股本结构
单位：万股
| 公告日期 | 2024-04-01 | 2023-12-15 | 2023-12-08 | 2023-12-13 | 2023-08-10 | 2023-08-10 |
|---|---|---|---|---|---|---|
| 证券总股本 | 14638.12 | 13950.62 | 9367.29 | 9178.27 | 9028.04 | 8923.67 |
| 普通股本 | 14638.12 | 13950.62 | 9367.29 | 9178.27 | 9028.04 | 8923.67 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2023-12-31 | 2023-12-18 | 2023-12-05 | 2023-09-30 | 2023-08-08 | 2023-06-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-04-01 | 14638.12 | 未披露 |
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From September 30, 2023 to December 31, 2023
Issuance of shares pursuant to Jefferies Sales Agreement, net of commissions and costs
Shares issued in connection with common stock purchase agreement
Shares issued in connection with public offering of common stock, net of fees and costs
|
2023-12-31 |
| 2023-12-15 | 13950.62 | 未披露 |
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Common stock offered 45,833,333 shares by the company
|
2023-12-18 |
| 2023-12-08 | 9367.29 | 未披露 | 定期报告 | 2023-12-05 |
| 2023-12-13 | 9178.27 | 未披露 |
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From September 30, 2022 to September 30, 2023
Issuance of shares pursuant to share-based awards
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreements
Issuance of shares pursuant to Jefferies Sales Agreement, net of commission and costs
Issuance of shares in a Private Investment in Public Equity, net of costs
|
2023-09-30 |
| 2023-08-10 | 9028.04 | 未披露 | 定期报告 | 2023-08-08 |
| 2023-08-10 | 8923.67 | 未披露 |
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From March 31, 2023 to June 30, 2023
Sale of shares under common stock purchase agreement
Shares issued in connection with common stock purchase agreement
Issuance of shares in a Private Investment in Public Equity, net of costs
|
2023-06-30 |
| 2023-05-11 | 8923.67 | 未披露 | 定期报告 | 2023-05-09 |
| 2023-05-03 | 8843.67 | 未披露 | 定期报告 | 2023-05-02 |
| 2023-04-11 | 8268.51 | 未披露 | 定期报告 | 2023-04-10 |
| 2023-05-11 | 8257.70 | 未披露 |
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From December 31, 2022 to March 31, 2023
Issuance of shares pursuant to share-based awards
Sale of shares under common stock purchase agreement
|
2023-03-31 |
| 2023-02-09 | 8065.70 | 未披露 | 定期报告 | 2023-02-06 |
| 2023-02-09 | 8062.31 | 未披露 |
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From September 30, 2022 to December 31, 2022
Issuance of shares pursuant to share-based awards
|
2022-12-31 |
| 2022-12-05 | 8062.31 | 未披露 | 定期报告 | 2022-11-30 |
| 2022-12-05 | 8050.89 | 未披露 |
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From September 30, 2021 to September 30, 2022
Issuance of shares pursuant to share-based awards
|
2022-09-30 |
| 2022-08-11 | 8014.67 | 未披露 | 定期报告 | 2022-08-08 |
| 2022-08-11 | 8012.80 | 未披露 |
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From March 31, 2022 to June 30, 2022
Issuance of shares pursuant to share-based awards
|
2022-06-30 |
| 2022-05-12 | 8007.37 | 未披露 | 定期报告 | 2022-05-09 |
| 2022-05-12 | 8006.63 | 未披露 |
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From December 31, 2021 to March 31, 2022
Issuance of shares pursuant to share-based awards
|
2022-03-31 |
| 2022-03-31 | 8004.91 | 未披露 | 定期报告 | 2022-03-29 |
| 2022-02-09 | 8005.03 | 未披露 | 定期报告 | 2022-02-07 |
| 2022-02-09 | 8004.91 | 未披露 |
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From September 30, 2021 to December 31, 2021
Issuance of shares pursuant to share-based awards
|
2021-12-31 |
| 2021-12-02 | 8002.97 | 未披露 | 定期报告 | 2021-11-29 |
| 2021-12-02 | 7996.97 | 未披露 |
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From September 30, 2020 to September 30, 2021
Shares issued in connection with public offering of common stock, net of fees and costs
Issuance of shares pursuant to share-based awards
Issuance of shares pursuant to common stock purchase warrants
|
2021-09-30 |
| 2021-08-12 | 7985.37 | 未披露 |
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From March 31, 2021 to June 30, 2021
Issuance of shares pursuant to share-based awards
|
2021-06-30 |
| 2021-05-12 | 7968.36 | 未披露 |
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From December 31, 2020 to March 31, 2021
Issuance of shares pursuant to share-based awards
Shares issued in connection with public offering of common stock, net of fees and costs
|
2021-03-31 |
| 2021-02-22 | 7835.85 | 未披露 |
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1.Common stock offered by the company 6,451,613 shares.
2.Except as otherwise indicated, information in this prospectus supplement relating to the number of shares of common stock to be outstanding immediately after this offering is based on 71,906,903 shares outstanding as of December 31, 2020.
|
2021-02-22 |
| 2021-02-10 | 7191.19 | 未披露 | 定期报告 | 2021-02-08 |
| 2021-02-10 | 7190.69 | 未披露 |
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From September 30, 2020 to December 31,2020
Issuance of shares pursuant to common stock purchase warrants
Issuance of shares pursuant to share-based awards
|
2020-12-31 |
| 2020-12-10 | 7007.55 | 未披露 | 定期报告 | 2020-12-07 |
| 2020-08-13 | 6986.37 | 未披露 |
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From March 31, 2020 to June 30, 2020
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreement
Issuance of shares pursuant to common stock purchase warrants
Issuance of shares pursuant to share-based awards
|
2020-06-30 |
| 2020-06-26 | 6800.68 | 未披露 | 定期报告 | 2020-06-25 |
| 2020-05-13 | 6609.55 | 未披露 | 定期报告 | 2020-05-11 |
| 2020-05-13 | 6569.55 | 未披露 |
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From December 31, 2019 to March 31, 2020
Issuance of shares pursuant to share-based awards
Shares issued in connection with common stock purchase agreement
|
2020-03-31 |
| 2020-02-12 | 6519.34 | 未披露 | 定期报告 | 2020-02-10 |
| 2020-01-28 | 6507.34 | 未披露 | 定期报告 | 2020-01-14 |
| 2020-02-12 | 6503.91 | 未披露 |
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From September 30, 2019 to December 31, 2019
Issuance of shares pursuant to share-based awards
|
2019-12-31 |
| 2019-12-12 | 6503.91 | 未披露 | 定期报告 | 2019-12-10 |
| 2019-12-12 | 6503.82 | 未披露 |
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From September 30, 2018 to September 30, 2019
Shares issued in connection with public offering of common stock, net of fees and costs
Sale of shares under common stock purchase agreement
Issuance of shares pursuant to share-based awards
|
2019-09-30 |
| 2019-08-08 | 6503.82 | 未披露 | 定期报告 | 2019-08-05 |
| 2019-08-08 | 6481.88 | 未披露 |
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From March 31, 2019 to June 30, 2019
Shares issued in connection with common stock purchase agreement
Issuance of shares pursuant to share-based awards
|
2019-06-30 |
| 2019-05-15 | 6279.02 | 未披露 | 定期报告 | 2019-05-10 |
| 2019-05-15 | 6278.45 | 未披露 |
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From December 31, 2018 To March 31, 2019
Issuance of shares pursuant to share-based awards
|
2019-03-31 |
| 2019-02-13 | 6278.45 | 未披露 | 定期报告 | 2019-02-11 |
| 2019-01-28 | 6273.45 | 未披露 | 定期报告 | 2019-01-15 |
| 2019-02-13 | 6261.78 | 未披露 |
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From September 30, 2018 To December 31, 2018
Shares issued in connection with public offering of common stock, net of fees and costs
Issuance of shares pursuant to share-based awards
|
2018-12-31 |
| 2018-12-13 | 6261.78 | 未披露 | 定期报告 | 2018-12-10 |
| 2018-12-13 | 5528.50 | 未披露 |
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From September 30, 2017 To September 30, 2018
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreement
Shares issued upon exercise of stock options
|
2018-09-30 |
| 2018-08-14 | 5528.50 | 未披露 | 定期报告 | 2018-08-10 |
| 2018-01-26 | 5351.29 | 未披露 | 定期报告 | 2018-01-12 |
| 2018-01-02 | 5320.85 | 未披露 |
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From September 30, 2016 To September 30, 2017
Share-based compensation
Issuance of 2,000,000 shares of common stock in connection with the APP Acquisition
Conversion of 546,576 shares of Series 4 Preferred Stock to Common Stock
|
2017-09-30 |
| 2017-08-09 | 5320.84 | 未披露 | 定期报告 | 2017-08-04 |
| 2015-12-02 | 2900.88 | 未披露 |
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from September 30, 2014 to September 30, 2015
Share-based compensation
Stock repurchase – total 250 treasury shares
|
2015-09-30 |
| 2014-12-02 | 2877.52 | 未披露 |
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from September 30, 2013 to September 30, 2014
Share-based compensation
Issuance of 30,000 shares of common stock upon exercise of stock options
Issuance of 16,963 shares of common stock upon cashless exercise of 30,000 options
Stock repurchase – total 169,000 treasury shares
|
2014-09-30 |
| 2014-07-31 | 2888.58 | 未披露 | 定期报告 | 2014-07-30 |
| 2014-05-01 | 2887.90 | 未披露 | 定期报告 | 2014-04-30 |
| 2014-02-03 | 2888.05 | 未披露 | 定期报告 | 2014-01-31 |
| 2013-12-03 | 2872.61 | 未披露 | 定期报告 | 2013-11-29 |
| 2013-12-03 | 2868.04 | 未披露 |
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from September 30, 2012 to September 30, 2013
Share-based compensation
Issuance of 43,465 shares of Common Stock upon cashless exercise of 52,000 warrants
Issuance of 28,172 shares of Common Stock upon cashless exercise of 36,250 options
Stock repurchase – Total 55,625 Treasury Shares
|
2013-09-30 |
| 2013-08-01 | 2868.49 | 未披露 | 定期报告 | 2013-07-31 |
| 2013-05-02 | 2864.18 | 未披露 | 定期报告 | 2013-05-01 |
| 2013-01-30 | 2866.99 | 未披露 | 定期报告 | 2013-01-29 |
| 2012-12-04 | 2867.24 | 未披露 | 定期报告 | 2012-11-30 |
| 2012-12-04 | 2859.12 | 未披露 |
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from September 30, 2011 to September 30, 2012
Share-based compensation
Issuance of 10,000 shares of Common Stock upon exercise of warrants
Issuance of 14,795 shares of Common Stock upon cashless exercise of 18,000 warrants
Issuance of 802,982 shares of Common Stock upon cashless exercise of 1,557,750 options
Stock repurchase – Total 44,000 Treasury Shares
|
2012-09-30 |
| 2012-07-31 | 2851.63 | 未披露 | 定期报告 | 2012-07-30 |
| 2012-01-31 | 2792.08 | 未披露 | 定期报告 | 2012-01-30 |
| 2011-12-02 | 2787.78 | 未披露 | 定期报告 | 2011-12-01 |
| 2011-02-04 | 2773.42 | 未披露 | 定期报告 | 2011-02-03 |
| 2010-12-03 | 2749.09 | 未披露 | 定期报告 | 2010-12-01 |
| 2010-12-03 | 2745.84 | 未披露 |
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from September 30, 2009 to September 30, 2010
Share-based compensation
Issuance of 110,000 shares of Common Stock for options exercised
Issuance of 186,220 shares of Common Stock for 325,000 options exercised cashless
Issuance of 626,500 shares of Common Stock for warrants exercised
Issuance of 23,085 shares of Common Stock for 30,000 warrants exercised cashlessStock repurchase – Total 65,274 Treasury Shares
|
2010-09-30 |
| 2010-08-06 | 2748.34 | 未披露 | 定期报告 | 2010-08-05 |
| 2010-05-07 | 2747.79 | 未披露 | 定期报告 | 2010-05-06 |
| 2009-12-17 | 2653.90 | 未披露 |
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from September 30, 2008 to September 30, 2009
Share-based compensation
Issuance of 67,524 shares of Common Stock upon warrants cashless exercised
Issuance of 400,000 shares of Common Stock upon exercise of warrants
Issuance of 320,980 shares of Common Stock for option exercised
Issuance of 500 shares of Common Stock
Issuance of 307,604 shares of Common Stock upon conversion of 307,604 shares Preferred Stock Series 3
Stock repurchase – Total 1,002,805 Treasury Shares
|
2009-09-30 |
| 1996-12-30 | 721.17 | 未披露 |
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from September 30,1995 to September 30,1996
Issuance of Common Stock (net of offering costs of $293,313)
Issuance of Common Stock upon exercise of stock options
Issuance of Common Stock for consulting and other services
|
1996-09-30 |
From September 30, 2023 to December 31, 2023
Issuance of shares pursuant to Jefferies Sales Agreement, net of commissions and costs
Shares issued in connection with common stock purchase agreement
Shares issued in connection with public offering of common stock, net of fees and costs
Common stock offered 45,833,333 shares by the company
From September 30, 2022 to September 30, 2023
Issuance of shares pursuant to share-based awards
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreements
Issuance of shares pursuant to Jefferies Sales Agreement, net of commission and costs
Issuance of shares in a Private Investment in Public Equity, net of costs
From March 31, 2023 to June 30, 2023
Sale of shares under common stock purchase agreement
Shares issued in connection with common stock purchase agreement
Issuance of shares in a Private Investment in Public Equity, net of costs
From December 31, 2022 to March 31, 2023
Issuance of shares pursuant to share-based awards
Sale of shares under common stock purchase agreement
From September 30, 2022 to December 31, 2022
Issuance of shares pursuant to share-based awards
From September 30, 2021 to September 30, 2022
Issuance of shares pursuant to share-based awards
From March 31, 2022 to June 30, 2022
Issuance of shares pursuant to share-based awards
From December 31, 2021 to March 31, 2022
Issuance of shares pursuant to share-based awards
From September 30, 2021 to December 31, 2021
Issuance of shares pursuant to share-based awards
From September 30, 2020 to September 30, 2021
Shares issued in connection with public offering of common stock, net of fees and costs
Issuance of shares pursuant to share-based awards
Issuance of shares pursuant to common stock purchase warrants
From March 31, 2021 to June 30, 2021
Issuance of shares pursuant to share-based awards
From December 31, 2020 to March 31, 2021
Issuance of shares pursuant to share-based awards
Shares issued in connection with public offering of common stock, net of fees and costs
1.Common stock offered by the company 6,451,613 shares.
2.Except as otherwise indicated, information in this prospectus supplement relating to the number of shares of common stock to be outstanding immediately after this offering is based on 71,906,903 shares outstanding as of December 31, 2020.
From September 30, 2020 to December 31,2020
Issuance of shares pursuant to common stock purchase warrants
Issuance of shares pursuant to share-based awards
From March 31, 2020 to June 30, 2020
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreement
Issuance of shares pursuant to common stock purchase warrants
Issuance of shares pursuant to share-based awards
From December 31, 2019 to March 31, 2020
Issuance of shares pursuant to share-based awards
Shares issued in connection with common stock purchase agreement
From September 30, 2019 to December 31, 2019
Issuance of shares pursuant to share-based awards
From September 30, 2018 to September 30, 2019
Shares issued in connection with public offering of common stock, net of fees and costs
Sale of shares under common stock purchase agreement
Issuance of shares pursuant to share-based awards
From March 31, 2019 to June 30, 2019
Shares issued in connection with common stock purchase agreement
Issuance of shares pursuant to share-based awards
From December 31, 2018 To March 31, 2019
Issuance of shares pursuant to share-based awards
From September 30, 2018 To December 31, 2018
Shares issued in connection with public offering of common stock, net of fees and costs
Issuance of shares pursuant to share-based awards
From September 30, 2017 To September 30, 2018
Shares issued in connection with common stock purchase agreement
Sale of shares under common stock purchase agreement
Shares issued upon exercise of stock options
From September 30, 2016 To September 30, 2017
Share-based compensation
Issuance of 2,000,000 shares of common stock in connection with the APP Acquisition
Conversion of 546,576 shares of Series 4 Preferred Stock to Common Stock
from September 30, 2014 to September 30, 2015
Share-based compensation
Stock repurchase – total 250 treasury shares
from September 30, 2013 to September 30, 2014
Share-based compensation
Issuance of 30,000 shares of common stock upon exercise of stock options
Issuance of 16,963 shares of common stock upon cashless exercise of 30,000 options
Stock repurchase – total 169,000 treasury shares
from September 30, 2012 to September 30, 2013
Share-based compensation
Issuance of 43,465 shares of Common Stock upon cashless exercise of 52,000 warrants
Issuance of 28,172 shares of Common Stock upon cashless exercise of 36,250 options
Stock repurchase – Total 55,625 Treasury Shares
from September 30, 2011 to September 30, 2012
Share-based compensation
Issuance of 10,000 shares of Common Stock upon exercise of warrants
Issuance of 14,795 shares of Common Stock upon cashless exercise of 18,000 warrants
Issuance of 802,982 shares of Common Stock upon cashless exercise of 1,557,750 options
Stock repurchase – Total 44,000 Treasury Shares
from September 30, 2009 to September 30, 2010
Share-based compensation
Issuance of 110,000 shares of Common Stock for options exercised
Issuance of 186,220 shares of Common Stock for 325,000 options exercised cashless
Issuance of 626,500 shares of Common Stock for warrants exercised
Issuance of 23,085 shares of Common Stock for 30,000 warrants exercised cashlessStock repurchase – Total 65,274 Treasury Shares
from September 30, 2008 to September 30, 2009
Share-based compensation
Issuance of 67,524 shares of Common Stock upon warrants cashless exercised
Issuance of 400,000 shares of Common Stock upon exercise of warrants
Issuance of 320,980 shares of Common Stock for option exercised
Issuance of 500 shares of Common Stock
Issuance of 307,604 shares of Common Stock upon conversion of 307,604 shares Preferred Stock Series 3
Stock repurchase – Total 1,002,805 Treasury Shares
from September 30,1995 to September 30,1996
Issuance of Common Stock (net of offering costs of $293,313)
Issuance of Common Stock upon exercise of stock options
Issuance of Common Stock for consulting and other services