董事介绍
注：董事持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Danielle Cupps | 女 | Trustee | 50 | 5.55万美元 | 未持股 | 2020-04-08 |
| Gregory G. Dingens | 男 | Trustee and Chair of the Board | 56 | 6.42万美元 | 未持股 | 2020-04-08 |
| Scott Craven Jones | 男 | Trustee | 58 | 6.88万美元 | 未持股 | 2020-04-08 |
| Theodore J. Brombach | 男 | Trustee, President and Chief Executive Officer | 57 | 未披露 | 未持股 | 2020-04-08 |
| Philip G. Franklin | 男 | Trustee | 69 | 5.99万美元 | 未持股 | 2020-04-08 |
高管介绍
注：高管持股数取自最新公司公告
| 姓名 | 性别 | 职位 | 年龄 | 薪酬 | 持股数(万股) | 截止日期 |
|---|---|---|---|---|---|---|
| Theodore J. Brombach | 男 | Trustee, President and Chief Executive Officer | 57 | 未披露 | 未持股 | 2020-04-08 |
| John Yogi Spence | -- | Vice President | 58 | 未披露 | 未持股 | 2020-04-08 |
| Kimberly Ann Flynn | -- | Vice President | 43 | 未披露 | 未持股 | 2020-04-08 |
| Theodore J. Uhl | 男 | Chief Compliance Officer | 46 | 未披露 | 未持股 | 2020-04-08 |
| Benjamin D. McCulloch | -- | Chief Legal Officer and Secretary | 39 | 未披露 | 未持股 | 2020-04-08 |
| Derek Mullins | 男 | Chief Financial Officer and Treasurer | 47 | 未披露 | 未持股 | 2020-04-08 |
董事简历
中英对照 | 中文 | 英文- Danielle Cupps
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Danielle Cupps，自2017年起担任基金综合体中基金的受托人。通过担任CEO & Financial Communications董事、私募股权公司Kinzie Capital Partners董事总经理、管理全球另类资产组合的家族办公室BLG Capital Advisors董事总经理等多个职务，包括公司和战略发展总监以及波音公司首席财务官办公室的参谋长、私募股权公司Code Hennessy & Simmons LLC的副总裁，以及高盛，Sachs & Co.私募股权基金集团的助理，Cupps女士在金融方面经验丰富，监管和投资事项。
Danielle Cupps,has served as a Trustee of funds in the Fund Complex since 2017. Through her experience as a Director of CEO & Financial Communications, at McDonald's Corporation, Managing Director at Kinzie Capital Partners, a private equity firm, Managing Director at BLG Capital Advisors, a family office managing a global portfolio of alternative assets, in various roles, including Director of Corporate and Strategic Development and Chief of Staff in the Office of the Chief Financial Officer, at Boeing Company, Vice President at Code Hennessy & Simmons LLC, a private equity firm, and Associate in the private equity funds group at Goldman, Sachs & Co., Ms. Cupps is experienced in financial, regulatory and investment matters. - Danielle Cupps，自2017年起担任基金综合体中基金的受托人。通过担任CEO & Financial Communications董事、私募股权公司Kinzie Capital Partners董事总经理、管理全球另类资产组合的家族办公室BLG Capital Advisors董事总经理等多个职务，包括公司和战略发展总监以及波音公司首席财务官办公室的参谋长、私募股权公司Code Hennessy & Simmons LLC的副总裁，以及高盛，Sachs & Co.私募股权基金集团的助理，Cupps女士在金融方面经验丰富，监管和投资事项。
- Danielle Cupps,has served as a Trustee of funds in the Fund Complex since 2017. Through her experience as a Director of CEO & Financial Communications, at McDonald's Corporation, Managing Director at Kinzie Capital Partners, a private equity firm, Managing Director at BLG Capital Advisors, a family office managing a global portfolio of alternative assets, in various roles, including Director of Corporate and Strategic Development and Chief of Staff in the Office of the Chief Financial Officer, at Boeing Company, Vice President at Code Hennessy & Simmons LLC, a private equity firm, and Associate in the private equity funds group at Goldman, Sachs & Co., Ms. Cupps is experienced in financial, regulatory and investment matters.
- Gregory G. Dingens
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Gregory G. Dingens，自2017年起担任基金综合体中基金的受托人。通过他超过25年的投资管理经验，包括担任Monroe Financial Partners，Inc.执行副总裁、私人投资基金Siena Capital Partners成员以及雷曼兄弟和美林证券的董事总经理，Dingens先生在金融、监管和投资事务方面经验丰富。
Gregory G. Dingens,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 25 years of investment management experience, including as Executive Vice President of Monroe Financial Partners, Inc., Member of Siena Capital Partners, a private investment fund, and Managing Director at both Lehman Brothers and Merrill Lynch, Mr. Dingens is experienced in financial, regulatory and investment matters. - Gregory G. Dingens，自2017年起担任基金综合体中基金的受托人。通过他超过25年的投资管理经验，包括担任Monroe Financial Partners，Inc.执行副总裁、私人投资基金Siena Capital Partners成员以及雷曼兄弟和美林证券的董事总经理，Dingens先生在金融、监管和投资事务方面经验丰富。
- Gregory G. Dingens,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 25 years of investment management experience, including as Executive Vice President of Monroe Financial Partners, Inc., Member of Siena Capital Partners, a private investment fund, and Managing Director at both Lehman Brothers and Merrill Lynch, Mr. Dingens is experienced in financial, regulatory and investment matters.
- Scott Craven Jones
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Scott Craven Jones，自2017年起担任该基金组合中基金的受托人。通过担任Carne Global Financial Services（US）LLC的董事、Aurora Investment Management LLC的首席运营官、首席财务官和财务主管、丨卡拉莫斯资产管理公司的执行副总裁兼首席行政官Calamos Asset Management, Inc.、北方信托 Global Investments的董事总经理、在Nuveen Investments担任过各种职务以及在其他各种基金综合体担任受托人，Jones先生在财务、会计、监管和投资事务方面经验丰富。
Scott Craven Jones,has served as a Trustee of funds in the Fund Complex since 2017. Through his experience as a director at Carne Global Financial Services (US) LLC, Chief Operating Officer, Chief Financial Officer and Treasurer of Aurora Investment Management LLC, Executive Vice President and Chief Administrative Officer of Calamos Asset Management, Inc., Managing Director at Northern Trust Global Investments, in various roles at Nuveen Investments and as a trustee at various other fund complexes, Mr. Jones is experienced in financial, accounting, regulatory and investment matters. - Scott Craven Jones，自2017年起担任该基金组合中基金的受托人。通过担任Carne Global Financial Services（US）LLC的董事、Aurora Investment Management LLC的首席运营官、首席财务官和财务主管、丨卡拉莫斯资产管理公司的执行副总裁兼首席行政官Calamos Asset Management, Inc.、北方信托 Global Investments的董事总经理、在Nuveen Investments担任过各种职务以及在其他各种基金综合体担任受托人，Jones先生在财务、会计、监管和投资事务方面经验丰富。
- Scott Craven Jones,has served as a Trustee of funds in the Fund Complex since 2017. Through his experience as a director at Carne Global Financial Services (US) LLC, Chief Operating Officer, Chief Financial Officer and Treasurer of Aurora Investment Management LLC, Executive Vice President and Chief Administrative Officer of Calamos Asset Management, Inc., Managing Director at Northern Trust Global Investments, in various roles at Nuveen Investments and as a trustee at various other fund complexes, Mr. Jones is experienced in financial, accounting, regulatory and investment matters.
- Theodore J. Brombach
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Theodore J. Brombach，自2017年起担任基金综合体中基金的受托人。通过其在金融行业超过30年的投资经验，包括担任XAI联席首席执行官、XMS Capital Partners，LLC创始合伙人、Power & Digital基础设施收购公司董事长、Power & Digital基础设施收购公司II董事长以及摩根士丹利中西部投资银行业务联席主管，Brombach先生在金融、监管和投资事务方面经验丰富。
Theodore J. Brombach,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 30 years of investment experience in the financial industry, including as Co-Chief Executive Officer of XAI, founding partner of XMS Capital Partners, LLC, Chairman of Power & Digital Infrastructure Acquisition Corp., Chairman of Power & Digital Infrastructure Acquisition Corp. II, and Co-Head of Midwest Investment Banking at Morgan Stanley, Mr. Brombach is experienced in financial, regulatory and investment matters. - Theodore J. Brombach，自2017年起担任基金综合体中基金的受托人。通过其在金融行业超过30年的投资经验，包括担任XAI联席首席执行官、XMS Capital Partners，LLC创始合伙人、Power & Digital基础设施收购公司董事长、Power & Digital基础设施收购公司II董事长以及摩根士丹利中西部投资银行业务联席主管，Brombach先生在金融、监管和投资事务方面经验丰富。
- Theodore J. Brombach,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 30 years of investment experience in the financial industry, including as Co-Chief Executive Officer of XAI, founding partner of XMS Capital Partners, LLC, Chairman of Power & Digital Infrastructure Acquisition Corp., Chairman of Power & Digital Infrastructure Acquisition Corp. II, and Co-Head of Midwest Investment Banking at Morgan Stanley, Mr. Brombach is experienced in financial, regulatory and investment matters.
- Philip G. Franklin
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Philip G. Franklin，自2010年11月起担任董事。Franklin先生目前已退休。1998-2016年，Franklin先生曾在Littelfuse, Inc. NASDAQ：LFUS公司担任各种职务，最近担任执行副总裁兼首席财务官。在加入Littelfuse, Inc.之前，Franklin先生是建筑设备制造商OmniQuip International的副总裁兼首席财务官。在此之前，Franklin先生曾担任Monarch Marking Systems和Hill Refrigeration的首席财务官。Franklin先生还担任Tribune Publishing有限公司（纳斯达克股票代码：TPCO）董事会的非执行主席。Franklin先生拥有达特茅斯学院经济学学士学位和达特茅斯学院阿莫斯·塔克学院工商管理硕士学位。
Philip G. Franklin,has served as a Trustee of funds in the Fund Complex since 2017. Through his experience as Chairman of Tribune Publishing Company, Chief Financial Officer and Executive Vice President of Littelfuse, Inc. and Chief Financial Officer and Vice President at OmniQuip International, Mr. Franklin is experienced in financial, accounting and regulatory matters. - Philip G. Franklin，自2010年11月起担任董事。Franklin先生目前已退休。1998-2016年，Franklin先生曾在Littelfuse, Inc. NASDAQ：LFUS公司担任各种职务，最近担任执行副总裁兼首席财务官。在加入Littelfuse, Inc.之前，Franklin先生是建筑设备制造商OmniQuip International的副总裁兼首席财务官。在此之前，Franklin先生曾担任Monarch Marking Systems和Hill Refrigeration的首席财务官。Franklin先生还担任Tribune Publishing有限公司（纳斯达克股票代码：TPCO）董事会的非执行主席。Franklin先生拥有达特茅斯学院经济学学士学位和达特茅斯学院阿莫斯·塔克学院工商管理硕士学位。
- Philip G. Franklin,has served as a Trustee of funds in the Fund Complex since 2017. Through his experience as Chairman of Tribune Publishing Company, Chief Financial Officer and Executive Vice President of Littelfuse, Inc. and Chief Financial Officer and Vice President at OmniQuip International, Mr. Franklin is experienced in financial, accounting and regulatory matters.
高管简历
中英对照 | 中文 | 英文- Theodore J. Brombach
Theodore J. Brombach，自2017年起担任基金综合体中基金的受托人。通过其在金融行业超过30年的投资经验，包括担任XAI联席首席执行官、XMS Capital Partners，LLC创始合伙人、Power & Digital基础设施收购公司董事长、Power & Digital基础设施收购公司II董事长以及摩根士丹利中西部投资银行业务联席主管，Brombach先生在金融、监管和投资事务方面经验丰富。
Theodore J. Brombach,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 30 years of investment experience in the financial industry, including as Co-Chief Executive Officer of XAI, founding partner of XMS Capital Partners, LLC, Chairman of Power & Digital Infrastructure Acquisition Corp., Chairman of Power & Digital Infrastructure Acquisition Corp. II, and Co-Head of Midwest Investment Banking at Morgan Stanley, Mr. Brombach is experienced in financial, regulatory and investment matters.- Theodore J. Brombach，自2017年起担任基金综合体中基金的受托人。通过其在金融行业超过30年的投资经验，包括担任XAI联席首席执行官、XMS Capital Partners，LLC创始合伙人、Power & Digital基础设施收购公司董事长、Power & Digital基础设施收购公司II董事长以及摩根士丹利中西部投资银行业务联席主管，Brombach先生在金融、监管和投资事务方面经验丰富。
- Theodore J. Brombach,has served as a Trustee of funds in the Fund Complex since 2017. Through his over 30 years of investment experience in the financial industry, including as Co-Chief Executive Officer of XAI, founding partner of XMS Capital Partners, LLC, Chairman of Power & Digital Infrastructure Acquisition Corp., Chairman of Power & Digital Infrastructure Acquisition Corp. II, and Co-Head of Midwest Investment Banking at Morgan Stanley, Mr. Brombach is experienced in financial, regulatory and investment matters.
- John Yogi Spence
John Yogi Spence，XAI2016年至今的联席首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。
John Yogi Spence,Co-Chief Executive Officer, XAI 2016-present; Co-Founding Partner, XMS Capital Partners, LLC (2006-present).- John Yogi Spence，XAI2016年至今的联席首席执行官；XMS Capital Partners，LLC的联合创始合伙人（2006年至今）。
- John Yogi Spence,Co-Chief Executive Officer, XAI 2016-present; Co-Founding Partner, XMS Capital Partners, LLC (2006-present).
- Kimberly Ann Flynn
Kimberly Ann Flynn，现任：总裁（2024 –至今）；XAI董事总经理（2016 – 2024年）。前任：Nuveen Investments高级副总裁、产品开发主管（2013 – 2016年）、副总裁（2009 – 2013年）、助理副总裁（2007 – 2009年）和助理（2004 – 2007年）。
Kimberly Ann Flynn,Current: President (2024 – present); Managing Director of XAI (2016 – 2024).Former: Senior Vice President, Head of Product Development (2013 – 2016), Vice President (2009 – 2013), Assistant Vice President (2007 – 2009) and Associate (2004 – 2007), Nuveen Investments.- Kimberly Ann Flynn，现任：总裁（2024 –至今）；XAI董事总经理（2016 – 2024年）。前任：Nuveen Investments高级副总裁、产品开发主管（2013 – 2016年）、副总裁（2009 – 2013年）、助理副总裁（2007 – 2009年）和助理（2004 – 2007年）。
- Kimberly Ann Flynn,Current: President (2024 – present); Managing Director of XAI (2016 – 2024).Former: Senior Vice President, Head of Product Development (2013 – 2016), Vice President (2009 – 2013), Assistant Vice President (2007 – 2009) and Associate (2004 – 2007), Nuveen Investments.
- Theodore J. Uhl
阿尔卑斯基金服务公司Vice President兼副首席合规官TheodoreJ.Uhl，2006年至今；金融投资者信托基金首席合规官（2010年至今）、中心基金首席合规官（2013年至今）、Reality Shares ETF信托基金首席合规官（2014年至今）、Reaves公用事业收入基金首席合规官（2015年至今）、博尔德增长和收入基金首席合规官（2015年至今）、指数基金首席合规官（2016年至今）和Elevation ETF信托基金首席合规官（2016年至今）。Alps Fund Services，Inc.内部审计经理/高级风险经理（2006年至2010年）。Uhl先生根据信托与阿尔卑斯基金服务公司（Alps Fund Services Inc.）之间的首席合规官服务协议担任信托的首席合规官。该信托向Alps Fund Services Inc.支付年费，按月支付，并偿还自付费用。尽管有《首席合规官服务协议》，首席合规官的任命必须获得董事会（包括大多数独立受托人）的批准，并且该首席合规官可以通过以下行动（并且仅在获得批准的情况下）免除其职责:）董事会，包括大多数独立受托人。
Theodore J. Uhl,Vice President and Deputy Chief Compliance Officer, ALPS Fund Services, Inc. 2006-present; Chief Compliance Officer, Financial Investors Trust (2010-present), Centre Funds (2013-present), Reality Shares ETF Trust (2014-present), Reaves Utility Income Fund (2015-present), Boulder Growth & Income Fund, Inc. (2015-present), Index Funds (2016-present), and Elevation ETF Trust (2016-present).Internal Audit Manager/Senior Risk Manager, ALPS Fund Services, Inc. (2006-2010).Mr. Uhl serves as Chief Compliance Officer of the Trust pursuant to a Chief Compliance Officer Services Agreement between the Trust and ALPS Fund Services Inc. The Trust pays ALPS Fund Services Inc. an annual fee, payable monthly, and reimburses of out-of-pocket expenses. Notwithstanding the Chief Compliance Officer Services Agreement, the designation of the Chief Compliance Officer must be approved by the Board, including a majority of the Independent Trustees, and such Chief Compliance Officer may be removed from his responsibilities by action of (and only with the approval of) the Board, including a majority of the Independent Trustees.- 阿尔卑斯基金服务公司Vice President兼副首席合规官TheodoreJ.Uhl，2006年至今；金融投资者信托基金首席合规官（2010年至今）、中心基金首席合规官（2013年至今）、Reality Shares ETF信托基金首席合规官（2014年至今）、Reaves公用事业收入基金首席合规官（2015年至今）、博尔德增长和收入基金首席合规官（2015年至今）、指数基金首席合规官（2016年至今）和Elevation ETF信托基金首席合规官（2016年至今）。Alps Fund Services，Inc.内部审计经理/高级风险经理（2006年至2010年）。Uhl先生根据信托与阿尔卑斯基金服务公司（Alps Fund Services Inc.）之间的首席合规官服务协议担任信托的首席合规官。该信托向Alps Fund Services Inc.支付年费，按月支付，并偿还自付费用。尽管有《首席合规官服务协议》，首席合规官的任命必须获得董事会（包括大多数独立受托人）的批准，并且该首席合规官可以通过以下行动（并且仅在获得批准的情况下）免除其职责:）董事会，包括大多数独立受托人。
- Theodore J. Uhl,Vice President and Deputy Chief Compliance Officer, ALPS Fund Services, Inc. 2006-present; Chief Compliance Officer, Financial Investors Trust (2010-present), Centre Funds (2013-present), Reality Shares ETF Trust (2014-present), Reaves Utility Income Fund (2015-present), Boulder Growth & Income Fund, Inc. (2015-present), Index Funds (2016-present), and Elevation ETF Trust (2016-present).Internal Audit Manager/Senior Risk Manager, ALPS Fund Services, Inc. (2006-2010).Mr. Uhl serves as Chief Compliance Officer of the Trust pursuant to a Chief Compliance Officer Services Agreement between the Trust and ALPS Fund Services Inc. The Trust pays ALPS Fund Services Inc. an annual fee, payable monthly, and reimburses of out-of-pocket expenses. Notwithstanding the Chief Compliance Officer Services Agreement, the designation of the Chief Compliance Officer must be approved by the Board, including a majority of the Independent Trustees, and such Chief Compliance Officer may be removed from his responsibilities by action of (and only with the approval of) the Board, including a majority of the Independent Trustees.
- Benjamin D. McCulloch
Benjamin D. McCulloch，现任：总法律顾问兼董事总经理（2019年–至今）；XAI首席合规官（2021年–至今）。前任：Associate，Drinker Biddle & Reath LLP（2015 – 2019）；Associate Counsel，First Trust Portfolios LP（2012 – 2015）。
Benjamin D. McCulloch,Current: General Counsel & Managing Director (2019 – present); Chief Compliance Officer (2021 – present) of XAI.Former: Associate, Drinker Biddle & Reath LLP (2015 – 2019); Associate Counsel, First Trust Portfolios LP (2012 – 2015).- Benjamin D. McCulloch，现任：总法律顾问兼董事总经理（2019年–至今）；XAI首席合规官（2021年–至今）。前任：Associate，Drinker Biddle & Reath LLP（2015 – 2019）；Associate Counsel，First Trust Portfolios LP（2012 – 2015）。
- Benjamin D. McCulloch,Current: General Counsel & Managing Director (2019 – present); Chief Compliance Officer (2021 – present) of XAI.Former: Associate, Drinker Biddle & Reath LLP (2015 – 2019); Associate Counsel, First Trust Portfolios LP (2012 – 2015).
- Derek Mullins
Derek Mullins自2017年起担任The Marygold Companies, Inc.（“The Marygold Companies，Inc.”）的董事会成员。他目前是PINE Advisor Solutions a Centralis公司的联合创始人和管理合伙人。Mullins先生此前曾担任ArrowMark Colorado Holdings LLC的运营总监，2004年至2009年担任Black Creek Capital和Dividend Capital的运营总监，1996年至2004年担任ALPS Fund Services的基金管理经理。
Derek Mullins has served as a member of the Board of Directors of The Marygold Companies, Inc. (the "Company") since 2017. He is currently the Co Founder and Managing Partner of PINE Advisor Solutions a Centralis company. Mr. Mullins previously served as Director of Operations at ArrowMark Colorado Holdings LLC, Director of Operations at Black Creek Capital and Dividend Capital from 2004 to 2009, and Manager of Fund Administration at ALPS Fund Services from 1996 to 2004.- Derek Mullins自2017年起担任The Marygold Companies, Inc.（“The Marygold Companies，Inc.”）的董事会成员。他目前是PINE Advisor Solutions a Centralis公司的联合创始人和管理合伙人。Mullins先生此前曾担任ArrowMark Colorado Holdings LLC的运营总监，2004年至2009年担任Black Creek Capital和Dividend Capital的运营总监，1996年至2004年担任ALPS Fund Services的基金管理经理。
- Derek Mullins has served as a member of the Board of Directors of The Marygold Companies, Inc. (the "Company") since 2017. He is currently the Co Founder and Managing Partner of PINE Advisor Solutions a Centralis company. Mr. Mullins previously served as Director of Operations at ArrowMark Colorado Holdings LLC, Director of Operations at Black Creek Capital and Dividend Capital from 2004 to 2009, and Manager of Fund Administration at ALPS Fund Services from 1996 to 2004.