股本结构
单位:万股
| 公告日期 | 2026-08-04 | 2026-08-04 | 2026-04-30 | 2026-04-30 | 2026-04-30 | 2026-04-30 |
|---|---|---|---|---|---|---|
| 证券总股本 | 8929.71 | 8915.06 | 8861.00 | 8859.59 | 8854.39 | 8882.96 |
| 普通股本 | 8929.71 | 8915.06 | 8861.00 | 8859.59 | 8854.39 | 8882.96 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2026-07-31 | 2026-06-30 | 2026-04-28 | 2026-04-21 | 2026-03-31 | 2026-03-30 |
注释:中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本(万股) | 变动后优先股(万股) | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2026-08-04 | 8929.71 | 未披露 | 定期报告 | 2026-07-31 |
| 2026-08-04 | 8915.06 | 未披露 |
更多>>
From March 31,2026 to June 30,2026
Proceeds from exercise of stock options
Vesting of RSUs
|
2026-06-30 |
| 2026-04-30 | 8861.00 | 未披露 | 定期报告 | 2026-04-28 |
| 2026-04-30 | 8859.59 | 未披露 | 定期报告 | 2026-04-21 |
| 2026-04-30 | 8854.39 | 未披露 |
更多>>
From December 31, 2025 to March 31, 2026
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
|
2026-03-31 |
| 2026-04-30 | 8882.96 | 未披露 | 定期报告 | 2026-03-30 |
| 2026-02-26 | 8820.06 | 未披露 | 定期报告 | 2026-02-23 |
| 2026-02-26 | 8740.60 | 未披露 |
更多>>
From December 31, 2024 to December 31, 2025
Stock purchase under ESPP
Vesting of RSU
Proceeds from exercise of stock options
|
2025-12-31 |
| 2025-11-03 | 8691.48 | 未披露 | 定期报告 | 2025-10-31 |
| 2025-11-03 | 8690.53 | 未披露 |
更多>>
From June 30, 2025 to September 30, 2025
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
|
2025-09-30 |
| 2025-08-04 | 8614.19 | 未披露 | 定期报告 | 2025-08-01 |
| 2025-08-04 | 8605.91 | 未披露 |
更多>>
From March 31, 2025 to June 30, 2025
Vesting of RSUs
Proceeds from exercise of stock options
|
2025-06-30 |
| 2025-05-05 | 8604.74 | 未披露 | 定期报告 | 2025-05-01 |
| 2025-05-05 | 8604.70 | 未披露 |
更多>>
From December 31, 2024 to March 31, 2025
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
|
2025-03-31 |
| 2025-04-01 | 8604.40 | 未披露 | 定期报告 | 2025-03-19 |
| 2025-04-01 | 8631.79 | 未披露 | 定期报告 | 2025-03-07 |
| 2025-03-03 | 8602.44 | 未披露 | 定期报告 | 2025-02-24 |
| 2025-03-03 | 8569.44 | 未披露 |
更多>>
From December 31, 2023 to December 31, 2024
Proceeds from exercise of stock options
Stock purchase under ESPP
Vesting of RSU
|
2024-12-31 |
| 2024-11-05 | 8535.77 | 未披露 | 定期报告 | 2024-11-01 |
| 2024-11-05 | 8528.55 | 未披露 |
更多>>
From June 30, 2024 to September 30, 2024
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
|
2024-09-30 |
| 2024-08-01 | 8509.64 | 未披露 | 定期报告 | 2024-07-25 |
| 2024-08-01 | 8502.86 | 未披露 |
更多>>
From March 31, 2024 to June 30, 2024
Vesting of RSUs
Proceeds from exercise of stock options
|
2024-06-30 |
| 2024-05-08 | 8498.71 | 未披露 | 定期报告 | 2024-05-01 |
| 2024-05-08 | 8497.97 | 未披露 |
更多>>
From December 31, 2023 to March 31, 2024
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
|
2024-03-31 |
| 2024-04-02 | 8497.97 | 未披露 | 定期报告 | 2024-03-20 |
| 2024-04-02 | 8497.62 | 未披露 | 定期报告 | 2024-03-08 |
| 2024-02-27 | 8496.55 | 未披露 | 定期报告 | 2024-02-19 |
| 2024-02-27 | 8482.66 | 未披露 |
更多>>
From December 31,2022 to December 31,2023
Proceeds from direct offering, net of $14,044 offering expenses
Proceeds from at-the-market offerings, net of $1,086 offering expense
Stock purchase under ESPP
Pre-funded warrant cashless exercise
Vesting of RSU
Proceeds from exercise of stock options
|
2023-12-31 |
| 2023-12-15 | 8045.15 | 未披露 |
更多>>
Common stock offered 10,810,810 shares by the company
|
2023-12-19 |
| 2023-11-02 | 6964.07 | 未披露 | 定期报告 | 2023-10-27 |
| 2023-11-02 | 6963.82 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Stock purchase under ESPP
Proceeds from exercise of stock options
|
2023-09-30 |
| 2023-08-03 | 6948.41 | 未披露 | 定期报告 | 2023-07-27 |
| 2023-08-03 | 6943.12 | 未披露 | 定期报告 | 2023-06-30 |
| 2023-05-08 | 6882.13 | 未披露 | 定期报告 | 2023-05-03 |
| 2023-05-08 | 6849.54 | 未披露 | 定期报告 | 2023-03-31 |
| 2023-04-07 | 6849.54 | 未披露 | 定期报告 | 2023-03-22 |
| 2023-02-28 | 6844.26 | 未披露 | 定期报告 | 2023-02-24 |
| 2023-02-28 | 6811.14 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Proceeds from at-the-market offering, net of $600 offering expenses
Proceeds from direct offering, net of $10,535 offering expenses
Stock purchase under ESPP
Pre-funded warrant cashless exercise
Vesting of RSU
Proceeds from exercise of stock options
|
2022-12-31 |
| 2022-12-14 | 6810.09 | 未披露 | 定期报告 | 2022-12-14 |
| 2022-12-07 | 6704.17 | 未披露 |
更多>>
Common stock offered 6,818,182 shares by the company
|
2022-12-09 |
| 2022-11-03 | 6022.35 | 未披露 | 定期报告 | 2022-11-02 |
| 2022-11-03 | 6012.27 | 未披露 | 定期报告 | 2022-09-30 |
| 2022-08-08 | 5656.52 | 未披露 | 定期报告 | 2022-08-05 |
| 2022-08-08 | 5639.97 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Proceeds from ATM sales
Proceeds from exercise of stock options
|
2022-06-30 |
| 2022-05-09 | 5623.23 | 未披露 | 定期报告 | 2022-05-06 |
| 2022-05-09 | 5503.09 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Stock purchase under ESPP
Proceeds from exercise of stock options
|
2022-03-31 |
| 2022-03-29 | 5501.52 | 未披露 | 定期报告 | 2022-03-16 |
| 2022-03-01 | 5501.22 | 未披露 | 定期报告 | 2022-02-25 |
| 2022-03-01 | 5498.31 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Proceeds from At-the-market offering, net of $159 offering expenses
Proceeds from direct offering, net of $5,332 offering expenses
Stock purchase under ESPP
Pre-funded warrant exercise
Proceeds from Incyte Share Purchase Agreement
Vesting of RSU
Proceeds from exercise of stock options
|
2021-12-31 |
| 2021-12-20 | 5200.77 | 未披露 |
更多>>
1.Common stock to be offered by company 3,157,144 shares.
2.The above discussion is based on 48,850,539 shares of common stock outstanding as of September 30, 2021.
|
2021-12-20 |
| 2021-12-09 | 5027.21 | 未披露 |
更多>>
1.Common stock to be offered by company 1,421,523 shares.
2.The above discussion is based on 48,850,539 shares of common stock outstanding as of September 30, 2021.
|
2021-12-09 |
| 2021-11-15 | 4939.21 | 未披露 | 定期报告 | 2021-11-11 |
| 2021-11-15 | 4885.05 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Stock purchase under ESPP
Proceeds from exercise stock options
|
2021-09-30 |
| 2021-08-09 | 4862.76 | 未披露 | 定期报告 | 2021-08-06 |
| 2021-08-09 | 4861.66 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Proceeds from ATM Offering, net of $200 offering expenses
Proceeds from exercise stock options
|
2021-06-30 |
| 2021-05-11 | 4824.86 | 未披露 |
更多>>
From December 31, 2020 to March 31, 2021
Stock purchase under ESPP
Prefunded warrant exchange
Proceeds from exercise of stock options
|
2021-03-31 |
| 2021-03-12 | 4823.58 | 未披露 | 定期报告 | 2021-03-10 |
| 2021-03-12 | 4788.12 | 未披露 |
更多>>
From December 31, 2019 to December 31, 2020
Proceeds from direct offering, net of $7,132 offering expenses
Proceeds from direct offering, net of $93 offering expenses
Proceeds from direct offering, net of $8,770 offering expenses
Stock purchase under ESPP
Pre-funded warrant exercise
Exercise of Series 1 and Series 2 warrants
Proceeds from exercise of stock options
|
2020-12-31 |
| 2020-12-11 | 4636.92 | 未披露 |
更多>>
1.Common stock to be offered by the company: 5,434,783 shares.
2.The above discussion is based on 40,934,402 shares of common stock outstanding, which represents 38,834,381 shares of common stock outstanding as of September 30, 2020.
|
2020-12-11 |
| 2020-11-05 | 4086.92 | 未披露 | 定期报告 | 2020-11-04 |
| 2020-11-05 | 3883.44 | 未披露 |
更多>>
From June 30, 2020 to September 30, 2020
Stock purchase under ESPP
Exercise Series 1 and Series 2 warrants
Proceeds from exercise of stock options
|
2020-09-30 |
| 2020-08-06 | 3854.92 | 未披露 | 定期报告 | 2020-08-05 |
| 2020-08-06 | 3851.27 | 未披露 |
更多>>
From March 31, 2020 to June 30, 2020
Issuance of common stock in exchange for pre-funded warrants
Exercise Series 1 and Series 2 warrants
Proceeds from direct offering, net of $7,099 offering expenses
Proceeds from exercise of stock options
|
2020-06-30 |
| 2020-05-07 | 3609.49 | 未披露 | 定期报告 | 2020-05-06 |
| 2020-05-04 | 3573.28 | 未披露 |
更多>>
1.Common stock offered 5,555,556 shares
2.based on 30,177,203 shares of our common stock outstanding
|
2020-05-04 |
| 2020-05-07 | 3024.08 | 未披露 |
更多>>
From December 31, 2019 to March 31, 2020
Stock purchase under ESPP
Proceeds from direct offering, net of $93 offering expenses
Proceeds from exercise of stock options
|
2020-03-31 |
| 2020-03-05 | 3024.08 | 未披露 | 定期报告 | 2020-03-04 |
| 2020-02-04 | 3017.72 | 未披露 | 定期报告 | 2020-02-04 |
| 2019-11-07 | 2714.05 | 未披露 |
更多>>
from June 30, 2019 to September 30, 2019
Stock purchase under ESPP
Proceeds from exercise of stock options
|
2019-09-30 |
| 2019-08-07 | 2713.68 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-07 | 2711.79 | 未披露 |
更多>>
From March 31, 2019 to June 30, 2019
Proceeds from exercise of stock options
|
2019-06-30 |
| 2019-05-08 | 2709.58 | 未披露 |
更多>>
From December 31, 2018 to March 31, 2019
Stock purchase under ESPP
Proceeds from 'at-the-market' offering, net of $34 offering expenses
Proceeds from direct offering, net of $1,571 in common stock warrants, $78 offering expenses
|
2019-03-31 |
| 2019-03-07 | 2500.07 | 未披露 | 定期报告 | 2019-03-06 |
| 2019-03-07 | 2483.60 | 未披露 |
更多>>
from December 31,2017 to December 31,2018
Proceeds from "At-the-market" offering, net
Proceeds from exercise of stock options
Stock issuance due to warrant exercise, cashless
Stock purchase under ESPP
Retirement of common stock in exchange for common stock warrant
|
2018-12-31 |
| 2018-11-05 | 2483.60 | 未披露 | 定期报告 | 2018-11-02 |
| 2018-11-05 | 2405.14 | 未披露 |
更多>>
from December 31, 2017 to September 30, 2018
Stock purchase under ESPP
Proceeds from 'At-the-market' offering, net
Stock issuance due to warrant exercise, cashless
Proceeds from exercise stock options
Retirement of common stock in exchange for common stock warrant
|
2018-09-30 |
| 2018-08-08 | 2335.50 | 未披露 | 定期报告 | 2018-08-06 |
| 2018-08-08 | 2270.58 | 未披露 |
更多>>
from December 31, 2017 to June 30, 2018
Stock purchase under ESPP
Stock issuance due to warrant exercise, cashless
Proceeds from exercise stock options
Retirement of common stock in exchange for common stock warrant
|
2018-06-30 |
| 2018-05-09 | 2470.58 | 未披露 | 定期报告 | 2018-05-08 |
| 2018-05-09 | 2469.79 | 未披露 |
更多>>
from December 31, 2017 to March 31, 2018
Stock purchase under ESPP
Stock issuance due to warrant exercise, cashless
|
2018-03-31 |
| 2018-03-08 | 2469.79 | 未披露 | 定期报告 | 2018-03-05 |
| 2018-03-08 | 2439.00 | 未披露 |
更多>>
from December 31, 2016 to December 31, 2017
Proceeds from follow on offering, net of offering cost of $3,665
Proceeds from exercise of stock options
Vesting of restricted stock
Proceeds from "At-the-market" offering, net
Proceeds from direct stock placement, net
|
2017-12-31 |
| 2017-10-20 | 2438.99 | 未披露 | 定期报告 | 2017-10-20 |
| 2017-11-08 | 2231.30 | 未披露 |
更多>>
from December 31, 2016 to September 30, 2017
Proceeds from follow on offering, net of offering cost of $3,665
Proceeds from exercise of stock options
Vesting of restricted stock
Proceeds from “At-the-market” offering, net
|
2017-09-30 |
| 2017-08-10 | 2222.00 | 未披露 | 定期报告 | 2017-08-10 |
| 2017-08-10 | 2221.98 | 未披露 |
更多>>
from December 31, 2016 to June 30, 2017
Proceeds from follow-on offering, net of offering costs of $3,665
Proceeds from exercise stock options
Vesting of restricted stock
|
2017-06-30 |
| 2017-05-09 | 1825.59 | 未披露 | 定期报告 | 2017-05-02 |
| 2017-05-09 | 1824.49 | 未披露 | 定期报告 | 2017-03-31 |
| 2017-04-07 | 1825.19 | 未披露 | 定期报告 | 2017-03-22 |
| 2017-03-14 | 1824.44 | 未披露 | 定期报告 | 2017-03-07 |
| 2017-03-14 | 1821.52 | 未披露 |
更多>>
from December 31, 2015 to December 31, 2016
Coversion of preferred stock into common stock
Proceeds from initial public offering, net of offering costs of $7,186
Exercise of stock options
Vesting of restricted stock
|
2016-12-31 |
| 2016-11-14 | 1819.34 | 未披露 | 定期报告 | 2016-11-07 |
| 2016-11-14 | 1817.98 | 1000.00 |
更多>>
from December 31, 2015 to September 30, 2016
Conversion of preferred stock into common stock
Proceeds from IPO, net of offering costs of $7,186
Exercise of stock options
Vesting of restricted stock
|
2016-09-30 |
| 2016-08-15 | 1778.22 | 未披露 | 定期报告 | 2016-08-08 |
| 2016-08-15 | 1777.05 | 未披露 |
更多>>
from December 31, 2015 to June 30, 2016
Proceeds from IPO, net of offering costs of $7,186
Conversion of preferred stock into common stock
Vesting of restricted stock
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
|
2016-06-30 |
| 2016-05-16 | 1778.22 | 未披露 |
更多>>
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
|
2016-05-05 |
| 2016-05-16 | 1776.90 | 未披露 |
更多>>
from December 31, 2015 to March 31, 2016
Proceeds from IPO, net of offering costs of $7,186
Conversion of preferred stock into common stock
Vesting of restricted stock
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
|
2016-03-31 |
| 2016-03-03 | 1737.27 | 未披露 |
更多>>
The number of shares of our common stock outstanding immediately following this offering set forth above is based on 12,972,675 shares of our common stock outstanding as of December 31, 2015 (including 14,684 shares of unvested restricted stock subject to repurchase by us), which gives effect to the conversion of all outstanding shares of our convertible preferred stock into an aggregate of 12,872,551 shares of our common stock upon completion of this offering.
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
|
2016-03-03 |
| 2016-02-22 | 8.54 | 1343.29 |
更多>>
From December 31, 2014 to December 31, 2015
Issuance of Series B-1 convertible preferred stock in January 2015 in conjunction with KHK Agreement
Issuance of Series C-1 convertible preferred stock in June 2015, net of issuance costs of $0.2 million
Conversion of 2014 Notes into Series C-1
Issuance of Series C-1 convertible preferred stock in August 2015, net of issuance costs of $0.2 million
Exercise of stock options
Vesting of restricted stock
The accompanying consolidated financial statements give effect to a 1-for-1.25 reverse stock split of the common stock and convertible preferred stock of Syndax Pharmaceuticals, Inc. and subsidiaries (the “Company”), which will take place prior to the effective date of the registration statement.
|
2015-12-31 |
| 2016-01-04 | 10.28 | 1679.12 |
更多>>
from December 31, 2014 to September 30, 2015
Issuance of Series B-1 convertible preferred stock in January 2015 in conjunction with KHK Agreement
Issuance of Series C-1 convertible preferred stock in June 2015, net of issuance costs of $0.2 million
Conversion of 2014 Notes into Series C-1
Issuance of Series C-1 convertible preferred stock in August 2015, net of issuance costs of $0.2 million
Exercise of common stock options
Vesting of restricted stock
|
2015-09-30 |
| 2014-06-05 | 7.32 | 850.80 |
更多>>
On June 3, 2014, the Company effected a 1-for-12.3 reverse stock split of the Company’s common stock and convertible preferred stock. All share and per share data shown in the accompanying interim financial statements and related notes have been retroactively revised to reflect the reverse stock split.
|
2014-06-04 |
| 2014-03-27 | 87.00 | 10464.94 |
更多>>
from December 31,2012 to December 31,2013
Conversion of Series A convertible preferred stock into Series A-1 convertible preferred stock and cancellation of warrants pursuant to the recapitalization
Conversion of convertible notes and accrued interest into Series B-1 convertible preferred stock and cancellation of warrants and forced conversion into Series B convertible preferred stock pursuant to the recapitalization
Issuance of Series B-1 convertible preferred stock:
In March 2013, net of offering costs of $626 and tranche obligation of $206
In April 2013
In July 2013, net of tranche obligation of $754 and beneficial conversion feature of $452
In August 2013, net of offering costs of $365 and tranche obligation of $1,964 and beneficial conversion feature of $842
In November 2013, including $7,008 de-recognition of remaining tranche obligation
Forced conversion of Series A-1 convertible preferred into Series A convertible preferred stock
Issuance of common stock as consideration for license fees
|
2013-12-31 |
From March 31,2026 to June 30,2026
Proceeds from exercise of stock options
Vesting of RSUs
From December 31, 2025 to March 31, 2026
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
From December 31, 2024 to December 31, 2025
Stock purchase under ESPP
Vesting of RSU
Proceeds from exercise of stock options
From June 30, 2025 to September 30, 2025
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
From March 31, 2025 to June 30, 2025
Vesting of RSUs
Proceeds from exercise of stock options
From December 31, 2024 to March 31, 2025
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
From December 31, 2023 to December 31, 2024
Proceeds from exercise of stock options
Stock purchase under ESPP
Vesting of RSU
From June 30, 2024 to September 30, 2024
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
From March 31, 2024 to June 30, 2024
Vesting of RSUs
Proceeds from exercise of stock options
From December 31, 2023 to March 31, 2024
Stock purchase under ESPP
Vesting of RSUs
Proceeds from exercise of stock options
From December 31,2022 to December 31,2023
Proceeds from direct offering, net of $14,044 offering expenses
Proceeds from at-the-market offerings, net of $1,086 offering expense
Stock purchase under ESPP
Pre-funded warrant cashless exercise
Vesting of RSU
Proceeds from exercise of stock options
Common stock offered 10,810,810 shares by the company
From June 30, 2023 to September 30, 2023
Stock purchase under ESPP
Proceeds from exercise of stock options
From December 31, 2021 to December 31, 2022
Proceeds from at-the-market offering, net of $600 offering expenses
Proceeds from direct offering, net of $10,535 offering expenses
Stock purchase under ESPP
Pre-funded warrant cashless exercise
Vesting of RSU
Proceeds from exercise of stock options
Common stock offered 6,818,182 shares by the company
From March 31, 2022 to June 30, 2022
Proceeds from ATM sales
Proceeds from exercise of stock options
From December 31, 2021 to March 31, 2022
Stock purchase under ESPP
Proceeds from exercise of stock options
From December 31, 2020 to December 31, 2021
Proceeds from At-the-market offering, net of $159 offering expenses
Proceeds from direct offering, net of $5,332 offering expenses
Stock purchase under ESPP
Pre-funded warrant exercise
Proceeds from Incyte Share Purchase Agreement
Vesting of RSU
Proceeds from exercise of stock options
1.Common stock to be offered by company 3,157,144 shares.
2.The above discussion is based on 48,850,539 shares of common stock outstanding as of September 30, 2021.
1.Common stock to be offered by company 1,421,523 shares.
2.The above discussion is based on 48,850,539 shares of common stock outstanding as of September 30, 2021.
From June 30, 2021 to September 30, 2021
Stock purchase under ESPP
Proceeds from exercise stock options
From March 31, 2021 to June 30, 2021
Proceeds from ATM Offering, net of $200 offering expenses
Proceeds from exercise stock options
From December 31, 2020 to March 31, 2021
Stock purchase under ESPP
Prefunded warrant exchange
Proceeds from exercise of stock options
From December 31, 2019 to December 31, 2020
Proceeds from direct offering, net of $7,132 offering expenses
Proceeds from direct offering, net of $93 offering expenses
Proceeds from direct offering, net of $8,770 offering expenses
Stock purchase under ESPP
Pre-funded warrant exercise
Exercise of Series 1 and Series 2 warrants
Proceeds from exercise of stock options
1.Common stock to be offered by the company: 5,434,783 shares.
2.The above discussion is based on 40,934,402 shares of common stock outstanding, which represents 38,834,381 shares of common stock outstanding as of September 30, 2020.
From June 30, 2020 to September 30, 2020
Stock purchase under ESPP
Exercise Series 1 and Series 2 warrants
Proceeds from exercise of stock options
From March 31, 2020 to June 30, 2020
Issuance of common stock in exchange for pre-funded warrants
Exercise Series 1 and Series 2 warrants
Proceeds from direct offering, net of $7,099 offering expenses
Proceeds from exercise of stock options
1.Common stock offered 5,555,556 shares
2.based on 30,177,203 shares of our common stock outstanding
From December 31, 2019 to March 31, 2020
Stock purchase under ESPP
Proceeds from direct offering, net of $93 offering expenses
Proceeds from exercise of stock options
from June 30, 2019 to September 30, 2019
Stock purchase under ESPP
Proceeds from exercise of stock options
From March 31, 2019 to June 30, 2019
Proceeds from exercise of stock options
From December 31, 2018 to March 31, 2019
Stock purchase under ESPP
Proceeds from 'at-the-market' offering, net of $34 offering expenses
Proceeds from direct offering, net of $1,571 in common stock warrants, $78 offering expenses
from December 31,2017 to December 31,2018
Proceeds from "At-the-market" offering, net
Proceeds from exercise of stock options
Stock issuance due to warrant exercise, cashless
Stock purchase under ESPP
Retirement of common stock in exchange for common stock warrant
from December 31, 2017 to September 30, 2018
Stock purchase under ESPP
Proceeds from 'At-the-market' offering, net
Stock issuance due to warrant exercise, cashless
Proceeds from exercise stock options
Retirement of common stock in exchange for common stock warrant
from December 31, 2017 to June 30, 2018
Stock purchase under ESPP
Stock issuance due to warrant exercise, cashless
Proceeds from exercise stock options
Retirement of common stock in exchange for common stock warrant
from December 31, 2017 to March 31, 2018
Stock purchase under ESPP
Stock issuance due to warrant exercise, cashless
from December 31, 2016 to December 31, 2017
Proceeds from follow on offering, net of offering cost of $3,665
Proceeds from exercise of stock options
Vesting of restricted stock
Proceeds from "At-the-market" offering, net
Proceeds from direct stock placement, net
from December 31, 2016 to September 30, 2017
Proceeds from follow on offering, net of offering cost of $3,665
Proceeds from exercise of stock options
Vesting of restricted stock
Proceeds from “At-the-market” offering, net
from December 31, 2016 to June 30, 2017
Proceeds from follow-on offering, net of offering costs of $3,665
Proceeds from exercise stock options
Vesting of restricted stock
from December 31, 2015 to December 31, 2016
Coversion of preferred stock into common stock
Proceeds from initial public offering, net of offering costs of $7,186
Exercise of stock options
Vesting of restricted stock
from December 31, 2015 to September 30, 2016
Conversion of preferred stock into common stock
Proceeds from IPO, net of offering costs of $7,186
Exercise of stock options
Vesting of restricted stock
from December 31, 2015 to June 30, 2016
Proceeds from IPO, net of offering costs of $7,186
Conversion of preferred stock into common stock
Vesting of restricted stock
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
from December 31, 2015 to March 31, 2016
Proceeds from IPO, net of offering costs of $7,186
Conversion of preferred stock into common stock
Vesting of restricted stock
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
The number of shares of our common stock outstanding immediately following this offering set forth above is based on 12,972,675 shares of our common stock outstanding as of December 31, 2015 (including 14,684 shares of unvested restricted stock subject to repurchase by us), which gives effect to the conversion of all outstanding shares of our convertible preferred stock into an aggregate of 12,872,551 shares of our common stock upon completion of this offering.
On February 24, 2016, the Company effected a 1-for-1.25 reverse stock split of the Company’s outstanding common stock and convertible preferred stock.
From December 31, 2014 to December 31, 2015
Issuance of Series B-1 convertible preferred stock in January 2015 in conjunction with KHK Agreement
Issuance of Series C-1 convertible preferred stock in June 2015, net of issuance costs of $0.2 million
Conversion of 2014 Notes into Series C-1
Issuance of Series C-1 convertible preferred stock in August 2015, net of issuance costs of $0.2 million
Exercise of stock options
Vesting of restricted stock
The accompanying consolidated financial statements give effect to a 1-for-1.25 reverse stock split of the common stock and convertible preferred stock of Syndax Pharmaceuticals, Inc. and subsidiaries (the “Company”), which will take place prior to the effective date of the registration statement.
from December 31, 2014 to September 30, 2015
Issuance of Series B-1 convertible preferred stock in January 2015 in conjunction with KHK Agreement
Issuance of Series C-1 convertible preferred stock in June 2015, net of issuance costs of $0.2 million
Conversion of 2014 Notes into Series C-1
Issuance of Series C-1 convertible preferred stock in August 2015, net of issuance costs of $0.2 million
Exercise of common stock options
Vesting of restricted stock
On June 3, 2014, the Company effected a 1-for-12.3 reverse stock split of the Company’s common stock and convertible preferred stock. All share and per share data shown in the accompanying interim financial statements and related notes have been retroactively revised to reflect the reverse stock split.
from December 31,2012 to December 31,2013
Conversion of Series A convertible preferred stock into Series A-1 convertible preferred stock and cancellation of warrants pursuant to the recapitalization
Conversion of convertible notes and accrued interest into Series B-1 convertible preferred stock and cancellation of warrants and forced conversion into Series B convertible preferred stock pursuant to the recapitalization
Issuance of Series B-1 convertible preferred stock:
In March 2013, net of offering costs of $626 and tranche obligation of $206
In April 2013
In July 2013, net of tranche obligation of $754 and beneficial conversion feature of $452
In August 2013, net of offering costs of $365 and tranche obligation of $1,964 and beneficial conversion feature of $842
In November 2013, including $7,008 de-recognition of remaining tranche obligation
Forced conversion of Series A-1 convertible preferred into Series A convertible preferred stock
Issuance of common stock as consideration for license fees