董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Mei Cai | 女 | Independent Director | 43 | 未披露 | 未持股 | 2023-06-30 |
| Ka Fai Yuen | 男 | Chief Executive Officer and Director | 49 | 未披露 | 未持股 | 2023-06-30 |
| Junli Yang | 女 | Chairwoman,Director | 45 | 未披露 | 未持股 | 2023-06-30 |
| Mau Chung Ng | 男 | Independent Director | 65 | 未披露 | 未持股 | 2023-06-30 |
| Anthony S. Chan | 男 | Independent Director | 59 | 未披露 | 未持股 | 2023-06-30 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Ka Fai Yuen | 男 | Chief Executive Officer and Director | 49 | 未披露 | 未持股 | 2023-06-30 |
| Yung Yung Lo | 女 | Chief Financial Officer | 41 | 未披露 | 未持股 | 2023-06-30 |
| Jennifer Hoi Ling Tam | 女 | Chief Operating Officer | 46 | 未披露 | 未持股 | 2023-06-30 |
董事简历
中英对照 | 中文 | 英文- Mei Cai
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Mei Cai自2019年8月起担任Cn Energy Group. Inc.的董事。Cai女士自2020年11月15日起担任电子商务平台Jowell Global Ltd.的首席财务官。从2019年7月23日到2020年11月11日，她担任China Eco-Materials Group Co.， Limited（建筑材料的制造商和分销商）的首席财务官。从2017年10月到2019年7月22日，她担任Wealth Financial Services LLC的会计顾问和顾问。从2013年12月到2017年9月，她担任Friedman LLP的审计师和审计经理。从2006年12月到2013年11月，Cai女士担任Patrizio & Zhao, LLC的审计师，随后担任审计经理。Cai女士于2003年获得江苏广播电视大学经济管理学士学位。
Mei Cai,has served as a director and as the chairwoman of Top Financial Group Limited Nominating and Corporate Governance Committee since May 31, 2022. Since January 2023, Ms. Cai has been serving as Chief Financial Officer of Nuance Biotech Co., Ltd. a biomedical research and development company. From November 2020 to December 2022, Ms. Cai has served as the Chief Financial Officer of Jowell Global Ltd., a Nasdaq-listed e-commerce platform. From August 2019 to June 2022, Ms. Cai served as the Director of CN Energy Group Inc., a Nasdaq-listed company in the business of manufactures and supplies wood-based activated carbon. From July 2019 to November 2020, Ms. Cai served as the Chief Financial Officer of China Eco-Materials Group Co. Limited, a company in the business of production and sales of eco-friendly construction material. From October 2017 to July 22, 2019, Ms. Cai has served as manager of Wealth Financial Services LLC. From December 2013 to September 2017, Ms. Cai served as audit manager at Friedman, LLP. From December 2006 to November 2013, Ms. Cai served as audit manager at Patrizio & Zhao, LLC. Ms. Cai graduated from Jiangsu Radio & TV University with a major in Economic Management in December 2003. - Mei Cai自2019年8月起担任Cn Energy Group. Inc.的董事。Cai女士自2020年11月15日起担任电子商务平台Jowell Global Ltd.的首席财务官。从2019年7月23日到2020年11月11日，她担任China Eco-Materials Group Co.， Limited（建筑材料的制造商和分销商）的首席财务官。从2017年10月到2019年7月22日，她担任Wealth Financial Services LLC的会计顾问和顾问。从2013年12月到2017年9月，她担任Friedman LLP的审计师和审计经理。从2006年12月到2013年11月，Cai女士担任Patrizio & Zhao, LLC的审计师，随后担任审计经理。Cai女士于2003年获得江苏广播电视大学经济管理学士学位。
- Mei Cai,has served as a director and as the chairwoman of Top Financial Group Limited Nominating and Corporate Governance Committee since May 31, 2022. Since January 2023, Ms. Cai has been serving as Chief Financial Officer of Nuance Biotech Co., Ltd. a biomedical research and development company. From November 2020 to December 2022, Ms. Cai has served as the Chief Financial Officer of Jowell Global Ltd., a Nasdaq-listed e-commerce platform. From August 2019 to June 2022, Ms. Cai served as the Director of CN Energy Group Inc., a Nasdaq-listed company in the business of manufactures and supplies wood-based activated carbon. From July 2019 to November 2020, Ms. Cai served as the Chief Financial Officer of China Eco-Materials Group Co. Limited, a company in the business of production and sales of eco-friendly construction material. From October 2017 to July 22, 2019, Ms. Cai has served as manager of Wealth Financial Services LLC. From December 2013 to September 2017, Ms. Cai served as audit manager at Friedman, LLP. From December 2006 to November 2013, Ms. Cai served as audit manager at Patrizio & Zhao, LLC. Ms. Cai graduated from Jiangsu Radio & TV University with a major in Economic Management in December 2003.
- Ka Fai Yuen
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Ka Fai Yuen自2021年2月1日起担任我们的首席执行官和董事。袁先生在金融服务行业拥有逾20年经验。他的活动包括证券交易商、营销、结算、合规、风险管理、做市、自营交易、资产管理以及研究和咨询服务活动的职能。袁先生分别自2017年4月及2017年8月起担任ZYSL及ZYCL的高级职员及董事，并负责其各自经纪及资产管理业务的建立及发展。1997年4月至2017年4月，他担任Kaiser Futures Limited的高级职员，并于2000年7月至2017年4月担任Kaiser的经销商经理。在Kaiser，袁先生获得了与证券咨询服务和资产管理相关的经验。袁先生获发牌为证监会负责人员，负责第1245类及第9类受规管活动，他已建立、管理及监督我们在本地及海外市场、全权委托管理账户及顾问客户投资组合的日常经纪业务。他还负责证监会牌照申请，以准备和建立我们公司的流程、运营和基础设施，并根据所有相关监管要求和适用法律监督我们的资产管理日常运营。他的职责还包括信用和风险控制管理、开发新的全权委托管理账户和审查投资组合策略。在我们的会计人员的支持下，他还负责监控FFR。袁先生于2018年获得格林威治大学商业研究文学学士学位，并于2008年获得香港管理协会投资与金融风险管理专业文凭。
Ka Fai Yuen,has served as Top Financial Group Limited chief executive officer and as a director since February 1, 2021. His activities have included the functions of securities dealer, marketing, settlement, compliance, risk management, market making, proprietary trading, asset management and research and advisory services activities. Mr. Yuen has been acting as an officer and director of ZYSL and ZYCL since April 2017 and August 2017, respectively, and has been responsible for the establishment and development of their respective brokerage and asset management businesses. From April 1997 until April 2017, he served as an officer for Kaiser Futures Limited ("Kaiser") and also served as a dealer manager for Kaiser from July 2000 until April 2017. At Kaiser, Mr. Yuen acquired experience related to securities advisory services and asset management. Mr. Yuen is licensed as a SFC Responsible Officer for Type 1,2,4,5 and 9 regulated activities, He has established and manages and supervises Top Financial Group Limited daily brokerage operations for local and overseas markets, discretionary managed accounts and advisory client investment portfolios. He is also responsible for SFC license applications in preparing and setting up process, operations and infrastructure of Top Financial Group Limited firm, as well as overseeing Top Financial Group Limited asset management daily operations in compliance with all relevant regulatory requirements and applicable laws. His responsibilities also include credit and risk control management, development of new discretionary management accounts and review of portfolio strategies. Supported by Top Financial Group Limited accounting officer, he is also responsible for monitoring FFR. Mr. Yuen received a Bachelor of Arts Degree in Business Studies from the University of Greenwich in 2018 and a Professional Diploma in Investment and Financial Risk Management from the Hong Kong Management Association in 2008. - Ka Fai Yuen自2021年2月1日起担任我们的首席执行官和董事。袁先生在金融服务行业拥有逾20年经验。他的活动包括证券交易商、营销、结算、合规、风险管理、做市、自营交易、资产管理以及研究和咨询服务活动的职能。袁先生分别自2017年4月及2017年8月起担任ZYSL及ZYCL的高级职员及董事，并负责其各自经纪及资产管理业务的建立及发展。1997年4月至2017年4月，他担任Kaiser Futures Limited的高级职员，并于2000年7月至2017年4月担任Kaiser的经销商经理。在Kaiser，袁先生获得了与证券咨询服务和资产管理相关的经验。袁先生获发牌为证监会负责人员，负责第1245类及第9类受规管活动，他已建立、管理及监督我们在本地及海外市场、全权委托管理账户及顾问客户投资组合的日常经纪业务。他还负责证监会牌照申请，以准备和建立我们公司的流程、运营和基础设施，并根据所有相关监管要求和适用法律监督我们的资产管理日常运营。他的职责还包括信用和风险控制管理、开发新的全权委托管理账户和审查投资组合策略。在我们的会计人员的支持下，他还负责监控FFR。袁先生于2018年获得格林威治大学商业研究文学学士学位，并于2008年获得香港管理协会投资与金融风险管理专业文凭。
- Ka Fai Yuen,has served as Top Financial Group Limited chief executive officer and as a director since February 1, 2021. His activities have included the functions of securities dealer, marketing, settlement, compliance, risk management, market making, proprietary trading, asset management and research and advisory services activities. Mr. Yuen has been acting as an officer and director of ZYSL and ZYCL since April 2017 and August 2017, respectively, and has been responsible for the establishment and development of their respective brokerage and asset management businesses. From April 1997 until April 2017, he served as an officer for Kaiser Futures Limited ("Kaiser") and also served as a dealer manager for Kaiser from July 2000 until April 2017. At Kaiser, Mr. Yuen acquired experience related to securities advisory services and asset management. Mr. Yuen is licensed as a SFC Responsible Officer for Type 1,2,4,5 and 9 regulated activities, He has established and manages and supervises Top Financial Group Limited daily brokerage operations for local and overseas markets, discretionary managed accounts and advisory client investment portfolios. He is also responsible for SFC license applications in preparing and setting up process, operations and infrastructure of Top Financial Group Limited firm, as well as overseeing Top Financial Group Limited asset management daily operations in compliance with all relevant regulatory requirements and applicable laws. His responsibilities also include credit and risk control management, development of new discretionary management accounts and review of portfolio strategies. Supported by Top Financial Group Limited accounting officer, he is also responsible for monitoring FFR. Mr. Yuen received a Bachelor of Arts Degree in Business Studies from the University of Greenwich in 2018 and a Professional Diploma in Investment and Financial Risk Management from the Hong Kong Management Association in 2008.
- Junli Yang
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Junli Yang自2019年8月1日起担任董事和董事长。她是本公司的创始人，在各种管理能力方面拥有丰富的经验。她还担任本公司所有子公司的董事，负责所有决策、业务发展和所有管理任务。作为公司执行委员会的负责人，她为公司制定运营和合规政策。杨女士于2015年4月注册成立ZYSL，截至2017年5月，公司已实现每月面值期货交易量超过100亿美元。杨女士亦引入多家知名及信誉良好的经纪商合作伙伴以配合业务发展，如ADM投资者服务有限公司、G. H. Financials Hong Kong Limited及华中国际期货有限公司。通过这些关系，我们能够以具有成本效益的方式向客户提供更多种类的产品。杨女士于2012年1月获得北京师范大学应用心理学理学学士学位。
Junli Yang,has served as a director and as Top Financial Group Limited chairwoman since August 1, 2019. She also serves as the director of all the Company's subsidiaries, and is responsible for all decision making, business development, and all management tasks. In her role as the Head of the Company's Executive Committee, she sets the operations and compliance policies for the Company. Ms. Yang incorporated ZYSL in April 2015, and by May 2017, the company already achieved monthly futures trading volume of over US$10 billion at nominal value. Ms. Yang has also brought in various well-known and reputable brokers partner to cooperate with business development, like ADM Investor Services, Inc., G. H. Financials (Hong Kong) Limited, and Central China International Futures Company Limited. Through these relationships, we are able to offer a higher variety of products to Top Financial Group Limited customers cost-efficiently. Ms. Yang received a Bachelor of Science Degree in Applied Psychology from Beijing Normal University in January 2012. - Junli Yang自2019年8月1日起担任董事和董事长。她是本公司的创始人，在各种管理能力方面拥有丰富的经验。她还担任本公司所有子公司的董事，负责所有决策、业务发展和所有管理任务。作为公司执行委员会的负责人，她为公司制定运营和合规政策。杨女士于2015年4月注册成立ZYSL，截至2017年5月，公司已实现每月面值期货交易量超过100亿美元。杨女士亦引入多家知名及信誉良好的经纪商合作伙伴以配合业务发展，如ADM投资者服务有限公司、G. H. Financials Hong Kong Limited及华中国际期货有限公司。通过这些关系，我们能够以具有成本效益的方式向客户提供更多种类的产品。杨女士于2012年1月获得北京师范大学应用心理学理学学士学位。
- Junli Yang,has served as a director and as Top Financial Group Limited chairwoman since August 1, 2019. She also serves as the director of all the Company's subsidiaries, and is responsible for all decision making, business development, and all management tasks. In her role as the Head of the Company's Executive Committee, she sets the operations and compliance policies for the Company. Ms. Yang incorporated ZYSL in April 2015, and by May 2017, the company already achieved monthly futures trading volume of over US$10 billion at nominal value. Ms. Yang has also brought in various well-known and reputable brokers partner to cooperate with business development, like ADM Investor Services, Inc., G. H. Financials (Hong Kong) Limited, and Central China International Futures Company Limited. Through these relationships, we are able to offer a higher variety of products to Top Financial Group Limited customers cost-efficiently. Ms. Yang received a Bachelor of Science Degree in Applied Psychology from Beijing Normal University in January 2012.
- Mau Chung Ng
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Mau Chung Ng将在本招股说明书构成部分的注册声明宣布生效后立即担任董事。吴先生作为多家公司的股东和董事，在零售金融投资以及股票和期货经纪领域拥有约15年的经验。他还在亚洲货币单位、资产负债表外和美元电汇方面经验丰富。吴先生于2011年获中山大学工商管理硕士学位。2004年毕业于华东师范大学，获得国际金融与中国证券投资专业研究生学历。吴先生现为Lucky Leader Gold Trader Limited的董事兼执行经理。彼于2017年至2018年担任香港贵金属交易商协会主席。
Mau Chung Ng,has served as a director and as the chairman of Top Financial Group Limited compensation committee since May 31, 2022.He is also experienced in Asian Currency Unit, off-balance-sheet and USD telegraphic transfer. Mr. Ng was awarded an Executive Master of Business Administration by Sun Yat-Sen University in 2011. He graduated from East China Normal University with a postgraduate qualification in International Finance and Chinese Securities Investment in 2004. Mr. Ng is currently a director and executive manager of Lucky Leader Gold Trader Limited. He was the chairperson of Hong Kong Precious Metals Traders Association from 2017 to 2018. - Mau Chung Ng将在本招股说明书构成部分的注册声明宣布生效后立即担任董事。吴先生作为多家公司的股东和董事，在零售金融投资以及股票和期货经纪领域拥有约15年的经验。他还在亚洲货币单位、资产负债表外和美元电汇方面经验丰富。吴先生于2011年获中山大学工商管理硕士学位。2004年毕业于华东师范大学，获得国际金融与中国证券投资专业研究生学历。吴先生现为Lucky Leader Gold Trader Limited的董事兼执行经理。彼于2017年至2018年担任香港贵金属交易商协会主席。
- Mau Chung Ng,has served as a director and as the chairman of Top Financial Group Limited compensation committee since May 31, 2022.He is also experienced in Asian Currency Unit, off-balance-sheet and USD telegraphic transfer. Mr. Ng was awarded an Executive Master of Business Administration by Sun Yat-Sen University in 2011. He graduated from East China Normal University with a postgraduate qualification in International Finance and Chinese Securities Investment in 2004. Mr. Ng is currently a director and executive manager of Lucky Leader Gold Trader Limited. He was the chairperson of Hong Kong Precious Metals Traders Association from 2017 to 2018.
- Anthony S. Chan
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Anthony S. Chan，自2022年5月31日起担任Top Financial Group Limited审计委员会的董事和主席。Chan先生是注册会计师。目前，Chan先生是Alset Inc. （Nasdaq： AEI）的首席运营官，Sharing Services Global Corporation （OTC： SHRG）的首席财务官和CA Global Consulting Inc.的总裁。自2020年2月以来，他一直担任Wei, Wei & Co.， LLP的保证和咨询服务总监。是一家在PCAOB注册的提供全方位服务的会计师事务所。从2019年7月至2020年1月，Chan先生担任SPI Energy Co. Ltd.（纳斯达克股票代码：SPI）的首席财务官。2017年10月至2019年3月，陈先生担任Helo Corp. （OTC： HLOC）的首席财务官。2013年9月至2015年11月，陈先生担任Sino-Global Shipping America, Ltd.的执行副总裁、董事兼代理首席财务官。他是纽约三家提供全方位服务的会计师事务所的合伙人，包括UHY LLP（2012年9月至2013年8月）、Friedman LLP（2011年9月至2012年7月）和Berdon LLP（2005年2月至2011年8月）。在此之前，他曾在多家美国公司担任行政和专业职位，包括Primedia Inc 。、National Broadcasting Company、Arthur Anderson、KPMG和PwC。他持有Baruch College of the City University of New York的金融与投资工商管理硕士学位，以及纽约城市大学皇后学院的会计与经济学学士学位。
Anthony S. Chan,has served as a director and as the chairman of Top Financial Group Limited audit committee since May 31, 2022. Mr. Chan is a Certified Public Accountant registered. Currently, Mr. Chan is the Chief Operating Officer of Alset Inc. (Nasdaq: AEI), Chief Financial Officer (CFO) of Sharing Services Global Corporation (OTC: SHRG) and President of CA Global Consulting Inc. Since February 2020, he has been serving as the Director of Assurance and Advisory Services at Wei, Wei & Co., LLP. , a full-service CPA firm registered with the PCAOB. From July 2019 to January 2020, Mr. Chan served as the CFO of SPI Energy Co. Ltd. (Nasdaq: SPI). From October 2017 to March 2019, Mr. Chan served as the CFO of Helo Corp. (OTC: HLOC). From September 2013 to November 2015, Mr. Chan served as Executive Vice President, Director and Acting CFO of Sino-Global Shipping America, Ltd. Mr. Chan was partner at three full-service CPA firms in New York, including UHY LLP (from September 2012 to August 2013), Friedman LLP (from September 2011 to July 2012) and Berdon LLP (from February 2005 to August 2011). Prior to that, he held executive and professional positions at various U.S. based companies including Primedia Inc, National Broadcasting Company, Arthur Anderson, KPMG, and PwC. Mr. Chan holds an MBA in Finance and Investments from Baruch College of the City University of New York, and a Bachelor of Arts in Accounting and Economics from Queens College of the City University of New York. - Anthony S. Chan，自2022年5月31日起担任Top Financial Group Limited审计委员会的董事和主席。Chan先生是注册会计师。目前，Chan先生是Alset Inc. （Nasdaq： AEI）的首席运营官，Sharing Services Global Corporation （OTC： SHRG）的首席财务官和CA Global Consulting Inc.的总裁。自2020年2月以来，他一直担任Wei, Wei & Co.， LLP的保证和咨询服务总监。是一家在PCAOB注册的提供全方位服务的会计师事务所。从2019年7月至2020年1月，Chan先生担任SPI Energy Co. Ltd.（纳斯达克股票代码：SPI）的首席财务官。2017年10月至2019年3月，陈先生担任Helo Corp. （OTC： HLOC）的首席财务官。2013年9月至2015年11月，陈先生担任Sino-Global Shipping America, Ltd.的执行副总裁、董事兼代理首席财务官。他是纽约三家提供全方位服务的会计师事务所的合伙人，包括UHY LLP（2012年9月至2013年8月）、Friedman LLP（2011年9月至2012年7月）和Berdon LLP（2005年2月至2011年8月）。在此之前，他曾在多家美国公司担任行政和专业职位，包括Primedia Inc 。、National Broadcasting Company、Arthur Anderson、KPMG和PwC。他持有Baruch College of the City University of New York的金融与投资工商管理硕士学位，以及纽约城市大学皇后学院的会计与经济学学士学位。
- Anthony S. Chan,has served as a director and as the chairman of Top Financial Group Limited audit committee since May 31, 2022. Mr. Chan is a Certified Public Accountant registered. Currently, Mr. Chan is the Chief Operating Officer of Alset Inc. (Nasdaq: AEI), Chief Financial Officer (CFO) of Sharing Services Global Corporation (OTC: SHRG) and President of CA Global Consulting Inc. Since February 2020, he has been serving as the Director of Assurance and Advisory Services at Wei, Wei & Co., LLP. , a full-service CPA firm registered with the PCAOB. From July 2019 to January 2020, Mr. Chan served as the CFO of SPI Energy Co. Ltd. (Nasdaq: SPI). From October 2017 to March 2019, Mr. Chan served as the CFO of Helo Corp. (OTC: HLOC). From September 2013 to November 2015, Mr. Chan served as Executive Vice President, Director and Acting CFO of Sino-Global Shipping America, Ltd. Mr. Chan was partner at three full-service CPA firms in New York, including UHY LLP (from September 2012 to August 2013), Friedman LLP (from September 2011 to July 2012) and Berdon LLP (from February 2005 to August 2011). Prior to that, he held executive and professional positions at various U.S. based companies including Primedia Inc, National Broadcasting Company, Arthur Anderson, KPMG, and PwC. Mr. Chan holds an MBA in Finance and Investments from Baruch College of the City University of New York, and a Bachelor of Arts in Accounting and Economics from Queens College of the City University of New York.
高管简历
中英对照 | 中文 | 英文- Ka Fai Yuen
Ka Fai Yuen自2021年2月1日起担任我们的首席执行官和董事。袁先生在金融服务行业拥有逾20年经验。他的活动包括证券交易商、营销、结算、合规、风险管理、做市、自营交易、资产管理以及研究和咨询服务活动的职能。袁先生分别自2017年4月及2017年8月起担任ZYSL及ZYCL的高级职员及董事，并负责其各自经纪及资产管理业务的建立及发展。1997年4月至2017年4月，他担任Kaiser Futures Limited的高级职员，并于2000年7月至2017年4月担任Kaiser的经销商经理。在Kaiser，袁先生获得了与证券咨询服务和资产管理相关的经验。袁先生获发牌为证监会负责人员，负责第1245类及第9类受规管活动，他已建立、管理及监督我们在本地及海外市场、全权委托管理账户及顾问客户投资组合的日常经纪业务。他还负责证监会牌照申请，以准备和建立我们公司的流程、运营和基础设施，并根据所有相关监管要求和适用法律监督我们的资产管理日常运营。他的职责还包括信用和风险控制管理、开发新的全权委托管理账户和审查投资组合策略。在我们的会计人员的支持下，他还负责监控FFR。袁先生于2018年获得格林威治大学商业研究文学学士学位，并于2008年获得香港管理协会投资与金融风险管理专业文凭。
Ka Fai Yuen,has served as Top Financial Group Limited chief executive officer and as a director since February 1, 2021. His activities have included the functions of securities dealer, marketing, settlement, compliance, risk management, market making, proprietary trading, asset management and research and advisory services activities. Mr. Yuen has been acting as an officer and director of ZYSL and ZYCL since April 2017 and August 2017, respectively, and has been responsible for the establishment and development of their respective brokerage and asset management businesses. From April 1997 until April 2017, he served as an officer for Kaiser Futures Limited ("Kaiser") and also served as a dealer manager for Kaiser from July 2000 until April 2017. At Kaiser, Mr. Yuen acquired experience related to securities advisory services and asset management. Mr. Yuen is licensed as a SFC Responsible Officer for Type 1,2,4,5 and 9 regulated activities, He has established and manages and supervises Top Financial Group Limited daily brokerage operations for local and overseas markets, discretionary managed accounts and advisory client investment portfolios. He is also responsible for SFC license applications in preparing and setting up process, operations and infrastructure of Top Financial Group Limited firm, as well as overseeing Top Financial Group Limited asset management daily operations in compliance with all relevant regulatory requirements and applicable laws. His responsibilities also include credit and risk control management, development of new discretionary management accounts and review of portfolio strategies. Supported by Top Financial Group Limited accounting officer, he is also responsible for monitoring FFR. Mr. Yuen received a Bachelor of Arts Degree in Business Studies from the University of Greenwich in 2018 and a Professional Diploma in Investment and Financial Risk Management from the Hong Kong Management Association in 2008.- Ka Fai Yuen自2021年2月1日起担任我们的首席执行官和董事。袁先生在金融服务行业拥有逾20年经验。他的活动包括证券交易商、营销、结算、合规、风险管理、做市、自营交易、资产管理以及研究和咨询服务活动的职能。袁先生分别自2017年4月及2017年8月起担任ZYSL及ZYCL的高级职员及董事，并负责其各自经纪及资产管理业务的建立及发展。1997年4月至2017年4月，他担任Kaiser Futures Limited的高级职员，并于2000年7月至2017年4月担任Kaiser的经销商经理。在Kaiser，袁先生获得了与证券咨询服务和资产管理相关的经验。袁先生获发牌为证监会负责人员，负责第1245类及第9类受规管活动，他已建立、管理及监督我们在本地及海外市场、全权委托管理账户及顾问客户投资组合的日常经纪业务。他还负责证监会牌照申请，以准备和建立我们公司的流程、运营和基础设施，并根据所有相关监管要求和适用法律监督我们的资产管理日常运营。他的职责还包括信用和风险控制管理、开发新的全权委托管理账户和审查投资组合策略。在我们的会计人员的支持下，他还负责监控FFR。袁先生于2018年获得格林威治大学商业研究文学学士学位，并于2008年获得香港管理协会投资与金融风险管理专业文凭。
- Ka Fai Yuen,has served as Top Financial Group Limited chief executive officer and as a director since February 1, 2021. His activities have included the functions of securities dealer, marketing, settlement, compliance, risk management, market making, proprietary trading, asset management and research and advisory services activities. Mr. Yuen has been acting as an officer and director of ZYSL and ZYCL since April 2017 and August 2017, respectively, and has been responsible for the establishment and development of their respective brokerage and asset management businesses. From April 1997 until April 2017, he served as an officer for Kaiser Futures Limited ("Kaiser") and also served as a dealer manager for Kaiser from July 2000 until April 2017. At Kaiser, Mr. Yuen acquired experience related to securities advisory services and asset management. Mr. Yuen is licensed as a SFC Responsible Officer for Type 1,2,4,5 and 9 regulated activities, He has established and manages and supervises Top Financial Group Limited daily brokerage operations for local and overseas markets, discretionary managed accounts and advisory client investment portfolios. He is also responsible for SFC license applications in preparing and setting up process, operations and infrastructure of Top Financial Group Limited firm, as well as overseeing Top Financial Group Limited asset management daily operations in compliance with all relevant regulatory requirements and applicable laws. His responsibilities also include credit and risk control management, development of new discretionary management accounts and review of portfolio strategies. Supported by Top Financial Group Limited accounting officer, he is also responsible for monitoring FFR. Mr. Yuen received a Bachelor of Arts Degree in Business Studies from the University of Greenwich in 2018 and a Professional Diploma in Investment and Financial Risk Management from the Hong Kong Management Association in 2008.
- Yung Yung Lo
Yung Yung Lo自2021年2月1日起担任我们的首席财务官，并自2017年6月起担任Zhong Yang Holdings Limited的副总裁。罗女士拥有超过15年的审计及财务管理经验，曾在香港及美国工作。她目前的活动包括对市场状况和我们的竞争对手进行监控和提供建议，开发研究报告并提供相关分析，担任内部项目的项目经理，例如工作流程、系统增强和新产品推出，以及建立客户关系和交付客户-专注的解决方案。她于2016年7月至2017年5月在香港的CSC Futures Limited担任销售经理，并于2007年2月至2016年3月在香港的Bloomberg L.P.工作。2006年，她在新泽西州普华永道会计师事务所担任税务/会计实习生。她持有证券及期货事务监察委员会的第1类及第2类牌照，并为香港证券及期货专业协会会员。罗女士于2006年获得罗格斯大学商学院会计学文理学士学位，主修管理信息系统。
Yung Yung Lo,has served as Top Financial Group Limited chief financial officer since February 1, 2021 and has served as a vice-president for Zhong Yang Holdings Limited ("ZYHL") since June 2017. Her present activities include monitoring and advising on market conditions and Top Financial Group Limited competitors, developing research reports and providing related analysis, serving as project manager for internal projects such as work-flow, system enhancements and new product roll outs, and establishing customer relationships and delivering customer-focused solutions. She worked as a sales manager for CSC Futures (HK) Limited in Hong Kong from July 2016 until May 2017 and worked for Bloomberg L.P. in Hong Kong from February 2007 until March 2016. In 2006 she worked as a tax/accounting intern at Pricewaterhouse Coopers in New Jersey. She holds Type 1 and 2 licenses from the Securities and Futures Commission and is a member of the Hong Kong Securities and Futures Professionals Association. Ms. Lo received a Bachelor of Arts and Sciences degree in Accounting from the Rutgers University School of Business with a concentration in management information systems in 2006.- Yung Yung Lo自2021年2月1日起担任我们的首席财务官，并自2017年6月起担任Zhong Yang Holdings Limited的副总裁。罗女士拥有超过15年的审计及财务管理经验，曾在香港及美国工作。她目前的活动包括对市场状况和我们的竞争对手进行监控和提供建议，开发研究报告并提供相关分析，担任内部项目的项目经理，例如工作流程、系统增强和新产品推出，以及建立客户关系和交付客户-专注的解决方案。她于2016年7月至2017年5月在香港的CSC Futures Limited担任销售经理，并于2007年2月至2016年3月在香港的Bloomberg L.P.工作。2006年，她在新泽西州普华永道会计师事务所担任税务/会计实习生。她持有证券及期货事务监察委员会的第1类及第2类牌照，并为香港证券及期货专业协会会员。罗女士于2006年获得罗格斯大学商学院会计学文理学士学位，主修管理信息系统。
- Yung Yung Lo,has served as Top Financial Group Limited chief financial officer since February 1, 2021 and has served as a vice-president for Zhong Yang Holdings Limited ("ZYHL") since June 2017. Her present activities include monitoring and advising on market conditions and Top Financial Group Limited competitors, developing research reports and providing related analysis, serving as project manager for internal projects such as work-flow, system enhancements and new product roll outs, and establishing customer relationships and delivering customer-focused solutions. She worked as a sales manager for CSC Futures (HK) Limited in Hong Kong from July 2016 until May 2017 and worked for Bloomberg L.P. in Hong Kong from February 2007 until March 2016. In 2006 she worked as a tax/accounting intern at Pricewaterhouse Coopers in New Jersey. She holds Type 1 and 2 licenses from the Securities and Futures Commission and is a member of the Hong Kong Securities and Futures Professionals Association. Ms. Lo received a Bachelor of Arts and Sciences degree in Accounting from the Rutgers University School of Business with a concentration in management information systems in 2006.
- Jennifer Hoi Ling Tam
Jennifer Hoi Ling Tam自2021年2月1日起担任我们的首席运营官。她在金融服务行业拥有超过12年的营销和运营经验。谭女士自2017年5月起担任ZYSL的营运及结算经理。她的活动包括监督业务和日常结算、对账、交易证明和记录保存。她的职责还包括监督所有交易，并暗示遵守投资政策、内部指导方针和相关监管要求的适当程序。她于2017年1月至2017年4月担任凯撒金融集团有限公司财富管理部经理，并于2016年7月至2017年1月担任凯撒财富管理部助理经理。2012年4月至2016年9月，她在MassMutual Asia Limited担任助理单位经理，并自2006年9月起在华南金融控股有限公司工作。谭女士分别于2003年及2001年取得香港公开大学工商管理学士学位及商学高级文凭。
Jennifer Hoi Ling Tam,has served as Top Financial Group Limited Chief Operating Officer since February 1, 2021. Ms. Tam has been acting as the operation and settlement manager of ZYSL since May 2017. Her activities include monitoring operation and daily settlement, reconciliation, transaction substantiation and records keeping. Her responsibilities also include overseeing all transactions and imply proper procedures to comply with investment policies, internal guidelines, and related regulatory requirements. She worked as a manager of Wealth Management Division for Kaiser Financial Group Company Limited from January 2017 until April 2017 and also served as an assistant manager of Wealth Management Division for Kaiser from July 2016 until January 2017. From April 2012 until September 2016, she worked for MassMutual Asia Limited as an assistant unit manager and she also worked for South China Financial Holdings Limited since September 2006. Ms. Tam received a Bachelor of Business Administration and a Higher Diploma in Business Studies from the Open University of Hong Kong in 2003 and 2001 respectively.- Jennifer Hoi Ling Tam自2021年2月1日起担任我们的首席运营官。她在金融服务行业拥有超过12年的营销和运营经验。谭女士自2017年5月起担任ZYSL的营运及结算经理。她的活动包括监督业务和日常结算、对账、交易证明和记录保存。她的职责还包括监督所有交易，并暗示遵守投资政策、内部指导方针和相关监管要求的适当程序。她于2017年1月至2017年4月担任凯撒金融集团有限公司财富管理部经理，并于2016年7月至2017年1月担任凯撒财富管理部助理经理。2012年4月至2016年9月，她在MassMutual Asia Limited担任助理单位经理，并自2006年9月起在华南金融控股有限公司工作。谭女士分别于2003年及2001年取得香港公开大学工商管理学士学位及商学高级文凭。
- Jennifer Hoi Ling Tam,has served as Top Financial Group Limited Chief Operating Officer since February 1, 2021. Ms. Tam has been acting as the operation and settlement manager of ZYSL since May 2017. Her activities include monitoring operation and daily settlement, reconciliation, transaction substantiation and records keeping. Her responsibilities also include overseeing all transactions and imply proper procedures to comply with investment policies, internal guidelines, and related regulatory requirements. She worked as a manager of Wealth Management Division for Kaiser Financial Group Company Limited from January 2017 until April 2017 and also served as an assistant manager of Wealth Management Division for Kaiser from July 2016 until January 2017. From April 2012 until September 2016, she worked for MassMutual Asia Limited as an assistant unit manager and she also worked for South China Financial Holdings Limited since September 2006. Ms. Tam received a Bachelor of Business Administration and a Higher Diploma in Business Studies from the Open University of Hong Kong in 2003 and 2001 respectively.