YUMA

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From June 30, 2019 to September 30, 2019 Payment of Series D dividends in-kind

from December 31, 2018 to July 3, 2019 Payment of Series D dividends in-kind Restricted stock awards forfeited Restricted stock awards repurchased Treasury stock The Company's common stock will continue to trade on the NYSE American under the trading symbol "YUMA," but will trade under the following new CUSIP number starting July 3, 2019: 98872F 204.As a result of the reverse split, each fifteen pre-split shares of common stock outstanding will automatically combine into one new share of common stock without any action on the part of the stockholder. The number of outstanding common shares will be reduced from approximately 23.2 million to approximately 1.5 million shares. The authorized number of shares of common stock will not be reduced and will remain at 100.0 million. All fractional shares will be rounded up to the nearest whole share. As previously disclosed, at the Company's Annual Meeting of Stockholders held on June 12, 2019, the Company's stockholders approved a proposal authorizing the Company's Board of Directors to effect a reverse stock split by a ratio of not less than one-for-ten and not more than one-for-twenty-five.

from December 31, 2018 to March 31, 2019 Payment of Series "D" dividends in kind Restricted stock awards forfeited Restricted stock awards repurchased Treasury stock

from December 31, 2017 to December 31, 2018 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards forfeited Restricted stock awards repurchased

from December 31, 2017 to September 30, 2018 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards forfeited Restricted stock awards repurchased

from December 31, 2017 to June 30, 2018 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards forfeited Restricted stock awards repurchased Treasury stock (surrendered to settle employee tax liabilities)

from December 31, 2017 to March 31, 2018 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards forfeited Restricted stock awards repurchased

from December 31, 2016 to December 31, 2017 Payment of Series "D" dividends in kind Public offering proceeds net of $1.4 million costs Stock awards vested Restricted stock awards issued Restricted stock awards forfeited

On October 3, 2017, the Company closed its common stock offering of 9,600,000 shares of common stock. On October 31, 2017, the Underwriters exercised their overallotment option and purchased 500,000 shares of common stock at the public offering price of $1.00 per share. The Company received net proceeds of approximately $462,000 after deducting underwriters’ fees and expenses. On October 3, 2017, at the closing of the Company’s common stock offering, the Company issued 9,600,000 shares of common stock and at the closing of the overallotment option on October 31, 2017, the Company issued 500,000 shares of its common stock, resulting in an adjustment to the conversion price of the Series D preferred stock from $11.0741176 per share to $6.5838109 per share, resulting in the issuance of approximately 3,147,693 shares of common stock if all of the outstanding shares of Series D preferred stock were to be converted.

from December 31, 2016 to September 30, 2017 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards issued Restricted stock awards forfeited

from December 31, 2016 to June 30, 2017 Payment of Series "D" dividends in kind Stock awards vested Restricted stock awards issued Restricted stock awards forfeited Treasury stock - surrendered to settle: employee tax liabilities

from December 31, 2016 to March 31, 2017 Payment of Series "D" dividends in kind Treasury stock - employee tax payment Stock awards vested

from December 31, 2015 to December 31, 2016 Payment of DPAC Series "A" dividends in kind Retirement of DPAC Series "A" preferred stock Issuance of Series "D" preferred stock Payment of Series "D" dividends in kind DPAC stock awards vested Common stock at merger Stock awards vested

On October 26, 2016, Yuma Energy, Inc. announced today that completed a 1-for-20 reverse split of its common stock (after giving effect to the Reverse Stock Split and conversion of the Series A Preferred Stock to Yuma Common Stock).

from December 31, 2015 to June 30, 2016 Restricted stock awards, of which 983,804 vested in 2016 and 1,676,113 vested in 2015 Buy back shares from vested stock awards: 274,368 in 2016 and 328,823 in 2015 Stock appreciation rights issued in 2015, of which 789,117 vested in 2016

from December 31, 2015 to February 16, 2016 Restricted stock awards, of which 76,744 vested in 2016 and 1,676,113 vested in 2015 Stock appreciation rights issued, not vested

from December 31, 2014 to December 31, 2015 Sales of 46,857 shares for 2015 and 507,739 shares for 2014 Sales of 1,347,458 shares of common stock Restricted stock awards, of which 1,676,113 for 2015 and 19,440 for 2014 are vested Buy back of 328,823 shares from vested stock awards Stock appreciation rights issued, not vested

from December 31, 2014 to September 30, 2015 Sales of 1,347,458 shares of common stock Restricted stock awards, of which 1,451,237 for 2015 and 19,440 for 2014 are vested Buy back of 328,823 shares from vested stock awards Stock appreciation rights issued, not vested Sales of 46,857 shares for 2015 and 507,739 shares for 2014

from December 31, 2014 to June 30, 2015 Sales of 1,347,458 shares of common stock Restricted stock awards, of which 1,421,448 for 2015 and 19,440 for 2014 are vested Buy back of 328,823 shares from vested stock awards Sales of 46,857 shares for 2015 and 507,739 shares for 2014

from December 31, 2014 to March 31, 2015 Sales of 221,159 shares of common stock Restricted stock awards net of forfeitures (65,638 shares for 2015 and 19,440 shares for 2014) Employee restricted stock awards amortized to equity until vesting date Sales of 37,769 shares for 2015 and 507,739 shares for 2014

from December 31,2013 to December 31,2014 Convert Series A preferred stock to 15,112,295 shares of common stock on 9/10/14 Convert Series B preferred stock to 7,771,192 shares of common stock on 9/10/14 Pyramid Oil Company 4,788,085 shares outstanding last day of trading on 9/10/14 Fair value of Pyramid Oil Company stock options Employee restricted stock awards (107,291 shares, vested and issued 9/11/14) Stock awards (100,000 shares) to employees, directors and consultants of Pyramid Oil Company vested upon the change in control and issued 9/11/14 Employee restricted stock awards (1,952,671 shares, not fully vested, amortized to equity from merger closing until vesting dates) Employee restricted stock unit awards (273,907 shares, vested 12/31/14; 254,973 to be issued 4/1/15 and 18,934 to be issued 5/20/15)

from December 31,2013 to September 30,2014 Convert Series A preferred stock to 15,112,295 shares of common stock on September 10, 2014 Convert Series B preferred stock to 7,771,192 shares of common stock on September 10, 2014 Pyramid Oil Company 4,788,085 shares outstanding last day of trading September 10, 2014 Fair value of Pyramid Oil Company stock options Employee restricted stock awards (107,291 shares, vested and issued September 11, 2014) Stock awards (100,000 shares) to employees, directors and consultants of Pyramid Oil Company vested upon the change in control and issued September 11, 2014

from December 31, 2011 to December 31, 2012 Shares issued on exercise of options

from December 31, 2007 to December 31, 2008 5 for 4 stock split Severance award agreements Stock based compensation On June 5, 2008, the Company's Board of Directors approved a 5 for 4 stock split payable on July 3, 2008, to shareholders of record as of June 24, 2008. The effective date of the split is July 7, 2008.

from December 31, 2005 to December 31, 2006 3 for 2 stock split On March 28, 2006, the Company's Board of Directors approved a 3 for 2 stock split payable on May 1, 2006, to shareholders of record as of April 17, 2006.