股本结构
单位：万股
| 公告日期 | 2024-04-29 | 2024-04-29 | 2024-02-15 | 2024-02-15 | 2023-11-02 | 2023-11-02 |
|---|---|---|---|---|---|---|
| 证券总股本 | 14301.94 | 14370.49 | 14461.78 | 14383.30 | 14360.82 | 14360.50 |
| 普通股本 | 14301.94 | 14370.49 | 14461.78 | 14383.30 | 14360.82 | 14360.50 |
| 优先股 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 其他 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 | 未披露 |
| 变动日期 | 2024-04-26 | 2024-04-22 | 2024-02-14 | 2023-12-31 | 2023-11-01 | 2023-09-30 |
注释：中概股证券总股本=普通股股本/
存托凭证比例
历史变动
| 公告日期 | 变动后普通股本（万股） | 变动后优先股（万股） | 变动原因 | 变动日期 |
|---|---|---|---|---|
| 2024-04-29 | 14301.94 | 未披露 | 定期报告 | 2024-04-26 |
| 2024-04-29 | 14370.49 | 未披露 | 定期报告 | 2024-04-22 |
| 2024-02-15 | 14461.78 | 未披露 | 定期报告 | 2024-02-14 |
| 2024-02-15 | 14383.30 | 未披露 |
更多>>
From December 31, 2022 to December 31, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
Issuance of common shares in conjunction with ESPP program
|
2023-12-31 |
| 2023-11-02 | 14360.82 | 未披露 | 定期报告 | 2023-11-01 |
| 2023-11-02 | 14360.50 | 未披露 |
更多>>
From June 30, 2023 to September 30, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
|
2023-09-30 |
| 2023-08-03 | 14342.25 | 未披露 | 定期报告 | 2023-08-02 |
| 2023-08-03 | 14336.90 | 未披露 |
更多>>
From March 31, 2023 to June 30, 2023
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards
|
2023-06-30 |
| 2023-04-18 | 14303.40 | 未披露 | 定期报告 | 2023-04-12 |
| 2023-05-04 | 14302.90 | 未披露 |
更多>>
From December 31, 2022 to March 31, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
|
2023-03-31 |
| 2023-02-28 | 14257.67 | 未披露 | 定期报告 | 2023-02-27 |
| 2023-02-28 | 14226.80 | 未披露 |
更多>>
From December 31, 2021 to December 31, 2022
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards and restricted stock units
|
2022-12-31 |
| 2022-11-03 | 14210.97 | 未披露 | 定期报告 | 2022-11-02 |
| 2022-11-03 | 14211.00 | 未披露 |
更多>>
From June 30, 2022 to September 30, 2022
Shares issued on exercise of stock options and vesting of performance awards and restricted stock units
|
2022-09-30 |
| 2022-08-04 | 14189.22 | 未披露 | 定期报告 | 2022-08-03 |
| 2022-08-04 | 14189.20 | 未披露 |
更多>>
From March 31, 2022 to June 30, 2022
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards
|
2022-06-30 |
| 2022-04-18 | 14174.16 | 未披露 | 定期报告 | 2022-04-14 |
| 2022-05-10 | 14174.20 | 未披露 |
更多>>
From December 31, 2021 to March 31, 2022
Shares issued on exercise of stock options and vesting of performance awards
|
2022-03-31 |
| 2022-02-28 | 14165.38 | 未披露 | 定期报告 | 2022-02-25 |
| 2022-02-28 | 14160.00 | 未披露 |
更多>>
From December 31, 2020 to December 31, 2021
Issuance of common shares upon public offerings, net of issuance costs
Exercise of warrants
Exercise of stock options
Issuance of common shares in conjunction with ESPP program
|
2021-12-31 |
| 2021-11-03 | 12967.03 | 未披露 | 定期报告 | 2021-11-02 |
| 2021-11-03 | 12957.00 | 未披露 |
更多>>
From June 30, 2021 to September 30, 2021
Shares issued on exercise of stock options
Exercise of warrants
|
2021-09-30 |
| 2021-08-05 | 12839.59 | 未披露 | 定期报告 | 2021-08-04 |
| 2021-08-05 | 12839.60 | 未披露 |
更多>>
From March 31, 2021 to June 30, 2021
Shares issued on exercise of stock options
|
2021-06-30 |
| 2021-05-06 | 12815.64 | 未披露 | 定期报告 | 2021-05-06 |
| 2021-04-30 | 12812.09 | 未披露 | 定期报告 | 2021-04-19 |
| 2021-05-06 | 12812.10 | 未披露 |
更多>>
from January 1, 2021 to March 31, 2021
Shares issued on exercise of stock options
Exercise of warrants
|
2021-03-31 |
| 2021-02-24 | 12745.08 | 未披露 | 定期报告 | 2021-02-24 |
| 2021-02-24 | 12672.50 | 未披露 |
更多>>
From December 31,2019 to December 31,2020
Issue of common shares
Exercise of warrants
Exercise of stock options
|
2020-12-31 |
| 2020-11-10 | 12656.80 | 未披露 | 定期报告 | 2020-11-05 |
| 2020-11-10 | 12645.00 | 未披露 |
更多>>
From January 1, 2020 to September 30, 2020
Issue of common shares
Share issue costs
Exercise of stock options
Exercise of derivative warrants
|
2020-09-30 |
| 2020-08-11 | 11270.50 | 未披露 |
更多>>
from January 1, 2020 to June 30, 2020
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2020-06-30 |
| 2020-06-17 | 11263.36 | 未披露 | 定期报告 | 2020-06-16 |
| 2020-05-29 | 11262.51 | 未披露 | 定期报告 | 2020-05-28 |
| 2020-05-14 | 11255.20 | 未披露 | 定期报告 | 2020-05-12 |
| 2020-04-28 | 11251.75 | 未披露 | 定期报告 | 2020-04-20 |
| 2020-07-22 | 11248.72 | 未披露 |
更多>>
from January 1, 2020 to March 31, 2020
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2020-03-31 |
| 2020-03-05 | 11179.83 | 未披露 |
更多>>
from January 1, 2019 to December 31, 2019
Issued pursuant to Public Offering
Issued pursuant to At The Market (ATM) Facilities
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2019-12-31 |
| 2019-08-06 | 9183.00 | 未披露 | 定期报告 | 2019-08-06 |
| 2019-08-06 | 9179.30 | 未披露 |
更多>>
from January 1, 2019 to June 30, 2019
Issued pursuant to At The Market (ATM) Facility
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2019-06-30 |
| 2019-05-31 | 9179.30 | 未披露 | 定期报告 | 2019-05-09 |
| 2019-05-14 | 9164.60 | 未披露 |
更多>>
from January 1, 2019 to March 31, 2019
Issued pursuant to At The Market (ATM) Facility
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2019-03-31 |
| 2019-03-19 | 9163.60 | 未披露 | 定期报告 | 2019-03-15 |
| 2019-03-19 | 8550.02 | 未披露 |
更多>>
from January 1, 2018 to December 31, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
|
2018-12-31 |
| 2018-11-08 | 8534.30 | 未披露 | 定期报告 | 2018-11-06 |
| 2018-11-08 | 8532.30 | 未披露 |
更多>>
from January 1, 2018 to September 30, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
|
2018-09-30 |
| 2018-08-09 | 8532.10 | 未披露 |
更多>>
from January 1, 2018 to June 30, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
|
2018-06-30 |
| 2018-05-10 | 8420.00 | 未披露 | 定期报告 | 2018-05-08 |
| 2018-05-17 | 8420.01 | 未披露 | 定期报告 | 2018-05-04 |
| 2018-05-10 | 8405.20 | 未披露 | 定期报告 | 2018-03-31 |
| 2018-03-15 | 8405.18 | 未披露 |
更多>>
from January 1, 2017 to December 31, 2017
Issued pursuant to Public Offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2017-12-31 |
| 2017-11-14 | 8397.30 | 未披露 |
更多>>
from January 1, 2017 to September 30, 2017
Issued pursuant to public offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2017-09-30 |
| 2017-08-10 | 8353.50 | 未披露 | 定期报告 | 2017-08-09 |
| 2017-08-10 | 8348.50 | 未披露 |
更多>>
from January 1, 2017 to June 30, 2017
Issued pursuant to public offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2017-06-30 |
| 2017-03-09 | 5342.84 | 未披露 | 定期报告 | 2017-03-06 |
| 2017-03-09 | 5280.82 | 未披露 |
更多>>
From January 1, 2016 to December 31, 2016
Issued pursuant to Bought Deal public offering
Issued pursuant to ATM Facilities
Issued pursuant to June 22, 2016 private placement
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
|
2016-12-31 |
| 2016-11-07 | 3879.40 | 未披露 |
更多>>
From January 1, 2016 to September 30, 2016
Issued pursuant to At the Market Facility
Issued pursuant to June 22, 2016 private placement
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
|
2016-09-30 |
| 2016-08-05 | 3528.70 | 未披露 | 定期报告 | 2016-06-30 |
| 2016-03-18 | 3228.74 | 未披露 |
更多>>
From January 1, 2015 to December 31, 2015
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrant
Issued pursuant to exercise of stock options
|
2015-12-31 |
| 2015-11-13 | 3228.70 | 未披露 |
更多>>
from January 1, 2015 to September 30, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
|
2015-09-30 |
| 2015-09-17 | 3228.74 | 未披露 | 定期报告 | 2015-09-17 |
| 2015-08-11 | 3226.70 | 未披露 |
更多>>
from January 1, 2015 to June 30, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
|
2015-06-30 |
| 2015-04-30 | 3226.24 | 未披露 | 定期报告 | 2015-04-21 |
| 2015-05-15 | 3206.20 | 未披露 |
更多>>
from January 1, 2015 to March 31, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
|
2015-03-31 |
| 2015-03-30 | 3198.53 | 未披露 | 定期报告 | 2015-03-26 |
| 2015-03-30 | 3181.80 | 未披露 |
更多>>
from January 1, 2014 to December 31, 2014
Issued pursuant to February 14, 2014 private placement
Issued pursuant to exercise of warrants
|
2014-12-31 |
| 2014-11-12 | 3181.80 | 未披露 | 定期报告 | 2014-11-10 |
| 2014-11-12 | 3157.70 | 未披露 |
更多>>
from June 30, 2014 to September 30, 2014
Issued pursuant to exercise of warrants
|
2014-09-30 |
| 2014-11-12 | 3136.90 | 未披露 |
更多>>
from March 31, 2014 to June 30, 2014
Issued pursuant to exercise of warrants
|
2014-06-30 |
| 2014-06-19 | 3135.41 | 未披露 | 定期报告 | 2014-03-31 |
| 2014-04-16 | 1237.50 | 未披露 |
更多>>
from January 1, 2013 to December 31, 2013
Issuance of first offering units
Issuance of second offering units
Issuance of common shares to ILJIN
Issuance of Common shares and warrants on acquisition of Aurinia Pharma Corp.
Exercise of stock options
|
2013-12-31 |
From December 31, 2022 to December 31, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
Issuance of common shares in conjunction with ESPP program
From June 30, 2023 to September 30, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
From March 31, 2023 to June 30, 2023
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards
From December 31, 2022 to March 31, 2023
Shares issued on exercise of stock options and vesting of restricted stock units
From December 31, 2021 to December 31, 2022
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards and restricted stock units
From June 30, 2022 to September 30, 2022
Shares issued on exercise of stock options and vesting of performance awards and restricted stock units
From March 31, 2022 to June 30, 2022
Issuance of common shares in conjunction with ESPP program
Shares issued on exercise of stock options and vesting of performance awards
From December 31, 2021 to March 31, 2022
Shares issued on exercise of stock options and vesting of performance awards
From December 31, 2020 to December 31, 2021
Issuance of common shares upon public offerings, net of issuance costs
Exercise of warrants
Exercise of stock options
Issuance of common shares in conjunction with ESPP program
From June 30, 2021 to September 30, 2021
Shares issued on exercise of stock options
Exercise of warrants
From March 31, 2021 to June 30, 2021
Shares issued on exercise of stock options
from January 1, 2021 to March 31, 2021
Shares issued on exercise of stock options
Exercise of warrants
From December 31,2019 to December 31,2020
Issue of common shares
Exercise of warrants
Exercise of stock options
From January 1, 2020 to September 30, 2020
Issue of common shares
Share issue costs
Exercise of stock options
Exercise of derivative warrants
from January 1, 2020 to June 30, 2020
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2020 to March 31, 2020
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2019 to December 31, 2019
Issued pursuant to Public Offering
Issued pursuant to At The Market (ATM) Facilities
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2019 to June 30, 2019
Issued pursuant to At The Market (ATM) Facility
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2019 to March 31, 2019
Issued pursuant to At The Market (ATM) Facility
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2018 to December 31, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
from January 1, 2018 to September 30, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
from January 1, 2018 to June 30, 2018
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
from January 1, 2017 to December 31, 2017
Issued pursuant to Public Offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2017 to September 30, 2017
Issued pursuant to public offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
from January 1, 2017 to June 30, 2017
Issued pursuant to public offering
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
From January 1, 2016 to December 31, 2016
Issued pursuant to Bought Deal public offering
Issued pursuant to ATM Facilities
Issued pursuant to June 22, 2016 private placement
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
Issued pursuant to exercise of stock options
From January 1, 2016 to September 30, 2016
Issued pursuant to At the Market Facility
Issued pursuant to June 22, 2016 private placement
Issued pursuant to exercise of warrants
Issued pursuant to exercise of stock options
From January 1, 2015 to December 31, 2015
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrant
Issued pursuant to exercise of stock options
from January 1, 2015 to September 30, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
from January 1, 2015 to June 30, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
from January 1, 2015 to March 31, 2015
Issued pursuant to exercise of stock options
Issued pursuant to exercise of warrants
Issued pursuant to exercise of derivative liability warrants
from January 1, 2014 to December 31, 2014
Issued pursuant to February 14, 2014 private placement
Issued pursuant to exercise of warrants
from June 30, 2014 to September 30, 2014
Issued pursuant to exercise of warrants
from March 31, 2014 to June 30, 2014
Issued pursuant to exercise of warrants
from January 1, 2013 to December 31, 2013
Issuance of first offering units
Issuance of second offering units
Issuance of common shares to ILJIN
Issuance of Common shares and warrants on acquisition of Aurinia Pharma Corp.
Exercise of stock options