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股本结构

单位：万股
公告日期 2026-07-30 2026-04-29 2026-04-29 2026-04-01 2026-02-25 2026-02-25
证券总股本 3938.94 3933.14 3932.50 3932.41 3924.31 3922.97
普通股本 3938.94 3933.14 3932.50 3932.41 3924.31 3922.97
优先股 未披露 未披露 未披露 未披露 未披露 未披露
其他 未披露 未披露 未披露 未披露 未披露 未披露
变动日期 2026-06-30 2026-04-22 2026-03-31 2026-03-26 2026-02-04 2025-12-31
注释：中概股证券总股本=普通股股本/ 存托凭证比例

历史变动

公告日期 变动后普通股本（万股） 变动后优先股（万股） 变动原因 变动日期
2026-07-30 3938.94 未披露
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From March 31, 2026 to June 30, 2026 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2026-06-30
2026-04-29 3933.14 未披露 定期报告 2026-04-22
2026-04-29 3932.50 未披露 定期报告 2026-03-31
2026-04-01 3932.41 未披露 定期报告 2026-03-26
2026-02-25 3924.31 未披露 定期报告 2026-02-04
2026-02-25 3922.97 未披露
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From December 31, 2024 to December 31, 2025 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2025-12-31
2025-11-05 3916.22 未披露 定期报告 2025-10-22
2025-11-05 3915.04 未披露
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From June 30, 2025 to September 30, 2025 Issuance of common stock Shares held for tax withholdings
2025-09-30
2025-07-29 3899.91 未披露 定期报告 2025-07-14
2025-07-29 3897.12 未披露
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From March 31, 2025 to June 30, 2025 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2025-06-30
2025-04-23 3872.59 未披露 定期报告 2025-04-09
2025-04-23 3868.37 未披露
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From December 31, 2024 to March 31, 2025 Issuance of common stock Shares held for tax withholdings
2025-03-31
2025-02-18 3851.59 未披露 定期报告 2025-02-04
2025-02-18 3849.08 未披露
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From December 31, 2023 to December 31, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings Repurchase of common stock
2024-12-31
2024-10-30 3837.92 未披露 定期报告 2024-10-16
2024-10-30 3836.33 未披露
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From June 30, 2024 to September 30, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Repurchase of common stock
2024-09-30
2024-07-30 3884.39 未披露 定期报告 2024-07-16
2024-07-30 3883.58 未披露
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From March 31, 2024 to June 30, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2024-06-30
2024-05-07 3876.49 未披露 定期报告 2024-04-23
2024-04-24 3875.78 未披露 定期报告 2024-04-12
2024-07-30 3875.64 未披露
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From December 31, 2023 to March 31, 2024 Issuance of common stock Shares held for tax withholdings
2024-03-31
2024-02-22 3870.37 未披露 定期报告 2024-02-08
2024-02-22 3868.15 未披露
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From December 31, 2022 to December 31, 2023 Issuance of common stock under employee stock purchase plan Issuance of common stock in connection with asset acquisition Shares held for tax withholdings Issuance of common stock
2023-12-31
2023-11-02 3859.64 未披露 定期报告 2023-10-19
2023-11-02 3857.23 未披露
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From June 30, 2023 to September 30, 2023 Issuance of common stock Issuance of common stock in connection with asset acquisition Shares held for tax withholdings
2023-09-30
2023-08-01 3843.67 未披露 定期报告 2023-07-18
2023-05-02 3825.30 未披露 定期报告 2023-04-18
2023-04-19 3824.27 未披露 定期报告 2023-04-06
2023-05-02 3824.21 未披露
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From December 31, 2022 to March 31, 2023 Issuance of common stock Shares held for tax withholdings
2023-03-31
2023-02-23 3817.89 未披露 定期报告 2023-02-09
2023-02-23 3810.80 未披露
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From December 31, 2021 to December 31, 2022 Issuance of common stock under employee stock purchase plan Shares held for tax withholdings Issuance of common stock
2022-12-31
2022-11-03 3797.85 未披露 定期报告 2022-10-20
2022-11-03 3796.83 未披露
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From June 30, 2022 to September 30, 2022 Issuance of common stock Shares held for tax withholdings
2022-09-30
2022-08-05 3788.84 未披露 定期报告 2022-07-21
2022-08-05 3800.00 未披露
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From March 31, 2022 to June 30, 2022 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2022-06-30
2022-05-03 3767.76 未披露 定期报告 2022-04-19
2022-04-20 3767.26 未披露 定期报告 2022-04-08
2022-05-03 3766.82 未披露
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from December 31, 2021 to March 31, 2022 Issuance of common stock Shares held for tax withholdings
2022-03-31
2022-02-22 3765.13 未披露 定期报告 2022-02-14
2022-02-22 3757.85 未披露
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From December 31, 2020 to December 31, 2021 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock in connection with Sixense acquisition Shares held for tax withholdings
2021-12-31
2021-11-03 3735.88 未披露 定期报告 2021-10-21
2021-11-03 3666.99 未披露
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From June 30, 2021 to September 30, 2021 Issuance of common stock Shares held for tax withholdings
2021-09-30
2021-08-09 3658.05 未披露 定期报告 2021-07-23
2021-08-09 3656.96 未披露
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From March 31, 2021 to June 30, 2021 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2021-06-30
2021-04-22 3648.24 未披露 定期报告 2021-04-12
2021-05-04 3648.19 未披露
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from December 31, 2020 to March 31, 2021 Issuance of common stock Shares held for tax withholdings
2021-03-31
2021-02-23 3644.87 未披露 定期报告 2021-02-09
2021-02-23 3641.47 未披露
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From December 31,2019 to December 31,2020 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholding
2020-12-31
2020-11-02 3631.12 未披露 定期报告 2020-10-19
2020-11-02 3629.91 未披露
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From June 30, 2020 to September 30, 2020 Issuance of common stock Shares held for tax withholdings
2020-09-30
2020-08-03 3610.74 未披露 定期报告 2020-07-20
2020-08-03 3603.64 未披露
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From March 31, 2020 to June 30, 2020 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholdings
2020-06-30
2020-06-01 3593.70 未披露
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1.On June 1, 2020, Penumbra, Inc. issued and sold an aggregate of 865,963 shares of the Company’s common stock, par value $0.001 per share. 2.The number of shares of common stock to be outstanding after this offering is based upon 35,071,008 shares outstanding as of March 31, 2020
2020-06-01
2020-05-07 3507.44 未披露 定期报告 2020-04-21
2020-04-23 3507.28 未披露 定期报告 2020-04-15
2020-05-07 3507.10 未披露
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From December 31, 2019 to March 31, 2020 Issuance of common stock Shares held for tax withholding
2020-03-31
2020-02-26 3505.22 未披露 定期报告 2020-02-11
2020-02-26 3500.16 未披露
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from December 31, 2018 to December 31, 2019 Issuance of common stock Shares held for tax withholdings Issuance of common stock under employee stock purchase plan
2019-12-31
2019-11-07 3491.43 未披露 定期报告 2019-10-24
2019-11-07 3491.09 未披露
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From June 30, 2019 to September 30, 2019 Issuance of common stock Shares held for tax withholdings
2019-09-30
2019-08-06 3479.30 未披露 定期报告 2019-07-23
2019-08-06 3478.65 未披露
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from March 31, 2019 to June 30, 2019 Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2019-06-30
2019-05-07 3473.75 未披露 定期报告 2019-04-23
2019-04-26 3473.21 未披露 定期报告 2019-04-16
2019-05-07 3456.37 未披露
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from December 31, 2018 to March 31, 2019 Issuance of common stock Shares held for tax withholdings
2019-03-31
2019-02-26 3465.32 未披露 定期报告 2019-02-12
2019-02-26 3443.73 未披露
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from December 31, 2017 to December 31, 2018 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock pursuant to royalty buyout Shares held for tax withholdings
2018-12-31
2018-11-05 3450.30 未披露 定期报告 2018-10-24
2018-08-07 3437.94 未披露 定期报告 2018-07-24
2018-05-08 3426.28 未披露 定期报告 2018-04-24
2018-04-25 3425.43 未披露 定期报告 2018-04-11
2018-04-25 3425.01 未披露 定期报告 2018-03-31
2018-02-27 3413.10 未披露 定期报告 2018-02-13
2018-02-27 3368.51 未披露
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from December 31, 2016 to December 31, 2017 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholdings
2017-12-31
2017-11-07 3393.86 未披露 定期报告 2017-10-17
2017-08-08 3377.20 未披露 定期报告 2017-07-18
2017-04-25 3362.72 未披露 定期报告 2017-04-12
2017-04-25 3362.58 未披露 定期报告 2017-03-31
2017-03-14 3194.18 未披露 定期报告 2017-01-31
2017-02-28 3110.88 未披露
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from December 31, 2015 to December 31, 2016 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
2016-12-31
2016-11-03 3164.39 未披露 定期报告 2016-10-15
2016-08-09 3105.46 未披露 定期报告 2016-07-15
2016-05-09 3070.20 未披露 定期报告 2016-04-15
2016-03-08 2997.90 未披露 定期报告 2016-01-31
2016-03-08 2989.79 未披露
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from December 31, 2014 to December 31, 2015 Conversion of convertible preferred stock into common stock upon closing of IPO Shares issued upon closing of IPO Issuance of common stock Repurchase of common stock
2015-12-31
2015-11-12 2989.00 未披露 定期报告 2015-10-31
2015-11-12 2988.26 未披露
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from December 31, 2014 to September 30, 2015 Conversion of convertible preferred stock into common stock upon closing of IPO Shares issued upon closing of IPO Issuance of common stock Repurchase of common stock
2015-09-30
2015-09-18 3003.86 未披露
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1.the automatic conversion of all of our outstanding shares of preferred stock into an aggregate of 19,510,410 shares of common stock immediately upon the completion of this offering, assuming a one-to-one conversion ratio of our outstanding shares of preferred stock into common stock
2015-09-18
2015-08-14 574.76 1951.04
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from December 31, 2014 to June 30, 2015 Issuance of common stock (unaudited) Repurchase of common stock (unaudited)
2015-06-30
From March 31, 2026 to June 30, 2026 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
From December 31, 2024 to December 31, 2025 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
From June 30, 2025 to September 30, 2025 Issuance of common stock Shares held for tax withholdings
From March 31, 2025 to June 30, 2025 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
From December 31, 2024 to March 31, 2025 Issuance of common stock Shares held for tax withholdings
From December 31, 2023 to December 31, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings Repurchase of common stock
From June 30, 2024 to September 30, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Repurchase of common stock
From March 31, 2024 to June 30, 2024 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
From December 31, 2023 to March 31, 2024 Issuance of common stock Shares held for tax withholdings
From December 31, 2022 to December 31, 2023 Issuance of common stock under employee stock purchase plan Issuance of common stock in connection with asset acquisition Shares held for tax withholdings Issuance of common stock
From June 30, 2023 to September 30, 2023 Issuance of common stock Issuance of common stock in connection with asset acquisition Shares held for tax withholdings
From December 31, 2022 to March 31, 2023 Issuance of common stock Shares held for tax withholdings
From December 31, 2021 to December 31, 2022 Issuance of common stock under employee stock purchase plan Shares held for tax withholdings Issuance of common stock
From June 30, 2022 to September 30, 2022 Issuance of common stock Shares held for tax withholdings
From March 31, 2022 to June 30, 2022 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
from December 31, 2021 to March 31, 2022 Issuance of common stock Shares held for tax withholdings
From December 31, 2020 to December 31, 2021 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock in connection with Sixense acquisition Shares held for tax withholdings
From June 30, 2021 to September 30, 2021 Issuance of common stock Shares held for tax withholdings
From March 31, 2021 to June 30, 2021 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
from December 31, 2020 to March 31, 2021 Issuance of common stock Shares held for tax withholdings
From December 31,2019 to December 31,2020 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholding
From June 30, 2020 to September 30, 2020 Issuance of common stock Shares held for tax withholdings
From March 31, 2020 to June 30, 2020 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholdings
1.On June 1, 2020, Penumbra, Inc. issued and sold an aggregate of 865,963 shares of the Company’s common stock, par value $0.001 per share. 2.The number of shares of common stock to be outstanding after this offering is based upon 35,071,008 shares outstanding as of March 31, 2020
From December 31, 2019 to March 31, 2020 Issuance of common stock Shares held for tax withholding
from December 31, 2018 to December 31, 2019 Issuance of common stock Shares held for tax withholdings Issuance of common stock under employee stock purchase plan
From June 30, 2019 to September 30, 2019 Issuance of common stock Shares held for tax withholdings
from March 31, 2019 to June 30, 2019 Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
from December 31, 2018 to March 31, 2019 Issuance of common stock Shares held for tax withholdings
from December 31, 2017 to December 31, 2018 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock pursuant to royalty buyout Shares held for tax withholdings
from December 31, 2016 to December 31, 2017 Issuance of common stock Issuance of common stock under employee stock purchase plan Issuance of common stock upon underwritten public offering, net of issuance cost Shares held for tax withholdings
from December 31, 2015 to December 31, 2016 Issuance of common stock Issuance of common stock under employee stock purchase plan Shares held for tax withholdings
from December 31, 2014 to December 31, 2015 Conversion of convertible preferred stock into common stock upon closing of IPO Shares issued upon closing of IPO Issuance of common stock Repurchase of common stock
from December 31, 2014 to September 30, 2015 Conversion of convertible preferred stock into common stock upon closing of IPO Shares issued upon closing of IPO Issuance of common stock Repurchase of common stock
1.the automatic conversion of all of our outstanding shares of preferred stock into an aggregate of 19,510,410 shares of common stock immediately upon the completion of this offering, assuming a one-to-one conversion ratio of our outstanding shares of preferred stock into common stock
from December 31, 2014 to June 30, 2015 Issuance of common stock (unaudited) Repurchase of common stock (unaudited)