanding immediately after this offering is based on 39,367,683 shares outstanding as of September 30, 2019
From December 31, 2018 to December 31, 2019
Issuance of common stock, net of issuance costs
Issuance of common stock from ESPP
Exercise of options for cash
Net exercise of warrants
from June 30, 2019 to September 30, 2019
Exercise of options for cash
Net exercise of warrants
From April 1, 2019 to June 30, 2019
Issuance of common stock, net of issuance costs
Issuance of common stock from 2013 Employee Stock Purchase Plan ("ESPP")
Exercise of options for cash
From January 1, 2019 to March 31, 2019
Issuance of common stock, net of issuance costs
Exercise of options for cash
Net exercise of warrants
From December 31, 2017 to December 31, 2018
Issuance of common stock and warrants, net of issuance costs
Issuance of common stock from ESPP
Exercise of options for cash
from December 31, 2016 to December 31, 2017
Issuance of common stock and warrants, net of costs
Issuance of common stock from ESPP
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
From December 31, 2015 to December 31, 2016
Issuance of common stock from ESPP
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
from December 31, 2014 to December 31, 2015
Issuance of common stock, net of costs
Issuance of common stock from ESPP purchase
Exercise of options for cash
Net exercise of warrants
from December 31,2013 to December 31,2014
Exercise of warrants for cash
Net exercise of warrants
from December 31,2012 to December 31,2013
Issuance of common stock, net of costs
Exercise of options for cash
Exercise of warrants for cash
Net exercise of warrants
On October 29, 2013, the Company completed a public offering of common stock, or the Offering, for net proceeds of $53.0 million, after deducting underwriting discounts and commissions of $3.4 million and other estimated offering expenses of $0.5 million payable by the Company. The Company sold a total of 3,250,000 shares of its common stock in the Offering at a purchase price to the public of $17.50 per share.