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股本结构

单位:万股
公告日期 2021-08-16 2021-08-16 2021-05-04 2021-05-24 2021-01-28 2021-01-28
证券总股本 9281.75 9281.77 9281.75 8942.85 5343.88 5343.88
普通股本 9281.75 9281.77 9281.75 8942.85 5343.88 5343.88
优先股 未披露 0.0085 未披露 0.0085 8.54 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2021-08-12 2021-06-30 2021-04-30 2021-03-31 2021-01-28 2021-01-27
注释:中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本(万股) 变动后优先股(万股) 变动原因 变动日期
2021-08-16 9281.75 未披露 定期报告 2021-08-12
2021-08-16 9281.77 0.0085
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From December 31, 2020 to June 30, 2021 Issuance of preferred shares to settle Second Lien Credit Agreement paid-in- kind interest Issuance of stock for vested restricted stock units Fair value of conversion feature on Convertible 2023 Series Notes ATM Issuance of shares for debt exchange Series C Extinguishment
2021-06-30
2021-05-04 9281.75 未披露 定期报告 2021-04-30
2021-05-24 8942.85 0.0085
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from December 31, 2020 to March 31, 2021 Issuance of preferred shares to settle Second Lien Credit Agreement paid-in- kind interest Series C Extinguishment Issuance of shares for debt exchange Fair value of conversion feature on Convertible 2023 Series Notes Issuance of stock for vested restricted stock units ATM
2021-03-31
2021-01-28 5343.88 8.54 定期报告 2021-01-28
2021-01-28 5343.88 未披露 定期报告 2021-01-27
2020-12-31 2175.42 未披露 定期报告 2020-12-24
2020-12-31 639.16 未披露
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From December 31, 2019 to September 30, 2020 Issuance of stock for vested restricted stock units Fair value of conversion feature on Convertible 2023 Series D Notes Share rounding as a result of the reverse stock split
2020-09-30
2020-08-20 539.16 未披露
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From December 31, 2019 to June 30, 2020 Issuance of stock for vested restricted stock units Share rounding as a result of the reverse stock split
2020-06-30
2020-06-10 538.67 未披露 定期报告 2020-06-09
2020-06-10 538.99 未披露 定期报告 2020-06-01
2020-05-27 540.00 未披露
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On May 26, 2020, the Company announced that it will effect a one-for-ten reverse stock split of its outstanding common stock, which will be effective for trading purposes as of the commencement of trading on May 28, 2020. The reverse stock split reduces the number of shares outstanding from approximately 53.9 million shares of common stock to approximately 5.4 million shares of common stock post-reverse split.
2020-05-28
2020-05-27 5389.95 未披露
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from December 31, 2019 to March 25, 2020 Issuance of stock for vested restricted stock units
2020-03-25
2019-08-07 5385.04 未披露
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from December 31, 2018 to May 6 ,2019 Issuance of stock for vested restricted stock units
2019-05-06
2019-05-10 5384.54 未披露
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from December 31, 2018 to March 31, 2019 Issuance of stock for vested restricted stock units
2019-03-31
2019-04-03 5377.42 未披露 定期报告 2019-03-29
2019-04-01 5384.54 未披露 定期报告 2019-03-25
2019-04-01 5377.42 未披露
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from December 31, 2017 to December 10, 2018 Issuance of stock to consultant Stock options exercised Issuance of stock for vested restricted stock units
2018-12-10
2018-12-12 5376.29 未披露
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From December 31, 2017 to September 30, 2018 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
2018-09-30
2018-08-09 5353.79 未披露 定期报告 2018-08-06
2018-08-09 5351.29 未披露
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From December 31, 2017 to MAY 1, 2018 Issuance of stock for vested restricted stock units
2018-05-01
2018-05-15 5349.69 未披露
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From December 31, 2017 to March 6, 2018 Issuance of stock for vested restricted stock units
2018-03-06
2018-03-19 5340.03 未披露
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from December 31, 2016 to November 07, 2017 Stock options exercised Issuance of stock for vested restricted stock units
2017-11-07
2017-08-09 5339.19 未披露
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from December 31, 2016 to June 30, 2017 Stock options exercised Issuance of stock for vested restricted stock units
2017-06-30
2017-05-10 5322.64 未披露
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from December 31, 2016 to March 6, 2017 Stock options exercised Issuance of stock for vested restricted stock units
2017-03-06
2017-03-15 5314.84 未披露
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from December 31, 2015 to December 31, 2016 Issuance of stock to consultant Stock options exercised Issuance of stock for vested restricted stock units
2016-12-31
2016-11-08 5312.51 未披露 定期报告 2016-11-02
2016-08-08 5309.51 未披露 定期报告 2016-08-03
2016-08-08 5306.51 未披露
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from December 31, 2015 to June 30, 2016 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
2016-06-30
2016-04-08 5302.63 未披露 定期报告 2016-04-04
2016-05-10 5305.93 未披露
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from December 31, 2015 to March 31, 2016 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
2016-03-31
2016-04-08 5305.83 未披露 定期报告 2016-03-30
2016-03-15 5300.57 未披露 定期报告 2016-03-10
2016-03-15 5300.07 未披露
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From December 31, 2014 to December 31, 2015 Issuance of stock to consultant Stock warrants exercised Stock options exercised Issuance of restricted stock
2015-12-31
2015-10-26 5287.30 未披露
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from December 31, 2014 to October 26, 2015 Stock options exercised Issuance of restricted stock Issuance of stock to consultant
2015-10-26
2015-08-10 5286.35 未披露 定期报告 2015-08-03
2015-08-10 5286.25 未披露
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from December 31, 2014 to June 30, 2015 Stock options exercised Issuance of restricted stock
2015-06-30
2015-05-11 5286.05 未披露 定期报告 2015-05-04
2015-05-11 5286.00 未披露
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From December 31, 2014 to March 31, 2015 Stock options exercised Issuance of restricted stock
2015-03-31
2015-03-16 5282.75 未披露 定期报告 2015-03-10
2015-03-16 5281.98 未披露
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from December 31, 2013 to December 31, 2014 Issuance of stock pursuant to a public offering, net of associated fees of $1,868 Issuance of stock to consultant Stock warrants exercised Stock options exercised
2014-12-31
2014-11-13 5278.78 未披露 定期报告 2014-11-06
2014-11-13 5257.78 未披露
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from December 31, 2013 to September 30, 2014 Issuance of stock pursuant to a public offering, net of associated fees of $1,868 Stock warrants exercised Stock options exercised
2014-09-30
2014-08-11 5248.28 未披露 定期报告 2014-08-06
2014-08-11 4712.96 未披露
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from December 31, 2013 to June 30, 2014 Stock warrants exercised Stock options exercised
2014-06-30
2014-05-15 4712.21 未披露 定期报告 2014-05-10
2014-05-15 4701.91 未披露
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from December 31, 2013 to March 25, 2014 Stock warrants exercised
2014-03-25
2014-03-31 4674.86 未披露
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from December 31, 2012 to December 31, 2013 Common stock issued for Series A Convertible Preferred stock stock including deemed dividend of $1,308 Restricted stock issuance Stock warrants exercised Stock options exercised
2013-12-31
2013-11-14 4375.84 0.16
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from December31, 2012 to September30, 2013 Common stock issued for Series A Convertible Preferred stock Stock warrants exercised Stock options exercised
2013-09-30
2013-08-14 4325.14 0.16
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from December 31, 2012 to June 30, 2013 Stock warrants exercised Stock options exercised
2013-06-30
2013-05-09 4280.53 未披露 定期报告 2013-04-30
2013-05-15 4313.27 0.16
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from December 31, 2012 to March 31, 2013 Stock warrants exercised
2013-03-31
2013-03-28 4313.27 未披露 定期报告 2013-03-25
2013-03-28 4270.50 0.16
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from December 31, 2011 to December 31, 2012 Restricted stock issuance Restricted stock forfeited Stock options exercised Warrants exercised Sale of treasury stock, net of expenses of $36
2012-12-31
2012-11-14 4035.21 0.16
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from December 31, 2011 to September 30, 2012 Stock options exercised Restricted stock issuance Restricted stock forfeited Warrants exercised
2012-09-30
2012-08-13 3953.81 0.16
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from December 31, 2011 to June 30, 2012 Stock options exercised
2012-06-30
2012-03-28 3951.16 未披露 定期报告 2012-03-21
2011-11-14 3949.81 未披露 定期报告 2011-11-01
2011-08-15 4146.38 未披露 定期报告 2011-08-03
2011-05-16 4143.38 未披露 定期报告 2011-05-11
2011-03-25 4139.72 未披露 定期报告 2011-03-23
2011-03-25 3932.25 0.16
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from December 31, 2009 to December 31, 2010 Conversion of Series B-1 Convertible Preferred Stock and accrued dividends of $1,284 into Common Stock Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Issuance of common stock pursuant to a private placement, net of associated fees of $804 Restricted stock issuance Restricted stock forfeiture Stock options exercised
2010-12-31
2010-11-15 3537.31 未披露 定期报告 2010-11-10
2010-11-15 3340.74 0.16
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from December 31, 2009 to September 30, 2010 Conversion of Series B-1 Convertible Preferred Stock and accrued dividends of $1,284 into Common Stock Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Restricted stock issuance Restricted stock forfeiture Stock options exercised
2010-09-30
2010-08-16 1771.45 未披露 定期报告 2010-08-06
2010-08-16 1770.62 0.26
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from December 31, 2009 to June 30, 2010 Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Restricted stock issuance Restricted stock forfeiture
2010-06-30
2010-03-31 1779.62 未披露 定期报告 2010-03-29
2010-03-31 1733.72 0.11
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from December 31, 2008 to December 31, 2009 Issuance of preferred stock pursuant to a private placement net of associated fees of $144 and beneficial conversion features Conversion of note payable to Preferred Stock – Series B-1 Conversion of convertible note payable – related party to common stock Issuance of stock as Directors’ compensation Stock options exercised Restricted stock issuance Warrants exercised
2009-12-31
2009-03-31 1492.34 未披露 定期报告 2009-03-23
2009-03-31 1490.75 0.0050
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from December 31, 2007 to December 31, 2008 Stock options exercised Warrants exercised
2008-12-31
2008-03-31 1483.35 未披露 定期报告 2008-03-20
2008-03-31 1482.95 0.0050
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from December 31, 2006 to December 31, 2007 Issuance of preferred stock pursuant to a private placement net of associated fees of $14 Issuance of common stock pursuant to a private placement, net of fees of $ 219 Issuance of stock as Directors compensation
2007-12-31
2007-04-02 1461.29 未披露 定期报告 2007-03-28
2007-04-02 1309.08 未披露
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from December 31, 2005 to December 31, 2006 Stock options exercised Issuance of stock pursuant to a private placement Warrants exercised
2006-12-31
2006-04-14 1274.41 未披露 定期报告 2006-03-31
2006-04-14 1251.88 未披露
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from December 31, 2004 to December 31, 2005 Stock options exercised Issuance of stock pursuant to private placement net of costs of $24
2005-12-31
2005-04-12 1173.29 未披露 定期报告 2005-03-15
2005-04-12 1158.18 未披露
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from December 31, 2003 to December 31, 2004 Stock options exercised Employee stock purchase plan
2004-12-31
2004-04-14 1156.51 未披露 定期报告 2004-04-08
2004-04-14 1138.55 未披露
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from December 31, 2002 to December 31, 2003 Issuance of stock pursuant to Directors' Stock Plan Employee stock purchase plan Buyback of stock
2003-12-31
2003-03-10 1138.58 未披露 定期报告 2003-03-07
2003-03-10 1138.40 未披露
更多>>
from December 31, 2001 to December 31, 2002 Issuance of stock pursuant to Directors' Stock Plan Stock options exercised Employee stock purchase plan Detachable stock warrant exercised Buyback of stock
2002-12-31
2002-03-15 1129.30 未披露 定期报告 2002-03-12
2002-03-15 1124.37 未披露
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from December 31, 2000 to December 31, 2001 Issuance of stock pursuant to Directors' Stock Plan Settlement of amounts due to former officer in lieu of cash Stock options exercised Employee stock purchase plan Issuance of stock pursuant to stock subscription agreement Issuance of stock to 401(k) plan
2001-12-31
2001-03-28 1057.77 未披露 定期报告 2001-03-16
2001-03-28 1027.64 未披露
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from December 31, 1999 to December 31, 2000 Issuance of stock pursuant to Directors' Stock Plan Litigation settlement costs Partial settlement of amounts due to stockholder in lieu of cash Stock options exercised Employee stock purchase plan Issuance of stock to 401(k) plan
2000-12-31
2000-04-14 1016.31 未披露 定期报告 2000-03-27
2000-04-14 1002.77 未披露
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from December 31, 1998 to December 31, 1999 Issuance of stock pursuant to Directors' Stock Plan Partial settlement of amounts due to stockholder in lieu of cash Issuance of stock to 401(k) Plan
1999-12-31
1999-04-12 952.69 未披露 定期报告 1999-03-19
1999-04-12 951.29 未披露
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from December 31, 1997 to December 31, 1998 Issuance of stock pursuant to Directors' Stock Plan
1998-12-31
1998-08-24 946.67 未披露
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from December 31, 1996 to December 31, 1997 Exercise of stock options, including tax benefits of $7 Settlement of litigation Issuance of stock to 401(k) plan
1997-12-31
1997-04-10 943.36 未披露 定期报告 1997-03-14
1997-04-10 940.86 未披露
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from December 31, 1995 to December 31, 1996 Exercise of stock options, including tax benefits of $79 Issuance of stock to 401(k) plan
1996-12-31
1996-03-29 926.94 未披露 定期报告 1996-03-15
1996-03-29 926.43 未披露
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from December 31, 1994 to December 31, 1995 Issuance of common stock for exercise of stock options including a tax benefit of $279,180 Issuance of common stock to 401(k) plan Issuance of stock to industry partner, net
1995-12-31
1996-03-29 886.25 未披露
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from December 31, 1993 to December 31, 1994 Issuance of common stock for exercise of stock options including tax benefit of$218,937 Issuance of common stock to 401(k) plan
1994-12-31
From December 31, 2020 to June 30, 2021 Issuance of preferred shares to settle Second Lien Credit Agreement paid-in- kind interest Issuance of stock for vested restricted stock units Fair value of conversion feature on Convertible 2023 Series Notes ATM Issuance of shares for debt exchange Series C Extinguishment
from December 31, 2020 to March 31, 2021 Issuance of preferred shares to settle Second Lien Credit Agreement paid-in- kind interest Series C Extinguishment Issuance of shares for debt exchange Fair value of conversion feature on Convertible 2023 Series Notes Issuance of stock for vested restricted stock units ATM
From December 31, 2019 to September 30, 2020 Issuance of stock for vested restricted stock units Fair value of conversion feature on Convertible 2023 Series D Notes Share rounding as a result of the reverse stock split
From December 31, 2019 to June 30, 2020 Issuance of stock for vested restricted stock units Share rounding as a result of the reverse stock split
On May 26, 2020, the Company announced that it will effect a one-for-ten reverse stock split of its outstanding common stock, which will be effective for trading purposes as of the commencement of trading on May 28, 2020. The reverse stock split reduces the number of shares outstanding from approximately 53.9 million shares of common stock to approximately 5.4 million shares of common stock post-reverse split.
from December 31, 2019 to March 25, 2020 Issuance of stock for vested restricted stock units
from December 31, 2018 to May 6 ,2019 Issuance of stock for vested restricted stock units
from December 31, 2018 to March 31, 2019 Issuance of stock for vested restricted stock units
from December 31, 2017 to December 10, 2018 Issuance of stock to consultant Stock options exercised Issuance of stock for vested restricted stock units
From December 31, 2017 to September 30, 2018 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
From December 31, 2017 to MAY 1, 2018 Issuance of stock for vested restricted stock units
From December 31, 2017 to March 6, 2018 Issuance of stock for vested restricted stock units
from December 31, 2016 to November 07, 2017 Stock options exercised Issuance of stock for vested restricted stock units
from December 31, 2016 to June 30, 2017 Stock options exercised Issuance of stock for vested restricted stock units
from December 31, 2016 to March 6, 2017 Stock options exercised Issuance of stock for vested restricted stock units
from December 31, 2015 to December 31, 2016 Issuance of stock to consultant Stock options exercised Issuance of stock for vested restricted stock units
from December 31, 2015 to June 30, 2016 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
from December 31, 2015 to March 31, 2016 Stock options exercised Issuance of stock for vested restricted stock units Issuance of stock to a consultant
From December 31, 2014 to December 31, 2015 Issuance of stock to consultant Stock warrants exercised Stock options exercised Issuance of restricted stock
from December 31, 2014 to October 26, 2015 Stock options exercised Issuance of restricted stock Issuance of stock to consultant
from December 31, 2014 to June 30, 2015 Stock options exercised Issuance of restricted stock
From December 31, 2014 to March 31, 2015 Stock options exercised Issuance of restricted stock
from December 31, 2013 to December 31, 2014 Issuance of stock pursuant to a public offering, net of associated fees of $1,868 Issuance of stock to consultant Stock warrants exercised Stock options exercised
from December 31, 2013 to September 30, 2014 Issuance of stock pursuant to a public offering, net of associated fees of $1,868 Stock warrants exercised Stock options exercised
from December 31, 2013 to June 30, 2014 Stock warrants exercised Stock options exercised
from December 31, 2013 to March 25, 2014 Stock warrants exercised
from December 31, 2012 to December 31, 2013 Common stock issued for Series A Convertible Preferred stock stock including deemed dividend of $1,308 Restricted stock issuance Stock warrants exercised Stock options exercised
from December31, 2012 to September30, 2013 Common stock issued for Series A Convertible Preferred stock Stock warrants exercised Stock options exercised
from December 31, 2012 to June 30, 2013 Stock warrants exercised Stock options exercised
from December 31, 2012 to March 31, 2013 Stock warrants exercised
from December 31, 2011 to December 31, 2012 Restricted stock issuance Restricted stock forfeited Stock options exercised Warrants exercised Sale of treasury stock, net of expenses of $36
from December 31, 2011 to September 30, 2012 Stock options exercised Restricted stock issuance Restricted stock forfeited Warrants exercised
from December 31, 2011 to June 30, 2012 Stock options exercised
from December 31, 2009 to December 31, 2010 Conversion of Series B-1 Convertible Preferred Stock and accrued dividends of $1,284 into Common Stock Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Issuance of common stock pursuant to a private placement, net of associated fees of $804 Restricted stock issuance Restricted stock forfeiture Stock options exercised
from December 31, 2009 to September 30, 2010 Conversion of Series B-1 Convertible Preferred Stock and accrued dividends of $1,284 into Common Stock Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Restricted stock issuance Restricted stock forfeiture Stock options exercised
from December 31, 2009 to June 30, 2010 Issuance of preferred stock pursuant to a private placement, net of associated fees of $33 Restricted stock issuance Restricted stock forfeiture
from December 31, 2008 to December 31, 2009 Issuance of preferred stock pursuant to a private placement net of associated fees of $144 and beneficial conversion features Conversion of note payable to Preferred Stock – Series B-1 Conversion of convertible note payable – related party to common stock Issuance of stock as Directors’ compensation Stock options exercised Restricted stock issuance Warrants exercised
from December 31, 2007 to December 31, 2008 Stock options exercised Warrants exercised
from December 31, 2006 to December 31, 2007 Issuance of preferred stock pursuant to a private placement net of associated fees of $14 Issuance of common stock pursuant to a private placement, net of fees of $ 219 Issuance of stock as Directors compensation
from December 31, 2005 to December 31, 2006 Stock options exercised Issuance of stock pursuant to a private placement Warrants exercised
from December 31, 2004 to December 31, 2005 Stock options exercised Issuance of stock pursuant to private placement net of costs of $24
from December 31, 2003 to December 31, 2004 Stock options exercised Employee stock purchase plan
from December 31, 2002 to December 31, 2003 Issuance of stock pursuant to Directors' Stock Plan Employee stock purchase plan Buyback of stock
from December 31, 2001 to December 31, 2002 Issuance of stock pursuant to Directors' Stock Plan Stock options exercised Employee stock purchase plan Detachable stock warrant exercised Buyback of stock
from December 31, 2000 to December 31, 2001 Issuance of stock pursuant to Directors' Stock Plan Settlement of amounts due to former officer in lieu of cash Stock options exercised Employee stock purchase plan Issuance of stock pursuant to stock subscription agreement Issuance of stock to 401(k) plan
from December 31, 1999 to December 31, 2000 Issuance of stock pursuant to Directors' Stock Plan Litigation settlement costs Partial settlement of amounts due to stockholder in lieu of cash Stock options exercised Employee stock purchase plan Issuance of stock to 401(k) plan
from December 31, 1998 to December 31, 1999 Issuance of stock pursuant to Directors' Stock Plan Partial settlement of amounts due to stockholder in lieu of cash Issuance of stock to 401(k) Plan
from December 31, 1997 to December 31, 1998 Issuance of stock pursuant to Directors' Stock Plan
from December 31, 1996 to December 31, 1997 Exercise of stock options, including tax benefits of $7 Settlement of litigation Issuance of stock to 401(k) plan
from December 31, 1995 to December 31, 1996 Exercise of stock options, including tax benefits of $79 Issuance of stock to 401(k) plan
from December 31, 1994 to December 31, 1995 Issuance of common stock for exercise of stock options including a tax benefit of $279,180 Issuance of common stock to 401(k) plan Issuance of stock to industry partner, net
from December 31, 1993 to December 31, 1994 Issuance of common stock for exercise of stock options including tax benefit of$218,937 Issuance of common stock to 401(k) plan