董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Jose A. Briones, Jr. | 男 | Director | 53 | 未披露 | 未持股 | 2023-12-13 |
| Arthur H. Penn | 男 | Director,Chief Executive Officer and Chairman of the Board | 60 | 未披露 | 未持股 | 2023-12-13 |
| Marshall Brozost | 男 | Director | 56 | 22.38万美元 | 未持股 | 2023-12-13 |
| Samuel L. Katz | 男 | Director | 58 | 23.63万美元 | 未持股 | 2023-12-13 |
| Adam K. Bernstein | 男 | Director | 60 | 22.38万美元 | 未持股 | 2023-12-13 |
| Jeffrey Flug | 男 | Director | 61 | 23.63万美元 | 未持股 | 2023-12-13 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Richard T. Allorto, Jr. | 男 | Chief Financial Officer and Treasurer | 51 | 未披露 | 未持股 | 2023-12-13 |
| Frank Galea | 男 | Chief Compliance Officer | 55 | 未披露 | 未持股 | 2023-12-13 |
| Arthur H. Penn | 男 | Director,Chief Executive Officer and Chairman of the Board | 60 | 未披露 | 未持股 | 2023-12-13 |
董事简历
中英对照 | 中文 | 英文- Jose A. Briones, Jr.
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Jose A. Briones，Jr.于2009年12月加入顾问，是高级合伙人。在加入顾问之前，Briones先生是Apollo Investment Management，L.P.的合伙人，自2006年起担任投资委员会成员。在此之前，他于2001年至2006年在UBS证券有限责任公司担任财务发起人和杠杆融资小组的董事总经理。在加入UBS之前，他于1999年至2001年在摩根大通担任全球杠杆金融集团副总裁副总裁。从1992年到1999年，Briones先生在BT证券公司和BT Alex Brown Inc.公司金融部担任副总裁。
Jose A. Briones, Jr.,brings to the Board 30 years of business leadership and experience and knowledge of senior lending, mezzanine lending, leveraged finance, distressed debt and private equity businesses, as well as diverse management practices. He is responsible for and oversees originating, underwriting, executing, and monitoring investments for the Adviser, as well as overseeing various strategic initiatives and serves as a Portfolio Manager. Before joining the Adviser, Mr. Briones was a Partner of Apollo Investment Management, L.P. and a member of its investment committee. Before that, Mr. Briones was a Managing Director with UBS Securities LLC in the Financial Sponsors and Leveraged Finance Group from 2001 to 2006. Before joining UBS, Mr. Briones was a Vice President with JP Morgan in the Global Leveraged Finance Group from 1999 to 2001. From 1992 to 1999, Mr. Briones was a Vice President at BT Securities and BT Alex Brown Inc. in the Corporate Finance Department. - Jose A. Briones，Jr.于2009年12月加入顾问，是高级合伙人。在加入顾问之前，Briones先生是Apollo Investment Management，L.P.的合伙人，自2006年起担任投资委员会成员。在此之前，他于2001年至2006年在UBS证券有限责任公司担任财务发起人和杠杆融资小组的董事总经理。在加入UBS之前，他于1999年至2001年在摩根大通担任全球杠杆金融集团副总裁副总裁。从1992年到1999年，Briones先生在BT证券公司和BT Alex Brown Inc.公司金融部担任副总裁。
- Jose A. Briones, Jr.,brings to the Board 30 years of business leadership and experience and knowledge of senior lending, mezzanine lending, leveraged finance, distressed debt and private equity businesses, as well as diverse management practices. He is responsible for and oversees originating, underwriting, executing, and monitoring investments for the Adviser, as well as overseeing various strategic initiatives and serves as a Portfolio Manager. Before joining the Adviser, Mr. Briones was a Partner of Apollo Investment Management, L.P. and a member of its investment committee. Before that, Mr. Briones was a Managing Director with UBS Securities LLC in the Financial Sponsors and Leveraged Finance Group from 2001 to 2006. Before joining UBS, Mr. Briones was a Vice President with JP Morgan in the Global Leveraged Finance Group from 1999 to 2001. From 1992 to 1999, Mr. Briones was a Vice President at BT Securities and BT Alex Brown Inc. in the Corporate Finance Department.
- Arthur H. Penn
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Arthur H. Penn， 从2007年和2010年PNNT和PFLT的创始起，是它们的创始人、董事长和首席执行官。他还是该咨询公司的创始人和经营成员。在创立PNNT之前，曾是Apollo Investment Management 的联合创始人，以及2004-2007年期间是该公司的一位经营合伙人。自2004年Apollo Investment创始以来是该公司的首席运营官，一直任到2006年；以及于2006年担任总裁和首席运营官。他原先在2003-2006年期间，是Apollo Value Fund L.P. ( 原为Apollo Distressed Investment Fund, L.P.)的一位经营合伙人。
Arthur H. Penn,is the Founder, Chairman and Chief Executive Officer of the Company and Managing Member of the Adviser and the Administrator. Mr. Penn co-founded Apollo Investment Management in 2004, where he was a Managing Partner from 2004 to 2006. He also served as Chief Operating Officer of Apollo Investment Corporation from its inception in 2004 to 2006, and served as President and Chief Operating Officer of that company in 2006. Mr. Penn was a Managing Partner of Apollo Value Fund L.P. (formerly Apollo Distressed Investment Fund, L.P.) from 2003 through 2006. From 2002 to 2003, prior to joining Apollo, Mr. Penn was a Managing Director of CDC-IXIS Capital Markets. Mr. Penn served as Global Head of Leveraged Finance at UBS Warburg LLC (now UBS Investment Bank) from 1999 through 2001. Prior to joining UBS Warburg, Mr. Penn was Global Head of Fixed Income Capital Markets for BT Securities and BT Alex Brown Incorporated from 1994 to 1999. In these capacities, Mr. Penn oversaw groups responsible for more than 200 high-yield and leveraged bank financings aggregating over $34 billion in capital raised. From 1992 to 1994, Mr. Penn served as Head of High Yield Capital Markets at Lehman Brothers. - Arthur H. Penn， 从2007年和2010年PNNT和PFLT的创始起，是它们的创始人、董事长和首席执行官。他还是该咨询公司的创始人和经营成员。在创立PNNT之前，曾是Apollo Investment Management 的联合创始人，以及2004-2007年期间是该公司的一位经营合伙人。自2004年Apollo Investment创始以来是该公司的首席运营官，一直任到2006年；以及于2006年担任总裁和首席运营官。他原先在2003-2006年期间，是Apollo Value Fund L.P. ( 原为Apollo Distressed Investment Fund, L.P.)的一位经营合伙人。
- Arthur H. Penn,is the Founder, Chairman and Chief Executive Officer of the Company and Managing Member of the Adviser and the Administrator. Mr. Penn co-founded Apollo Investment Management in 2004, where he was a Managing Partner from 2004 to 2006. He also served as Chief Operating Officer of Apollo Investment Corporation from its inception in 2004 to 2006, and served as President and Chief Operating Officer of that company in 2006. Mr. Penn was a Managing Partner of Apollo Value Fund L.P. (formerly Apollo Distressed Investment Fund, L.P.) from 2003 through 2006. From 2002 to 2003, prior to joining Apollo, Mr. Penn was a Managing Director of CDC-IXIS Capital Markets. Mr. Penn served as Global Head of Leveraged Finance at UBS Warburg LLC (now UBS Investment Bank) from 1999 through 2001. Prior to joining UBS Warburg, Mr. Penn was Global Head of Fixed Income Capital Markets for BT Securities and BT Alex Brown Incorporated from 1994 to 1999. In these capacities, Mr. Penn oversaw groups responsible for more than 200 high-yield and leveraged bank financings aggregating over $34 billion in capital raised. From 1992 to 1994, Mr. Penn served as Head of High Yield Capital Markets at Lehman Brothers.
- Marshall Brozost
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Marshall Brozost， 自2012年5月以来，是Schulte Roth & Zabel LLP的一位合伙人，在房地产和私募股本部工作。在Schulte Roth & Zabel之前，2005-2012年期间，在Dewey & LeBoeuf LLP从事法律事务；2004-2005年期间在Solomon & Weinberg LLP从事法律事务；以及2001-2004年期间是在O’s Melveny & Myers LLP从事法律事务。
Marshall Brozost,brings to the Board 25 years of experience in the areas of finance, private equity, mergers and acquisitions and restructurings. Since September 2023, Mr. Brozost has been a Partner at Allen Matkins Leck Gamble Mallory & Natsis LLP, where he serves as co-chair of the New York real estate group. Prior to Allen Matkins Leck Gamble Mallory & Natsis LLP, Mr. Brozost practiced law at McDermott Will & Emery LLP from April 2022 to September 2023, at Orrick, Herrington & Sutcliffe LLP from July 2016 to April 2022, at Schulte Roth & Zabel, LLP from May 2012 to July 2016, at Dewey & LeBoeuf LLP from 2005 to 2012, at Solomon & Weinberg LLP from 2004 to 2005 and at O'Melveny & Myers LLP from 2001 to 2004. Mr. Brozost also served as a Vice President of Nomura Asset Capital Corporation from 1997 through 2000. - Marshall Brozost， 自2012年5月以来，是Schulte Roth & Zabel LLP的一位合伙人，在房地产和私募股本部工作。在Schulte Roth & Zabel之前，2005-2012年期间，在Dewey & LeBoeuf LLP从事法律事务；2004-2005年期间在Solomon & Weinberg LLP从事法律事务；以及2001-2004年期间是在O’s Melveny & Myers LLP从事法律事务。
- Marshall Brozost,brings to the Board 25 years of experience in the areas of finance, private equity, mergers and acquisitions and restructurings. Since September 2023, Mr. Brozost has been a Partner at Allen Matkins Leck Gamble Mallory & Natsis LLP, where he serves as co-chair of the New York real estate group. Prior to Allen Matkins Leck Gamble Mallory & Natsis LLP, Mr. Brozost practiced law at McDermott Will & Emery LLP from April 2022 to September 2023, at Orrick, Herrington & Sutcliffe LLP from July 2016 to April 2022, at Schulte Roth & Zabel, LLP from May 2012 to July 2016, at Dewey & LeBoeuf LLP from 2005 to 2012, at Solomon & Weinberg LLP from 2004 to 2005 and at O'Melveny & Myers LLP from 2001 to 2004. Mr. Brozost also served as a Vice President of Nomura Asset Capital Corporation from 1997 through 2000.
- Samuel L. Katz
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Samuel L. Katz， 自2007年以来，是一家私有股本基金- TZP Group有限公司的一位经营合伙人。在加入TZP Group之前，2006-2007年期间，是MacAndrews & Forbes Acquisition控股股份有限公司的首席执行官。在那个职位之前，2001-2005年期间，是Cendant Travel Distribution服务部董事长和首席执行官。
Samuel L. Katz,brings to the Board a diverse knowledge of business and finance as a result of his career over the past 30 years. Mr. Katz currently serves as the Chief Executive Officer and director of TZP Strategies Acquisition Corp. (Nasdaq: TZPS), a special purpose acquisition company, and the Managing Partner of TZP Group LLC, a private equity fund he formed in 2007. Prior to joining TZP Group, Mr. Katz was Chief Executive Officer of MacAndrews & Forbes Acquisition Holdings, Inc. from 2006 through 2007. From 1996 through 2005, Mr. Katz held a variety of senior positions at Cendant Corporation, including, most recently, Chairman and Chief Executive Officer of the Cendant Travel Distribution Services Division from 2001 to 2005. From 1992 to 1995, Mr. Katz invested in private and public equity as Co-Chairman of Saber Capital, Inc. and Vice President of Dickstein Partners Inc. From 1988 to 1992, Mr. Katz was an Associate and Vice President at The Blackstone Group, where he worked on numerous private equity transactions, including the initial leveraged buyouts of several hotel franchise brands which created the predecessor to Cendant Corporation. From 1986 to 1988, Mr. Katz was a Financial Analyst at Drexel Burnham Lambert. Mr. Katz also currently serves as a director of the following companies: BQ Resorts, LLC; Lift Brands, Inc.; HomeRiver Group; Pyramid Hotel Group; Triangle Home Fashions Holdings, LLC; Whitestone Home Furnishings, LLC (d/b/a The Saatva Company); Dwellworks Investors; Rebath and YRF Darca; and he currently serves on the Board of Advisors of Columbia University Irving Medical Center. - Samuel L. Katz， 自2007年以来，是一家私有股本基金- TZP Group有限公司的一位经营合伙人。在加入TZP Group之前，2006-2007年期间，是MacAndrews & Forbes Acquisition控股股份有限公司的首席执行官。在那个职位之前，2001-2005年期间，是Cendant Travel Distribution服务部董事长和首席执行官。
- Samuel L. Katz,brings to the Board a diverse knowledge of business and finance as a result of his career over the past 30 years. Mr. Katz currently serves as the Chief Executive Officer and director of TZP Strategies Acquisition Corp. (Nasdaq: TZPS), a special purpose acquisition company, and the Managing Partner of TZP Group LLC, a private equity fund he formed in 2007. Prior to joining TZP Group, Mr. Katz was Chief Executive Officer of MacAndrews & Forbes Acquisition Holdings, Inc. from 2006 through 2007. From 1996 through 2005, Mr. Katz held a variety of senior positions at Cendant Corporation, including, most recently, Chairman and Chief Executive Officer of the Cendant Travel Distribution Services Division from 2001 to 2005. From 1992 to 1995, Mr. Katz invested in private and public equity as Co-Chairman of Saber Capital, Inc. and Vice President of Dickstein Partners Inc. From 1988 to 1992, Mr. Katz was an Associate and Vice President at The Blackstone Group, where he worked on numerous private equity transactions, including the initial leveraged buyouts of several hotel franchise brands which created the predecessor to Cendant Corporation. From 1986 to 1988, Mr. Katz was a Financial Analyst at Drexel Burnham Lambert. Mr. Katz also currently serves as a director of the following companies: BQ Resorts, LLC; Lift Brands, Inc.; HomeRiver Group; Pyramid Hotel Group; Triangle Home Fashions Holdings, LLC; Whitestone Home Furnishings, LLC (d/b/a The Saatva Company); Dwellworks Investors; Rebath and YRF Darca; and he currently serves on the Board of Advisors of Columbia University Irving Medical Center.
- Adam K. Bernstein
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Adam K. Bernstein， 自1995年以来，是华盛顿特区（Washington, D.C。）一家房地产公司- The Bernstein Companies的总裁；从2006年起，是中大西洋（Mid-Atlantic）地区一家房地产投资信托- Consortium Atlantic Realty Trust股份有限公司的总裁和首席执行官。
Adam K. Bernstein,brings to the Board over 30 years of experience at a real estate development, investment and management business in the Mid-Atlantic region of the United States. Mr. Bernstein affords the Board his vast experience in the area of strategic and financial planning and capital and risk management. Mr. Bernstein is currently President of The Bernstein Companies, a Washington, D.C.-based real estate investment and development firm which he joined in 1986. Mr. Bernstein runs a diversified company that includes a Hotel division, a Private Real Estate Investment Trust, and a structured financed group that focuses on tax credit syndication and project lending for community development projects nationwide. From 2012 to 2021, Mr. Bernstein was appointed to the Board of Overseers of the School of Arts and Sciences at the University of Pennsylvania and has served on the Board of Trustees of the School of Arts and Sciences at the University of Pennsylvania from 2018 to 2022 and on the Advisory Board of University Research Corporation since 2020. - Adam K. Bernstein， 自1995年以来，是华盛顿特区（Washington, D.C。）一家房地产公司- The Bernstein Companies的总裁；从2006年起，是中大西洋（Mid-Atlantic）地区一家房地产投资信托- Consortium Atlantic Realty Trust股份有限公司的总裁和首席执行官。
- Adam K. Bernstein,brings to the Board over 30 years of experience at a real estate development, investment and management business in the Mid-Atlantic region of the United States. Mr. Bernstein affords the Board his vast experience in the area of strategic and financial planning and capital and risk management. Mr. Bernstein is currently President of The Bernstein Companies, a Washington, D.C.-based real estate investment and development firm which he joined in 1986. Mr. Bernstein runs a diversified company that includes a Hotel division, a Private Real Estate Investment Trust, and a structured financed group that focuses on tax credit syndication and project lending for community development projects nationwide. From 2012 to 2021, Mr. Bernstein was appointed to the Board of Overseers of the School of Arts and Sciences at the University of Pennsylvania and has served on the Board of Trustees of the School of Arts and Sciences at the University of Pennsylvania from 2018 to 2022 and on the Advisory Board of University Research Corporation since 2020.
- Jeffrey Flug
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Jeffrey Flug，从公司分离起，他担任SHO的董事。2009年8月起，他在餐饮连锁公司Union Square Hospitality Group, LLC担任多个高级职位，目前担任总裁。2006年4月至2008年6月，他担任非盈利组织Millennium Promise Alliance, Inc.的首席执行官和执行董事， 公司组织使命是根除极端全球贫困；2000年5月至2006年4月，担任银行与金融服务公司JPMorgan Chase & Co.北美机构式销售部门总经理和主管；1988年8月至2000年5月，担任银行与金融服务公司高盛（Goldman Sachs & Co.）的固定收入部门总经理。2007年2月起，他担任投资银行与金融服务公司PennantPark Investment Company的董事，2010年10月起，担任投资公司PennantPark Floating Rate Capital Ltd.的董事。
Jeffrey Flug,brings to the Board expertise in fixed income, investment banking, accounting and business operations. From 2009 to June 2015, Mr. Flug held a variety of senior positions, including, most recently, President, with Union Square Hospitality Group, an exclusive chain of restaurants. Since September 2014, Mr. Flug has served as a director of Shake Shack, Inc. Mr. Flug has also served as a director of Tender Greens, a private company, since 2015. From October 2012 to September 2015, Mr. Flug was a director of Sears Hometown and Outlet Stores, Inc. Mr. Flug was Chief Executive Officer and Executive Director of Millennium Promise Alliance, Inc. from 2006 to 2008. Millennium Promise is a non-profit organization whose mission is to eradicate extreme global poverty. Mr. Flug was Managing Director and Head of North American Institutional Sales at JP Morgan's Investment Bank from 2000 to 2006. From 1988 to 2000, Mr. Flug was Managing Director for Goldman Sachs & Co. in its Fixed Income Division. - Jeffrey Flug，从公司分离起，他担任SHO的董事。2009年8月起，他在餐饮连锁公司Union Square Hospitality Group, LLC担任多个高级职位，目前担任总裁。2006年4月至2008年6月，他担任非盈利组织Millennium Promise Alliance, Inc.的首席执行官和执行董事， 公司组织使命是根除极端全球贫困；2000年5月至2006年4月，担任银行与金融服务公司JPMorgan Chase & Co.北美机构式销售部门总经理和主管；1988年8月至2000年5月，担任银行与金融服务公司高盛（Goldman Sachs & Co.）的固定收入部门总经理。2007年2月起，他担任投资银行与金融服务公司PennantPark Investment Company的董事，2010年10月起，担任投资公司PennantPark Floating Rate Capital Ltd.的董事。
- Jeffrey Flug,brings to the Board expertise in fixed income, investment banking, accounting and business operations. From 2009 to June 2015, Mr. Flug held a variety of senior positions, including, most recently, President, with Union Square Hospitality Group, an exclusive chain of restaurants. Since September 2014, Mr. Flug has served as a director of Shake Shack, Inc. Mr. Flug has also served as a director of Tender Greens, a private company, since 2015. From October 2012 to September 2015, Mr. Flug was a director of Sears Hometown and Outlet Stores, Inc. Mr. Flug was Chief Executive Officer and Executive Director of Millennium Promise Alliance, Inc. from 2006 to 2008. Millennium Promise is a non-profit organization whose mission is to eradicate extreme global poverty. Mr. Flug was Managing Director and Head of North American Institutional Sales at JP Morgan's Investment Bank from 2000 to 2006. From 1988 to 2000, Mr. Flug was Managing Director for Goldman Sachs & Co. in its Fixed Income Division.
高管简历
中英对照 | 中文 | 英文- Richard T. Allorto, Jr.
Richard T. Allorto, Jr.，分别于2008年5月和2011年3月起担任公司首席合规官和PFLT。Talarico先生自2004年创立Alaric Compliance Services，LLC（“Alaric”）以来，一直担任多家投资顾问、私人基金和投资公司的首席合规官一职，他是该公司的首席执行官。截至2021年12月7日，Alaric被Foreside Financial Group，LLC收购，后者于2022年5月与ACA集团合并，组建ACA Foreside，Talarico先生目前任职于Foreside，并将继续担任公司首席合规官。
Richard T. Allorto, Jr.,Chief Financial Officer and Treasurer of the Company and PNNT since June 2, 2022. Mr. Allorto was most recently the Chief Financial Officer of Medley Management Inc. and served as the Chief Financial Officer of Sierra Income Corporation and before that Medley Capital Corporation. Before that, he was a Managing Director at GSC Group from 2001 to 2010.- Richard T. Allorto, Jr.，分别于2008年5月和2011年3月起担任公司首席合规官和PFLT。Talarico先生自2004年创立Alaric Compliance Services，LLC（“Alaric”）以来，一直担任多家投资顾问、私人基金和投资公司的首席合规官一职，他是该公司的首席执行官。截至2021年12月7日，Alaric被Foreside Financial Group，LLC收购，后者于2022年5月与ACA集团合并，组建ACA Foreside，Talarico先生目前任职于Foreside，并将继续担任公司首席合规官。
- Richard T. Allorto, Jr.,Chief Financial Officer and Treasurer of the Company and PNNT since June 2, 2022. Mr. Allorto was most recently the Chief Financial Officer of Medley Management Inc. and served as the Chief Financial Officer of Sierra Income Corporation and before that Medley Capital Corporation. Before that, he was a Managing Director at GSC Group from 2001 to 2010.
- Frank Galea
Frank Galea，公司首席合规官，自2023年5月起担任PFLT。Galea先生于2022年加入公司的外包合规服务提供商ACA集团，担任公司前任首席合规官的副手。在加入ACA之前，Galea先生自2010年以来一直在TIAA及其Nuveen子公司担任各种合规职务，包括其农业综合企业投资顾问公司的首席合规官。Galea先生自2006年起担任特许金融分析师（CFA）特许持有人。
Frank Galea,Chief Compliance Officer of the Company and PFLT from May 2023. Mr. Galea joined the Company's outsourced Compliance service provider, ACA Group, in 2022 serving as deputy to the Company's previous Chief Compliance Officer. Prior to joining ACA, Mr. Galea worked for TIAA and its Nuveen subsidiary since 2010 in various Compliance roles, including Chief Compliance Officer for its agribusiness investment adviser. Mr. Galea has been a Chartered Financial Analyst (CFA) charterholder since 2006.- Frank Galea，公司首席合规官，自2023年5月起担任PFLT。Galea先生于2022年加入公司的外包合规服务提供商ACA集团，担任公司前任首席合规官的副手。在加入ACA之前，Galea先生自2010年以来一直在TIAA及其Nuveen子公司担任各种合规职务，包括其农业综合企业投资顾问公司的首席合规官。Galea先生自2006年起担任特许金融分析师（CFA）特许持有人。
- Frank Galea,Chief Compliance Officer of the Company and PFLT from May 2023. Mr. Galea joined the Company's outsourced Compliance service provider, ACA Group, in 2022 serving as deputy to the Company's previous Chief Compliance Officer. Prior to joining ACA, Mr. Galea worked for TIAA and its Nuveen subsidiary since 2010 in various Compliance roles, including Chief Compliance Officer for its agribusiness investment adviser. Mr. Galea has been a Chartered Financial Analyst (CFA) charterholder since 2006.
- Arthur H. Penn
Arthur H. Penn， 从2007年和2010年PNNT和PFLT的创始起，是它们的创始人、董事长和首席执行官。他还是该咨询公司的创始人和经营成员。在创立PNNT之前，曾是Apollo Investment Management 的联合创始人，以及2004-2007年期间是该公司的一位经营合伙人。自2004年Apollo Investment创始以来是该公司的首席运营官，一直任到2006年；以及于2006年担任总裁和首席运营官。他原先在2003-2006年期间，是Apollo Value Fund L.P. ( 原为Apollo Distressed Investment Fund, L.P.)的一位经营合伙人。
Arthur H. Penn,is the Founder, Chairman and Chief Executive Officer of the Company and Managing Member of the Adviser and the Administrator. Mr. Penn co-founded Apollo Investment Management in 2004, where he was a Managing Partner from 2004 to 2006. He also served as Chief Operating Officer of Apollo Investment Corporation from its inception in 2004 to 2006, and served as President and Chief Operating Officer of that company in 2006. Mr. Penn was a Managing Partner of Apollo Value Fund L.P. (formerly Apollo Distressed Investment Fund, L.P.) from 2003 through 2006. From 2002 to 2003, prior to joining Apollo, Mr. Penn was a Managing Director of CDC-IXIS Capital Markets. Mr. Penn served as Global Head of Leveraged Finance at UBS Warburg LLC (now UBS Investment Bank) from 1999 through 2001. Prior to joining UBS Warburg, Mr. Penn was Global Head of Fixed Income Capital Markets for BT Securities and BT Alex Brown Incorporated from 1994 to 1999. In these capacities, Mr. Penn oversaw groups responsible for more than 200 high-yield and leveraged bank financings aggregating over $34 billion in capital raised. From 1992 to 1994, Mr. Penn served as Head of High Yield Capital Markets at Lehman Brothers.- Arthur H. Penn， 从2007年和2010年PNNT和PFLT的创始起，是它们的创始人、董事长和首席执行官。他还是该咨询公司的创始人和经营成员。在创立PNNT之前，曾是Apollo Investment Management 的联合创始人，以及2004-2007年期间是该公司的一位经营合伙人。自2004年Apollo Investment创始以来是该公司的首席运营官，一直任到2006年；以及于2006年担任总裁和首席运营官。他原先在2003-2006年期间，是Apollo Value Fund L.P. ( 原为Apollo Distressed Investment Fund, L.P.)的一位经营合伙人。
- Arthur H. Penn,is the Founder, Chairman and Chief Executive Officer of the Company and Managing Member of the Adviser and the Administrator. Mr. Penn co-founded Apollo Investment Management in 2004, where he was a Managing Partner from 2004 to 2006. He also served as Chief Operating Officer of Apollo Investment Corporation from its inception in 2004 to 2006, and served as President and Chief Operating Officer of that company in 2006. Mr. Penn was a Managing Partner of Apollo Value Fund L.P. (formerly Apollo Distressed Investment Fund, L.P.) from 2003 through 2006. From 2002 to 2003, prior to joining Apollo, Mr. Penn was a Managing Director of CDC-IXIS Capital Markets. Mr. Penn served as Global Head of Leveraged Finance at UBS Warburg LLC (now UBS Investment Bank) from 1999 through 2001. Prior to joining UBS Warburg, Mr. Penn was Global Head of Fixed Income Capital Markets for BT Securities and BT Alex Brown Incorporated from 1994 to 1999. In these capacities, Mr. Penn oversaw groups responsible for more than 200 high-yield and leveraged bank financings aggregating over $34 billion in capital raised. From 1992 to 1994, Mr. Penn served as Head of High Yield Capital Markets at Lehman Brothers.