董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Tom Florence | 男 | Chairman and Director | 64 | 未披露 | 未持股 | 2026-08-18 |
| Andrew J. Iseman | 男 | Director | 62 | 2.53万美元 | 0.30 | 2026-08-18 |
| Carrie R. Schoffman | 女 | Director | 53 | 3.12万美元 | 未持股 | 2026-08-18 |
| John Maxwell | 男 | Director | 63 | 未披露 | 未持股 | 2026-08-18 |
| Keith Fletcher | 男 | Director | 68 | 未披露 | 未持股 | 2026-08-18 |
| Carrie Ramirez Schoffman | 女 | Director | 53 | 未披露 | 未持股 | 2026-08-18 |
| Keith Fletcher | 男 | Director | 68 | 未披露 | 未持股 | 2026-08-18 |
| Carrie Ramirez Schoffman | 女 | Director | 53 | 未披露 | 未持股 | 2026-08-18 |
| Keith Fletcher | 男 | Director | 68 | 未披露 | 未持股 | 2026-08-18 |
| Carrie Ramirez Schoffman | 女 | Director | 53 | 未披露 | 未持股 | 2026-08-18 |
| Keith Fletcher | 男 | Director | 68 | 未披露 | 未持股 | 2026-08-18 |
| Carrie Ramirez Schoffman | 女 | Director | 53 | 未披露 | 未持股 | 2026-08-18 |
| Keith Fletcher | 男 | Director | 68 | 未披露 | 未持股 | 2026-08-18 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Matthew G. P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 0.34 | 2026-08-18 |
| Sean Wickliffe | 男 | Principal Financial Officer and Treasurer | 37 | 未披露 | 未持股 | 2026-08-18 |
| Amy Seifer | 男 | Chief Compliance Officer | 49 | 未披露 | 未持股 | 2026-08-18 |
| Amy Seifer | 男 | Chief Compliance Officer | 49 | 未披露 | 未持股 | 2026-08-18 |
| Matthew G.P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 未持股 | 2026-08-18 |
| Amy Seifer | 男 | Chief Compliance Officer | 49 | 未披露 | 未持股 | 2026-08-18 |
| Matthew G.P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 未持股 | 2026-08-18 |
| Amy Seifer | 男 | Chief Compliance Officer | 49 | 未披露 | 未持股 | 2026-08-18 |
| Matthew G.P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 未持股 | 2026-08-18 |
| Amy Seifer | 男 | Chief Compliance Officer | 49 | 未披露 | 未持股 | 2026-08-18 |
| Matthew G.P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 未持股 | 2026-08-18 |
| Matthew G.P. Sallee | 男 | Chief Executive Officer and President | 48 | 未披露 | 未持股 | 2026-08-18 |
董事简历
中英对照 | 中文 | 英文- Tom Florence
-
Tom Florence，Tortoise Capital Advisors，L.L.C.首席执行官（自2024年起）；Hamilton Lane董事总经理（2021-2022年）；361 Capital董事长、首席执行官和创始人（2009-2021年）；Black Creek Capital管理合伙人（2003-2008年）；晨星信息公司董事总经理（2000-2003年）；Pilgrim Baxter & Associates董事总经理（1996-2000年）；富达投资公司副总裁（1991-1996年）；美林公司副总裁（1985-1991年）。
Tom Florence Chief Executive Officer, Tortoise Capital Advisors, L.L.C. (since 2024); Managing Director, Hamilton Lane (2021 2022); Chairman, Chief Executive Officer and Founder, 361 Capital (2009 2021); Managing Partner, Black Creek Capital (2003 2008); Managing Director, Morningstar Inc. (2000 2003); Managing Director, Pilgrim Baxter & Associates (1996 2000); Vice President, Fidelity Investments (1991 1996); Vice President, Merrill Lynch (1985 1991). - Tom Florence，Tortoise Capital Advisors，L.L.C.首席执行官（自2024年起）；Hamilton Lane董事总经理（2021-2022年）；361 Capital董事长、首席执行官和创始人（2009-2021年）；Black Creek Capital管理合伙人（2003-2008年）；晨星信息公司董事总经理（2000-2003年）；Pilgrim Baxter & Associates董事总经理（1996-2000年）；富达投资公司副总裁（1991-1996年）；美林公司副总裁（1985-1991年）。
- Tom Florence Chief Executive Officer, Tortoise Capital Advisors, L.L.C. (since 2024); Managing Director, Hamilton Lane (2021 2022); Chairman, Chief Executive Officer and Founder, 361 Capital (2009 2021); Managing Partner, Black Creek Capital (2003 2008); Managing Director, Morningstar Inc. (2000 2003); Managing Director, Pilgrim Baxter & Associates (1996 2000); Vice President, Fidelity Investments (1991 1996); Vice President, Merrill Lynch (1985 1991).
- Andrew J. Iseman
-
Andrew J. Iseman，独立董事委员会管理委员会成员（自2024年起）兼职教员；罗克赫斯特大学（2018年）；Scout Investments首席执行官（2010-2018年）；RK Capital Management首席运营官（2009-2010年）；Janus Investment Fund、Janus Adviser Series和Janus Aspen Series首席运营官（2007-2008年）；INTECH高级副总裁（2005-2007年）；骏利资产管理投资运营副总裁（2003-2005年）；贝格金融集团首席运营官（1996-2003年）；DST系统产品经理（1993-1996年）；FINRA高级合规审查员（1987-1993年）。
Andrew J. Iseman Member, Governing Council, Independent Directors Council (since 2024) Adjunct Faculty, Rockhurst University (2018) Chief Executive Officer, Scout Investments (2010 2018) Chief Operating Officer, RK Capital Management (2009 2010) Chief Operating Officer, Janus Investment Fund, Janus Adviser Series and Janus Aspen Series (2007 2008) Senior Vice President, INTECH (2005 2007) Vice President of Investment Operations, Janus Capital Group (2003 2005) Chief Operating Officer, Berger Financial Group (1996 2003) Product Manager, DST Systems (1993 1996) Senior Compliance Examiner, FINRA (1987 1993). - Andrew J. Iseman，独立董事委员会管理委员会成员（自2024年起）兼职教员；罗克赫斯特大学（2018年）；Scout Investments首席执行官（2010-2018年）；RK Capital Management首席运营官（2009-2010年）；Janus Investment Fund、Janus Adviser Series和Janus Aspen Series首席运营官（2007-2008年）；INTECH高级副总裁（2005-2007年）；骏利资产管理投资运营副总裁（2003-2005年）；贝格金融集团首席运营官（1996-2003年）；DST系统产品经理（1993-1996年）；FINRA高级合规审查员（1987-1993年）。
- Andrew J. Iseman Member, Governing Council, Independent Directors Council (since 2024) Adjunct Faculty, Rockhurst University (2018) Chief Executive Officer, Scout Investments (2010 2018) Chief Operating Officer, RK Capital Management (2009 2010) Chief Operating Officer, Janus Investment Fund, Janus Adviser Series and Janus Aspen Series (2007 2008) Senior Vice President, INTECH (2005 2007) Vice President of Investment Operations, Janus Capital Group (2003 2005) Chief Operating Officer, Berger Financial Group (1996 2003) Product Manager, DST Systems (1993 1996) Senior Compliance Examiner, FINRA (1987 1993).
- Carrie R. Schoffman
-
自2020年以来，Carrie R. Schoffman一直经营着自己的公司CPA Concierge Services，LLC，这是一家精品税务和会计公司。Schoffman女士从2017年到2020年担任Bree Beers & Associates，PC的税务会计师。从2004年到2017年，Schoffman女士担任ICON Funds的首席合规官、首席财务官和财务主管，并从2004年到2017年担任ICON Advisers，Inc.的首席合规官和高级副总裁。此前，Schoffman女士是美国证券交易委员会的职员会计师（2003年至2004年）。她曾在普华永道会计师事务所（PricewaterhouseCoopers LLP）担任经验丰富的经理（2001年至2003年）和高级协理/协理（1996年至2001年）。Schoffman女士自1997年以来一直是注册会计师（CPA），是科罗拉多州公共会计师协会和美国注册会计师协会的成员。她目前还担任Tortoise Capital Series Trust的独立受托人和审计委员会主席，Tortoise Capital Series Trust是该公司投资顾问Tortoise Capital Advisors，L.L.C.建议的基金综合体的另一名成员。此外，Schoffman女士目前担任上市投资公司83 Investment Group Income Fund、Beacon Pointe Multi-Alternative Fund、Booster Income Opportunities Fund和Private Debt & Income Fund的独立受托人。
Carrie R. Schoffman,has operated her own firm, CPA Concierge Services, LLC, a boutique tax and accounting firm, since 2020. Ms Schoffman served as a Tax Accountant with Bree Beers & Associates, PC from 2017 through 2020. From 2004 through 2017, Ms. Schoffman served as Chief Compliance Officer, Principal Financial Officer and Treasurer for ICON Funds, and also served as Chief Compliance Officer, Senior Vice President at ICON Advisers, Inc. from 2004 through 2017. Previously, Ms. Schoffman was a Staff Accountant with the Securities and Exchange Commission (2003 to 2004). She served as Experienced Manager (2001 to 2003) and as a Senior Associate/Associate (1996 to 2001) at PricewaterhouseCoopers LLP. Ms. Schoffman has been a Certified Public Accountant (CPA) since 1997 and is a member of the Colorado Society of Public Accountants and the American Institute of Certified Public Accountants. She also currently serves as an independent trustee and Chair of the Audit Committee for Tortoise Capital Series Trust, another member of the fund complex advised by the Companies' investment adviser, Tortoise Capital Advisors, L.L.C. In addition, Ms. Schoffman currently serves as an independent trustee of each of the publicly traded investment companies 83 Investment Group Income Fund, Beacon Pointe Multi-Alternative Fund, Booster Income Opportunities Fund and Private Debt & Income Fund. - 自2020年以来，Carrie R. Schoffman一直经营着自己的公司CPA Concierge Services，LLC，这是一家精品税务和会计公司。Schoffman女士从2017年到2020年担任Bree Beers & Associates，PC的税务会计师。从2004年到2017年，Schoffman女士担任ICON Funds的首席合规官、首席财务官和财务主管，并从2004年到2017年担任ICON Advisers，Inc.的首席合规官和高级副总裁。此前，Schoffman女士是美国证券交易委员会的职员会计师（2003年至2004年）。她曾在普华永道会计师事务所（PricewaterhouseCoopers LLP）担任经验丰富的经理（2001年至2003年）和高级协理/协理（1996年至2001年）。Schoffman女士自1997年以来一直是注册会计师（CPA），是科罗拉多州公共会计师协会和美国注册会计师协会的成员。她目前还担任Tortoise Capital Series Trust的独立受托人和审计委员会主席，Tortoise Capital Series Trust是该公司投资顾问Tortoise Capital Advisors，L.L.C.建议的基金综合体的另一名成员。此外，Schoffman女士目前担任上市投资公司83 Investment Group Income Fund、Beacon Pointe Multi-Alternative Fund、Booster Income Opportunities Fund和Private Debt & Income Fund的独立受托人。
- Carrie R. Schoffman,has operated her own firm, CPA Concierge Services, LLC, a boutique tax and accounting firm, since 2020. Ms Schoffman served as a Tax Accountant with Bree Beers & Associates, PC from 2017 through 2020. From 2004 through 2017, Ms. Schoffman served as Chief Compliance Officer, Principal Financial Officer and Treasurer for ICON Funds, and also served as Chief Compliance Officer, Senior Vice President at ICON Advisers, Inc. from 2004 through 2017. Previously, Ms. Schoffman was a Staff Accountant with the Securities and Exchange Commission (2003 to 2004). She served as Experienced Manager (2001 to 2003) and as a Senior Associate/Associate (1996 to 2001) at PricewaterhouseCoopers LLP. Ms. Schoffman has been a Certified Public Accountant (CPA) since 1997 and is a member of the Colorado Society of Public Accountants and the American Institute of Certified Public Accountants. She also currently serves as an independent trustee and Chair of the Audit Committee for Tortoise Capital Series Trust, another member of the fund complex advised by the Companies' investment adviser, Tortoise Capital Advisors, L.L.C. In addition, Ms. Schoffman currently serves as an independent trustee of each of the publicly traded investment companies 83 Investment Group Income Fund, Beacon Pointe Multi-Alternative Fund, Booster Income Opportunities Fund and Private Debt & Income Fund.
- John Maxwell
-
John Maxwell，曾任Delaware Ivy Investments/Waddell & Reed/Ivy Investments首席投资组合经理（2006 – 2021）；Delaware Ivy Investments/Waddell & Reed/Ivy Investments分析师和助理投资组合经理（1998 – 2006）；Fort Washington Investment Advisors消费必需品分析师（1995 – 1998）；金融分析师，宝洁（1992 – 1995）；白宫军事办公室戴维营负责建筑的工程师（1986 – 1990）；美国陆军预备役，工程兵团。自1998年起担任特许金融分析师（CFA）称号。Maxwell先生目前还担任Tortoise Capital Series Trust的独立受托人。
John Maxwell Lead Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (2006 – 2021); Analyst and Assistant Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (1998 – 2006); Consumer Staples Analyst, Fort Washington Investment Advisors (1995 – 1998); Financial Analyst, Procter & Gamble (1992 – 1995); Engineer in Charge of Construction, Camp David, White House Military Office (1986 – 1990); First Lieutenant, U.S. Army Reserves, Corps of Engineers; CFA designation (since 1998). - John Maxwell，曾任Delaware Ivy Investments/Waddell & Reed/Ivy Investments首席投资组合经理（2006 – 2021）；Delaware Ivy Investments/Waddell & Reed/Ivy Investments分析师和助理投资组合经理（1998 – 2006）；Fort Washington Investment Advisors消费必需品分析师（1995 – 1998）；金融分析师，宝洁（1992 – 1995）；白宫军事办公室戴维营负责建筑的工程师（1986 – 1990）；美国陆军预备役，工程兵团。自1998年起担任特许金融分析师（CFA）称号。Maxwell先生目前还担任Tortoise Capital Series Trust的独立受托人。
- John Maxwell Lead Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (2006 – 2021); Analyst and Assistant Portfolio Manager, Delaware Ivy Investments/Waddell & Reed/Ivy Investments (1998 – 2006); Consumer Staples Analyst, Fort Washington Investment Advisors (1995 – 1998); Financial Analyst, Procter & Gamble (1992 – 1995); Engineer in Charge of Construction, Camp David, White House Military Office (1986 – 1990); First Lieutenant, U.S. Army Reserves, Corps of Engineers; CFA designation (since 1998).
- Keith Fletcher
-
Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004). - Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
- Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004).
- Carrie Ramirez Schoffman
-
Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997) - Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
- Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997)
- Keith Fletcher
-
Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004). - Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
- Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004).
- Carrie Ramirez Schoffman
-
Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997) - Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
- Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997)
- Keith Fletcher
-
Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004). - Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
- Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004).
- Carrie Ramirez Schoffman
-
Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997) - Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021年）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
- Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997)
- Keith Fletcher
-
Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004). - Keith Fletcher NeOS Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
- Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004).
- Carrie Ramirez Schoffman
-
Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997) - Carrie Ramirez Schoffman所有者，CPA Concierge Services，LLC（自2020年起）；税务师，Bree Beers & Associates，PC（2017-2021）；ICON Funds首席财务官兼财务主管（2013年-2017年）；ICON Funds首席合规官（2004年-2017年）；ICON Advisers，Inc.首席合规官、高级副总裁（2004年-2017年）；美国证券交易委员会职员会计师（2003年-2004年）；经验丰富的经理/高级/职员，普华永道会计师事务所（1996年-2003年）；注册会计师指定（1997年起）
- Carrie Ramirez Schoffman Owner, CPA Concierge Services, LLC (since 2020); Tax Accountant, Bree Beers & Associates, PC (2017 2021); Principal Financial Officer and Treasurer, ICON Funds (2013 2017); Chief Compliance Officer, ICON Funds (2004 2017); Chief Compliance Officer, Senior Vice President, ICON Advisers, Inc. (2004 2017); Staff Accountant, U.S. Securities and Exchange Commission (2003 2004); Experienced Manager/Senior/Staff, PricewaterhouseCoopers LLP (1996 2003); CPA designation (since 1997)
- Keith Fletcher
-
Keith Fletcher Neos Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004). - Keith Fletcher Neos Investments合伙人（自2022年起）；JAHFT Solutions负责人兼创始人（自2017年起）；Riskx Investments负责人兼首席分销官（2012 – 2017）；Guggenheim Investments/Rydex SGI首席营销官（2008 – 2012）；Lyster Watson董事总经理（2007 – 2008）；Fletcher Financial Group Inc.总裁兼首席执行官（2004 – 2007）；Van Eck Global首席营销官兼执行副总裁（1992 – 2004）。
- Keith Fletcher Partner at Neos Investments (since 2022); Principal and Founder, JAHFT Solutions (since 2017); Principal and Chief Distribution Officer, Riskx Investments (2012 – 2017); Chief Marketing Officer, Guggenheim Investments/Rydex SGI (2008 – 2012); Managing Director, Lyster Watson (2007 – 2008); President and Chief Executive Officer, Fletcher Financial Group Inc. (2004 – 2007); Chief Marketing Officer, Executive Vice President, Van Eck Global (1992 – 2004).
高管简历
中英对照 | 中文 | 英文- Matthew G. P. Sallee
MatthewG.P.Sallee自2019年2月起担任顾问的高级投资组合经理；自2014年1月起担任顾问的常务董事，自2015年6月30日起担任顾问的投资委员会成员；2013年7月至2019年1月担任顾问的投资组合经理；自2015年6月30日起担任TYG总裁。CFA特许持有人。
Matthew G. P. Sallee,Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- MatthewG.P.Sallee自2019年2月起担任顾问的高级投资组合经理；自2014年1月起担任顾问的常务董事，自2015年6月30日起担任顾问的投资委员会成员；2013年7月至2019年1月担任顾问的投资组合经理；自2015年6月30日起担任TYG总裁。CFA特许持有人。
- Matthew G. P. Sallee,Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.
- Sean Wickliffe
Sean Wickliffe，副总裁——自2021年1月起担任顾问的财务业务；2020年1月至2021年1月担任顾问的高级财务业务分析师；2016年12月至2020年1月担任顾问的财务业务分析师；2015年11月至2016年12月担任顾问的初级财务业务分析师。
Sean Wickliffe Director of Operations of the Adviser since January 2025. Vice President – Financial Operations of the Adviser from January 2021 through December 2024; Senior Financial Operations Analyst of the Adviser from January 2020 to January 2021; Financial Operations Analyst of the Adviser from December 2016 to January 2020; Junior Financial Operations Analyst of the Adviser from November 2015 to December 2016.- Sean Wickliffe，副总裁——自2021年1月起担任顾问的财务业务；2020年1月至2021年1月担任顾问的高级财务业务分析师；2016年12月至2020年1月担任顾问的财务业务分析师；2015年11月至2016年12月担任顾问的初级财务业务分析师。
- Sean Wickliffe Director of Operations of the Adviser since January 2025. Vice President – Financial Operations of the Adviser from January 2021 through December 2024; Senior Financial Operations Analyst of the Adviser from January 2020 to January 2021; Financial Operations Analyst of the Adviser from December 2016 to January 2020; Junior Financial Operations Analyst of the Adviser from November 2015 to December 2016.
- Amy Seifer
Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present);Vice President at Citi Fund Services Ohio, Inc. (2012 2024).- Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
- Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present);Vice President at Citi Fund Services Ohio, Inc. (2012 2024).
- Amy Seifer
Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).- Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
- Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).
- Matthew G.P. Sallee
Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
- Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.
- Amy Seifer
Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).- Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
- Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).
- Matthew G.P. Sallee
Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
- Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.
- Amy Seifer
Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).- Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
- Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).
- Matthew G.P. Sallee
Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
- Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.
- Amy Seifer
Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).- Amy Seifer PINE Advisor Solutions LLC基金CCO服务总监（2024年至今）；Citi Fund Services Ohio，Inc.副总裁（2012年至2024年）。
- Amy Seifer Director, Fund CCO Services, PINE Advisor Solutions LLC (2024 present) Vice President at Citi Fund Services Ohio, Inc. (2012 2024).
- Matthew G.P. Sallee
Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA职务。
- Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.
- Matthew G.P. Sallee
Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA。
Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.- Matthew G.P. Sallee自2014年1月起担任顾问公司董事总经理，自2015年6月30日起担任顾问公司投资委员会成员；自2019年2月起担任顾问公司高级投资组合经理；自2013年7月至2019年1月担任顾问公司投资组合经理；自2009年起担任CFA。
- Matthew G.P. Sallee Managing Director of the Adviser since January 2014 and a member of the Investment Committee of the Adviser since June 30, 2015; Senior Portfolio Manager of the Adviser since February 2019; Portfolio Manager of the Adviser from July 2013 to January 2019; CFA designation since 2009.