股本结构
单位：万股
| 公告日期 | 2024-04-16 | 2024-04-16 | 2023-11-20 | 2023-11-02 | 2023-11-20 | 2023-08-30 |
|---|---|---|---|---|---|---|
| 证券总股本 | 4766.73 | 3846.70 | 2756.39 | 491.70 | 491.70 | 491.59 |
| 普通股本 | 4766.73 | 3846.70 | 2756.39 | 491.70 | 491.70 | 491.59 |
| 优先股 | 未披露 | 377.03 | 未披露 | 377.03 | 377.03 | 377.03 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-04-09 | 2023-12-31 | 2023-11-14 | 2023-10-27 | 2023-09-30 | 2023-08-23 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-04-16 | 4766.73 | 未披露 | 定期报告 | 2024-04-09 |
| 2024-04-16 | 3846.70 | 377.03 |
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From December 31,2022 to December 31,2023
Common stock issued in Public Offering
Common stock issued in conversion of Keep Well Notes
Pre-Funded Warrants exercised
Common stock issued for financing under the Keep Well Agreement
Restricted stock units vested, net
401(k) employer match
Fractional shares issued in connection with reverse stock split
|
2023-12-31 |
| 2023-11-20 | 2756.39 | 未披露 |
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Common stock offered 4,592,068 shares by the company
|
2023-11-14 |
| 2023-11-02 | 491.70 | 377.03 | 定期报告 | 2023-10-27 |
| 2023-11-20 | 491.70 | 377.03 |
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From June 30, 2023 to September 30, 2023
Fractional shares issued in connection with reverse stock split
Restricted stock units vested, net
|
2023-09-30 |
| 2023-08-30 | 491.59 | 377.03 | 定期报告 | 2023-08-23 |
| 2023-08-10 | 488.80 | 未披露 | 定期报告 | 2023-08-04 |
| 2023-07-27 | 490.00 | 未披露 |
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Ontrak, Inc. announced that a 1-for-6 reverse split of its outstanding shares of common stock became effective at 6:00 p.m. Eastern Time on July 27, 2023.
|
2023-07-28 |
| 2023-05-12 | 2932.11 | 未披露 | 定期报告 | 2023-05-09 |
| 2023-05-12 | 2932.02 | 377.03 |
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From December 31, 2022 to March 31, 2023
Common stock issued for financing
Restricted stock units vested, net
401(k) employer match
|
2023-03-31 |
| 2023-01-20 | 2728.10 | 未披露 | 定期报告 | 2023-01-17 |
| 2023-04-17 | 2716.75 | 377.03 |
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From December 31, 2021 to December 31, 2022
Common stock issued relating to registered direct offering, net
Restricted stock units vested, net of taxes
Common stock issued for financing and consulting services
401(k) employer match
Common stock issued relating to settlement of contingent consideration
|
2022-12-31 |
| 2022-11-21 | 2703.44 | 未披露 | 定期报告 | 2022-11-15 |
| 2022-11-09 | 2691.42 | 377.03 | 定期报告 | 2022-09-30 |
| 2022-08-09 | 2601.92 | 未披露 | 定期报告 | 2022-08-04 |
| 2022-07-25 | 2098.72 | 未披露 | 定期报告 | 2022-07-21 |
| 2022-07-25 | 2096.61 | 未披露 | 定期报告 | 2022-07-15 |
| 2022-08-09 | 2094.79 | 377.03 |
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From March 31, 2022 to June 30, 2022
Common stock issued relating to settlement of contingent consideration
Tax related to restricted stock units vested
401(k) employer match
|
2022-06-30 |
| 2022-05-11 | 2086.26 | 未披露 | 定期报告 | 2022-05-05 |
| 2022-05-11 | 2083.13 | 377.03 |
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From December 31, 2021 to March 31, 2022
Common stock issued relating to settlement of contingent consideration
Common stock issued for consulting services
Restricted stock units vested
401(k) employer match
|
2022-03-31 |
| 2022-01-28 | 2069.11 | 未披露 | 定期报告 | 2022-01-25 |
| 2022-04-15 | 2068.02 | 377.03 |
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From December 31, 2020 to December 31, 2021
Common stock issued in ATM offering, net
Common stock issued relating to settlement of contingent consideration
Warrants exercised
Stock options exercised and RSUs vested
401(k) employer match
|
2021-12-31 |
| 2021-11-05 | 1916.48 | 未披露 | 定期报告 | 2021-10-29 |
| 2021-11-05 | 1915.55 | 377.03 |
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From June 30, 2021 to September 30, 2021
Warrants exercised
Stock options exercised
401(k) employer match
|
2021-09-30 |
| 2021-09-03 | 1914.76 | 未披露 | 定期报告 | 2021-09-02 |
| 2021-08-05 | 1866.28 | 未披露 | 定期报告 | 2021-07-30 |
| 2021-08-05 | 1865.78 | 377.03 |
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From March 31, 2021 to June 30, 2021
Warrants exercised
Stock options exercised
401(k) employer match
|
2021-06-30 |
| 2021-06-30 | 1859.09 | 未披露 | 定期报告 | 2021-06-14 |
| 2021-04-30 | 1773.66 | 未披露 | 定期报告 | 2021-04-23 |
| 2021-05-06 | 1772.97 | 377.03 |
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From December 31, 2020 To March 31, 2021
Warrants exercised
Stock options exercised
401(k) employer match
|
2021-03-31 |
| 2021-03-09 | 1769.03 | 未披露 | 定期报告 | 2021-03-03 |
| 2021-03-09 | 1754.32 | 377.03 |
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From December 31, 2019 to December 31, 2020
Preferred stock issued, net
Stock issued in acquisition
Warrants exercised
Stock options exercised
401(k) employer match
Stock-based compensation expense
|
2020-12-31 |
| 2020-11-05 | 1741.57 | 未披露 | 定期报告 | 2020-11-02 |
| 2020-11-05 | 1741.11 | 195.50 |
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from June 30,2020 to September 30, 2020
Preferred stock issued, net
Warrants exercised
Stock option exercised
401(k) employer match
|
2020-09-30 |
| 2020-09-14 | 1738.49 | 195.50 | 定期报告 | 2020-09-03 |
| 2020-08-05 | 1725.13 | 未披露 | 定期报告 | 2020-07-31 |
| 2020-08-05 | 1705.56 | 未披露 |
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from March 31,2020 to June 30, 2020
Stock option exercised
401(k) employer match
|
2020-06-30 |
| 2020-06-11 | 1702.02 | 未披露 | 定期报告 | 2020-06-08 |
| 2020-05-07 | 1698.53 | 未披露 | 定期报告 | 2020-05-01 |
| 2020-04-29 | 1698.30 | 未披露 | 定期报告 | 2020-04-24 |
| 2020-05-07 | 1687.66 | 未披露 |
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From December 31, 2019 to March 31, 2020
Warrant exercised
Stock option exercised
Stock compensation expense
|
2020-03-31 |
| 2020-03-16 | 1672.70 | 未披露 | 定期报告 | 2020-03-06 |
| 2020-03-16 | 1661.62 | 未披露 |
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From December 31, 2018 to December 31, 2019
Exercise of warrant
Exercise of stock options
Stock compensation expense
|
2019-12-31 |
| 2019-11-14 | 1658.52 | 未披露 |
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From June 30, 2019 to September 30, 2019
Warrant exercised for cash
Stock option exercised for cash
Stock compensation expense
|
2019-09-30 |
| 2019-08-14 | 1654.70 | 未披露 | 定期报告 | 2019-08-14 |
| 2019-08-14 | 1653.70 | 未披露 |
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from December 31, 2018 to June 30, 2019
Warrant exercised for cash
Stock option exercised for cash
|
2019-06-30 |
| 2019-05-09 | 1621.46 | 未披露 | 定期报告 | 2019-05-07 |
| 2019-05-09 | 1620.51 | 未披露 |
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from December 31, 2018 to March 19, 2019
Cash exercise
|
2019-03-19 |
| 2019-03-22 | 1618.51 | 未披露 |
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From January 1, 2018 to December 31, 2018
Common stock issued for outside services
Cashless warrant exercise
Cash warrant exercise
|
2018-12-31 |
| 2018-11-14 | 1613.60 | 未披露 | 定期报告 | 2018-11-13 |
| 2018-11-14 | 1608.72 | 未披露 |
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From January 1, 2018 to September 30, 2018
Common stock issued for outside services
Cashless warrant exercise
|
2018-09-30 |
| 2018-05-15 | 1591.32 | 未披露 |
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From January 1, 2018 to March 31, 2018
Common stock issued for outside services
|
2018-03-31 |
| 2018-03-07 | 1591.32 | 未披露 | 定期报告 | 2018-03-02 |
| 2018-03-07 | 1588.92 | 未披露 |
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from December 31, 2016 to June 30, 2017
Conversion of debentures
Common stock issued for outside services
Deferred salary paid in common stock
Public offering
1:6 reverse stock split
|
2017-06-30 |
| 2017-05-15 | 1587.47 | 未披露 | 定期报告 | 2017-05-12 |
| 2017-04-26 | 1116.95 | 未披露 |
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The number of shares of our common stock to be outstanding after this offering is based on 9,383,740 shares of common stock outstanding as of March 30, 2017, and assumes the effectiveness of a 1:6 reverse stock split of our common stock that will be effected prior to the closing of the offering and the sale of 1,785,714 shares of common stock at $8.40 per share
|
2017-04-26 |
| 2017-05-15 | 944.37 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-04-20 | 938.37 | 未披露 |
更多>>
A 1:6 reverse stock split of the Company’s common stock and a corresponding decrease in the number of shares of the Company’s common stock that the Company is authorized to issue will be effected in connection with the Company’s public offering of its common stock that is described in the Prospectus of which these financial statements form a part.
|
2017-03-30 |
| 2017-03-20 | 5621.55 | 未披露 | 定期报告 | 2017-03-15 |
| 2017-02-10 | 5528.85 | 未披露 | 定期报告 | 2017-01-31 |
From December 31,2022 to December 31,2023
Common stock issued in Public Offering
Common stock issued in conversion of Keep Well Notes
Pre-Funded Warrants exercised
Common stock issued for financing under the Keep Well Agreement
Restricted stock units vested, net
401(k) employer match
Fractional shares issued in connection with reverse stock split
Common stock offered 4,592,068 shares by the company
From June 30, 2023 to September 30, 2023
Fractional shares issued in connection with reverse stock split
Restricted stock units vested, net
Ontrak, Inc. announced that a 1-for-6 reverse split of its outstanding shares of common stock became effective at 6:00 p.m. Eastern Time on July 27, 2023.
From December 31, 2022 to March 31, 2023
Common stock issued for financing
Restricted stock units vested, net
401(k) employer match
From December 31, 2021 to December 31, 2022
Common stock issued relating to registered direct offering, net
Restricted stock units vested, net of taxes
Common stock issued for financing and consulting services
401(k) employer match
Common stock issued relating to settlement of contingent consideration
From March 31, 2022 to June 30, 2022
Common stock issued relating to settlement of contingent consideration
Tax related to restricted stock units vested
401(k) employer match
From December 31, 2021 to March 31, 2022
Common stock issued relating to settlement of contingent consideration
Common stock issued for consulting services
Restricted stock units vested
401(k) employer match
From December 31, 2020 to December 31, 2021
Common stock issued in ATM offering, net
Common stock issued relating to settlement of contingent consideration
Warrants exercised
Stock options exercised and RSUs vested
401(k) employer match
From June 30, 2021 to September 30, 2021
Warrants exercised
Stock options exercised
401(k) employer match
From March 31, 2021 to June 30, 2021
Warrants exercised
Stock options exercised
401(k) employer match
From December 31, 2020 To March 31, 2021
Warrants exercised
Stock options exercised
401(k) employer match
From December 31, 2019 to December 31, 2020
Preferred stock issued, net
Stock issued in acquisition
Warrants exercised
Stock options exercised
401(k) employer match
Stock-based compensation expense
from June 30,2020 to September 30, 2020
Preferred stock issued, net
Warrants exercised
Stock option exercised
401(k) employer match
from March 31,2020 to June 30, 2020
Stock option exercised
401(k) employer match
From December 31, 2019 to March 31, 2020
Warrant exercised
Stock option exercised
Stock compensation expense
From December 31, 2018 to December 31, 2019
Exercise of warrant
Exercise of stock options
Stock compensation expense
From June 30, 2019 to September 30, 2019
Warrant exercised for cash
Stock option exercised for cash
Stock compensation expense
from December 31, 2018 to June 30, 2019
Warrant exercised for cash
Stock option exercised for cash
from December 31, 2018 to March 19, 2019
Cash exercise
From January 1, 2018 to December 31, 2018
Common stock issued for outside services
Cashless warrant exercise
Cash warrant exercise
From January 1, 2018 to September 30, 2018
Common stock issued for outside services
Cashless warrant exercise
From January 1, 2018 to March 31, 2018
Common stock issued for outside services
from December 31, 2016 to June 30, 2017
Conversion of debentures
Common stock issued for outside services
Deferred salary paid in common stock
Public offering
1:6 reverse stock split
The number of shares of our common stock to be outstanding after this offering is based on 9,383,740 shares of common stock outstanding as of March 30, 2017, and assumes the effectiveness of a 1:6 reverse stock split of our common stock that will be effected prior to the closing of the offering and the sale of 1,785,714 shares of common stock at $8.40 per share
A 1:6 reverse stock split of the Company’s common stock and a corresponding decrease in the number of shares of the Company’s common stock that the Company is authorized to issue will be effected in connection with the Company’s public offering of its common stock that is described in the Prospectus of which these financial statements form a part.