董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Mark Kuperschmid | 男 | Lead Independent Director | 63 | 6.50万美元 | 1.73 | 2026-05-29 |
| Jason W. Reese | 男 | Executive Chairman of the Board | 60 | 未披露 | 未持股 | 2026-05-29 |
| Richard Cohen | 男 | Director | 75 | 6.50万美元 | 0.26 | 2026-05-29 |
| Erik A. Falk | 男 | Director | 56 | 未披露 | 未持股 | 2026-05-29 |
| Chad Perry | 男 | Director | 54 | 6.50万美元 | 未持股 | 2026-05-29 |
| Richard Cohen | 男 | Director | 75 | 未披露 | 未持股 | 2026-05-29 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Adam M. Kleinman | 男 | Chief Compliance Officer and General Counsel and Secretary | 51 | 未披露 | 3.57 | 2026-05-29 |
| Jason W. Reese | 男 | Executive Chairman of the Board | 60 | 未披露 | 未持股 | 2026-05-29 |
| Keri A. Davis | 女 | Chief Financial Officer and Treasurer | 42 | 未披露 | 1.23 | 2026-05-29 |
| Matt Kaplan | 男 | Chief Executive Officer and President | 39 | 未披露 | 6.12 | 2026-05-29 |
董事简历
中英对照 | 中文 | 英文- Mark Kuperschmid
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在过去十年中，Mark Kuperschmid一直是多个行业的私人投资者/顾问，他曾在多项投资中担任运营角色或提供战略咨询服务。他此前曾担任Banc of America Securities的技术投资银行联席主管，并经营Trammell Crow Company的北加州商业房地产运营。他的职业生涯始于担任纽约摩根士丹利的金融分析师。
Mark Kuperschmid is Great Elm Capital Corp.'s Lead Independent Director. Mr. Kuperschmid has served as managing member of Benmark Investments LLC since May 2006 and has been a private investor/advisor across a variety of industries, and has served in operating roles or provided strategic consulting services with respect to several investments. He previously served as Co Head of Technology Investment Banking for Banc of America Securities and ran Trammell Crow Company's Northern California commercial real estate operation. He began his career as a financial analyst with Morgan Stanley in New York. Mr. Kuperschmid holds a B.S./B.A. with honors from the University of Pennsylvania (Wharton) and an M.B.A. from Stanford University. - 在过去十年中，Mark Kuperschmid一直是多个行业的私人投资者/顾问，他曾在多项投资中担任运营角色或提供战略咨询服务。他此前曾担任Banc of America Securities的技术投资银行联席主管，并经营Trammell Crow Company的北加州商业房地产运营。他的职业生涯始于担任纽约摩根士丹利的金融分析师。
- Mark Kuperschmid is Great Elm Capital Corp.'s Lead Independent Director. Mr. Kuperschmid has served as managing member of Benmark Investments LLC since May 2006 and has been a private investor/advisor across a variety of industries, and has served in operating roles or provided strategic consulting services with respect to several investments. He previously served as Co Head of Technology Investment Banking for Banc of America Securities and ran Trammell Crow Company's Northern California commercial real estate operation. He began his career as a financial analyst with Morgan Stanley in New York. Mr. Kuperschmid holds a B.S./B.A. with honors from the University of Pennsylvania (Wharton) and an M.B.A. from Stanford University.
- Jason W. Reese
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Jason W.Reese自2020年2月起担任董事会执行联席主席。里斯先生是Imperial Capital Asset Management，LLC ICAM的联合创始人兼董事长兼首席执行官，也是Imperial Capital，LLC的联合创始人兼执行委员会成员，两家公司均成立于1997年。ICAM是一家注册投资顾问公司，管理各种对冲基金，投资合伙企业，私人房地产投资信托基金和私人股本基金。Imperial Capital，LLC是一家注册经纪交易商，总部位于洛杉矶。在共同创立ICAM和Imperial Capital，LLC之前，Reese先生是Gordon Investment Corporation的负责人，该公司是纽约和达拉斯的一家商业银行公司，他专注于投资不良房地产交易，高收益证券和杠杆收购。任职Gordon公司之前，Reese先生曾任职于纽约PaineWebber公司的公司财务集团。Reese先生目前是City Ventures，LLC（一家位于加州的私人房屋建筑商）的董事会成员。Reese先生以优异成绩毕业于耶鲁大学（Yale University），获得电气工程学士学位。
Jason W. Reese is the Chairman of Board of Directors and the Chief Executive Officer of the Corporation since May 2023. Mr. Reese is the Co Founder, Chairman and Chief Executive Officer of ICAM and the Co Founder of Imperial Capital, LLC ("Imperial Capital"), both founded in 1997. ICAM has managed vario hedge funds, investment partnerships, a private REIT and a private equity fund. Imperial Capital is a registered broker dealer. During his time at Imperial Capital, Mr. Reese formed Monomoy Properties REIT, LLC in 2014, focing on the Indtrial Outdoor Storage sector and continues to serve on the Board of Directors. Mr. Reese is also a founding member of City Ventures, LLC, a California based private home builder, and has served on the Board of Directors since its inception in 2009. Prior to Imperial Capital, Mr. Reese was a principal with Gordon Investment Corporation ("Gordon"), a merchant banking firm in New York and Dallas, where he foced on investing in distressed real estate transactions, high yield securities and leveraged buyouts. Prior to his time with Gordon, Mr. Reese worked in the Corporate Finance Group at Painebber in New York. Mr. Reese graduated with honors from Yale University with a B.S. in Electrical Engineering. - Jason W.Reese自2020年2月起担任董事会执行联席主席。里斯先生是Imperial Capital Asset Management，LLC ICAM的联合创始人兼董事长兼首席执行官，也是Imperial Capital，LLC的联合创始人兼执行委员会成员，两家公司均成立于1997年。ICAM是一家注册投资顾问公司，管理各种对冲基金，投资合伙企业，私人房地产投资信托基金和私人股本基金。Imperial Capital，LLC是一家注册经纪交易商，总部位于洛杉矶。在共同创立ICAM和Imperial Capital，LLC之前，Reese先生是Gordon Investment Corporation的负责人，该公司是纽约和达拉斯的一家商业银行公司，他专注于投资不良房地产交易，高收益证券和杠杆收购。任职Gordon公司之前，Reese先生曾任职于纽约PaineWebber公司的公司财务集团。Reese先生目前是City Ventures，LLC（一家位于加州的私人房屋建筑商）的董事会成员。Reese先生以优异成绩毕业于耶鲁大学（Yale University），获得电气工程学士学位。
- Jason W. Reese is the Chairman of Board of Directors and the Chief Executive Officer of the Corporation since May 2023. Mr. Reese is the Co Founder, Chairman and Chief Executive Officer of ICAM and the Co Founder of Imperial Capital, LLC ("Imperial Capital"), both founded in 1997. ICAM has managed vario hedge funds, investment partnerships, a private REIT and a private equity fund. Imperial Capital is a registered broker dealer. During his time at Imperial Capital, Mr. Reese formed Monomoy Properties REIT, LLC in 2014, focing on the Indtrial Outdoor Storage sector and continues to serve on the Board of Directors. Mr. Reese is also a founding member of City Ventures, LLC, a California based private home builder, and has served on the Board of Directors since its inception in 2009. Prior to Imperial Capital, Mr. Reese was a principal with Gordon Investment Corporation ("Gordon"), a merchant banking firm in New York and Dallas, where he foced on investing in distressed real estate transactions, high yield securities and leveraged buyouts. Prior to his time with Gordon, Mr. Reese worked in the Corporate Finance Group at Painebber in New York. Mr. Reese graduated with honors from Yale University with a B.S. in Electrical Engineering.
- Richard Cohen
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Richard Cohen于2021年11月成为我们的董事会成员。他曾一直担任Richard M Cohen Consultants公司的总裁（1996年以来），在那里他为许多客户提供公司财务咨询服务。Cohen先生从2012年3月到2015年7月担任Chord Advisors的Founder兼管理合伙人，该公司为上市和私人公司提供外包首席财务官服务。在成立Chord Advisors之前，Cohen先生于2012年3月至2015年7月担任CorMedix Inc.的临时首席执行官和董事会成员。从2001年7月到2012年8月，Cohen先生还担任Novation Capital的合伙人，直到该公司被出售给一家私人股本公司。他曾担任多个董事会和委员会的成员，包括2008年7月至2012年8月担任投资银行公司Rodman and Renshaw的审计委员会成员，以及20/20GeneSystems Inc.的董事会成员，自2018年以来，这是一家数字诊断领域的私人公司；Ondas Networks，Inc.，一家上市公司，自2016年以来提供私人无线数据和无人机解决方案；Helix Biomedix，一家前上市公司，专门从事皮肤科和消费品，自2005年以来，他还担任审计委员会的成员。
Richard Cohen became a member of Direct Digital Holdings, Inc.'s board of directors in November 2021. He has served as President of Richard M Cohen Consultants since 1996, where he provides corporate financial consulting services to a number of clients. Mr. Cohen served as Founder and Managing Partner of Chord Advisors from March 2012 to July 2015, a firm providing outsourced CFO services to both public and private companies. Prior to founding Chord Advisors, Mr. Cohen served as the Interim CEO, and as a member of the board of directors, of CorMedix Inc. (NASDAQ: CRMD), from March 2012 to July 2015. Mr. Cohen has also served as a partner with Novation Capital from July 2001 to August 2012 until its sale to a private equity firm. He has served as a member of numerous boards and committees, including as a member of the audit committee of Rodman and Renshaw, an investment banking firm, from July 2008 to August 2012, and as a member of the board of directors of Great Elm Capital Corp. (NASDAQ: GECC), a public company which operates as a management investment company, since March 2022; Smart for Life, Inc., a former public company which develops, manufactures and sells nutritional and related products, from February 2022 to August 2022; 20/20 BioLabs, Inc. (NASDAQ: AIDX), a public company in the digital diagnostics sector, since 2018; Ondas Networks, Inc. (NASDAQ: ONDS), a public company which provides private wireless data and drone solutions, since 2018; and Helix BioMedix, a former public company specializing in dermatology and consumer products, since 2005, where he has also served as a member of the audit committee.He holds a B.S. with honors in Economics from the University of Pennsylvania Wharton School and an M.B.A. from Stanford University. - Richard Cohen于2021年11月成为我们的董事会成员。他曾一直担任Richard M Cohen Consultants公司的总裁（1996年以来），在那里他为许多客户提供公司财务咨询服务。Cohen先生从2012年3月到2015年7月担任Chord Advisors的Founder兼管理合伙人，该公司为上市和私人公司提供外包首席财务官服务。在成立Chord Advisors之前，Cohen先生于2012年3月至2015年7月担任CorMedix Inc.的临时首席执行官和董事会成员。从2001年7月到2012年8月，Cohen先生还担任Novation Capital的合伙人，直到该公司被出售给一家私人股本公司。他曾担任多个董事会和委员会的成员，包括2008年7月至2012年8月担任投资银行公司Rodman and Renshaw的审计委员会成员，以及20/20GeneSystems Inc.的董事会成员，自2018年以来，这是一家数字诊断领域的私人公司；Ondas Networks，Inc.，一家上市公司，自2016年以来提供私人无线数据和无人机解决方案；Helix Biomedix，一家前上市公司，专门从事皮肤科和消费品，自2005年以来，他还担任审计委员会的成员。
- Richard Cohen became a member of Direct Digital Holdings, Inc.'s board of directors in November 2021. He has served as President of Richard M Cohen Consultants since 1996, where he provides corporate financial consulting services to a number of clients. Mr. Cohen served as Founder and Managing Partner of Chord Advisors from March 2012 to July 2015, a firm providing outsourced CFO services to both public and private companies. Prior to founding Chord Advisors, Mr. Cohen served as the Interim CEO, and as a member of the board of directors, of CorMedix Inc. (NASDAQ: CRMD), from March 2012 to July 2015. Mr. Cohen has also served as a partner with Novation Capital from July 2001 to August 2012 until its sale to a private equity firm. He has served as a member of numerous boards and committees, including as a member of the audit committee of Rodman and Renshaw, an investment banking firm, from July 2008 to August 2012, and as a member of the board of directors of Great Elm Capital Corp. (NASDAQ: GECC), a public company which operates as a management investment company, since March 2022; Smart for Life, Inc., a former public company which develops, manufactures and sells nutritional and related products, from February 2022 to August 2022; 20/20 BioLabs, Inc. (NASDAQ: AIDX), a public company in the digital diagnostics sector, since 2018; Ondas Networks, Inc. (NASDAQ: ONDS), a public company which provides private wireless data and drone solutions, since 2018; and Helix BioMedix, a former public company specializing in dermatology and consumer products, since 2005, where he has also served as a member of the audit committee.He holds a B.S. with honors in Economics from the University of Pennsylvania Wharton School and an M.B.A. from Stanford University.
- Erik A. Falk
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Erik A. Falk担任Magnetar Capital的战略主管，该公司是一家另类资产管理公司，管理着约148亿美元的资产。他的主要工作重点是在公司的另类信贷和固定收益业务中制定和实施战略举措。Falk先生曾代表德意志银行在多家公司的董事会任职。福尔克先生拥有斯坦福大学的学士学位和硕士学位。
Erik A. Falk serves as Head of Strategy at Magnetar Capital, an alternative asset manager with approximately $14.8 billion in assets under management. His primary focus is developing and implementing strategic initiatives within the firm's Alternative Credit and Fixed Income business. Mr. Falk has served on the boards of various companies on behalf of Deutsche Bank. Mr. Falk holds a B.S. and an M.S. from Stanford University. - Erik A. Falk担任Magnetar Capital的战略主管，该公司是一家另类资产管理公司，管理着约148亿美元的资产。他的主要工作重点是在公司的另类信贷和固定收益业务中制定和实施战略举措。Falk先生曾代表德意志银行在多家公司的董事会任职。福尔克先生拥有斯坦福大学的学士学位和硕士学位。
- Erik A. Falk serves as Head of Strategy at Magnetar Capital, an alternative asset manager with approximately $14.8 billion in assets under management. His primary focus is developing and implementing strategic initiatives within the firm's Alternative Credit and Fixed Income business. Mr. Falk has served on the boards of various companies on behalf of Deutsche Bank. Mr. Falk holds a B.S. and an M.S. from Stanford University.
- Chad Perry
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Chad Perry于2023年4月至2025年5月期间担任RLJ Lodging Trust执行副总裁兼总法律顾问。佩里先生此前曾于2011年12月至2023年4月在坦格尔直销中心，Inc.担任执行副总裁兼总法律顾问，并于2012年5月被任命为秘书。他的职责包括公司治理、合规、内部法律部门的管理和其他法律事务，以及人力资源、业务发展和房地产开发。2006年5月至2011年12月任LPL投资公司执行副总裁兼副总法律顾问。此前任EMC公司高级企业法律顾问。佩里先生的法律生涯始于国际律师事务所Ropes & Gray LLP。佩里先生毕业于普林斯顿大学，并在哥伦比亚大学获得了法学博士学位，在那里他是哈兰·菲斯克·斯通学者。他是马萨诸塞州和加利福尼亚州律师协会的成员。
Chad Perry served as Executive Vice President and General Counsel at RLJ Lodging Trust from April 2023 until May 2025. Mr. Perry previously served at Tanger Factory Outlet Centers, Inc. from December 2011 to April 2023 as Executive Vice President General Counsel and was named Secretary in May 2012. His responsibilities included corporate governance, compliance, management of the in house legal department and other legal matters, as well as Human Resources, Business Development and Real Estate Development. He was Executive Vice President and Deputy General Counsel of LPL Financial Corporation from May 2006 to December 2011. Previously, he was Senior Corporate Counsel of EMC Corporation. Mr. Perry began his legal career with international law firm Ropes & Gray LLP. Mr. Perry is a graduate of Princeton University, and earned a J.D. from Columbia University, where he was a Harlan Fiske Stone Scholar. He is a member of both the Massachusetts and California bar associations. - Chad Perry于2023年4月至2025年5月期间担任RLJ Lodging Trust执行副总裁兼总法律顾问。佩里先生此前曾于2011年12月至2023年4月在坦格尔直销中心，Inc.担任执行副总裁兼总法律顾问，并于2012年5月被任命为秘书。他的职责包括公司治理、合规、内部法律部门的管理和其他法律事务，以及人力资源、业务发展和房地产开发。2006年5月至2011年12月任LPL投资公司执行副总裁兼副总法律顾问。此前任EMC公司高级企业法律顾问。佩里先生的法律生涯始于国际律师事务所Ropes & Gray LLP。佩里先生毕业于普林斯顿大学，并在哥伦比亚大学获得了法学博士学位，在那里他是哈兰·菲斯克·斯通学者。他是马萨诸塞州和加利福尼亚州律师协会的成员。
- Chad Perry served as Executive Vice President and General Counsel at RLJ Lodging Trust from April 2023 until May 2025. Mr. Perry previously served at Tanger Factory Outlet Centers, Inc. from December 2011 to April 2023 as Executive Vice President General Counsel and was named Secretary in May 2012. His responsibilities included corporate governance, compliance, management of the in house legal department and other legal matters, as well as Human Resources, Business Development and Real Estate Development. He was Executive Vice President and Deputy General Counsel of LPL Financial Corporation from May 2006 to December 2011. Previously, he was Senior Corporate Counsel of EMC Corporation. Mr. Perry began his legal career with international law firm Ropes & Gray LLP. Mr. Perry is a graduate of Princeton University, and earned a J.D. from Columbia University, where he was a Harlan Fiske Stone Scholar. He is a member of both the Massachusetts and California bar associations.
- Richard Cohen
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理查德·柯恩自1996年起担任Richard M. Cohen咨询公司的总裁，该公司为上市公司和私营公司提供财务咨询服务。他于2026年2月加入20/20生物实验室（NASDAQ：AIDX）董事会。自2018年起担任Ondas Holdings（NASDAQ：ONDS）董事，自2021年11月起担任Direct Digital（NASDAQ：DRCT）董事，于2022年2月至2022年8月担任Smart for Life, Inc.（NASDAQ：SMFL）董事。2012年3月至2015年7月，他是Chord Advisors的创始人和管理合伙人，这是一家为上市公司和私营公司提供外包CFO服务的公司。2012年5月至2013年8月，他是CorMedix公司（纽约证券交易所代码：CRMD）的临时首席执行官和董事会成员。2008年7月至2012年8月，科恩先生是投资银行公司Rodman and Renshaw的审计委员会成员。从2001年7月到2012年8月，他是Novation Capital的合伙人，直到将其出售给一家私募股权公司。科恩先生拥有宾夕法尼亚大学（沃顿商学院）荣誉学士学位、斯坦福大学工商管理硕士学位和纽约州注册会计师（非在职）学位。
Richard Cohen has been the President of Richard M. Cohen Consultants since 1996, a company providing financial consulting services to both public and private companies. He joined the Board of Directors of 20/20 Biolabs in February 2026 (NASDAQ: AIDX). He has served as a Director of Ondas Holdings (NASDAQ: ONDS) since 2018, Direct Digital (NASDAQ: DRCT) since November 2021 and Smart For Life, Inc. (NASDAQ: SMFL) from February 2022 to August 2022. From March 2012 to July 2015, he was the Founder and Managing Partner of Chord Advisors, a firm providing outsourced CFO services to both public and private companies. From May 2012 to August 2013, he was the Interim CEO and member of the Board of CorMedix Inc. (NYSE: CRMD). From July 2008 to August 2012, Mr. Cohen was a member of the Audit Committee of Rodman and Renshaw, an investment banking firm. From July 2001 to August 2012, he was a partner with Novation Capital until its sale to a private equity firm. Mr. Cohen holds a B.S. with honors from the University of Pennsylvania (Wharton), an M.B.A. from Stanford University and a CPA from New York State (inactive). - 理查德·柯恩自1996年起担任Richard M. Cohen咨询公司的总裁，该公司为上市公司和私营公司提供财务咨询服务。他于2026年2月加入20/20生物实验室（NASDAQ：AIDX）董事会。自2018年起担任Ondas Holdings（NASDAQ：ONDS）董事，自2021年11月起担任Direct Digital（NASDAQ：DRCT）董事，于2022年2月至2022年8月担任Smart for Life, Inc.（NASDAQ：SMFL）董事。2012年3月至2015年7月，他是Chord Advisors的创始人和管理合伙人，这是一家为上市公司和私营公司提供外包CFO服务的公司。2012年5月至2013年8月，他是CorMedix公司（纽约证券交易所代码：CRMD）的临时首席执行官和董事会成员。2008年7月至2012年8月，科恩先生是投资银行公司Rodman and Renshaw的审计委员会成员。从2001年7月到2012年8月，他是Novation Capital的合伙人，直到将其出售给一家私募股权公司。科恩先生拥有宾夕法尼亚大学（沃顿商学院）荣誉学士学位、斯坦福大学工商管理硕士学位和纽约州注册会计师（非在职）学位。
- Richard Cohen has been the President of Richard M. Cohen Consultants since 1996, a company providing financial consulting services to both public and private companies. He joined the Board of Directors of 20/20 Biolabs in February 2026 (NASDAQ: AIDX). He has served as a Director of Ondas Holdings (NASDAQ: ONDS) since 2018, Direct Digital (NASDAQ: DRCT) since November 2021 and Smart For Life, Inc. (NASDAQ: SMFL) from February 2022 to August 2022. From March 2012 to July 2015, he was the Founder and Managing Partner of Chord Advisors, a firm providing outsourced CFO services to both public and private companies. From May 2012 to August 2013, he was the Interim CEO and member of the Board of CorMedix Inc. (NYSE: CRMD). From July 2008 to August 2012, Mr. Cohen was a member of the Audit Committee of Rodman and Renshaw, an investment banking firm. From July 2001 to August 2012, he was a partner with Novation Capital until its sale to a private equity firm. Mr. Cohen holds a B.S. with honors from the University of Pennsylvania (Wharton), an M.B.A. from Stanford University and a CPA from New York State (inactive).
高管简历
中英对照 | 中文 | 英文- Adam M. Kleinman
AdamM.Kleinman自2018年3月21日起担任我们的总裁兼首席运营官。Kleinman先生是GECC&；8217；的首席合规官和GECM&；8217；的首席运营官、首席合规官and General Counsel。Kleinman先生目前也是GECM，GECC GP Corp.，Great Elm FM Acquisition，Inc.，Great Elm FM Holdings，Inc.，DME Holdings和Avanti Communications Group PLC（一家英国卫星供应商）的董事会成员。Kleinman先生于2009年至2017年9月担任Mast Capital的合伙人，首席运营官and General Counsel。加入Mast Capital之前，他曾担任Bingham McCutchen LLP的银行和杠杆金融集团的合伙人，在那里他曾代表金融机构、对冲基金和公司借款人进行广泛的商业金融交易，包括银团债务融资，以资产为基础的信贷便利以及国内和国际债务解决和重组。Kleinman先生于1997年毕业于Phi Beta Kappa Form Haverford College，获得历史学学士学位，并于2004年获得弗吉尼亚大学法学院法学博士学位。
Adam M. Kleinman has been President since March 21, 2018. Mr. Kleinman is GECC's Chief Compliance Officer and Secretary and GECM's General Counsel and Chief Compliance Officer. Mr. Kleinman was a Partner, Chief Operating Officer and General Counsel of MAST Capital from 2009 to September 2017. Prior to joining MAST Capital, Mr. Kleinman was an associate in the Banking and Leverage Finance group at Bingham McCutchen LLP, where he represented financial institutions, hedge funds and corporate borrors in a broad range of commercial finance transactions, including syndicated debt financings, asset based credit facilities and domestic and international debt workouts and restructurings. Mr. Kleinman graduated Phi Beta Kappa from Haverford College in 1997 with a BA in History and received his JD from the University of Virginia School of Law in 2004.- AdamM.Kleinman自2018年3月21日起担任我们的总裁兼首席运营官。Kleinman先生是GECC&；8217；的首席合规官和GECM&；8217；的首席运营官、首席合规官and General Counsel。Kleinman先生目前也是GECM，GECC GP Corp.，Great Elm FM Acquisition，Inc.，Great Elm FM Holdings，Inc.，DME Holdings和Avanti Communications Group PLC（一家英国卫星供应商）的董事会成员。Kleinman先生于2009年至2017年9月担任Mast Capital的合伙人，首席运营官and General Counsel。加入Mast Capital之前，他曾担任Bingham McCutchen LLP的银行和杠杆金融集团的合伙人，在那里他曾代表金融机构、对冲基金和公司借款人进行广泛的商业金融交易，包括银团债务融资，以资产为基础的信贷便利以及国内和国际债务解决和重组。Kleinman先生于1997年毕业于Phi Beta Kappa Form Haverford College，获得历史学学士学位，并于2004年获得弗吉尼亚大学法学院法学博士学位。
- Adam M. Kleinman has been President since March 21, 2018. Mr. Kleinman is GECC's Chief Compliance Officer and Secretary and GECM's General Counsel and Chief Compliance Officer. Mr. Kleinman was a Partner, Chief Operating Officer and General Counsel of MAST Capital from 2009 to September 2017. Prior to joining MAST Capital, Mr. Kleinman was an associate in the Banking and Leverage Finance group at Bingham McCutchen LLP, where he represented financial institutions, hedge funds and corporate borrors in a broad range of commercial finance transactions, including syndicated debt financings, asset based credit facilities and domestic and international debt workouts and restructurings. Mr. Kleinman graduated Phi Beta Kappa from Haverford College in 1997 with a BA in History and received his JD from the University of Virginia School of Law in 2004.
- Jason W. Reese
Jason W.Reese自2020年2月起担任董事会执行联席主席。里斯先生是Imperial Capital Asset Management，LLC ICAM的联合创始人兼董事长兼首席执行官，也是Imperial Capital，LLC的联合创始人兼执行委员会成员，两家公司均成立于1997年。ICAM是一家注册投资顾问公司，管理各种对冲基金，投资合伙企业，私人房地产投资信托基金和私人股本基金。Imperial Capital，LLC是一家注册经纪交易商，总部位于洛杉矶。在共同创立ICAM和Imperial Capital，LLC之前，Reese先生是Gordon Investment Corporation的负责人，该公司是纽约和达拉斯的一家商业银行公司，他专注于投资不良房地产交易，高收益证券和杠杆收购。任职Gordon公司之前，Reese先生曾任职于纽约PaineWebber公司的公司财务集团。Reese先生目前是City Ventures，LLC（一家位于加州的私人房屋建筑商）的董事会成员。Reese先生以优异成绩毕业于耶鲁大学（Yale University），获得电气工程学士学位。
Jason W. Reese is the Chairman of Board of Directors and the Chief Executive Officer of the Corporation since May 2023. Mr. Reese is the Co Founder, Chairman and Chief Executive Officer of ICAM and the Co Founder of Imperial Capital, LLC ("Imperial Capital"), both founded in 1997. ICAM has managed vario hedge funds, investment partnerships, a private REIT and a private equity fund. Imperial Capital is a registered broker dealer. During his time at Imperial Capital, Mr. Reese formed Monomoy Properties REIT, LLC in 2014, focing on the Indtrial Outdoor Storage sector and continues to serve on the Board of Directors. Mr. Reese is also a founding member of City Ventures, LLC, a California based private home builder, and has served on the Board of Directors since its inception in 2009. Prior to Imperial Capital, Mr. Reese was a principal with Gordon Investment Corporation ("Gordon"), a merchant banking firm in New York and Dallas, where he foced on investing in distressed real estate transactions, high yield securities and leveraged buyouts. Prior to his time with Gordon, Mr. Reese worked in the Corporate Finance Group at Painebber in New York. Mr. Reese graduated with honors from Yale University with a B.S. in Electrical Engineering.- Jason W.Reese自2020年2月起担任董事会执行联席主席。里斯先生是Imperial Capital Asset Management，LLC ICAM的联合创始人兼董事长兼首席执行官，也是Imperial Capital，LLC的联合创始人兼执行委员会成员，两家公司均成立于1997年。ICAM是一家注册投资顾问公司，管理各种对冲基金，投资合伙企业，私人房地产投资信托基金和私人股本基金。Imperial Capital，LLC是一家注册经纪交易商，总部位于洛杉矶。在共同创立ICAM和Imperial Capital，LLC之前，Reese先生是Gordon Investment Corporation的负责人，该公司是纽约和达拉斯的一家商业银行公司，他专注于投资不良房地产交易，高收益证券和杠杆收购。任职Gordon公司之前，Reese先生曾任职于纽约PaineWebber公司的公司财务集团。Reese先生目前是City Ventures，LLC（一家位于加州的私人房屋建筑商）的董事会成员。Reese先生以优异成绩毕业于耶鲁大学（Yale University），获得电气工程学士学位。
- Jason W. Reese is the Chairman of Board of Directors and the Chief Executive Officer of the Corporation since May 2023. Mr. Reese is the Co Founder, Chairman and Chief Executive Officer of ICAM and the Co Founder of Imperial Capital, LLC ("Imperial Capital"), both founded in 1997. ICAM has managed vario hedge funds, investment partnerships, a private REIT and a private equity fund. Imperial Capital is a registered broker dealer. During his time at Imperial Capital, Mr. Reese formed Monomoy Properties REIT, LLC in 2014, focing on the Indtrial Outdoor Storage sector and continues to serve on the Board of Directors. Mr. Reese is also a founding member of City Ventures, LLC, a California based private home builder, and has served on the Board of Directors since its inception in 2009. Prior to Imperial Capital, Mr. Reese was a principal with Gordon Investment Corporation ("Gordon"), a merchant banking firm in New York and Dallas, where he foced on investing in distressed real estate transactions, high yield securities and leveraged buyouts. Prior to his time with Gordon, Mr. Reese worked in the Corporate Finance Group at Painebber in New York. Mr. Reese graduated with honors from Yale University with a B.S. in Electrical Engineering.
- Keri A. Davis
Keri A. Davis，自2023年5月起担任Great Elm Group, Inc.首席财务官。Davis女士自2019年3月起担任GECC首席财务官兼财务主管。在担任这些职务之前，Davis女士曾担任GEG和GECC的证交会报告经理。在加入GECC之前，Davis女士曾在普华永道会计师事务所（普华永道）担任审计业务高级经理，普华永道是一家专注于审计和鉴证、税务和咨询服务的跨国专业服务公司。2005年至2017年，她在普华永道的审计业务中担任各种职务。戴维斯拥有马萨诸塞大学阿默斯特分校会计学学士学位。
Keri A. Davis has been Chief Financial Officer since May 2023. Ms. Davis has been the Chief Financial Officer and Treasurer of GECC since March 2019. Prior to serving in these positions, Ms. Davis served as SEC Reporting Manager for GEG and GECC. Prior to joining GECC, Ms. Davis served as a senior manager in the audit practice at PricewaterhoeCoopers LLP ("PwC"), a multinational professional services firm focing on audit and assurance, tax and consulting services. She was employed in vario capacities in the audit practice at PwC from 2005 to 2017. Ms. Davis holds a B.B.A in Accounting from the University of Massachetts Amherst.- Keri A. Davis，自2023年5月起担任Great Elm Group, Inc.首席财务官。Davis女士自2019年3月起担任GECC首席财务官兼财务主管。在担任这些职务之前，Davis女士曾担任GEG和GECC的证交会报告经理。在加入GECC之前，Davis女士曾在普华永道会计师事务所（普华永道）担任审计业务高级经理，普华永道是一家专注于审计和鉴证、税务和咨询服务的跨国专业服务公司。2005年至2017年，她在普华永道的审计业务中担任各种职务。戴维斯拥有马萨诸塞大学阿默斯特分校会计学学士学位。
- Keri A. Davis has been Chief Financial Officer since May 2023. Ms. Davis has been the Chief Financial Officer and Treasurer of GECC since March 2019. Prior to serving in these positions, Ms. Davis served as SEC Reporting Manager for GEG and GECC. Prior to joining GECC, Ms. Davis served as a senior manager in the audit practice at PricewaterhoeCoopers LLP ("PwC"), a multinational professional services firm focing on audit and assurance, tax and consulting services. She was employed in vario capacities in the audit practice at PwC from 2005 to 2017. Ms. Davis holds a B.B.A in Accounting from the University of Massachetts Amherst.
- Matt Kaplan
Matt Kaplan自2022年3月起担任Great Elm Capital Corp.的总裁兼首席执行官。Kaplan先生自2020年10月起担任投资组合经理，自2023年8月起担任GECM总裁，自2020年8月起担任ICAM董事总经理，专注于整个资本结构的投资机会。卡普兰先生在2015年至2019年在Citadel LLC工作了四年后，于2020年加入ICAM，投资于特殊情况和事件驱动的信贷和股票。在此之前，Kaplan先生于2014年至2015年担任Imperial Capital英国高级副总裁，就特殊情况和复杂交易提供建议，包括破产银行的清算。在加入Imperial Capital英国公司之前，Kaplan先生于2007年至2014年在Imperial Capital美国公司从事研究工作。Kaplan先生获得了加州大学戴维斯分校的管理经济学学士学位，并拥有CFA研究所的特许金融分析师称号。
Matt Kaplan has been Great Elm Capital Corp.'s President and Chief Executive Officer since March 2022. Mr. Kaplan has served as a Portfolio Manager since October 2020 and as President since August 2023 for GECM, as well as a Managing Director of ICAM since August 2020, focused on investment opportunities across the capital structure. Mr. Kaplan joined ICAM in 2020 after spending four years at Citadel LLC from 2015 to 2019 investing in special situations and event driven credit and equities. Previously, Mr. Kaplan served as a Senior Vice President of Imperial Capital UK from 2014 to 2015, advising on special situations and complex transactions, including the liquidation of a failed bank. Prior to Imperial Capital UK, Mr. Kaplan worked in research with Imperial Capital US from 2007 to 2014. Mr. Kaplan earned a B.S. in Managerial Economics from the University of California, Davis and holds the Chartered Financial Analyst designation from the CFA Institute.- Matt Kaplan自2022年3月起担任Great Elm Capital Corp.的总裁兼首席执行官。Kaplan先生自2020年10月起担任投资组合经理，自2023年8月起担任GECM总裁，自2020年8月起担任ICAM董事总经理，专注于整个资本结构的投资机会。卡普兰先生在2015年至2019年在Citadel LLC工作了四年后，于2020年加入ICAM，投资于特殊情况和事件驱动的信贷和股票。在此之前，Kaplan先生于2014年至2015年担任Imperial Capital英国高级副总裁，就特殊情况和复杂交易提供建议，包括破产银行的清算。在加入Imperial Capital英国公司之前，Kaplan先生于2007年至2014年在Imperial Capital美国公司从事研究工作。Kaplan先生获得了加州大学戴维斯分校的管理经济学学士学位，并拥有CFA研究所的特许金融分析师称号。
- Matt Kaplan has been Great Elm Capital Corp.'s President and Chief Executive Officer since March 2022. Mr. Kaplan has served as a Portfolio Manager since October 2020 and as President since August 2023 for GECM, as well as a Managing Director of ICAM since August 2020, focused on investment opportunities across the capital structure. Mr. Kaplan joined ICAM in 2020 after spending four years at Citadel LLC from 2015 to 2019 investing in special situations and event driven credit and equities. Previously, Mr. Kaplan served as a Senior Vice President of Imperial Capital UK from 2014 to 2015, advising on special situations and complex transactions, including the liquidation of a failed bank. Prior to Imperial Capital UK, Mr. Kaplan worked in research with Imperial Capital US from 2007 to 2014. Mr. Kaplan earned a B.S. in Managerial Economics from the University of California, Davis and holds the Chartered Financial Analyst designation from the CFA Institute.