董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| J. Wayne Hutchens | 男 | Independent Director | 82 | 17.20万美元 | 未持股 | 2025-09-22 |
| John K. Carter | 男 | Independent Director | 65 | 18.94万美元 | 未持股 | 2025-09-22 |
| David M. Swanson | 男 | Independent Director | 69 | 18.81万美元 | 未持股 | 2025-09-22 |
| Patrick W. Galley | 男 | Director, Chairman, Chief Executive Officer,Chief Investment Officer and President | 51 | 未披露 | 18.96 | 2025-09-22 |
| Jerry R. Raio | 男 | Director | 61 | 14.41万美元 | 未持股 | 2025-09-22 |
| Lisa B. Mougin | 女 | Independent Director | 54 | 未披露 | 未持股 | 2025-09-22 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Patrick W. Galley | 男 | Director, Chairman, Chief Executive Officer,Chief Investment Officer and President | 51 | 未披露 | 18.96 | 2025-09-22 |
| Jonathan M. Mohrhardt | -- | Chief Financial Officer and Treasurer | 52 | 未披露 | 未持股 | 2025-09-22 |
| Marcus L. Collins | -- | Chief Compliance Officer and Secretary | 58 | 未披露 | 未持股 | 2025-09-22 |
董事简历
中英对照 | 中文 | 英文- J. Wayne Hutchens
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J. Wayne Hutchens，2006年4月至2012年12月担任Colorado大学（CU）基金会总裁兼首席执行官，2009年4月至2012年12月担任CU房地产基金会执行董事。在担任这些职位之前，他在银行业工作了30多年，退休时担任Chase Bank Colorado的董事长。
J. Wayne Hutchens is currently retired. Mr. Hutchens was President and CEO of the University of Colorado (CU) Foundation from April 2006 to December 2012 and Executive Director for the CU Real Estate Foundation from April 2009 to December 2012. Prior to these positions, Mr. Hutchens spent over 30 years in the banking industry, retiring as Chairman of Chase Bank Colorado. Mr. Hutchens is a graduate of the University of Colorado Boulder's School of Business and has done graduate study at Syracuse University and the University of Colorado. He was selected to serve as a Director of each Fund based on his business and financial services experience. - J. Wayne Hutchens，2006年4月至2012年12月担任Colorado大学（CU）基金会总裁兼首席执行官，2009年4月至2012年12月担任CU房地产基金会执行董事。在担任这些职位之前，他在银行业工作了30多年，退休时担任Chase Bank Colorado的董事长。
- J. Wayne Hutchens is currently retired. Mr. Hutchens was President and CEO of the University of Colorado (CU) Foundation from April 2006 to December 2012 and Executive Director for the CU Real Estate Foundation from April 2009 to December 2012. Prior to these positions, Mr. Hutchens spent over 30 years in the banking industry, retiring as Chairman of Chase Bank Colorado. Mr. Hutchens is a graduate of the University of Colorado Boulder's School of Business and has done graduate study at Syracuse University and the University of Colorado. He was selected to serve as a Director of each Fund based on his business and financial services experience.
- John K. Carter
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John K. Carter拥有丰富的共同基金行业经验。Carter先生曾在Aegon，N.V.的子公司Transamerica Asset Management担任业务部门主管。卡特先生负责监督Transamerica约120家共同基金的共同基金服务、运营和咨询服务。他还担任过合规官员。Carter先生目前是一名私人执业律师，之前是一名投资管理律师，拥有内部法律顾问经验，曾在SEC任职，并在一家大型律师事务所从事私人执业。卡特先生是根据他的行业特定经验被选为每只基金的董事，包括担任另一家基金综合体的董事长、合规官员和投资管理律师。
John K. Carter possesses extensive mutual fund industry experience. Mr. Carter served as a Business Unit Head at Transamerica Asset Management, a subsidiary of Aegon, N.V. Mr. Carter oversaw the mutual fund servicing, operations and advisory services for Transamerica's approximately 120 mutual funds. He also served as a compliance officer. Mr. Carter is currently an attorney in private practice and was previously an investment management attorney with experience as in house counsel, serving with the SEC and in private practice with a large law firm. Mr. Carter was selected to serve as a Director of each Fund based on his industry specific experience, including serving as a chairman of another fund complex, as a compliance officer and as an investment management attorney. - John K. Carter拥有丰富的共同基金行业经验。Carter先生曾在Aegon，N.V.的子公司Transamerica Asset Management担任业务部门主管。卡特先生负责监督Transamerica约120家共同基金的共同基金服务、运营和咨询服务。他还担任过合规官员。Carter先生目前是一名私人执业律师，之前是一名投资管理律师，拥有内部法律顾问经验，曾在SEC任职，并在一家大型律师事务所从事私人执业。卡特先生是根据他的行业特定经验被选为每只基金的董事，包括担任另一家基金综合体的董事长、合规官员和投资管理律师。
- John K. Carter possesses extensive mutual fund industry experience. Mr. Carter served as a Business Unit Head at Transamerica Asset Management, a subsidiary of Aegon, N.V. Mr. Carter oversaw the mutual fund servicing, operations and advisory services for Transamerica's approximately 120 mutual funds. He also served as a compliance officer. Mr. Carter is currently an attorney in private practice and was previously an investment management attorney with experience as in house counsel, serving with the SEC and in private practice with a large law firm. Mr. Carter was selected to serve as a Director of each Fund based on his industry specific experience, including serving as a chairman of another fund complex, as a compliance officer and as an investment management attorney.
- David M. Swanson
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David M. Swanson于2006年创立了SwanDog Marketing，这是一家面向资产管理公司的营销咨询公司。他目前担任SwanDog的管理合伙人。他拥有超过40年的高级管理和市场营销经验，在金融服务领域拥有约超过35年的经验。在加入SwanDog之前，斯旺森先生最近担任投资管理公司Calamos投资公司的执行副总裁兼分销主管。此前，他曾担任Van Kampen Investments首席运营官、Scudder，Stevens & Clark，Canada，Ltd.总裁兼首席执行官以及摩根士丹利董事总经理兼全球投资产品主管等职务。Swanson先生拥有西北大学家乐氏管理研究生院管理学硕士学位和南伊利诺伊大学新闻学学士学位。他根据自己的业务、金融服务和投资管理经验，被选为各只基金的董事。
David M. Swanson founded SwanDog Marketing, a marketing consulting firm to asset managers, in 2006. He currently serves as SwanDog's Managing Partner. He has over 40 years of senior management and marketing experience, with approximately over 35 years in financial services. Before joining SwanDog, Mr. Swanson most recently served as Executive Vice President and Head of Distribution for Calamos Investments, an investment management firm. He previously held positions as Chief Operating Officer of Van Kampen Investments, President and CEO of Scudder, Stevens & Clark, Canada, Ltd. and Managing Director and Head of Global Investment Products at Morgan Stanley. Mr. Swanson holds a Master of Management from the Kellogg Graduate School of Management at Northwestern University and a Bachelors in Journalism from Southern Illinois University. He was selected to serve as a Director of each Fund based on his business, financial services and investment management experience. - David M. Swanson于2006年创立了SwanDog Marketing，这是一家面向资产管理公司的营销咨询公司。他目前担任SwanDog的管理合伙人。他拥有超过40年的高级管理和市场营销经验，在金融服务领域拥有约超过35年的经验。在加入SwanDog之前，斯旺森先生最近担任投资管理公司Calamos投资公司的执行副总裁兼分销主管。此前，他曾担任Van Kampen Investments首席运营官、Scudder，Stevens & Clark，Canada，Ltd.总裁兼首席执行官以及摩根士丹利董事总经理兼全球投资产品主管等职务。Swanson先生拥有西北大学家乐氏管理研究生院管理学硕士学位和南伊利诺伊大学新闻学学士学位。他根据自己的业务、金融服务和投资管理经验，被选为各只基金的董事。
- David M. Swanson founded SwanDog Marketing, a marketing consulting firm to asset managers, in 2006. He currently serves as SwanDog's Managing Partner. He has over 40 years of senior management and marketing experience, with approximately over 35 years in financial services. Before joining SwanDog, Mr. Swanson most recently served as Executive Vice President and Head of Distribution for Calamos Investments, an investment management firm. He previously held positions as Chief Operating Officer of Van Kampen Investments, President and CEO of Scudder, Stevens & Clark, Canada, Ltd. and Managing Director and Head of Global Investment Products at Morgan Stanley. Mr. Swanson holds a Master of Management from the Kellogg Graduate School of Management at Northwestern University and a Bachelors in Journalism from Southern Illinois University. He was selected to serve as a Director of each Fund based on his business, financial services and investment management experience.
- Patrick W. Galley
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Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
Patrick W. Galley has been Chief Investment Officer and Chief Executive Officer of RiverNorth Capital Management, LLC since 2004. Board of Directors of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and RiverNorth Holdings, Co. (since 2010). RiverNorth Professional Finance Corporation (2016 to present); RiverNorth/DoubleLine Strategic Opportunities Fund Corporation (2016 to present); RiverNorth Fund (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present). - Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
- Patrick W. Galley has been Chief Investment Officer and Chief Executive Officer of RiverNorth Capital Management, LLC since 2004. Board of Directors of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and RiverNorth Holdings, Co. (since 2010). RiverNorth Professional Finance Corporation (2016 to present); RiverNorth/DoubleLine Strategic Opportunities Fund Corporation (2016 to present); RiverNorth Fund (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).
- Jerry R. Raio
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Jerry R. Raio在证券行业拥有多年经验，包括在银行和投资管理行业担任管理职务。他在股权资本市场拥有超过15年的经验，曾在花旗集团和摩根士丹利的零售银团部门任职。自2018年起，担任Arbor Lane Advisors，Inc.总裁兼首席执行官。曾于2005年至2018年担任富国银行 Securities，LLC董事总经理兼零售发起主管。此前任职于富国银行，担任花旗集团资产管理公司董事兼封闭式基金主管。他还担任FLX Distribution；Qudos Technologies；和Quantify Crypto的董事会成员。他是根据自己的业务、金融服务和投资管理经验，被选为各基金的董事。
Jerry R. Raio has many years of experience in the securities industry, including management roles in the banking and investment management industries. He has more than 15 years of experience in equity capital markets, having worked on the retail syndicate desks at both Citigroup and Morgan Stanley. Since 2018, he has served as President and CEO of Arbor Lane Advisors, Inc. He served as the Managing Director and Head of Retail Origination for Wells Fargo Securities, LLC from 2005 to 2018. Prior to working at Wells Fargo, he served as Director and Head of Closed End Funds for Citigroup Asset Management. He also serves on the Board of each of FLX Distribution; Qudos Technologies; and Quantify Crypto. He was selected to serve as a Director of each Fund based on his business, financial services and investment management experience. - Jerry R. Raio在证券行业拥有多年经验，包括在银行和投资管理行业担任管理职务。他在股权资本市场拥有超过15年的经验，曾在花旗集团和摩根士丹利的零售银团部门任职。自2018年起，担任Arbor Lane Advisors，Inc.总裁兼首席执行官。曾于2005年至2018年担任富国银行 Securities，LLC董事总经理兼零售发起主管。此前任职于富国银行，担任花旗集团资产管理公司董事兼封闭式基金主管。他还担任FLX Distribution；Qudos Technologies；和Quantify Crypto的董事会成员。他是根据自己的业务、金融服务和投资管理经验，被选为各基金的董事。
- Jerry R. Raio has many years of experience in the securities industry, including management roles in the banking and investment management industries. He has more than 15 years of experience in equity capital markets, having worked on the retail syndicate desks at both Citigroup and Morgan Stanley. Since 2018, he has served as President and CEO of Arbor Lane Advisors, Inc. He served as the Managing Director and Head of Retail Origination for Wells Fargo Securities, LLC from 2005 to 2018. Prior to working at Wells Fargo, he served as Director and Head of Closed End Funds for Citigroup Asset Management. He also serves on the Board of each of FLX Distribution; Qudos Technologies; and Quantify Crypto. He was selected to serve as a Director of each Fund based on his business, financial services and investment management experience.
- Lisa B. Mougin
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Lisa B. Mougin是一位经验丰富的高级管理人员，在销售、客户关系和运营方面拥有多年投资管理行业经验。Mougin女士是Capital Sisters International的首席投资官，这是一家通过提供投资和小企业贷款来帮助女性企业家的非营利组织。在加入Capital Sisters International之前，Mougin女士是TIFIN附属Positivly和Louise平台的总裁兼首席运营官。在此之前，Mougin女士是将ALPS Fund Services Inc.打造成共同基金和对冲基金行业领导者的高管团队的成员。
Lisa B. Mougin is an experienced senior executive with many years investment management industry experience in sales, client relationship and operations. Ms. Mougin is the Chief Investment Officer of Capital Sisters International, a non profit that helps women entrepreneurs by providing investments and small business loans. Before joining Capital Sisters International, Ms. Mougin was the President and Chief Operating Officer of the TIFIN affiliated Positivly and Louise platforms. Prior to that, Ms. Mougin was a member of the executive team that built ALPS Fund Services Inc. into a leader in the mutual fund and hedge fund industries. - Lisa B. Mougin是一位经验丰富的高级管理人员，在销售、客户关系和运营方面拥有多年投资管理行业经验。Mougin女士是Capital Sisters International的首席投资官，这是一家通过提供投资和小企业贷款来帮助女性企业家的非营利组织。在加入Capital Sisters International之前，Mougin女士是TIFIN附属Positivly和Louise平台的总裁兼首席运营官。在此之前，Mougin女士是将ALPS Fund Services Inc.打造成共同基金和对冲基金行业领导者的高管团队的成员。
- Lisa B. Mougin is an experienced senior executive with many years investment management industry experience in sales, client relationship and operations. Ms. Mougin is the Chief Investment Officer of Capital Sisters International, a non profit that helps women entrepreneurs by providing investments and small business loans. Before joining Capital Sisters International, Ms. Mougin was the President and Chief Operating Officer of the TIFIN affiliated Positivly and Louise platforms. Prior to that, Ms. Mougin was a member of the executive team that built ALPS Fund Services Inc. into a leader in the mutual fund and hedge fund industries.
高管简历
中英对照 | 中文 | 英文- Patrick W. Galley
Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
Patrick W. Galley has been Chief Investment Officer and Chief Executive Officer of RiverNorth Capital Management, LLC since 2004. Board of Directors of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and RiverNorth Holdings, Co. (since 2010). RiverNorth Professional Finance Corporation (2016 to present); RiverNorth/DoubleLine Strategic Opportunities Fund Corporation (2016 to present); RiverNorth Fund (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).- Patrick W. Galley，自2004年至今担任RiverNorth Capital Management, LLC首席投资官兼首席执行官。RiverNorth Capital Management, LLC和RiverNorth Securities, LLC董事会（自2010年起）和 RiverNorth Holdings, Co.董事会（自2010年起）的董事会。RiverNorth专业金融公司（2016年至今）；RiverNorth/DoubleLine战略机会基金公司（2016年至今）；RiverNorth基金（2006年至今）；RiverNorth Opportunities Fund, Inc.（2013年至今）；RiverNorth Opportunistic Municipal Income Fund, Inc.（2018年至今）；RiverNorth Managed Duration Municipal Income Fund, Inc.（2019年至今）；RiverNorth Flexible Municipal Income Fund, Inc.（2020 年至今）。
- Patrick W. Galley has been Chief Investment Officer and Chief Executive Officer of RiverNorth Capital Management, LLC since 2004. Board of Directors of RiverNorth Capital Management, LLC and RiverNorth Securities, LLC (since 2010) and RiverNorth Holdings, Co. (since 2010). RiverNorth Professional Finance Corporation (2016 to present); RiverNorth/DoubleLine Strategic Opportunities Fund Corporation (2016 to present); RiverNorth Fund (2006 to present); RiverNorth Opportunities Fund, Inc. (2013 to present); RiverNorth Opportunistic Municipal Income Fund, Inc. (2018 to present); RiverNorth Managed Duration Municipal Income Fund, Inc. (2019 to present); RiverNorth Flexible Municipal Income Fund, Inc. (2020 to present).
- Jonathan M. Mohrhardt
RiverNorth资本管理有限责任公司2019年总裁Jonathan M. Mohrhardt；RiverNorth资本管理有限责任公司首席运营官（2011年至今）。
Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).- RiverNorth资本管理有限责任公司2019年总裁Jonathan M. Mohrhardt；RiverNorth资本管理有限责任公司首席运营官（2011年至今）。
- Jonathan M. Mohrhardt, President, RiverNorth Capital Management LLC 2019 to Present; Chief Operating Officer, RiverNorth Capital Management LLC (2011 to present).
- Marcus L. Collins
Marcus L. Collins，RiverNorth资本管理有限责任公司总法律顾问，2012年至今；RiverNorth资本管理有限责任公司首席合规官（2012年至今）。
Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).- Marcus L. Collins，RiverNorth资本管理有限责任公司总法律顾问，2012年至今；RiverNorth资本管理有限责任公司首席合规官（2012年至今）。
- Marcus L. Collins, General Counsel, RiverNorth Capital Management, LLC 2012 to present; Chief Compliance Officer, RiverNorth Capital Management, LLC (2012 to present).