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股本结构

单位:万股
公告日期 2023-01-26 2023-01-26 2022-10-26 2022-10-26 2022-07-28 2022-07-28
证券总股本 9723.53 9702.83 9680.28 9655.77 9592.55 9564.85
普通股本 9723.53 9702.83 9680.28 9655.77 9592.55 9564.85
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2023-01-20 2022-12-31 2022-10-21 2022-09-30 2022-07-21 2022-07-01
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2023-01-26 9723.53 未披露 定期报告 2023-01-20
2023-01-26 9702.83 未披露
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From September 30, 2022 to December 31, 2022 Issuance of shares upon exercise of stock options and release of share awards
2022-12-31
2022-10-26 9680.28 未披露 定期报告 2022-10-21
2022-10-26 9655.77 未披露
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From June 30, 2022 to September 30, 2022 Issuance of shares upon exercise of stock options and release of share awards
2022-09-30
2022-07-27 9592.82 未披露 定期报告 2022-07-25
2022-07-28 9592.55 未披露 定期报告 2022-07-21
2022-07-28 9564.85 未披露 定期报告 2022-07-01
2022-07-27 9565.70 未披露
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From March 31, 2022 to June 30, 2022 Issuance of shares upon exercise of stock options and release of share awards
2022-06-30
2022-05-11 9533.21 未披露 定期报告 2022-05-06
2022-05-11 9485.84 未披露
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From March 31, 2021 to March 31, 2022 Issuance of shares upon exercise of stock options and release of share awards
2022-03-31
2022-01-26 9390.49 未披露 定期报告 2022-01-21
2022-01-26 9365.82 未披露
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From September 30, 2021 to December 31, 2021 Issuance of shares upon exercise of stock options and release of restricted stock units
2021-12-31
2021-10-26 9330.91 未披露 定期报告 2021-10-22
2021-10-26 9307.78 未披露
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From June 30, 2021 to September 30, 2021 Issuance of shares upon exercise of stock options and release of restricted stock units and performance share units
2021-09-30
2021-07-28 9207.79 未披露 定期报告 2021-07-23
2021-07-28 9194.26 未披露
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From March 31, 2021 to June 30, 2021 Issuance of shares upon exercise of stock options and vesting of restricted stock units
2021-06-30
2021-05-11 9148.03 未披露 定期报告 2021-05-06
2021-05-11 9100.09 未披露
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From March 31, 2019 to March 31, 2021 Vesting of share awards, net of shares withheld for taxes Issuance of shares upon exercise of stock options
2021-03-31
2021-02-11 9079.94 未披露 定期报告 2021-02-08
2021-02-11 9087.00 未披露
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from September 30, 2020 to December 31, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units and performance share units
2020-12-31
2020-11-12 9059.36 未披露 定期报告 2020-11-09
2020-11-12 9058.10 未披露
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from June 30, 2020 to September 30, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units and performance share units
2020-09-30
2020-08-11 9014.93 未披露 定期报告 2020-08-06
2020-07-24 9014.22 未披露 定期报告 2020-07-20
2020-08-11 9013.70 未披露
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from March 31, 2020 to June 30, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units
2020-06-30
2020-05-18 8986.94 未披露 定期报告 2020-05-14
2020-05-18 8983.40 未披露
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from March 31, 2019 to March 31, 2020 Issuance of shares in connection with “at-the-market” equity offering, net of commissions of $79 Issuance of shares in connection with public equity offering, net of commissions and offering costs of $9,292 Issuance of shares upon exercise of stock options and vesting of PSUs and RSUs
2020-03-31
2020-02-10 8978.81 未披露 定期报告 2020-01-31
2020-02-10 8978.77 未披露
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from September 30, 2019 to December 31, 2019 Issuance of shares upon vesting of RSUs
2019-12-31
2020-01-03 8967.90 未披露 定期报告 2019-12-30
2019-11-12 8962.36 未披露
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from June 30, 2019 to September 30, 2019 Issuance of shares upon vesting of RSUs
2019-09-30
2019-08-06 8962.26 未披露
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from March 31, 2019 to June 14,2019 Issuance of shares in connection with “at-the-market” equity offering, net of commissions of $79 Issuance of shares in connection with public equity offering, net of commissions and offering costs of $9,229 Issuance of shares upon exercise of stock options and vesting of RSUs
2019-06-14
2019-05-31 8720.90 未披露 定期报告 2019-05-29
2019-05-24 7219.84 未披露 定期报告 2019-05-21
2019-05-24 7205.75 未披露
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from March 31, 2018 to March 31, 2019 Issuance of shares in connection with “at-the-market” equity offering, net of commissions and offering costs of $2,919 Issuance of shares in connection with Private Placement with RSL Issuance of shares in public equity offering, net of commissions and offering costs of $5,110 Shares issued to NovaQuest, net of issuance costs Issuance of shares upon exercise of stock options and vesting of RSUs
2019-03-31
2019-02-07 7081.25 未披露 定期报告 2019-02-01
2019-02-07 7080.15 未披露
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From September 30, 2018 to December 31, 2018 Shares issued to NovaQuest, net of issuance costs Issuance of shares upon exercise of stock options and vesting of RSUs
2018-12-31
2018-11-08 6849.24 未披露 定期报告 2018-11-02
2018-11-08 6848.49 未披露
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From June 30, 2018 to September 30, 2018 Issuance of common shares in secondary public equity offering, net of commissions and offering costs of $5.1 million Issuance of common shares upon exercise of stock options and vesting of RSUs
2018-09-30
2018-08-07 6822.56 未披露 定期报告 2018-08-03
2018-08-07 6489.12 未披露
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From March 31, 2018 to June 30, 2018 Issuance of common shares in connection with “at-the-market” equity offering, net of commissions and offering costs of $2.1 million Issuance of common shares in connection with Private Placement with RSL Issuance of common shares upon exercise of stock options
2018-06-30
2018-07-25 6487.50 未披露 定期报告 2018-05-15
2018-06-07 6099.79 未披露
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From March 31, 2017 to March 31, 2018 Shares issued to settle the Takeda warrant liability Share-based compensation expense Stock option exercises Shares issued to NovaQuest, net of underwriting discounts, commissions and offering costs of $0.1 million
2018-03-31
2018-02-13 6098.94 未披露
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From March 31, 2017 to December 31, 2017 Shares issued to settle the Takeda warrant liability Share-based compensation expense Stock option exercises Shares issued to NovaQuest, net of underwriting discounts and commissions and offering expenses of $0.1 million
2017-12-31
2017-12-15 6098.94 未披露 定期报告 2017-12-13
2017-11-13 6098.76 未披露 定期报告 2017-11-09
2017-11-13 6084.92 未披露
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From March 31, 2017 to September 30, 2017 Shares issued to settle the warrant liability to Takeda Share-based compensation expense Stock option exercises
2017-09-30
2017-08-10 6084.43 未披露
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From March 31, 2017 to July 14, 2017 Shares issued to settle the warrant liability to Takeda Share-based compensation expense
2017-07-14
2017-06-14 6028.02 未披露 定期报告 2017-06-12
2017-06-14 6027.58 未披露
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from March 31, 2016 to March 31, 2017 Sale of common shares in initial public offering ($15.00 per share), net of underwriting discounts and commissions and offering expenses of $17,536 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense
2017-03-31
2017-02-13 6025.01 未披露
更多>>
from March 31, 2016 to December 31, 2016 Sale of common shares in initial public offering ($15.00 per share), net of underwriting discounts and commissions and offering expenses of $17,536 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense
2016-12-31
2016-12-09 6024.91 未披露 定期报告 2016-12-08
2016-10-27 6022.80 未披露
更多>>
A 1-for-1.7727 reverse stock split effected on October 18, 2016; An aggregate of 160,273 common shares issued to Takeda in August and September 2016 upon the automatic exercise of a warrant we issued to Takeda at an exercise price of $0.000017727 per share, which was initiated by the grant of stock options for an aggregate of 1,175,311 common shares; The issuance of an additional 1,977,269 common shares to Takeda upon the closing of this offering pursuant to the automatic exercise of a warrant we issued to Takeda, based upon the sale and issuance of 14,500,000 common shares to investors in this offering at the initial public offering price of $15.00 per common share; No exercise by the underwriters of their option to purchase an additional 2,175,000 common shares and no issuance of an additional 296,593 common shares to Takeda as a result thereof, pursuant to the automatic exercise of a warrant we issued to Takeda;
2016-10-27
2016-12-09 4375.07 未披露
更多>>
From March 31, 2016 to September 30, 2016 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense
2016-09-30
2016-10-20 4359.04 未披露 定期报告 2016-06-30
From September 30, 2022 to December 31, 2022 Issuance of shares upon exercise of stock options and release of share awards
From June 30, 2022 to September 30, 2022 Issuance of shares upon exercise of stock options and release of share awards
From March 31, 2022 to June 30, 2022 Issuance of shares upon exercise of stock options and release of share awards
From March 31, 2021 to March 31, 2022 Issuance of shares upon exercise of stock options and release of share awards
From September 30, 2021 to December 31, 2021 Issuance of shares upon exercise of stock options and release of restricted stock units
From June 30, 2021 to September 30, 2021 Issuance of shares upon exercise of stock options and release of restricted stock units and performance share units
From March 31, 2021 to June 30, 2021 Issuance of shares upon exercise of stock options and vesting of restricted stock units
From March 31, 2019 to March 31, 2021 Vesting of share awards, net of shares withheld for taxes Issuance of shares upon exercise of stock options
from September 30, 2020 to December 31, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units and performance share units
from June 30, 2020 to September 30, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units and performance share units
from March 31, 2020 to June 30, 2020 Issuance of shares upon exercise of stock options and vesting of restricted stock units
from March 31, 2019 to March 31, 2020 Issuance of shares in connection with “at-the-market” equity offering, net of commissions of $79 Issuance of shares in connection with public equity offering, net of commissions and offering costs of $9,292 Issuance of shares upon exercise of stock options and vesting of PSUs and RSUs
from September 30, 2019 to December 31, 2019 Issuance of shares upon vesting of RSUs
from June 30, 2019 to September 30, 2019 Issuance of shares upon vesting of RSUs
from March 31, 2019 to June 14,2019 Issuance of shares in connection with “at-the-market” equity offering, net of commissions of $79 Issuance of shares in connection with public equity offering, net of commissions and offering costs of $9,229 Issuance of shares upon exercise of stock options and vesting of RSUs
from March 31, 2018 to March 31, 2019 Issuance of shares in connection with “at-the-market” equity offering, net of commissions and offering costs of $2,919 Issuance of shares in connection with Private Placement with RSL Issuance of shares in public equity offering, net of commissions and offering costs of $5,110 Shares issued to NovaQuest, net of issuance costs Issuance of shares upon exercise of stock options and vesting of RSUs
From September 30, 2018 to December 31, 2018 Shares issued to NovaQuest, net of issuance costs Issuance of shares upon exercise of stock options and vesting of RSUs
From June 30, 2018 to September 30, 2018 Issuance of common shares in secondary public equity offering, net of commissions and offering costs of $5.1 million Issuance of common shares upon exercise of stock options and vesting of RSUs
From March 31, 2018 to June 30, 2018 Issuance of common shares in connection with “at-the-market” equity offering, net of commissions and offering costs of $2.1 million Issuance of common shares in connection with Private Placement with RSL Issuance of common shares upon exercise of stock options
From March 31, 2017 to March 31, 2018 Shares issued to settle the Takeda warrant liability Share-based compensation expense Stock option exercises Shares issued to NovaQuest, net of underwriting discounts, commissions and offering costs of $0.1 million
From March 31, 2017 to December 31, 2017 Shares issued to settle the Takeda warrant liability Share-based compensation expense Stock option exercises Shares issued to NovaQuest, net of underwriting discounts and commissions and offering expenses of $0.1 million
From March 31, 2017 to September 30, 2017 Shares issued to settle the warrant liability to Takeda Share-based compensation expense Stock option exercises
From March 31, 2017 to July 14, 2017 Shares issued to settle the warrant liability to Takeda Share-based compensation expense
from March 31, 2016 to March 31, 2017 Sale of common shares in initial public offering ($15.00 per share), net of underwriting discounts and commissions and offering expenses of $17,536 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense
from March 31, 2016 to December 31, 2016 Sale of common shares in initial public offering ($15.00 per share), net of underwriting discounts and commissions and offering expenses of $17,536 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense
A 1-for-1.7727 reverse stock split effected on October 18, 2016; An aggregate of 160,273 common shares issued to Takeda in August and September 2016 upon the automatic exercise of a warrant we issued to Takeda at an exercise price of $0.000017727 per share, which was initiated by the grant of stock options for an aggregate of 1,175,311 common shares; The issuance of an additional 1,977,269 common shares to Takeda upon the closing of this offering pursuant to the automatic exercise of a warrant we issued to Takeda, based upon the sale and issuance of 14,500,000 common shares to investors in this offering at the initial public offering price of $15.00 per common share; No exercise by the underwriters of their option to purchase an additional 2,175,000 common shares and no issuance of an additional 296,593 common shares to Takeda as a result thereof, pursuant to the automatic exercise of a warrant we issued to Takeda;
From March 31, 2016 to September 30, 2016 Shares issued to Takeda under the Takeda license agreement Shares issued to settle the warrant liability to Takeda Share-based compensation expense