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股本结构

单位:万股
公告日期 2024-04-18 2024-03-26 2024-03-26 2023-11-09 2023-11-09 2023-08-10
证券总股本 3606.08 3009.82 1123.02 652.93 652.90 421.47
普通股本 3606.08 3009.82 1123.02 652.93 652.90 421.47
优先股 0.11 未披露 0.70 未披露 0.70 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-04-01 2024-03-21 2023-12-31 2023-11-06 2023-09-30 2023-08-07
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2024-04-18 3606.08 0.11 定期报告 2024-04-01
2024-03-26 3009.82 未披露 定期报告 2024-03-21
2024-03-26 1123.02 0.70
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From December 31,2022 to December 31,2023 Vesting of director restricted stock awards Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock Issuance of common stock in connection with 2023 Warrant Reprice Transaction, net of offering costs
2023-12-31
2023-11-09 652.93 未披露 定期报告 2023-11-06
2023-11-09 652.90 0.70
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From June 30, 2023 to September 30, 2023 Conversion of Series B Preferred Stock to common stock
2023-09-30
2023-08-10 421.47 未披露 定期报告 2023-08-07
2023-08-10 421.40 1.00
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From March 31, 2023 to June 30, 2023 Vesting of director restricted stock awards Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock
2023-06-30
2023-05-31 420.95 1.03 定期报告 2023-05-24
2023-05-17 272.88 1.22 定期报告 2023-05-10
2023-05-18 272.88 未披露 定期报告 2023-05-05
2023-04-28 219.44 未披露 定期报告 2023-04-21
2023-03-31 203.54 未披露 定期报告 2023-03-27
2023-03-31 203.50 1.40
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From December 31, 2021 to December 31, 2022 Issuance of Series C Preferred Stock, net of offering costs Vesting of director restricted stock awards Shares issued for reverse stock split due to rounding feature Issuance of common stock in connection with exercise of warrants, net of offering costs Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock
2022-12-31
2022-12-16 187.64 未披露 定期报告 2022-12-07
2022-11-14 185.68 未披露
更多>>
NovaBay Pharmaceuticals, Inc. announces 1-for-35 reverse stock split.
2022-11-16
2022-11-14 6498.84 未披露 定期报告 2022-11-10
2022-11-14 6498.80 1.20
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From June 30, 2022 to September 30, 2022 Exercise of warrants, net of offering costs
2022-09-30
2022-09-30 6498.84 1.16 定期报告 2022-09-13
2022-08-11 5351.34 未披露 定期报告 2022-08-09
2022-08-11 5351.30 1.20
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From March 31, 2022 to June 30, 2022 Conversion of Series B Non-Voting Preferred Stock to common stock Vesting of director restricted stock awards
2022-06-30
2022-05-12 5261.84 未披露 定期报告 2022-05-10
2022-05-12 5141.90 1.30
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From December 31, 2021 to March 31, 2022 Conversion of Series B Non-Voting Preferred Stock to common stock
2022-03-31
2022-03-29 5141.84 未披露 定期报告 2022-03-24
2022-03-30 5101.84 未披露 定期报告 2022-03-16
2022-02-04 4981.84 未披露 定期报告 2022-02-02
2022-03-29 4776.60 1.40
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From December 31, 2020 to December 31, 2021 Issuance of common stock, net of offering costs Vesting of employee restricted stock awards Issuance of RSUs to non-employees for services Issuance of Series B Preferred Stock and common stock warrants, net of offering costs Conversion of Series B Preferred Stock to common stock
2021-12-31
2021-12-01 4495.84 未披露 定期报告 2021-11-26
2021-11-12 4494.34 未披露 定期报告 2021-10-25
2021-11-12 4494.30 未披露
更多>>
From June 30, 2021 to September 30, 2021 Vesting of employee restricted stock awards
2021-09-30
2021-08-12 4494.34 未披露 定期报告 2021-08-10
2021-08-12 4461.50 未披露
更多>>
From March 31, 2021 to June 30, 2021 Issuance of common stock, net of offering costs Vesting of employee restricted stock awards
2021-06-30
2021-05-14 4194.26 未披露 定期报告 2021-05-11
2021-05-06 4178.26 未披露 定期报告 2021-05-03
2021-05-06 4178.20 未披露 定期报告 2021-03-31
2021-03-26 4178.26 未披露 定期报告 2021-03-19
2021-03-25 4178.20 未披露
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From December 31, 2019 to December 31, 2020 Issuance of common stock, net of offering costs Issuance of common stock in connection with exercise of warrants, net Issuance of RSUs to non-employees for services Issuance of stock for option exercises Vesting of employee restricted stock awards
2020-12-31
2020-11-12 4178.26 未披露 定期报告 2020-11-10
2020-11-12 4176.00 未披露
更多>>
From June 30, 2020 to September 30, 2020 Issuance of common stock in connection with exercise of warrants, net Issuance of RSUs to non-employees for services Issuance of stock for option exercises
2020-09-30
2020-08-21 4173.99 未披露 定期报告 2020-08-14
2020-08-06 4173.99 未披露 定期报告 2020-08-04
2020-08-06 3464.80 未披露
更多>>
From March 31, 2020 to June 30, 2020 Issuance of common stock, net of offering costs Issuance of common stock in connection with exercise of warrants
2020-06-30
2020-06-15 3337.70 未披露 定期报告 2020-06-15
2020-05-07 2881.06 未披露 定期报告 2020-05-05
2020-04-27 2823.91 未披露 定期报告 2020-04-22
2020-05-07 2823.90 未披露
更多>>
From December 31, 2019 to March 31, 2020 Issuance of common stock in connection with exercise of warrants, net of issuance cost Vesting of employee restricted stock awards
2020-03-31
2020-03-26 2801.06 未披露 定期报告 2020-03-24
2020-03-26 2793.80 未披露
更多>>
From December 31, 2018 to December 31, 2019 Issuance of Series A Preferred Stock and common stock warrants, net of offering costs Conversion of Series A Preferred Stock to common stock Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of RSUs related to employee separation agreement Issuance of common stock for option exercises Issuance of RSUs to non-employees for services Vesting of employee restricted stock awards
2019-12-31
2019-10-25 2790.19 未披露 定期报告 2019-10-14
2019-11-07 2520.20 270.00
更多>>
from June 30, 2019 to September 30, 2019 Issuance of Series A Preferred Stock and common stock warrants, net of offering costs Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of RSUs related to employee separation agreement
2019-09-30
2019-09-04 2520.19 270.00 定期报告 2019-08-28
2019-08-13 2493.13 未披露 定期报告 2019-08-13
2019-08-07 2100.33 未披露 定期报告 2019-08-06
2019-07-26 2082.27 未披露 定期报告 2019-07-19
2019-08-07 2073.30 未披露
更多>>
from March 31, 2019 to June 30,2019 Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of common stock for option exercises
2019-06-30
2019-05-15 1899.21 未披露 定期报告 2019-05-13
2019-04-19 1724.48 未披露 定期报告 2019-04-15
2019-04-01 1723.93 未披露 定期报告 2019-04-01
2019-05-15 1709.50 未披露
更多>>
from December 31, 2018 to March 31, 2019 Vesting of employee restricted stock awards
2019-03-31
2019-03-29 1708.93 未披露 定期报告 2019-03-24
2019-03-29 1708.90 未披露
更多>>
from December 31, 2017 to December 31, 2018 Issuance of common stock in connection with offering Issuance of stock for option exercises
2018-12-31
2018-11-14 1708.93 未披露 定期报告 2018-11-09
2018-11-14 1708.90 未披露 定期报告 2018-09-30
2018-08-07 1708.93 未披露 定期报告 2018-08-03
2018-08-07 1708.90 未披露 定期报告 2018-06-30
2018-04-18 1708.93 未披露 定期报告 2018-04-16
2018-05-10 1708.90 未披露 定期报告 2018-03-31
2018-03-21 1708.93 未披露 定期报告 2018-03-13
2018-03-21 1538.50 未披露
更多>>
from December 31, 2016 to December 31, 2017 Issuance of common stock in connection with exercise of warrants, net of offering costs Issuance of stock for option exercises Issuance of stock to consultants for services Vesting of non-employee restricted stock awards
2017-12-31
2017-12-05 1538.46 未披露 定期报告 2017-11-28
2017-11-14 1536.83 未披露 定期报告 2017-11-09
2017-11-14 1536.10 未披露 定期报告 2017-09-30
2017-08-10 1530.92 未披露 定期报告 2017-08-09
2017-08-10 1530.90 未披露 定期报告 2017-06-30
2017-04-21 1530.92 未披露 定期报告 2017-04-17
2017-05-11 1528.80 未披露 定期报告 2017-03-31
2017-03-23 1528.82 未披露 定期报告 2017-03-22
2017-03-23 1526.90 未披露
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from December 31, 2015 to December 31, 2016 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock and warrants, net of offering costs Issuance of stock to consultants for services Vesting of employee restricted stock awards Vesting of non-employee restricted stock awards Shares retired as a result of the 1 for 25 reverse stock split
2016-12-31
2016-11-10 1513.50 未披露 定期报告 2016-11-09
2016-11-10 1486.55 未披露 定期报告 2016-09-30
2016-08-11 1125.13 未披露 定期报告 2016-08-09
2016-08-11 915.69 未披露 定期报告 2016-06-30
2016-06-09 915.47 未披露 定期报告 2016-05-31
2016-05-12 915.41 未披露 定期报告 2016-05-10
2016-04-18 507.48 未披露 定期报告 2016-04-07
2016-05-12 507.50 未披露 定期报告 2016-03-31
2016-03-04 500.33 未披露
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In February 2016, we closed a private placement for the sale of an aggregate of 1,518,567 shares of the Company’s common stock for total gross proceeds amount of $2,830,804.
2016-02-29
2016-03-04 348.60 未披露
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from December 31, 2014 to December 31, 2015 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock and warrants, net of offering costs Issuance of stock to consultants for services Employee bonus paid in common stock On December 18, 2015, the Company effected a 1-for-25 reverse split of its common stock.
2015-12-31
2015-12-14 348.55 未披露
更多>>
On December 18, 2015, the Company effected a 1-for-25 reverse split of its common stock.
2015-12-21
2015-11-20 8713.85 未披露 定期报告 2015-11-19
2015-11-16 8708.72 未披露 定期报告 2015-11-02
2015-11-16 7461.80 未披露 定期报告 2015-09-30
2015-09-04 7481.37 未披露 定期报告 2015-09-02
2015-08-13 7375.51 未披露 定期报告 2015-08-03
2015-08-13 7364.20 未披露 定期报告 2015-06-30
2015-04-30 6119.84 未披露 定期报告 2015-04-20
2015-05-14 6111.30 未披露 定期报告 2015-03-31
2015-03-31 6213.03 未披露 定期报告 2015-03-25
2015-03-26 6111.31 未披露 定期报告 2015-03-23
2015-03-26 5165.00 未披露
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from December 31, 2013 to December 31, 2014 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock for option exercises Issuance of stock to consultants for services Employee bonus paid in common stock Vesting of employee restricted stock awards
2014-12-31
2014-11-12 5162.51 未披露 定期报告 2014-11-05
2014-11-12 5114.30 未披露 定期报告 2014-09-30
2014-07-31 5077.91 未披露 定期报告 2014-07-28
2014-07-31 5077.90 未披露 定期报告 2014-06-30
2014-05-01 5075.70 未披露 定期报告 2014-04-28
2014-04-25 5082.15 未披露 定期报告 2014-04-23
2014-05-01 5070.50 未披露 定期报告 2014-03-31
2014-03-06 4540.75 未披露 定期报告 2014-03-03
2014-03-06 4462.40 未披露
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from December 31, 2012 to December 31, 2013 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock to Pioneer Issuance of stock to Feichter Credits on sales of NeutroPhase Issuance of stock for option exercises Issuance of stock for warrant exercises Issuance of stock to consultants for services
2013-12-31
2013-11-14 3939.77 未披露 定期报告 2013-11-11
2013-11-14 3865.10 未披露 定期报告 2013-09-30
2013-08-01 3742.19 未披露 定期报告 2013-07-30
2013-08-01 3735.80 未披露 定期报告 2013-06-30
2013-05-02 3733.08 未披露 定期报告 2013-04-29
2013-04-24 3731.90 未披露 定期报告 2013-04-19
2013-05-02 3724.10 未披露 定期报告 2013-03-31
2013-03-14 3699.41 未披露 定期报告 2013-03-11
2013-03-14 3691.50 未披露
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from December 31, 2011 to December 31, 2012 Issuance of common stock and warrants in connection with shelf offering, net of offering costs Issuance of stock and warrants in connection with international distribution agreement Conversion of liablity to equity Issuance of stock for option exercises Issuance of stock for warrant exercises Issuance of stock for services Issuance of restricted stock awards for employee services Stock-based compensation expense related to non-employee stock options
2012-12-31
2012-11-01 2984.10 未披露 定期报告 2012-10-29
2012-11-01 2974.70 未披露 定期报告 2012-09-30
2012-08-09 2895.94 未披露 定期报告 2012-08-06
2012-08-09 2886.80 未披露 定期报告 2012-06-30
2012-05-03 2894.06 未披露 定期报告 2012-04-30
2012-05-03 2882.70 未披露 定期报告 2012-03-31
2012-03-27 2891.66 未披露 定期报告 2012-03-16
2012-03-27 2858.70 未披露
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from December 31, 2010 to December 31, 2011 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock for option exercises Issuance of stock for services Issuance of restricted Stock awards for employee services
2011-12-31
2011-11-07 2831.68 未披露 定期报告 2011-11-01
2011-11-07 2833.20 未披露 定期报告 2011-09-30
2011-08-10 2813.44 未披露 定期报告 2011-08-01
2011-08-10 2348.40 未披露 定期报告 2011-06-30
2011-05-16 2344.98 未披露 定期报告 2011-05-02
2011-05-16 2345.00 未披露 定期报告 2011-03-31
2011-03-10 2343.98 未披露 定期报告 2011-03-01
2011-03-10 2339.20 未披露
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From Dec 31 2009 to December 31, 2010 Issuance of stock for option exercises Stock-based compensation expense related to non-employee stock and stock options
2010-12-31
2010-11-12 2333.59 未披露 定期报告 2010-11-10
2010-11-12 2333.50 未披露 定期报告 2010-09-30
2010-08-12 2333.54 未披露 定期报告 2010-08-09
2010-08-12 2333.40 未披露 定期报告 2010-06-30
2010-05-12 2330.92 未披露 定期报告 2010-05-07
2010-05-12 2330.60 未披露 定期报告 2010-03-31
From December 31,2022 to December 31,2023 Vesting of director restricted stock awards Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock Issuance of common stock in connection with 2023 Warrant Reprice Transaction, net of offering costs
From June 30, 2023 to September 30, 2023 Conversion of Series B Preferred Stock to common stock
From March 31, 2023 to June 30, 2023 Vesting of director restricted stock awards Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock
From December 31, 2021 to December 31, 2022 Issuance of Series C Preferred Stock, net of offering costs Vesting of director restricted stock awards Shares issued for reverse stock split due to rounding feature Issuance of common stock in connection with exercise of warrants, net of offering costs Conversion of Series B Preferred Stock to common stock Conversion of Series C Preferred Stock to common stock
NovaBay Pharmaceuticals, Inc. announces 1-for-35 reverse stock split.
From June 30, 2022 to September 30, 2022 Exercise of warrants, net of offering costs
From March 31, 2022 to June 30, 2022 Conversion of Series B Non-Voting Preferred Stock to common stock Vesting of director restricted stock awards
From December 31, 2021 to March 31, 2022 Conversion of Series B Non-Voting Preferred Stock to common stock
From December 31, 2020 to December 31, 2021 Issuance of common stock, net of offering costs Vesting of employee restricted stock awards Issuance of RSUs to non-employees for services Issuance of Series B Preferred Stock and common stock warrants, net of offering costs Conversion of Series B Preferred Stock to common stock
From June 30, 2021 to September 30, 2021 Vesting of employee restricted stock awards
From March 31, 2021 to June 30, 2021 Issuance of common stock, net of offering costs Vesting of employee restricted stock awards
From December 31, 2019 to December 31, 2020 Issuance of common stock, net of offering costs Issuance of common stock in connection with exercise of warrants, net Issuance of RSUs to non-employees for services Issuance of stock for option exercises Vesting of employee restricted stock awards
From June 30, 2020 to September 30, 2020 Issuance of common stock in connection with exercise of warrants, net Issuance of RSUs to non-employees for services Issuance of stock for option exercises
From March 31, 2020 to June 30, 2020 Issuance of common stock, net of offering costs Issuance of common stock in connection with exercise of warrants
From December 31, 2019 to March 31, 2020 Issuance of common stock in connection with exercise of warrants, net of issuance cost Vesting of employee restricted stock awards
From December 31, 2018 to December 31, 2019 Issuance of Series A Preferred Stock and common stock warrants, net of offering costs Conversion of Series A Preferred Stock to common stock Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of RSUs related to employee separation agreement Issuance of common stock for option exercises Issuance of RSUs to non-employees for services Vesting of employee restricted stock awards
from June 30, 2019 to September 30, 2019 Issuance of Series A Preferred Stock and common stock warrants, net of offering costs Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of RSUs related to employee separation agreement
from March 31, 2019 to June 30,2019 Issuance of common stock in connection with offering, net of offering costs Issuance of common stock in connection with exercise of warrants Issuance of common stock for option exercises
from December 31, 2018 to March 31, 2019 Vesting of employee restricted stock awards
from December 31, 2017 to December 31, 2018 Issuance of common stock in connection with offering Issuance of stock for option exercises
from December 31, 2016 to December 31, 2017 Issuance of common stock in connection with exercise of warrants, net of offering costs Issuance of stock for option exercises Issuance of stock to consultants for services Vesting of non-employee restricted stock awards
from December 31, 2015 to December 31, 2016 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock and warrants, net of offering costs Issuance of stock to consultants for services Vesting of employee restricted stock awards Vesting of non-employee restricted stock awards Shares retired as a result of the 1 for 25 reverse stock split
In February 2016, we closed a private placement for the sale of an aggregate of 1,518,567 shares of the Company’s common stock for total gross proceeds amount of $2,830,804.
from December 31, 2014 to December 31, 2015 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock and warrants, net of offering costs Issuance of stock to consultants for services Employee bonus paid in common stock On December 18, 2015, the Company effected a 1-for-25 reverse split of its common stock.
On December 18, 2015, the Company effected a 1-for-25 reverse split of its common stock.
from December 31, 2013 to December 31, 2014 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock for option exercises Issuance of stock to consultants for services Employee bonus paid in common stock Vesting of employee restricted stock awards
from December 31, 2012 to December 31, 2013 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock to Pioneer Issuance of stock to Feichter Credits on sales of NeutroPhase Issuance of stock for option exercises Issuance of stock for warrant exercises Issuance of stock to consultants for services
from December 31, 2011 to December 31, 2012 Issuance of common stock and warrants in connection with shelf offering, net of offering costs Issuance of stock and warrants in connection with international distribution agreement Conversion of liablity to equity Issuance of stock for option exercises Issuance of stock for warrant exercises Issuance of stock for services Issuance of restricted stock awards for employee services Stock-based compensation expense related to non-employee stock options
from December 31, 2010 to December 31, 2011 Issuance of common stock in connection with shelf offering, net of offering costs Issuance of stock for option exercises Issuance of stock for services Issuance of restricted Stock awards for employee services
From Dec 31 2009 to December 31, 2010 Issuance of stock for option exercises Stock-based compensation expense related to non-employee stock and stock options