GROM

-- -- --

From December 31,2022 to December 31,2023 Issuance of common stock in connection with sales made under public offerings Issuance of common stock in connection with sales made under private offerings Issuance of common stock in connection with the exercise of common stock purchase warrants Issuance of common stock in exchange for consulting, professional and other services

From July 1, 2023 to September 30, 2023 Issuance of common stock in connection with public offerings Issuance of common stock in connection with warrant exercises

Units offered 946,000 Units.Each Unit consists of: (i) one share of Common Stock; (ii) one Series A Warrant; and (iii) one Series B Warrant.

Grom Social Enterprises, Inc. announced that its Board of Directors has approved a 1-for-20 reverse stock split of its common shares (the “Reverse Split”) primarily to comply with Nasdaq’s minimum bid price requirement.

From April 1, 2023 to June 30, 2023 Issuance of common stock in connection with the exercise of common stock purchase warrants

From January 1, 2023 to March 31, 2023 Issuance of common stock in exchange for consulting, professional and other services Issuance of common stock in connection with sales made under private offerings Issuance of common stock in connection with the exercise of common stock purchase warrants

From December 31, 2021 to December 31, 2022 Conversion of convertible notes and accrued interest into common stock Issuance of common stock in connection with sales made under public offerings Issuance of common stock in connection with the exercise of common stock purchase warrants Issuance of common stock as compensation to employees, officers and/or directors Issuance of common stock in exchange for consulting, professional and other services Issuance of common stock in connection with the issuance of convertible note(s) Issuance of common stock in connection with the acquisition of a business Conversion of convertible notes and accrued interest into common stock

Units offered 1,415,682 Units by the company. Each Unit consists of one share of Common Stock

On December 6, 2022, Grom Social Enterprises, Inc., a Florida corporation (the “Company”), filed a Certificate of Amendment (the “Certificate of Amendment”) to the Company’s Articles of Incorporation, as previously amended (“Articles of Incorporation”), with the Secretary of State of the State of Florida, to effect a reverse stock split of the Company’s common stock, $0.001 par value per share (“Common Stock”), at a rate of 1-for-30 (the “Reverse Stock Split”).

From June 30, 2022 to September 30, 2022 Conversion of Series C preferred stock into common stock

From December 31, 2021 to March 31, 2022 Issuance of common stock in connection with Series C preferred stock dividend Conversion of Series C preferred stock into common stock Issuance of common stock in exchange for consulting, professional and other services Conversion of convertible note(s) and accrued interest into common stock

From December 31, 2020 to December 31, 2021 Issuance of Series B preferred stock with common stock in connection with sales made under private offerings Issuance of Series B preferred stock in exchange for consulting, professional and other services Exchange of convertible notes and accrued interest for Series B preferred stock Exchange of Series B preferred stock for Series C preferred stock Exchange of convertible notes and accrued interest for Series C preferred stock Issuance of Series C preferred stock with common stock in connection with sales made under private offerings Issuance of common stock in connection with sales made under public offerings Issuance of common stock in connection with the exercise of common stock purchase warrants Issuance of common stock as compensation to employees, officers and/or directors Issuance of common stock in exchange for consulting, professional and other services Issuance of common stock in connection with the issuance of convertible notes Issuance of common stock in connection with the acquisition of a business Conversion of convertible notes and accrued interest into common stock Fair value of a noncontrolling interest in an acquired business

From June 30, 2021 to September 30, 2021 Exchange of convertible notes and accrued interest for Series C preferred stock

From March 31, 2021 to June 30, 2021 Exchange of Series B preferred stock for Series C preferred stock Issuance of Series C preferred stock with common stock in connection with sales made under private offerings

The Company granted the Representative a 45-day option to purchase up to 361,445 additional Units of Common Stock and Warrants, to cover over-allotments in connection with the Offering, which the Representative exercised with respect to Warrants exercisable for up to an additional 361,445 shares of Common Stock on the Closing Date.