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股本结构

单位：万股
公告日期 2024-04-04 2024-04-04 2024-03-13 2024-02-26 2024-02-26 2023-11-09
证券总股本 960.07 7680.53 7686.94 7493.59 7478.38 7192.59
普通股本 960.07 7680.53 7686.94 7493.59 7478.38 7192.59
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2024-04-11 2024-04-02 2024-03-01 2024-02-06 2023-12-31 2023-11-07
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2024-04-04 960.07 未披露
更多>>
1-for-8 reverse split of the Company’s Common Stock
2024-04-11
2024-04-04 7680.53 未披露 定期报告 2024-04-02
2024-03-13 7686.94 未披露 定期报告 2024-03-01
2024-02-26 7493.59 未披露 定期报告 2024-02-06
2024-02-26 7478.38 未披露
更多>>
From December 31, 2022 to December 31, 2023 ESPP shares issued Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
2023-12-31
2023-11-09 7192.59 未披露 定期报告 2023-11-07
2023-11-09 7038.48 未披露
更多>>
From June 30, 2023 to September 30, 2023 Cancellation of shares for payment of withholding tax ESPP shares issued Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations
2023-09-30
2023-08-10 6675.25 未披露 定期报告 2023-08-09
2023-08-10 6520.21 未披露
更多>>
From March 31, 2023 to June 30, 2023 Restricted stock grants, net of cancellations Common shares issued in settlement and prepayment of notes payable Cancellation of shares for payment of withholding tax
2023-06-30
2023-06-22 6365.79 未披露 定期报告 2023-06-16
2023-05-12 6219.62 未披露 定期报告 2023-05-10
2023-05-12 6059.59 未披露
更多>>
From December 31, 2022 to March 31, 2023 Cancellation of shares for payment of withholding tax Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations Employee stock purchase plan shares issued
2023-03-31
2023-03-23 5861.15 未披露 定期报告 2023-03-17
2023-03-23 5867.67 未披露 定期报告 2023-03-15
2023-03-23 5619.79 未披露
更多>>
From December 31, 2021 to December 31, 2022 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options Common shares in stock offering, net of offering costs
2022-12-31
2022-11-14 5623.71 未披露 定期报告 2022-11-02
2022-11-14 5626.07 未披露
更多>>
From June 30, 2022 to September 30, 2022 Common shares in stock offering, net of offering costs Restricted stock grants, net of cancellations Employee stock purchase plan Cancellation of shares for payment of withholding tax
2022-09-30
2022-09-02 5623.41 未披露 定期报告 2022-08-24
2022-08-12 5625.38 未披露
更多>>
1.Common stock offered by 1,132,075 shares 2.The number of shares of common stock to be outstanding immediately after this offering is based on 55,121,767 shares of common stock issued and outstanding as of June 30, 2022
2022-08-12
2022-08-12 5510.21 未披露 定期报告 2022-08-09
2022-08-12 5512.18 未披露
更多>>
From March 31, 2022 to June 30, 2022 Cancellation of shares for payment of withholding tax Restricted stock grants, net of cancellations Exercise of stock options
2022-06-30
2022-05-05 5516.41 未披露 定期报告 2022-04-27
2022-04-27 5519.19 未披露 定期报告 2022-04-13
2022-05-05 5515.58 未披露
更多>>
From December 31, 2021 to March 31, 2022 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options
2022-03-31
2022-03-11 5432.68 未披露 定期报告 2022-03-01
2022-03-11 5425.94 未披露
更多>>
From December 31, 2020 to December 31, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options Common shares issued in stock offering, net of offering costs Common shares issued in connection with Avast acquisition, net
2021-12-31
2021-11-12 5456.54 未披露 定期报告 2021-11-10
2021-11-12 5457.38 未披露
更多>>
From June 30, 2021 to September 30, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options
2021-09-30
2021-08-12 5354.61 未披露 定期报告 2021-08-10
2021-08-12 5357.59 未披露
更多>>
From March 31, 2021 to June 30, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Common shares issued in connection with Avast Family Safety Mobile acquisition, net Exercise of common stock warrants Exercise of stock options
2021-06-30
2021-06-25 5349.01 未披露 定期报告 2021-06-22
2021-05-12 5320.01 未披露 定期报告 2021-05-06
2021-05-12 5164.57 未披露
更多>>
From December 31, 2020 to March 31, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in stock offering, net of offering costs Exercise of common stock warrants Exercise of stock options
2021-03-31
2021-03-15 5173.76 未披露
更多>>
1.Common stock offered by the company 9,520,787 shares. 2.The number of shares of common stock to be outstanding immediately after this offering is based on 42,216,795 shares of common stock issued and outstanding as of March 2, 2021.
2021-03-15
2021-03-08 4221.68 未披露 定期报告 2021-03-02
2021-03-08 4123.28 未披露
更多>>
From December 31, 2019 to December 31, 2020 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options
2020-12-31
2020-11-09 4129.54 未披露
更多>>
From June 30, 2020 to September 30, 2020 Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options
2020-09-30
2020-08-10 4135.57 未披露
更多>>
From March 31, 2020 to June 30, 2020 Cancellation of shares for payment of withholding tax Exercise of warrants Exercise of stock options
2020-06-30
2020-05-11 4142.10 未披露 定期报告 2020-05-07
2020-05-11 4038.31 未披露
更多>>
From December 31, 2019 to March 31, 2020 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of warrants Exercise of stock options
2020-03-31
2020-03-13 3948.44 未披露 定期报告 2020-03-09
2020-03-13 3847.51 未披露
更多>>
from December 31, 2018 to December 31, 2019 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Preferred shares converted to common shares Common shares issued in connection with Smart Retail acquisition, net Exercise of common stock warrants Exercise of stock options
2019-12-31
2019-11-01 3850.25 未披露 定期报告 2019-10-30
2019-11-01 3848.71 0.13
更多>>
from June 30, 2019 to September 30, 2019 Conversion of preferred stock to common stock Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of warrants
2019-09-30
2019-08-02 3695.13 未披露 定期报告 2019-07-31
2019-08-02 3204.17 0.13
更多>>
from March 31, 2019 to June 30, 2019 Cancellation of shares for payment of withholding tax Exercise of warrants Conversion of preferred stock to common stock
2019-06-30
2019-05-15 3206.80 未披露 定期报告 2019-05-13
2019-05-15 3206.48 0.13
更多>>
from December 31, 2018 to March 31, 2019 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in connection with Smart Retail acquisition, net
2019-03-31
2019-03-27 3216.57 未披露 定期报告 2019-03-21
2019-03-08 3214.07 未披露 定期报告 2019-03-07
2019-03-27 2824.11 0.13
更多>>
from December 31, 2017 to December 31, 2018 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Preferred shares converted to common shares Common shares issued in stock offering, net of offering costs Exercise of warrants
2018-12-31
2018-11-21 2826.69 未披露 定期报告 2018-11-20
2018-10-26 2502.71 未披露 定期报告 2018-10-23
2018-10-26 2500.52 0.14 定期报告 2018-09-30
2018-08-17 2502.90 未披露 定期报告 2018-08-16
2018-07-27 2500.34 0.14 定期报告 2018-06-30
2018-06-01 2465.02 未披露 定期报告 2018-05-30
2018-05-15 2140.72 未披露 定期报告 2018-05-09
2018-05-03 1823.72 0.55 定期报告 2018-04-24
2018-04-17 1823.72 未披露 定期报告 2018-04-13
2018-05-15 1823.72 0.55 定期报告 2018-03-31
2018-03-30 1825.09 未披露 定期报告 2018-03-23
2018-03-30 1426.88 0.55
更多>>
from December 31, 2016 to December 31, 2017 Preferred shares issued in stock offering, net of offering costs Preferred shares issued with debt conversion Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in stock offering, net of offering costs
2017-12-31
2017-12-28 1428.40 0.55
更多>>
from December 31, 2016 to September 30, 2017 Shares issued in Series B preferred stock offering, net issuance costs ($287) Shares issued in Series B preferred stock in accordance with debt extinguishment Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued in common stock offering, net
2017-09-30
2017-08-14 1429.70 未披露
更多>>
From December 31, 2016 to June 30, 2017 Shares issued in common stock offering, net Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2017-06-30
2017-05-25 1213.45 未披露 定期报告 2017-04-28
2017-05-04 1211.62 未披露
更多>>
from December 31, 2016 to March 31, 2017 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2017-03-31
2017-03-10 1228.92 未披露 定期报告 2017-03-03
2017-03-10 1229.80 未披露
更多>>
from December 31, 2015 to December 31, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued for iMobileMagic acquisition Shares issued for interest on notes payable Effects of reverse stock split Smith Micro Software, Inc. today announced that its Board of Directors has approved a 1-for-4 reverse split of its common stock. The reverse split will become effective prior to the start of trading on Wednesday, August 17, 2016, and the common stock will begin trading on a split-adjusted basis on August 17, 2016 on the Nasdaq Capital Market.
2016-12-31
2016-10-28 1232.44 未披露 定期报告 2016-10-24
2016-10-28 1231.65 未披露
更多>>
From December 31, 2015 to September 30, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued for iMM acquisition Effects of reverse stock split
2016-09-30
2016-08-18 1232.40 未披露
更多>>
Smith Micro Software, Inc. today announced that its Board of Directors has approved a 1-for-4 reverse split of its common stock. The reverse split will become effective prior to the start of trading on Wednesday, August 17, 2016, and the common stock will begin trading on a split-adjusted basis on August 17, 2016 on the Nasdaq Capital Market.
2016-08-17
2016-07-29 4929.62 未披露 定期报告 2016-07-22
2016-07-29 4685.32 未披露
更多>>
from December 31, 2015 to June 30, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2016-06-30
2016-04-29 4696.83 未披露
更多>>
From December 31, 2015 to March 31, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2016-03-31
2016-03-09 4572.93 未披露
更多>>
from December 31, 2014 to December 31, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2015-12-31
2015-10-30 4609.40 未披露
更多>>
from December 31, 2014 to September 30, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2015-09-30
2015-07-29 4620.09 未披露
更多>>
from December 31, 2014 to June 30, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2015-06-30
2015-05-01 4629.03 未披露 定期报告 2015-04-17
2015-05-01 4619.03 未披露
更多>>
from December 31, 2014 to March 31, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2015-03-31
2015-02-27 4500.41 未披露 定期报告 2015-02-20
2015-02-27 4500.09 未披露
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from December 31, 2013 to December 31, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Issuance of common stock in a private placement
2014-12-31
2014-10-31 4505.81 未披露
更多>>
from December 31, 2013 to September 30, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Issuance of common stock in a private placement
2014-09-30
2014-09-12 4509.52 未披露 定期报告 2014-09-10
2014-08-01 3824.94 未披露
更多>>
from December 31, 2013 to June 30, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2014-06-30
2014-05-09 3856.62 未披露
更多>>
from December 31, 2013 to March 31, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2014-03-31
2014-03-07 3860.93 未披露 定期报告 2014-02-18
2014-03-07 3699.43 未披露
更多>>
from December 31, 2012 to December 31, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2013-12-31
2013-11-08 3703.35 未披露
更多>>
from December 31, 2012 to September 30, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2013-09-30
2013-08-02 3704.33 未披露
更多>>
from December 31, 2012 to June 30, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2013-06-30
2013-04-05 3725.29 未披露 定期报告 2013-04-01
2013-05-03 3726.21 未披露
更多>>
from December 31,2012 to March 31,2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2013-03-31
2013-02-20 3587.32 未披露 定期报告 2013-02-11
2013-02-20 3587.34 未披露
更多>>
from December 31, 2011 to December 31, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares repurchased and cancelled
2012-12-31
2012-11-02 3588.29 未披露 定期报告 2012-10-26
2012-11-02 3588.33 未披露
更多>>
from December 31, 2011 to September 30, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
2012-09-30
2012-08-03 3587.33 未披露
更多>>
from December 31, 2011 to June 30, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
2012-06-30
2012-05-04 3612.30 未披露 定期报告 2012-04-27
2012-05-04 3612.33 未披露
更多>>
Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
2012-03-31
2012-02-27 3559.18 未披露 定期报告 2012-02-13
2012-02-27 3561.20 未披露
更多>>
from December 31, 2010 to December 31, 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
2011-12-31
2011-11-03 3576.31 未披露 定期报告 2011-10-28
2011-11-03 3576.33 未披露
更多>>
from dec 31 2010 to sep 30 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2011-09-30
2011-08-03 3572.56 未披露 定期报告 2011-07-29
2011-08-03 3571.62 未披露
更多>>
From Dec 31 2010 to Jun 30 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2011-06-30
2011-05-05 3587.03 未披露 定期报告 2011-04-29
2011-05-05 3588.03 未披露
更多>>
From Dec 31 2010 to Mar 31 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
2011-03-31
2011-02-25 3497.18 未披露 定期报告 2011-02-18
2011-02-25 3497.11 未披露
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From Dec 31 2009 to Dec 31 2010 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
2010-12-31
2010-11-04 3427.91 未披露
更多>>
From Dec 31 2009 to Sep 30 2010 Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
2010-09-30
2010-08-05 3426.66 未披露
更多>>
From Dec 31 2009 to Jun 30 2010 Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
2010-06-30
2010-05-06 3427.92 未披露 定期报告 2010-04-30
2010-05-06 3420.31 未披露
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Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
2010-03-31
2010-03-02 3338.05 未披露
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from December 31, 2008 to December 31, 2009 Issuance of common stock for acquisition Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
2009-12-31
2009-03-10 3139.96 未披露 定期报告 2009-02-23
2009-03-10 3140.00 未披露
更多>>
from December 31, 2007 to December 31, 2008 Exercise of common stock options Restricted stock grants
2008-12-31
2008-03-17 3026.36 未披露 定期报告 2008-03-13
2008-03-17 3025.80 未披露
更多>>
from December 31, 2006 to December 31, 2007 Issuance of common stock in secondary offering, net of offering costs Exercise of common stock options Restricted Stock Grants
2007-12-31
2007-03-30 2936.63 未披露 定期报告 2007-03-06
2007-03-30 2844.40 未披露
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from December 31, 2005 to December 31, 2006 Issuance of common stock in secondary offering, net of offering costs Issuance of common stock in PhoTags acquisition Exercise of common stock options Restricted Stock Grants
2006-12-31
2006-03-31 2243.44 未披露 定期报告 2006-03-09
2006-03-31 2214.70 未披露
更多>>
from December 31, 2004 to December 31, 2005 Issuance of common stock in private placement Issuance of common stock in Allume acquisition Exercise of common stock options
2005-12-31
2005-03-31 2153.69 未披露 定期报告 2005-02-25
2005-03-31 1801.10 未披露
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from December 31, 2003 to December 31, 2004 Exercise of common stock options
2004-12-31
2004-03-25 1704.47 未披露 定期报告 2004-03-11
2004-03-25 1701.10 未披露
更多>>
from December 31, 2002 to December 31, 2003 Exercise of common stock options Repurchase and retirement of common stock
2003-12-31
2003-03-28 1622.74 未披露 定期报告 2003-03-05
2003-03-28 1622.70 未披露
更多>>
from December 31, 2001 to December 31, 2002 Exercise of common stock options Repurchase and retirement of common stock
2002-12-31
2001-03-29 1623.24 未披露 定期报告 2001-03-19
2001-03-29 1623.20 未披露
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from December 31, 1999 to December 31, 2000 Issuance of common stock in acquisition Exercise of common stock options
2000-12-31
2000-03-30 1584.51 未披露 定期报告 2000-03-21
2000-03-30 1572.40 未披露
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from December 31, 1998 to December 31, 1999 Issuance of common stock in acquisition Exercise of common stock options
1999-12-31
1997-03-31 1407.47 未披露 定期报告 1997-03-14
1997-03-31 1407.40 未披露
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from December 31, 1995 to December 31, 1996 Issuance of common stock in acquisition Exercise of common stock options
1996-12-31
1997-03-31 1370.00 未披露
更多>>
from December 31, 1994 to December 31, 1995 Issuance of common stock
1995-12-31
1-for-8 reverse split of the Company’s Common Stock
From December 31, 2022 to December 31, 2023 ESPP shares issued Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
From June 30, 2023 to September 30, 2023 Cancellation of shares for payment of withholding tax ESPP shares issued Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations
From March 31, 2023 to June 30, 2023 Restricted stock grants, net of cancellations Common shares issued in settlement and prepayment of notes payable Cancellation of shares for payment of withholding tax
From December 31, 2022 to March 31, 2023 Cancellation of shares for payment of withholding tax Common shares issued in settlement and prepayment of notes payable Restricted stock grants, net of cancellations Employee stock purchase plan shares issued
From December 31, 2021 to December 31, 2022 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options Common shares in stock offering, net of offering costs
From June 30, 2022 to September 30, 2022 Common shares in stock offering, net of offering costs Restricted stock grants, net of cancellations Employee stock purchase plan Cancellation of shares for payment of withholding tax
1.Common stock offered by 1,132,075 shares 2.The number of shares of common stock to be outstanding immediately after this offering is based on 55,121,767 shares of common stock issued and outstanding as of June 30, 2022
From March 31, 2022 to June 30, 2022 Cancellation of shares for payment of withholding tax Restricted stock grants, net of cancellations Exercise of stock options
From December 31, 2021 to March 31, 2022 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options
From December 31, 2020 to December 31, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options Common shares issued in stock offering, net of offering costs Common shares issued in connection with Avast acquisition, net
From June 30, 2021 to September 30, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options
From March 31, 2021 to June 30, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Common shares issued in connection with Avast Family Safety Mobile acquisition, net Exercise of common stock warrants Exercise of stock options
From December 31, 2020 to March 31, 2021 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in stock offering, net of offering costs Exercise of common stock warrants Exercise of stock options
1.Common stock offered by the company 9,520,787 shares. 2.The number of shares of common stock to be outstanding immediately after this offering is based on 42,216,795 shares of common stock issued and outstanding as of March 2, 2021.
From December 31, 2019 to December 31, 2020 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of common stock warrants Exercise of stock options
From June 30, 2020 to September 30, 2020 Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of stock options
From March 31, 2020 to June 30, 2020 Cancellation of shares for payment of withholding tax Exercise of warrants Exercise of stock options
From December 31, 2019 to March 31, 2020 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of warrants Exercise of stock options
from December 31, 2018 to December 31, 2019 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Preferred shares converted to common shares Common shares issued in connection with Smart Retail acquisition, net Exercise of common stock warrants Exercise of stock options
from June 30, 2019 to September 30, 2019 Conversion of preferred stock to common stock Cancellation of shares for payment of withholding tax Employee stock purchase plan Exercise of warrants
from March 31, 2019 to June 30, 2019 Cancellation of shares for payment of withholding tax Exercise of warrants Conversion of preferred stock to common stock
from December 31, 2018 to March 31, 2019 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in connection with Smart Retail acquisition, net
from December 31, 2017 to December 31, 2018 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Preferred shares converted to common shares Common shares issued in stock offering, net of offering costs Exercise of warrants
from December 31, 2016 to December 31, 2017 Preferred shares issued in stock offering, net of offering costs Preferred shares issued with debt conversion Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Common shares issued in stock offering, net of offering costs
from December 31, 2016 to September 30, 2017 Shares issued in Series B preferred stock offering, net issuance costs ($287) Shares issued in Series B preferred stock in accordance with debt extinguishment Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued in common stock offering, net
From December 31, 2016 to June 30, 2017 Shares issued in common stock offering, net Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2016 to March 31, 2017 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2015 to December 31, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued for iMobileMagic acquisition Shares issued for interest on notes payable Effects of reverse stock split Smith Micro Software, Inc. today announced that its Board of Directors has approved a 1-for-4 reverse split of its common stock. The reverse split will become effective prior to the start of trading on Wednesday, August 17, 2016, and the common stock will begin trading on a split-adjusted basis on August 17, 2016 on the Nasdaq Capital Market.
From December 31, 2015 to September 30, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares issued for iMM acquisition Effects of reverse stock split
Smith Micro Software, Inc. today announced that its Board of Directors has approved a 1-for-4 reverse split of its common stock. The reverse split will become effective prior to the start of trading on Wednesday, August 17, 2016, and the common stock will begin trading on a split-adjusted basis on August 17, 2016 on the Nasdaq Capital Market.
from December 31, 2015 to June 30, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
From December 31, 2015 to March 31, 2016 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2014 to December 31, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2014 to September 30, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2014 to June 30, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2014 to March 31, 2015 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2013 to December 31, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Issuance of common stock in a private placement
from December 31, 2013 to September 30, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Issuance of common stock in a private placement
from December 31, 2013 to June 30, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2013 to March 31, 2014 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2012 to December 31, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from December 31, 2012 to September 30, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2012 to June 30, 2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31,2012 to March 31,2013 Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
from December 31, 2011 to December 31, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan Shares repurchased and cancelled
from December 31, 2011 to September 30, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
from December 31, 2011 to June 30, 2012 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP) Shares repurchased and cancelled
from December 31, 2010 to December 31, 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan
from dec 31 2010 to sep 30 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
From Dec 31 2010 to Jun 30 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
From Dec 31 2010 to Mar 31 2011 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax Employee stock purchase plan (ESPP)
From Dec 31 2009 to Dec 31 2010 Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
From Dec 31 2009 to Sep 30 2010 Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
From Dec 31 2009 to Jun 30 2010 Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
Exercise of common stock options Restricted stock grants Cancellation of shares for payment of withholding tax
from December 31, 2008 to December 31, 2009 Issuance of common stock for acquisition Exercise of common stock options Restricted stock grants, net of cancellations Cancellation of shares for payment of withholding tax
from December 31, 2007 to December 31, 2008 Exercise of common stock options Restricted stock grants
from December 31, 2006 to December 31, 2007 Issuance of common stock in secondary offering, net of offering costs Exercise of common stock options Restricted Stock Grants
from December 31, 2005 to December 31, 2006 Issuance of common stock in secondary offering, net of offering costs Issuance of common stock in PhoTags acquisition Exercise of common stock options Restricted Stock Grants
from December 31, 2004 to December 31, 2005 Issuance of common stock in private placement Issuance of common stock in Allume acquisition Exercise of common stock options
from December 31, 2003 to December 31, 2004 Exercise of common stock options
from December 31, 2002 to December 31, 2003 Exercise of common stock options Repurchase and retirement of common stock
from December 31, 2001 to December 31, 2002 Exercise of common stock options Repurchase and retirement of common stock
from December 31, 1999 to December 31, 2000 Issuance of common stock in acquisition Exercise of common stock options
from December 31, 1998 to December 31, 1999 Issuance of common stock in acquisition Exercise of common stock options
from December 31, 1995 to December 31, 1996 Issuance of common stock in acquisition Exercise of common stock options
from December 31, 1994 to December 31, 1995 Issuance of common stock